The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHA NATURAL RESOURCES INC | COM | 02076X902 | 10,433 | 1,461,200 | SH | Call | SOLE | 1,461,200 | 0 | 0 | |
ALPHA NATURAL RESOURCES INC | COM | 02076X102 | 1,285 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R902 | 34,971 | 1,385,000 | SH | Call | SOLE | 1,385,000 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R952 | 176,624 | 6,995,000 | SH | Put | SOLE | 6,995,000 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 79,308 | 3,140,928 | SH | SOLE | 3,140,928 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 44,419 | 560,000 | SH | SOLE | 560,000 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511957 | 50,765 | 640,000 | SH | Put | SOLE | 640,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,122 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ASIAINFO-LINKAGE INC | COM | 04518A104 | 12,319 | 1,030,000 | SH | SOLE | 1,030,000 | 0 | 0 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 2,569 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | ||
BEAM INC | COM | 073730903 | 13,612 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
BEAM INC | COM | 073730103 | 408 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
BLACKBERRY LTD | COM | 09228F903 | 372 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
CAESARS ACQUISITION CO | CL A | 12768T103 | 3,377 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | COM | 14056V105 | 8,659 | 900,100 | SH | SOLE | 900,100 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | *W EXP 05/15/2016 | 14056V113 | 270 | 450,050 | SH | SOLE | 450,050 | 0 | 0 | ||
CHEGG INC | COM | 163092109 | 638 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
CHICAGO BRIDGE & IRON CO N V | COM | 167250959 | 16,620 | 199,900 | SH | Put | SOLE | 199,900 | 0 | 0 | |
CHIQUITA BRANDS INTL INC | COM | 170032809 | 30,330 | 2,592,318 | SH | SOLE | 2,592,318 | 0 | 0 | ||
CHIQUITA BRANDS INTL INC | NOTE 4.250% 8/16 | 170032AT3 | 5,869 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 5,424 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464950 | 6,268 | 104,000 | SH | Put | SOLE | 104,000 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464900 | 2,411 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
CLUBCORP HLDGS INC | COM | 18948M108 | 3,548 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
CONSTELLATION BRANDS INC | COM | 21036P958 | 26,744 | 380,000 | SH | Put | SOLE | 380,000 | 0 | 0 | |
CONSTELLATION BRANDS INC | COM | 21036P908 | 7,038 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
CONSTELLIUM HOLDCO B V | CL A | N22035104 | 2,327 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
COOPER TIRE & RUBR CO | COM | 216831107 | 11,539 | 480,000 | SH | SOLE | 480,000 | 0 | 0 | ||
COOPER TIRE & RUBR CO | COM | 216831957 | 12,260 | 510,000 | SH | Put | SOLE | 510,000 | 0 | 0 | |
DARLING INTL INC | COM | 237266901 | 2,088 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
DARLING INTL INC | COM | 237266101 | 8,770 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
DIAMOND RESORTS INTL INC | COM | 25272T104 | 14,853 | 804,591 | SH | SOLE | 804,591 | 0 | 0 | ||
EBIX INC | COM | 278715956 | 5,884 | 400,000 | SH | Put | SOLE | 400,000 | 0 | 0 | |
EBIX INC | COM | 278715206 | 35,870 | 2,438,500 | SH | SOLE | 2,438,500 | 0 | 0 | ||
EDWARDS GROUP LTD | SPONSORED ADR | 281736108 | 8,324 | 817,700 | SH | SOLE | 817,700 | 0 | 0 | ||
EINSTEIN NOAH REST GROUP INC | COM | 28257U104 | 363 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ENDO HEALTH SOLUTIONS INC | COM | 29264F955 | 10,822 | 160,000 | SH | Put | SOLE | 160,000 | 0 | 0 | |
EROS INTL PLC | SHS - A - | G3788M114 | 556 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 8,820 | 641,900 | SH | SOLE | 641,900 | 0 | 0 | ||
FIDELITY NATIONAL FINANCIAL | COM | 31620R905 | 3,245 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | COM | 31620R955 | 3,245 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
FLY LEASING LTD | SPONSORED ADR | 34407D109 | 9,642 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 32,070 | 784,695 | SH | SOLE | 784,695 | 0 | 0 | ||
GENERAL MTRS CO | *W EXP 07/10/2016 | 37045V118 | 7,578 | 243,349 | SH | SOLE | 243,349 | 0 | 0 | ||
GENERAL MTRS CO | *W EXP 07/10/2019 | 37045V126 | 9,112 | 394,139 | SH | SOLE | 394,139 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V950 | 74,792 | 1,830,000 | SH | Put | SOLE | 1,830,000 | 0 | 0 | |
GIANT INTERACTIVE GROUP INC | ADR | 374511103 | 13,488 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
GLOBAL BRASS & COPPR HLDGS I | COM | 37953G103 | 6,594 | 398,400 | SH | SOLE | 398,400 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,127 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
GRACE W R & CO DEL | COM | 38388F108 | 5,932 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
HEALTH MGMT ASSOC INC | CL A | 421933102 | 103,826 | 7,925,654 | SH | SOLE | 7,925,654 | 0 | 0 | ||
HEARTWARE INTL INC | NOTE 3.500%12/17 | 422368AA8 | 18,068 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
HEARTWARE INTL INC | COM | 422368100 | 24,978 | 266,000 | SH | SOLE | 266,000 | 0 | 0 | ||
HERBALIFE LTD | COM | G4412G951 | 19,675 | 250,000 | SH | Put | SOLE | 250,000 | 0 | 0 | |
HERBALIFE LTD | COM | G4412G901 | 29,906 | 380,000 | SH | Call | SOLE | 380,000 | 0 | 0 | |
HOMESTREET INC | COM | 43785V102 | 6,448 | 322,378 | SH | SOLE | 322,378 | 0 | 0 | ||
HUDSON CITY BANCORP | COM | 443683107 | 253 | 26,837 | SH | SOLE | 26,837 | 0 | 0 | ||
JONES GROUP INC | COM | 48020T101 | 13,240 | 885,000 | SH | SOLE | 885,000 | 0 | 0 | ||
JOS A BANK CLOTHIERS INC | COM | 480838101 | 41,078 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
JOS A BANK CLOTHIERS INC | COM | 480838951 | 3,286 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H950 | 102,925 | 1,760,000 | SH | Put | SOLE | 1,760,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 15,333 | 262,196 | SH | SOLE | 262,196 | 0 | 0 | ||
KIPS BAY MED INC | COM | 49726K105 | 224 | 311,800 | SH | SOLE | 311,800 | 0 | 0 | ||
LENDER PROCESSING SVCS INC | COM | 52602E102 | 140,439 | 3,757,056 | SH | SOLE | 3,757,056 | 0 | 0 | ||
LIFE TECHNOLOGIES CORP | COM | 53217V109 | 75,800 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
LINNCO LLC | COMSHS LTD INT | 535782106 | 18,339 | 595,228 | SH | SOLE | 595,228 | 0 | 0 | ||
LYON WILLIAM HOMES | CL A | 552074700 | 1,920 | 86,712 | SH | SOLE | 86,712 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N | COM | N53745950 | 12,042 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 73,456 | 915,000 | SH | SOLE | 915,000 | 0 | 0 | ||
M & T BK CORP | COM | 55261F104 | 9,779 | 84,000 | SH | SOLE | 84,000 | 0 | 0 | ||
MENS WEARHOUSE INC | COM | 587118950 | 21,454 | 420,000 | SH | Put | SOLE | 420,000 | 0 | 0 | |
MENS WEARHOUSE INC | COM | 587118900 | 26,562 | 520,000 | SH | Call | SOLE | 520,000 | 0 | 0 | |
NEWSTAR FINANCIAL INC | COM | 65251F105 | 1,649 | 92,787 | SH | SOLE | 92,787 | 0 | 0 | ||
NMI HLDGS INC | CL A | 629209305 | 11,344 | 891,100 | SH | SOLE | 891,100 | 0 | 0 | ||
NUPATHE INC | COM | 67059M100 | 308 | 94,137 | SH | SOLE | 94,137 | 0 | 0 | ||
PACTERA TECHNOLOGY INTL LTD | SPONSORED ADR | 695255109 | 43,544 | 6,090,000 | SH | SOLE | 6,090,000 | 0 | 0 | ||
PENNEY J C INC | COM | 708160106 | 860 | 94,000 | SH | SOLE | 94,000 | 0 | 0 | ||
PENNEY J C INC | COM | 708160906 | 275 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
PENNEY J C INC | COM | 708160956 | 915 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
PFIZER INC | COM | 717081953 | 3,063 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
QUINPARIO ACQUISITION CORP | COM | 74874R108 | 5,226 | 517,400 | SH | SOLE | 517,400 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP | *W EXP 09/27/201 | 74874R116 | 186 | 517,400 | SH | SOLE | 517,400 | 0 | 0 | ||
RDA MICROELECTRONICS INC | SPONSORED ADR | 749394102 | 22,196 | 1,241,407 | SH | SOLE | 1,241,407 | 0 | 0 | ||
RIVERBED TECHNOLOGY INC | COM | 768573107 | 994 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
SCRIPPS E W CO OHIO | COM | 811054902 | 5,185 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
SILVER EAGLE ACQUISITION COR | UNIT 99/99/9999 | 827694209 | 11,060 | 1,106,000 | SH | SOLE | 1,106,000 | 0 | 0 | ||
SIX FLAGS ENTMT CORP | COM | 83001A102 | 24,298 | 659,900 | SH | SOLE | 659,900 | 0 | 0 | ||
SOLTA MED INC | COM | 83438K103 | 590 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | COM | 78462F953 | 352,758 | 1,910,000 | SH | Put | SOLE | 1,910,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 46,173 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
SPRINT CORP | COM | 85207U905 | 25,800 | 2,400,000 | SH | Call | SOLE | 2,400,000 | 0 | 0 | |
SPRINT CORP | COM | 85207U955 | 5,375 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 263 | 24,424 | SH | SOLE | 24,424 | 0 | 0 | ||
STONEGATE MTG CORP | COM | 86181Q300 | 681 | 41,168 | SH | SOLE | 41,168 | 0 | 0 | ||
TESLA MTRS INC | NOTE 1.500% 6/18 | 88160RAA9 | 22,281 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R951 | 2,557 | 17,000 | SH | Put | SOLE | 17,000 | 0 | 0 | |
TESLA MTRS INC | COM | 88160R901 | 1,053 | 7,000 | SH | Call | SOLE | 7,000 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 298,778 | 2,205,000 | SH | SOLE | 2,205,000 | 0 | 0 | ||
TIME WARNER INC | COM | 887317903 | 37,940 | 280,000 | SH | Call | SOLE | 280,000 | 0 | 0 | |
TIME WARNER INC | COM | 887317953 | 102,980 | 760,000 | SH | Put | SOLE | 760,000 | 0 | 0 | |
T-MOBILE US INC | COM | 872590904 | 1,682 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
TOWER INTL INC | COM | 891826109 | 10,058 | 470,000 | SH | SOLE | 470,000 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435958 | 2,108 | 638,800 | SH | Put | SOLE | 638,800 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 251,381 | 76,175,982 | SH | SOLE | 76,175,982 | 0 | 0 | ||
TURQUOISE HILL RES LTD | RIGHT 01/07/2014 | 900435116 | 69,414 | 72,306,310 | SH | SOLE | 72,306,310 | 0 | 0 | ||
VIROPHARMA INC | COM | 928241108 | 141,325 | 2,835,000 | SH | SOLE | 2,835,000 | 0 | 0 | ||
VIROPHARMA INC | COM | 928241958 | 29,910 | 600,000 | SH | Put | SOLE | 600,000 | 0 | 0 | |
VIVUS INC | COM | 928551100 | 2,977 | 327,831 | SH | SOLE | 327,831 | 0 | 0 | ||
VIVUS INC | COM | 928551950 | 5,993 | 660,000 | SH | Put | SOLE | 660,000 | 0 | 0 | |
VODAFONE GROUP PLC | COM | 92857W909 | 64,862 | 1,650,000 | SH | Call | SOLE | 1,650,000 | 0 | 0 | |
VODAFONE GROUP PLC | COM | 92857W959 | 3,931 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
WALTER ENERGY INC | COM | 93317Q105 | 19,457 | 1,170,010 | SH | SOLE | 1,170,010 | 0 | 0 | ||
WALTER ENERGY INC | COM | 93317Q955 | 16,796 | 1,010,000 | SH | Put | SOLE | 1,010,000 | 0 | 0 | |
WALTER ENERGY INC | COM | 93317Q905 | 13,055 | 785,000 | SH | Call | SOLE | 785,000 | 0 | 0 | |
YONGYE INTL INC | COM | 98607B106 | 25,600 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 173,257 | 5,300,000 | SH | SOLE | 5,300,000 | 0 | 0 | ||
ZOETIS INC | COM | 98978V953 | 19,614 | 600,000 | SH | Put | SOLE | 600,000 | 0 | 0 |