The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALBANY MOLECULAR RESH INC | COM | 012423109 | 672 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
ALBANY MOLECULAR RESH INC | COM | 012423109 | 4,064 | 302,400 | SH | SOLE | 302,400 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 2,512 | 105,000 | SH | Put | SOLE | 105,000 | 0 | 0 | |
ANI PHARMACEUTICALS INC | COM | 00182C103 | 2,791 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
ANI PHARMACEUTICALS INC | COM | 00182C103 | 19,258 | 345,000 | SH | SOLE | 345,000 | 0 | 0 | ||
APRICUS BIOSCIENCES INC | COM | 03832V109 | 176 | 440,000 | SH | SOLE | 440,000 | 0 | 0 | ||
ARALEZ PHARMACEUTICALS INC | COM | 03852X100 | 248 | 75,000 | SH | Call | SOLE | 75,000 | 0 | 0 | |
ARALEZ PHARMACEUTICALS INC | COM | 03852X100 | 1,898 | 575,000 | SH | SOLE | 575,000 | 0 | 0 | ||
CRYOLIFE INC | COM | 228903100 | 591 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
CRYOLIFE INC | COM | 228903100 | 4,724 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
CYTOKINETICS INC | COM NEW | 23282W605 | 949 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
DEPOMED INC | COM | 249908104 | 1,962 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
DEPOMED INC | COM | 249908104 | 6,867 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
FIBROCELL SCIENCE INC | COM NEW | 315721209 | 170 | 147,769 | SH | SOLE | 147,769 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 6,162 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
PROSHARES TR | ULTSHT RUSS2000 | 74348A319 | 871 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PROSHARES TR | ULTSHT RUSS2000 | 74348A319 | 1,742 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
PROSHARES TR II | VIX STRMFUT ETF | 74347W361 | 916 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
QLT INC | COM | 746927102 | 142 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
QLT INC | COM | 746927102 | 3,063 | 2,157,200 | SH | SOLE | 2,157,200 | 0 | 0 | ||
QUEST DIAGNOSTICS INC | COM | 74834L100 | 5,390 | 66,208 | SH | SOLE | 66,208 | 0 | 0 | ||
SAGENT PHARMACEUTICALS INC | COM | 786692103 | 524 | 35,000 | SH | Call | SOLE | 35,000 | 0 | 0 | |
SAGENT PHARMACEUTICALS INC | COM | 786692103 | 749 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 15,711 | 75,000 | SH | Put | SOLE | 75,000 | 0 | 0 | |
SUNESIS PHARMACEUTICALS INC | COM NEW | 867328601 | 82 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 256 | 31,850 | SH | SOLE | 31,850 | 0 | 0 |