-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DwzVHNAKMUSkAKCNHr8z5eYrhBDfeaoTHYMOFRHrMscX3lr6yUpEx+PQ9Oo3OmGE ZN3k7RPf689hOuQBriQk7Q== 0000030697-06-000161.txt : 20060814 0000030697-06-000161.hdr.sgml : 20060814 20060814165357 ACCESSION NUMBER: 0000030697-06-000161 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060814 DATE AS OF CHANGE: 20060814 EFFECTIVENESS DATE: 20060814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PELTZ NELSON CENTRAL INDEX KEY: 0000928265 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11639 FILM NUMBER: 061031501 BUSINESS ADDRESS: BUSINESS PHONE: 212 451 3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: NELSON PELTZ DATE OF NAME CHANGE: 19940810 13F-HR 1 peltz.txt NP HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2006 ------------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nelson Peltz -------------------------------------------------- Address: 280 Park Avenue, 41st Floor -------------------------------------------------- New York, New York 10017 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-11639 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nelson Peltz -------------------------------------------------- Title: -------------------------------------------------- Phone: 212-451-3000 -------------------------------------------------- Signature, Place, and Date of Signing: /S/NELSON PELTZ New York, New York 8/14/06 ------------------------ ------------------------------ ------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 ------------- Form 13F Information Table Entry Total: 12 ------------- Form 13F Information Table Value Total: $ 1,347,557 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-11640 Peter W. May 02 28-11641 Edward P. Garden 03 28-06499 Sandell Asset Management Corp. 04 28-11993 Trian Partners GP, L.P. 05 28-11992 Trian Partners General Partner, LLC FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------- -------- -------- -------- / VOTING AUTHORITY VALUE SHARES/ or SH/PUT INVESTMENT OTHER ----------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE Wendy's Intl Inc. COM 950590109 27,444 470,826 SH Defined 1,2 470,826 Wendy's Intl Inc. COM 950590109 210,506 3,611,361 SH Defined 1,2,4,5 3,611,361 Wendy's Intl Inc. COM 950590109 228,264 3,916,013 SH Other 1,2,3 3,916,013 H.J. Heinz Co. COM 423074103 36,752 891,612 SH Defined 1,2 891,612 H.J. Heinz Co. COM 423074103 493,485 11,971,988 SH Defined 1,2,4,5 11,971,988 H.J. Heinz Co. COM 423074103 221,821 5,381,400 SH Other 1,2,3 5,381,400 Tribune Co. New COM 896047107 10,567 325,828 SH Defined 1,2 325,828 Tribune Co. New COM 896047107 81,048 2,499,172 SH Defined 1,2,4,5 2,499,172 Encore Cap Group Inc. COM 292554102 11,990 977,156 SH Defined 1 977,156 Citigroup Inc. COM 172967101 2,413 50,000 SH Defined 1 50,000 News Corp. CL B 65248E203 5,045 250,000 SH Defined 1 250,000 placeDeerfield Triarc Cap Corp. COM 244572301 18,222 1,403,847 SH Defined 1 1,403,847
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