SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Nielsen Anne

(Last)

(First)

(Middle)

BRISTOL-MYERS SQUIBB COMPANY

345 PARK AVENUE

(Street)

NEW YORK

10154

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2013

3. Issuer Name and Ticker or Trading Symbol
BRISTOL MYERS SQUIBB CO [ BMY ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Compliance & Ethics Off

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.10 par value	33,181.195	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Market Share Units	⁽¹⁾	03/02/2014	Common Stock, $0.10 par value	914	⁽²⁾	D
Market Share Units	⁽³⁾	03/01/2015	Common Stock, $0.10 par value	2,065	⁽²⁾	D
Market Share Units	⁽⁴⁾	03/06/2016	Common Stock, $0.10 par value	2,172	⁽²⁾	D
Market Share Units	⁽⁵⁾	03/10/2017	Common Stock, $0.10 par value	2,755	⁽²⁾	D
Performance Shares	⁽⁶⁾	03/31/2014	Common Stock, $0.10 par value	5,757.6828	⁽⁷⁾	D
Performance Shares	⁽⁸⁾	03/31/2015	Common Stock, $0.10 par value	1,839.9207	⁽⁹⁾	D

Explanation of Responses:

1. These market share units will vest on March 2, 2014.

2. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

3. One-half of these market share units will vest on each of March 1, 2014 and March 1, 2015.

4. One-third of these market share units will vest on each of March 6, 2014, March 6, 2015, and March 6, 2016.

5. Twenty-five percent of the market share unit award will vest on each of the first, second, third, and fourth anniversaries of the grant date, starting on March 10, 2014.

6. Consists of 5,317 performance shares and 440.6828 performance shares representing dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

7. Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

8. Consists of 1,740 performance shares and 99.9207 performance shares representing dividend equivalents earned under the 2012-2014 Long Term Performance Award.

9. Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Robert J. Wollin, attorney-in-fact for Anne Nielsen	09/03/2013
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.