0001019056-13-000565.txt : 20130506 0001019056-13-000565.hdr.sgml : 20130506 20130506095244 ACCESSION NUMBER: 0001019056-13-000565 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 EFFECTIVENESS DATE: 20130506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Geduld E E CENTRAL INDEX KEY: 0001352107 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11643 FILM NUMBER: 13814697 MAIL ADDRESS: STREET 1: C/O COUGAR TRADING LLC STREET 2: 375 PARK AVENUE SUITE 2301 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: Geduld Emanuel E DATE OF NAME CHANGE: 20060202 13F-HR 1 geduld_13f.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: E E Geduld --------------------------------------- Address: c/o Cougar Capital LLC --------------------------------------- 1370 Avenue of the Americas, 30th Floor --------------------------------------- New York, NY 10019 --------------------------------------- Form 13F File Number: 28-11643 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E E Geduld --------------------------------------- Title: Senior Managing Member --------------------------------------- Phone: 212-319-3500 --------------------------------------- Signature, Place and Date of Signing: /s/ Emanuel E. Geduld New York, NY March 6, 2013 --------------------------- -------------------- -------------------- Report Type (Check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE 03/31/2013 Report Summary Number of Other Included Managers 0 ----------- Form 13F Information Table Entry Total 327 ----------- Form 13F Information Table Value Total $156,544 ----------- (thousands) List of Other Included Managers None 2

------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ 888 HOLDINGS PLC ORD 0.5P COM B0L4LM9 166 65,000 SH SOLE 65,000.00 0 0 A V HOMES INC COM STK COM 00234P102 697 52,300 SH SOLE 52,300.00 0 0 ACACIA RESEARCH CORP COM STK COM 003881307 905 30,000 SH SOLE 30,000.00 0 0 ADVANCED MICRO DEVICES INC COM 007903107 64 25,000 SH CALL SOLE 25,000.00 0 0 AFFYMAX INC COM COM 00826A109 14 10,000 SH SOLE 10,000.00 0 0 AGRICULTURAL BANK OF CHINA COM B60LZR6 48 100,000 SH SOLE 100,000.00 0 0 AGUAS-A (CHI LISTING) COM 2311238 40 50,000 SH SOLE 50,000.00 0 0 AINSWORTH LUMBER CAD COM B9TDZ29 100 25,000 SH SOLE 25,000.00 0 0 AK STEEL HOLDING CORP COM 001547108 66 20,000 SH CALL SOLE 20,000.00 0 0 ALICORP SA PEN1 'C' SHS COM 2162834 93 25,000 SH SOLE 25,000.00 0 0 ALLOT COMMUNICATIONSLTD SHS COM M0854Q105 537 45,000 SH SOLE 45,000.00 0 0 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 951 70,000 SH SOLE 70,000.00 0 0 ALTER NRG CORP COM COM 02145W101 35 100,000 SH SOLE 100,000.00 0 0 AMAZON COM INC COM STK COM 023135106 813 3,050 SH SOLE 3,050.00 0 0 AMERICAN APPAREL INCCORP COM STK COM 023850100 336 155,000 SH SOLE 155,000.00 0 0 AMERICAN HEALTHCHOISINC COM 025929209 0 175,000 SH SOLE 175,000.00 0 0 AMERICAN INTERNATIONAL GROUP I COM STK COM 026874784 388 10,000 SH SOLE 10,000.00 0 0 AMERICANA DISTBN COM 030556104 0 600,000 SH SOLE 600,000.00 0 0 ANTHERA PHARMACEUTICALS INC COM 03674U102 66 100,000 SH SOLE 100,000.00 0 0 ANTRIM ENERGY COM 037243102 13 75,000 SH SOLE 75,000.00 0 0 AP PHARMA INC COM STK COM 00202J203 74 200,000 SH SOLE 200,000.00 0 0 APPLE INC COM 037833100 8,853 20,000 SH CALL SOLE 20,000.00 0 0 APPLIED NEUROSOLUTIONS INC COM STK COM 03823Y203 0 98,668 SH SOLE 98,668.00 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 213 6,309 SH SOLE 6,309.00 0 0 ARRIS GROUP INC COM STK COM 04269Q100 429 25,000 SH SOLE 25,000.00 0 0 ASSOCIATED BANC EQY WARRANT W EXP 11/21/2018 045487113 67 45,550 SH SOLE 45,550.00 0 0 ATHI RIVER MINING LTD COM 6041188 200 250,000 SH SOLE 250,000.00 0 0 AUGME TECHNOLIGIES WARRANT EXP W EXP 9/28/2017 051991602 0 12,500 SH SOLE 12,500.00 0 0 AUSTRALIAN STOCK EXCHANGE SHS COM 6129222 471 12,500 SH SOLE 12,500.00 0 0 AVESIS INC COM STK COM 053650107 123 144,200 SH SOLE 144,200.00 0 0 AVON PRODS INC COM STK COM 054303102 311 15,000 SH SOLE 15,000.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ B & G FOODS INC NEW CLASS A CLASS A 05508R106 457 15,000 SH SOLE 15,000.00 0 0 BANK OF AMERICA CORP COM 060505104 2,436 200,000 SH CALL SOLE 200,000.00 0 0 BANK OF AMERICA CORP COM 060505104 30,748 2,524,448 SH SOLE 2,524,448.00 0 0 BANK OF AMERICA CORP WRNT EXP 10/28/2018 W EXP 10/28/2018 060505153 128 175,000 SH SOLE 175,000.00 0 0 BANK OF AMERICA CORPWT EXP 1/16/19 W EXP 1/16/2019 060505146 570 100,000 SH SOLE 100,000.00 0 0 BANK OF IRELAND (IRE LISTING) COM 3070732 594 3,000,000 SH SOLE 3,000,000.00 0 0 BARNES & NOBLE INC COM 067774109 329 20,000 SH CALL SOLE 20,000.00 0 0 BARNES & NOBLE INC COM STK COM 067774109 823 50,000 SH SOLE 50,000.00 0 0 BARRETT BILL CORP COM STK COM 06846N104 507 25,000 SH SOLE 25,000.00 0 0 BARRICK GOLD CORP COM 067901108 588 20,000 SH CALL SOLE 20,000.00 0 0 BAXTER INTL INC COM 071813109 1,453 20,000 SH CALL SOLE 20,000.00 0 0 BEACON ROOFING SUPPLY INC COM COM 073685109 387 10,000 SH SOLE 10,000.00 0 0 BEAM INC COM 073730103 477 7,500 SH SOLE 7,500.00 0 0 BEIERSDORF NPV ORDS COM 5107401 462 5,000 SH SOLE 5,000.00 0 0 BERKSHIRE HILLS BANCORP INC COM STK COM 084680107 639 25,000 SH SOLE 25,000.00 0 0 BIOLASE TECHNOLOGY INC COM STK COM 090911108 200 50,250 SH SOLE 50,250.00 0 0 BLACKSTONE GROUP LP COM 09253U108 989 50,000 SH SOLE 50,000.00 0 0 BLACKSTONE GROUP LP COM 09253U108 396 20,000 SH CALL SOLE 20,000.00 0 0 BLYTH INC COM 09643P207 174 10,000 SH PUT SOLE 10,000.00 0 0 BM&F BOVESPA SA COM B2RHNV9 169 25,000 SH SOLE 25,000.00 0 0 BOC HONG KONG (HOLDONGS) LTD COM 6536112 83 25,000 SH SOLE 25,000.00 0 0 BOISE CASCAD LLC COM 09739D100 849 25,000 SH SOLE 25,000.00 0 0 BOLSA A (MEX LISTING) COM B39VVF6 359 125,000 SH SOLE 125,000.00 0 0 BOLSA DE VALOR. COP1 COM B24FPF4 34 2,058,500 SH SOLE 2,058,500.00 0 0 BOMBARDIER CL-B CLASS B 097751200 99 25,000 SH SOLE 25,000.00 0 0 BOSTON SCIENTIFIC CORP COM 101137107 703 90,000 SH CALL SOLE 90,000.00 0 0 BOSTON SCIENTIFIC CORP COM STK COM 101137107 781 100,000 SH SOLE 100,000.00 0 0 BURSA MALAYSIA BHD COM B06FV38 79 35,000 SH SOLE 35,000.00 0 0 CALAVO GROWERS INC COM STK COM 128246105 720 25,000 SH SOLE 25,000.00 0 0 CANACCORD CAP INC COM COM 134801109 201 30,000 SH SOLE 30,000.00 0 0 CAPITAL TRUST INC CL A REIT CLASS A 14052H506 96 35,000 SH SOLE 35,000.00 0 0 CAPSTONE TURBINE CORP COM STK COM 14067D102 203 225,000 SH SOLE 225,000.00 0 0 CARGO CONNECTION LOGISTICS HL COM STK COM 141794107 0 200,000 SH SOLE 200,000.00 0 0 CARNIVAL CORP COM 143658300 343 10,000 SH PUT SOLE 10,000.00 0 0 CASTLE BRANDS INC COM STK COM 148435100 15 50,000 SH SOLE 50,000.00 0 0 CELL THERAPEUTICS INC SEATTLE COM STK COM 150934883 115 100,000 SH SOLE 100,000.00 0 0 CEMPRA HOLDINGS LLC COM 15130J109 68 10,000 SH SOLE 10,000.00 0 0 CENTRAL WIRELESS INC COM STK COM 15607P109 0 660,000 SH SOLE 660,000.00 0 0 CHECKPOINT SYSTEMS INC COM STK COM 162825103 522 40,000 SH SOLE 40,000.00 0 0 CHEMBIO DIAGNOSTICS INC COM STK COM 163572209 51 10,000 SH SOLE 10,000.00 0 0 CHEVRON CORP COM 166764100 594 5,000 SH SOLE 5,000.00 0 0 CHINA HYDROELECTRIC WARRANT EXP W EXP 01/25/2014 G2112E145 0 14,000 SH SOLE 14,000.00 0 0 CHRISTOPHER & BANKS CORP COM STK COM 171046105 129 20,000 SH SOLE 20,000.00 0 0 CIENA CORP COM STK COM 171779309 720 45,000 SH SOLE 45,000.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ CITIGROUP INC COM STK COM 172967424 2,389 54,000 SH SOLE 54,000.00 0 0 CITIGROUP INC WRNT AEXP 01/04/2019 W EXP 01/04/2019 172967226 13 25,000 SH SOLE 25,000.00 0 0 CITIGROUP INC WRNT BEXP 10/28/2018 W EXP 10/28/2018 172967234 4 50,000 SH SOLE 50,000.00 0 0 CITRIX SYS INC COM STK COM 177376100 361 5,000 SH SOLE 5,000.00 0 0 CLAL BIOTECH (ISR LISTING) COM B23GNK9 23 10,000 SH SOLE 10,000.00 0 0 CLEAN ENERGY FUELS CORP COM STK COM 184499101 130 10,000 SH SOLE 10,000.00 0 0 CLEARWIRE CORP CL A COM STK CLASS A 18538Q105 162 50,000 SH SOLE 50,000.00 0 0 COACH INC COM STK COM 189754104 510 10,200 SH SOLE 10,200.00 0 0 COMMONWEATH REIT REIT 203233101 466 20,780 SH SOLE 20,780.00 0 0 COMPOSITE TECHNOLOGY CORP COM STK COM 20461S108 0 145,000 SH SOLE 145,000.00 0 0 CONVERTED ORGANICS INC WRNT W EXP 12/31/2014 21254S131 0 18,000 SH SOLE 18,000.00 0 0 Coronado Biosciences Inc. Common COM 21976U109 340 35,000 SH SOLE 35,000.00 0 0 CORRIDOR COMMUNICATIONS CORP COM 220261101 0 200,000 SH SOLE 200,000.00 0 0 COWEN GROUP INC COM 223622101 464 189,504 SH SOLE 189,504.00 0 0 CROCS INC COM STK COM 227046109 222 15,000 SH SOLE 15,000.00 0 0 CULLEN AGRIC HLDG CORP WRNT W EXP 10/21/2013 229894118 0 125,600 SH SOLE 125,600.00 0 0 CURIS INC COM STK COM 231269101 246 75,000 SH SOLE 75,000.00 0 0 CYPRESS SEMICONDUCTOR CORP COM STK COM 232806109 772 70,000 SH SOLE 70,000.00 0 0 CYTORI THERAP COM 23283K105 125 50,000 SH SOLE 50,000.00 0 0 DELL INC COM 24702R101 717 50,000 SH CALL SOLE 50,000.00 0 0 DENNYS CORP COM STK COM 24869P104 1,675 290,000 SH SOLE 290,000.00 0 0 DIAMOND FOODS INC COM COM 252603105 590 35,000 SH SOLE 35,000.00 0 0 DIGITALGLOBE INC COM STK COM 25389M877 578 20,000 SH SOLE 20,000.00 0 0 DYNAVOX INC-CLASS A CLASS A 26817F104 27 50,000 SH SOLE 50,000.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ ECHO THERAPEUTICS INC COM STK COM 27876L107 67 85,000 SH SOLE 85,000.00 0 0 EINSTEIN NOAH REST GROUP INC COM STK COM 28257U104 222 15,000 SH SOLE 15,000.00 0 0 EMISPHERE TECHNOLOGIES INC COM STK COM 291345106 4 25,000 SH SOLE 25,000.00 0 0 ENDOVASC INC COM STK COM 29267B102 6 255,000 SH SOLE 255,000.00 0 0 ENTECH SOLAR INC COM STK COM 29362Y106 0 25,000 SH SOLE 25,000.00 0 0 ENTREMED INC COM STK COM 29382F202 81 40,000 SH SOLE 40,000.00 0 0 EQUITY BANK LTD (KEN LISTING) COM B0WCDV5 39 100,000 SH SOLE 100,000.00 0 0 ESTEE LAUDER COMPANIES INC CL A COM STK CLASS A 518439104 480 7,500 SH SOLE 7,500.00 0 0 EXCO RESOURCES INC COM COM 269279402 963 135,000 SH SOLE 135,000.00 0 0 EXONE CO/THE COM 302104104 503 15,000 SH SOLE 15,000.00 0 0 EXTERRAN HOLDINGS INC COM 30225X103 540 20,000 SH SOLE 20,000.00 0 0 FARMER BROTHERS CO COM STK COM 307675108 515 35,000 SH SOLE 35,000.00 0 0 FEDERAL HOME LN MTG CORP MEDI COM STK COM 313400301 17 25,000 SH SOLE 25,000.00 0 0 FEDERAL NATL MTG ASSN MEDIUM COM STK COM 313586109 17 25,000 SH SOLE 25,000.00 0 0 FIDELITY NATIONAL FINANCIAL CL A CLASS A 31620R105 631 25,000 SH SOLE 25,000.00 0 0 FIESTA RSTRN GRP COM 31660B101 1,103 41,500 SH SOLE 41,500.00 0 0 FIFTH &PACIFIC CO INC COM STK COM 316645100 472 25,000 SH SOLE 25,000.00 0 0 FINANCIAL TECHNOLOGIES (INDIA) LD COM B287HL6 45 20,000 SH SOLE 20,000.00 0 0 FIRST SOLAR INC COM 336433107 809 30,000 SH PUT SOLE 30,000.00 0 0 FORTINET INC COM 34959E109 355 15,000 SH SOLE 15,000.00 0 0 FORTRESS INVESTMENT GROUP LLC COM COM 34958B106 640 100,000 SH SOLE 100,000.00 0 0 FRANKLIN FINANCIAL CORP/VA COM STK COM 35353C102 1,369 75,000 SH SOLE 75,000.00 0 0 FREDERICK'S OF HOLLYWOOD GROUP INC COM 35582T108 23 125,000 SH SOLE 125,000.00 0 0 FREEPORT MCMORAN COP & GOLD COM 35671D857 662 20,000 SH CALL SOLE 20,000.00 0 0 FURNITURE BRANDS INTL INC COM STK COM 360921100 50 50,000 SH SOLE 50,000.00 0 0 FXCM INC COM 302693106 342 25,000 SH SOLE 25,000.00 0 0 GEEKNET INC COM STK COM 36846Q203 222 15,000 SH SOLE 15,000.00 0 0 GENCORP INC COM STK COM 368682100 333 25,000 SH SOLE 25,000.00 0 0 GENERAL MOTORS CW16 WRNT EXP 07/10/2016 W EXP 07/10/2016 37045V118 627 33,779 SH SOLE 33,779.00 0 0 GENERAL MOTORS CW19 WRNT EXP 07/10/2019 W EXP 07/10/2019 37045V126 161 13,692 SH SOLE 13,692.00 0 0 GEROVA FINANCIAL GROUP LTD WRNT W EXP 1/16/2014 G38490176 0 21,000 SH SOLE 21,000.00 0 0 GI DYNAMICS INC COM B5T6W85 17 25,000 SH SOLE 25,000.00 0 0 GLOBAL EAGLE ACQUISITION EQUITY WARRANT W EXP 05/13/201 37951D110 149 110,000 SH SOLE 110,000.00 0 0 GLOBAL X FDS COLUMBIA 20 ETF FTSE COLOMBIA20 37950E200 523 25,000 SH SOLE 25,000.00 0 0 GRIFOLS SA BARCELONA ADR SPONSOR ADR 398438408 207 7,143 SH SOLE 7,143.00 0 0 GROWERS DIRECT COFFEE CO STK COM 399849108 0 25,000 SH SOLE 25,000.00 0 0 GUIDEWIRE SOFTWARE INC COM 40171V100 769 20,000 SH SOLE 20,000.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ HALOZYME THERAPEUTICS INC COM STK COM 40637H109 404 70,000 SH SOLE 70,000.00 0 0 HANMI FINL CORP COM STK COM 410495204 240 15,000 SH SOLE 15,000.00 0 0 HARD TO TREAT DISEASES INC COM STK COM 41164A103 0 500,000 SH SOLE 500,000.00 0 0 HARDINGE BROTHERS INC COM STK COM 412324303 136 10,000 SH SOLE 10,000.00 0 0 HARRIS INTERACTIVE INC COM STK COM 414549105 59 35,000 SH SOLE 35,000.00 0 0 HARTMARX CORP COM STK COM 417119104 0 76,200 SH SOLE 76,200.00 0 0 HARVEST NATURAL RESOURCES INC COM 41754V103 72 20,500 SH SOLE 20,500.00 0 0 HEALTH DISCOVERY CORP COM STK COM 42218R100 1 25,000 SH SOLE 25,000.00 0 0 HEARTLAND EXPRESS INC COM STK COM 422347104 334 25,000 SH SOLE 25,000.00 0 0 HELLEINC TELECOM ORG-ADR SPONSOR ADR 423325307 152 50,000 SH SOLE 50,000.00 0 0 HELLENIC EXCHANGES SA ORDS (GRE LISTING) COM 4108278 151 30,000 SH SOLE 30,000.00 0 0 HERITAGE OAKS BANCORP COM STK COM 42724R107 1,568 275,000 SH SOLE 275,000.00 0 0 HILLSHIRE BRANDS COM 432589109 703 20,000 SH SOLE 20,000.00 0 0 HK EXCHANGES & CLEARING ORD COM 6267359 851 50,000 SH SOLE 50,000.00 0 0 HOME TRST BNCSHR COM 437872104 1,185 75,000 SH SOLE 75,000.00 0 0 HOVNANIAN ENTERPRISES INC COM 442487203 144 25,000 SH CALL SOLE 25,000.00 0 0 HOVNANIAN K ENTERPRISES INC CL A COM STK CLASS A 442487203 87 15,000 SH SOLE 15,000.00 0 0 HYDRON TECH INC COM 449020205 2 100,000 SH SOLE 100,000.00 0 0 IGENE BIOTECHNOLOGY INC COM STK COM 451695100 0 100,000 SH SOLE 100,000.00 0 0 IND & COMM BK OFCHINA - H COM B1G1QD8 70 100,000 SH SOLE 100,000.00 0 0 INDIA GLOBALIZATION CAP CW11 EXP 3/6/15 W EXP 3/8/2013 45408X118 2 157,798 SH SOLE 157,798.00 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 1,696 35,000 SH SOLE 35,000.00 0 0 INFOBLOX INC COM 45672H104 651 30,000 SH SOLE 30,000.00 0 0 INPHI CORP COM 45772F107 721 69,000 SH SOLE 69,000.00 0 0 INSULET CORP COM 45784P101 517 20,000 SH SOLE 20,000.00 0 0 INTEGRAL VISION INC COM STK COM 45811H106 0 1,069,107 SH SOLE 1,069,107.00 0 0 INTEGRATED DEVICE TECHNOLOGY INC COM 458118106 448 60,000 SH SOLE 60,000.00 0 0 INTEL CORP COM 458140100 2,838 130,000 SH PUT SOLE 130,000.00 0 0 INTERXION HOLDING NV COM N47279109 242 10,000 SH SOLE 10,000.00 0 0 INTL BUSINESS MACHINES COM 459200101 3,200 15,000 SH PUT SOLE 15,000.00 0 0 ION GEOPHYSICAL CORPCOM STK COM 462044108 119 17,500 SH SOLE 17,500.00 0 0 ISHARES MSCI ALL PERU CAPPED MSCI PERU CAP 464289842 667 15,000 SH SOLE 15,000.00 0 0 ISHARES MSCI MEXICO CAPPED INVESTABLE MA MSCI MEXICO CAP 464286822 373 5,000 SH SOLE 5,000.00 0 0 ISONICS CORP COM STK COM 464895309 0 25,000 SH SOLE 25,000.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ J & J SNACK FOODS CORP COM STK COM 466032109 384 5,000 SH SOLE 5,000.00 0 0 JAMBA INC COM COM 47023A101 71 25,000 SH SOLE 25,000.00 0 0 JMP GROUP INC COM STK COM 46629U107 311 45,000 SH SOLE 45,000.00 0 0 JOE'S JEANS INC COM STK COM 47777N101 43 25,000 SH SOLE 25,000.00 0 0 KENNEDY-WILSON HLDGS INC WRNT W EXP 11/14/2013 489398115 106 29,500 SH SOLE 29,500.00 0 0 KEYCORP COM 493267108 498 50,000 SH CALL SOLE 50,000.00 0 0 KIMBERLY CLARK CORP COM 494368103 490 5,000 SH SOLE 5,000.00 0 0 KNIGHT CAPITAL GROUP INC COM STK COM 499005106 465 125,000 SH SOLE 125,000.00 0 0 KRISPY KREME DOUGHNUTS INC COM STK COM 501014104 433 30,000 SH SOLE 30,000.00 0 0 KYTHERA BIOPHARMACEUTICALS COM 01570105 244 10,000 SH SOLE 10,000.00 0 0 LADENBURG THALMANN FINL SVCS COM STK COM 50575Q102 747 450,000 SH SOLE 450,000.00 0 0 LENDER PRC SR COM 52602E102 382 15,000 SH SOLE 15,000.00 0 0 LENNAR CORP CL A COM STK CLASS A 526057104 830 20,000 SH SOLE 20,000.00 0 0 LEUCADIA NATL CORP COM STK COM 527288104 333 12,150 SH SOLE 12,150.00 0 0 LIVE NATION INC COM STK COM 538034109 680 55,000 SH SOLE 55,000.00 0 0 LUBYS INC COM STK COM 549282101 374 50,000 SH SOLE 50,000.00 0 0 LUNA GOLD CORP VANCOUVER COM COM 550344303 79 25,000 SH SOLE 25,000.00 0 0 MAIDENFORM BRANDS INC COM STK COM 560305104 263 15,000 SH SOLE 15,000.00 0 0 MannKind Corporation Warrants Expiring 2 W EXP 99/99/9999 56400P136 8 10,000 SH SOLE 10,000.00 0 0 MASONITE WORLDWIDE HOLDINGS INC WRNT W EXP 6/9/2012 575387113 80 21,409 SH SOLE 21,409.00 0 0 MERA PHARMACEUTICALS INC COM STK COM 58732R103 0 200,000 SH SOLE 200,000.00 0 0 MERCATOR MINERALS LTD COM 587582107 4 10,000 SH SOLE 10,000.00 0 0 MGIC INVT CORP COM STK COM 552848103 124 25,000 SH SOLE 25,000.00 0 0 MGM ENERGY CORP COM COM 59318A100 6 25,000 SH SOLE 25,000.00 0 0 MICHAEL KORS HOLDINGS LIMITED COM STK COM G60754101 568 10,000 SH SOLE 10,000.00 0 0 MICROSOFT CORP COM 594918104 1,001 35,000 SH CALL SOLE 35,000.00 0 0 MINDSPEED TECHNOLOGIES INC COM STK COM 602682205 83 25,000 SH SOLE 25,000.00 0 0 MITEL NETWORKS COM 60671Q104 215 55,000 SH SOLE 55,000.00 0 0 MONACO COACH CORP COM STK COM 60886R103 0 50,000 SH SOLE 50,000.00 0 0 MONITISE PLC (UKM LISTING) COM B1YMRB8 28 50,000 SH SOLE 50,000.00 0 0 MONSTER WORLDWIDE INC COM COM 611742107 127 25,000 SH SOLE 25,000.00 0 0 MORPHOSYS AG NPV ORDS COM 0D6632006 2,250 55,000 SH SOLE 55,000.00 0 0 MOSYS INC COM STK COM 619718109 353 75,000 SH SOLE 75,000.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ NANOSPHERE INC COM 63009F105 164 75,000 SH SOLE 75,000.00 0 0 NATIONAL BK GREECE S A ADR SPONSOR ADR 633643606 22 25,000 SH SOLE 25,000.00 0 0 New Source Energy Partners LP CM UNT LTD PRT 64881E109 203 10,000 SH SOLE 10,000.00 0 0 NEWBRIDGE BANCRP COM 65080T102 59 10,000 SH SOLE 10,000.00 0 0 NII HLDGS INC COM STK COM 62913F201 303 70,000 SH SOLE 70,000.00 0 0 NOMURA HOLDINGS INC ADR SPONSOR ADR 65535H208 309 50,000 SH SOLE 50,000.00 0 0 NORTH ATLANTIC DRILLING LTD (NOR LISTING COM B43T197 91 10,000 SH SOLE 10,000.00 0 0 NORTHFIELD BANCORP INC NEW COM STK COM 66611T108 568 50,000 SH SOLE 50,000.00 0 0 NORTHSTAR RLTY FIN CORP COM COM 66704R100 948 100,000 SH SOLE 100,000.00 0 0 NOVADAQ TECH COM 66987G102 694 70,000 SH SOLE 70,000.00 0 0 NPS PHARMACEUTICALS INC COM STK COM 62936P103 510 50,000 SH SOLE 50,000.00 0 0 NUTRI SYS INC NEW COM STK COM 67069D108 170 20,000 SH SOLE 20,000.00 0 0 NZX LIMITED (NZE LISTING) (POST SPLIT) COM 6623155 177 157,500 SH SOLE 157,500.00 0 0 OPK CB 3 01FEB2033 144A BOND 01FEB2033 68375NAA1 110 100,000 PRIN SOLE 100,000.00 0 0 OPKO HEALTH INC COM COM 68375N103 1,030 135,000 SH SOLE 135,000.00 0 0 OPTIONABLE INC COM STK COM 684006109 1 70,000 SH SOLE 70,000.00 0 0 ORCHIDS PAPER PRODS CO DEL COM STK COM 68572N104 408 17,500 SH SOLE 17,500.00 0 0 ORIENT-EXP HTLS COM G67743107 394 40,000 SH SOLE 40,000.00 0 0 PACE OIL & GAS LTD COM COM 69374D104 99 35,000 SH SOLE 35,000.00 0 0 PACIFIC RUBIALES ENERGY CORP COM 69480U206 423 20,000 SH SOLE 20,000.00 0 0 PAR PETE CORP COM STK COM 69888T108 320 225,000 SH SOLE 225,000.00 0 0 PARKERVISION INC COM STK COM 701354102 37 10,000 SH SOLE 10,000.00 0 0 PATHFINDER MINERALS PLC (UKM LISTING) COM B4MB7K7 4 300,000 SH SOLE 300,000.00 0 0 PEOPLESTRING CORP COM STK COM 71272D103 2 350,650 SH SOLE 350,650.00 0 0 PETROMINERALES LTD COM STK COM 71673R107 213 35,000 SH SOLE 35,000.00 0 0 PHOSCAN CHEMICAL CORP COM 71921E106 10 40,000 SH SOLE 40,000.00 0 0 PHOTOMEDEX INC COM STK COM 719358301 161 10,000 SH SOLE 10,000.00 0 0 PINNACLE FOODS INC COM STK COM 72348P104 386 17,358 SH SOLE 17,358.00 0 0 PLUM CREEK TIMBER COMPANY INC COM REIT REIT 729251108 783 15,000 SH SOLE 15,000.00 0 0 POLYMET MINING CORP COMM STOCK COM 731916102 30 25,000 SH SOLE 25,000.00 0 0 POTLATCH HOLDINGS INC COM COM 737630103 459 10,000 SH SOLE 10,000.00 0 0 PRADA SPA (HOK LISTING) COM B4PFFW4 305 30,000 SH SOLE 30,000.00 0 0 PRGX GLOBAL INC COM STK COM 69357C503 174 25,000 SH SOLE 25,000.00 0 0 PROCERA NETWORKS INC COM STK COM 74269U203 713 60,000 SH SOLE 60,000.00 0 0 PULTE GROUP INC COM STK COM 745867101 405 20,000 SH SOLE 20,000.00 0 0 Puma Biotechnology Inc Common Stock COM 74587V107 668 20,000 SH SOLE 20,000.00 0 0 PURESAFE WATER SYSTEMS INC COM STK COM 74624H103 0 95,000 SH SOLE 95,000.00 0 0 QLIK TECHNOLOGIES INC COM 74733T105 646 25,000 SH SOLE 25,000.00 0 0 QUSTREAM CORP COM 749131108 0 25,000 SH SOLE 25,000.00 0 0 RADIAN GROUP INC COM STK COM 750236101 161 15,000 SH SOLE 15,000.00 0 0 RDA MICROELECTRONICS INC ADR SPONSOR ADR 749394102 102 11,000 SH SOLE 11,000.00 0 0 RECKITT BENCKISER PLC COM B24CGK7 358 5,000 SH SOLE 5,000.00 0 0 REIS INC INC COM STK COM 75936P105 155 10,000 SH SOLE 10,000.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ RENTECH INC COM STK COM 760112102 118 50,000 SH SOLE 50,000.00 0 0 RESOLUTE ENERGY WRNT EXP 9/28/14 W EXP 9/28/2014 76116A116 101 87,500 SH SOLE 87,500.00 0 0 RF MICRO DEVICES INC COM STK COM 749941100 479 90,000 SH SOLE 90,000.00 0 0 RITE AID CORP COM STK COM 767754104 95 50,000 SH SOLE 50,000.00 0 0 RIVERBED TECH INC COM 768573107 298 20,000 SH SOLE 20,000.00 0 0 RLJ Entertainment Inc. Wt Exp 10/03/201 W EXP 10/03/2017 74965F112 20 100,000 SH SOLE 100,000.00 0 0 RODINIA OIL CORP CLASS A CLASS A 77487N109 2 40,000 SH SOLE 40,000.00 0 0 ROVI CORPORATION COM STK COM 779376102 535 25,000 SH SOLE 25,000.00 0 0 RSTRTN HRDWR HLD COM 761283100 525 15,000 SH SOLE 15,000.00 0 0 RUBICON LIMITED NZD COM 572993ZM8 34 130,000 SH SOLE 130,000.00 0 0 RXI PHARMACEUTICALS CORP NEW COM STK COM 74979C105 57 200,000 SH SOLE 200,000.00 0 0 S&W SEED COMPANY COM 785135104 158 15,000 SH SOLE 15,000.00 0 0 SAFARICOM (KEN LISTING) COM B2QN3J6 14 200,000 SH SOLE 200,000.00 0 0 SAFE BULKERS INC COM Y7388L103 50 10,000 SH SOLE 10,000.00 0 0 SANOFI CONTGNT VAL RIGHTS RIGHT 12/31/2020 80105N113 268 150,000 SH SOLE 150,000.00 0 0 SCORES HOLDING CO INC COM STK COM 80917W202 0 10,000 SH SOLE 10,000.00 0 0 SEA CONTAINERS LTD CL A COM STK CLASS A 811371707 0 75,000 SH SOLE 75,000.00 0 0 SEACHANGE INTERNATIONAL INC COM STK COM 811699107 476 40,000 SH SOLE 40,000.00 0 0 SEATTLE GENETICS INC COM STK COM 812578102 710 20,000 SH SOLE 20,000.00 0 0 SEREPTA THERAPEUTICS INC COM 803607100 370 10,000 SH SOLE 10,000.00 0 0 SGOCO TECHNOLOGY LTD WT W EXP 99/99/9999 G80751111 0 26,100 SH SOLE 26,100.00 0 0 SHUTTERFLY INC COM STK COM 82568P304 442 10,000 SH SOLE 10,000.00 0 0 SINGAPORE EXCHANGE COM 6303866 621 100,000 SH SOLE 100,000.00 0 0 SIONIX CORP COM STK COM 829400100 5 200,000 SH SOLE 200,000.00 0 0 SITESTAR CORP COM STK COM 82980W101 5 250,000 SH SOLE 250,000.00 0 0 SONUS NETWORKS INC COM STK COM 835916107 414 160,000 SH SOLE 160,000.00 0 0 SPARE BUCKUP INC COM 84650T103 0 32,285 SH SOLE 32,285.00 0 0 SPECTRANETICS CORP COM STK COM 84760C107 185 10,000 SH SOLE 10,000.00 0 0 SPRINT NEXTEL CORP COM 852061100 311 50,000 SH SOLE 50,000.00 0 0 STONEPATH GROUP INC COM STK COM 861837102 0 165,000 SH SOLE 165,000.00 0 0 SWISHER HYGIENE INC COM COM 8708089R5 55 43,334 SH SOLE 43,334.00 0 0 SYNOVUS FINL CORP COM COM 87161C105 69 25,000 SH SOLE 25,000.00 0 0 TALISMAN ENERGY INC COM 87425E103 245 20,000 SH CALL SOLE 20,000.00 0 0 TCF FINANCIAL EQY WARRANT W EXP 11/14/2018 872275128 58 27,000 SH SOLE 27,000.00 0 0 TEEKAY TANKERS LTD CL A COM CLASS A Y8565N102 151 53,000 SH SOLE 53,000.00 0 0 TERADATA CORP COM 88076W103 468 8,000 SH SOLE 8,000.00 0 0 TESLA MOTORS INC COM 88160R101 2,273 60,000 SH CALL SOLE 60,000.00 0 0

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------------------------------------------------------------------------------------------------------------------------------------ VOTING VOTING VOTING VALUE SHARES PRN SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP *1000 AMT PRIN CALL DISCRETION MANAGERS SOLE SHARE NONE ------------------------------------------------------------------------------------------------------------------------------------ THE ST. JOE COMPANY COM STK COM 790148100 319 15,000 SH SOLE 15,000.00 0 0 THE WHITEWAVE FD COM 966244105 427 25,000 SH SOLE 25,000.00 0 0 THEGLOBE.COM INC COM STK COM 88335R101 0 100,000 SH SOLE 100,000.00 0 0 TILE SHOP HLDGS INC COM STK COM 88677Q109 1,051 50,000 SH SOLE 50,000.00 0 0 TITAN MACHINERY INC COM 88830R101 278 10,000 SH SOLE 10,000.00 0 0 TITANIUM ASSET MGMT RSTD COM 88899G970 0 100,000 SH SOLE 100,000.00 0 0 TIVO INC COM STK COM 888706108 620 50,000 SH SOLE 50,000.00 0 0 TOLL BROTHERS INC COM STK COM 889478103 685 20,000 SH SOLE 20,000.00 0 0 TRAVELCENTRS COM 894174101 480 50,000 SH SOLE 50,000.00 0 0 Trio Merger Corp. Warrants Expires 06/19 W EXP 6/19/2016 896697117 22 50,000 SH SOLE 50,000.00 0 0 TRIO MERGET CORP COM STK COM 896697109 250 25,000 SH SOLE 25,000.00 0 0 TRIUMPH APPAREL CORP COM STK COM 896787108 0 100,000 SH SOLE 100,000.00 0 0 UNIFI INC COM STK COM 904677200 287 15,000 SH SOLE 15,000.00 0 0 UNION DE CERVECERIAS PERUANAS BACKUS & J COM 2191742 135 20,000 SH SOLE 20,000.00 0 0 URALS ENERGY PUBLIC LTD (UKM LISTING) COM B0FHR59 2 25,000 SH SOLE 25,000.00 0 0 URANIUM RESOURCES INC COM STK COM 916901606 85 32,839 SH SOLE 32,839.00 0 0 US GLOBAL NANOSPACE INC COM STK COM 91729J107 0 275,000 SH SOLE 275,000.00 0 0 USA TECHNOLOGIES INC WARRNT W EXP 12/31/2013 90328S195 246 149,000 SH SOLE 149,000.00 0 0 U-SWIRL INC COM STK COM 90349P105 6 15,000 SH SOLE 15,000.00 0 0 VALUEVISION MEDIA INC CL A COM STK CLASS A 92047K107 87 25,000 SH SOLE 25,000.00 0 0 VELOCITY EXPRESS CORP COM STK COM 92257T707 0 37,833 SH SOLE 37,833.00 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 246 5,000 SH SOLE 5,000.00 0 0 VISA INC COM 92826C839 1,698 10,000 SH CALL SOLE 10,000.00 0 0 VISION-SCIENCES INC DEL COM STK COM 927912105 654 610,882 SH SOLE 610,882.00 0 0 VITESSE SEMICONDUCTOR CORP COM STK COM 928497304 108 50,000 SH SOLE 50,000.00 0 0 VONAGE HOLDINGS CORP HOLMDEL COM STK COM 92886T201 289 100,000 SH SOLE 100,000.00 0 0 WARSAW STOCK EXCHANGE (POL LISTING) COM B55XKV9 241 20,000 SH SOLE 20,000.00 0 0 WENDYS CO CL A COM STK CLASS A 95058W100 341 60,000 SH SOLE 60,000.00 0 0 WEST COAST BANCORP ORE NEW COM STK COM 952145209 5,463 225,000 SH SOLE 225,000.00 0 0 WEYERHAEUSER CO COM STK COM 962166104 628 20,000 SH SOLE 20,000.00 0 0 WILLIAM HILL PLC ORD 10P (UKM LIST) COM 3169889 56 10,000 SH SOLE 10,000.00 0 0 WMI HOLDINGS CORP COMMON STOCK COM 92936P100 13 19,123 SH SOLE 19,123.00 0 0 WORLD ENERGY SOLUTIONS INC DEL COM STK COM 98145W208 110 25,000 SH SOLE 25,000.00 0 0 WORLD HEALTH ENERGY HLDGS INC COM STK COM 98148H109 0 150,000 SH SOLE 150,000.00 0 0 WRIGHT INVESTORS SERVICE HOLDINGS INC COM 982345100 578 245,777 SH SOLE 245,777.00 0 0 XECHEM INTERNATIONAL INC COM STK COM 983895301 0 350,500 SH SOLE 350,500.00 0 0 XOMA CORPORATION COM STK COM 98419J107 87 25,000 SH SOLE 25,000.00 0 0 XOOM CORP COM 98419Q101 343 15,000 SH SOLE 15,000.00 0 0 YAHOO INC COM 984332106 588 25,000 SH CALL SOLE 25,000.00 0 0 YAHOO INC COM STK COM 984332106 235 10,000 SH SOLE 10,000.00 0 0 ZANN CORP COM STK COM 98906U300 0 25,000 SH SOLE 25,000.00 0 0 ZAP COM STK COM 98912M201 5 32,500 SH SOLE 32,500.00 0 0 Zions Bncrp Wt EXP 11/14/2018 W EXP 11/14/2018 989701131 57 20,500 SH SOLE 20,500.00 0 0 ZYNGA INC COM 98986T108 84 25,000 SH CALL SOLE 25,000.00 0 0

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