0000868911-13-000002.txt : 20130502 0000868911-13-000002.hdr.sgml : 20130502 20130502165839 ACCESSION NUMBER: 0000868911-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130502 DATE AS OF CHANGE: 20130502 EFFECTIVENESS DATE: 20130502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCETON CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000868911 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07092 FILM NUMBER: 13808987 BUSINESS ADDRESS: STREET 1: 47 HULFISH STREET, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 6099246867 MAIL ADDRESS: STREET 1: 47 HULFISH STREET, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08542 13F-HR 1 q113l1.txt FIRST QUARTER 2013 13F-HR FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/13 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Princeton Capital Management, Inc. Address: 47 Hulfish Street, Suite 500 Princeton, New Jersey 08540 Form 13F File Number: 28-7092 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ann W. Elmes Title: Chief Compliance Officer Phone: (609) 924-6867 Signature, Place, and Date of Signing: Ann W. Elmes Princeton, New Jersey 5/3/13 [Signature] [City, State] [Date] Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Manager: Form 13F Information Table Entry Total: 77 Form 13F Information Table Value Total: $ 102,293 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE PRINCETON CAPITAL MANAGEMENT FORM 13F 31-Mar-13 Voting Authority Title ------------------------ of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None ------------------------------ ---------------- -------- -------- --- ---- ------- -------------- -------- -------- 3M Company COM 88579y101 393 3700SH Sole 3700 ATT - New COM 00206r102 3570 97313SH Sole 35115 62198 AXT, Inc. COM 00246w103 1634 555900SH Sole 3100 552800 Amazon.com COM 023135106 1183 4439SH Sole 4439 American Tower REIT COM 03027x100 2703 35146SH Sole 20786 14360 Apple Inc. COM 037833100 1658 3746SH Sole 2804 942 Astro-Med COM 04638f108 245 25600SH Sole 700 24900 BTG plc COM g1660v103 367 68640SH Sole 68640 Bayer, ADR COM 072730302 2101 20329SH Sole 15019 5310 BioLase Technology COM 090911108 1869 471825SH Sole 83372 388453 Boeing COM 097023105 3480 40530SH Sole 19690 20840 Bristol-Myers Squibb COM 110122108 1818 44142SH Sole 29577 14565 Bunge Limited COM G16962105 2076 28120SH Sole 15287 12833 CACI International, Inc. COM 127190304 1099 18985SH Sole 4395 14590 Canadian Pacific Railway COM 13645T100 3486 26720SH Sole 14275 12445 Caterpillar COM 149123101 1367 15719SH Sole 9044 6675 Cavium Inc COM 14964u108 977 25170SH Sole 25170 Cisco Systems COM 17275R102 1879 89907SH Sole 61867 28040 Companhia Energetica COM 204409601 319 26900SH Sole 26900 Computer Sciences COM 205363104 3685 74849SH Sole 45809 29040 Corning Inc COM 219350105 1537 115273SH Sole 62403 52870 Cree COM 225447101 3645 66618SH Sole 29358 37260 Crown Castle International COM 228227104 1663 23877SH Sole 20782 3095 Curon Medical PIPE (Rev Spl) COM 231292913 0 23076SH Sole 23076 Cytori Therapeutics COM 23283k105 586 233735SH Sole 57040 176695 Deere & Company COM 244199105 1862 21660SH Sole 11230 10430 Dyadic International COM 26745T101 64 37200SH Sole 37200 Eastman Kodak COM 277461109 76 252166SH Sole 252166 Entegris Inc COM 29362u104 471 47800SH Sole 47800 Exelixis COM 30161Q104 46 10000SH Sole 10000 Exxon Mobil COM 30231G102 568 6300SH Sole 6300 FEI Company COM 30241L109 2068 32043SH Sole 32043 FMC Corp COM 302491303 2433 42653SH Sole 25930 16723 Forest Laboratories COM 345838106 285 7500SH Sole 7500 General Electric COM 369604103 4405 190541SH Sole 100126 90415 GlaxoSmithKline COM 37733W105 1045 22282SH Sole 19792 2490 Google COM 38259p508 3289 4141SH Sole 2588 1553 Hansen Medical COM 411307101 1404 698600SH Sole 67415 631185 Harris & Harris Group COM 413833104 158 44000SH Sole 44000 IPG Photonics COM 44980X109 899 13540SH Sole 2425 11115 ISIS Pharmaceuticals COM 464330109 719 42450SH Sole 42450 Intel COM 458140100 1192 54605SH Sole 47095 7510 JDS Uniphase COM 46612J507 1100 82300SH Sole 19000 63300 MAKO Surgical COM 560879108 522 46860SH Sole 13790 33070 Mckesson HBOC COM 58155Q103 248 2300SH Sole 2300 Microsoft COM 594918104 2018 70559SH Sole 38259 32300 Microvision COM 594960304 99 62527SH Sole 138 62390 Morphosys COM D55040105 1877 46180SH Sole 6230 39950 Nektar Therapeutics COM 640268108 813 73950SH Sole 73950 NeoPhotonics Corporation COM 64051T100 350 68500SH Sole 68500 Nextera Energy COM 65339f101 225 2900SH Sole 2900 Novozymes, ADR COM 670108109 411 12090SH Sole 9555 2535 OCZ Technology Group COM 67086e303 212 117500SH Sole 117500 Osiris COM 68827r108 217 20875SH Sole 20875 Pepco Holdings COM 713291102 708 33100SH Sole 33100 Philips NV, ADR COM 500472303 525 17770SH Sole 17770 Qualcomm COM 747525103 1853 27675SH Sole 17995 9680 RF Micro Devices COM 749941100 615 115525SH Sole 115525 Rockwood Holdings COM 774415103 520 7940SH Sole 3165 4775 SCANA COM 80589M102 454 8875SH Sole 8875 STEC, Inc. COM 784774101 257 58145SH Sole 20880 37265 Senomyx Inc. COM 81724Q107 296 140075SH Sole 140075 Silicon Image COM 82705t102 552 113575SH Sole 113575 Solazyme, Inc COM 83415T101 432 55400SH Sole 55400 Susquehanna Bancshares COM 869099101 435 35000SH Sole 35000 TriQuint Semiconductor COM 89674k103 481 95100SH Sole 95100 UNISYS COM 909214306 1176 51685SH Sole 11265 40420 Union Pacific COM 907818108 3166 22235SH Sole 11660 10575 United Parcel Service COM 911312106 2405 28002SH Sole 15169 12833 Universal Display COM 91347P105 2831 96200SH Sole 8550 87650 Universal Electronics COM 913483103 1243 53476SH Sole 44726 8750 Verizon Communications COM 92343v104 4944 100584SH Sole 48123 52461 Vertex COM 92532F100 1672 30410SH Sole 2935 27475 Vical COM 925602104 314 78950SH Sole 78950 Vodafone Group, ADR COM 92857W209 3327 117136SH Sole 64886 52250 duPont COM 263534109 1668 33926SH Sole 19729 14197 Microvision Warrants - exp 11/ 594960171 2 192700SH Sole 192700 REPORT SUMMARY 77DATA RECORDS 102293 0OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED