0000919574-13-003303.txt : 20130515 0000919574-13-003303.hdr.sgml : 20130515 20130515094951 ACCESSION NUMBER: 0000919574-13-003303 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Broadfin Capital, LLC CENTRAL INDEX KEY: 0001511901 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14251 FILM NUMBER: 13844150 BUSINESS ADDRESS: STREET 1: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-808-2463 MAIL ADDRESS: STREET 1: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d1379086_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Broadfin Capital, LLC Address: 237 Park Avenue Ninth Floor New York, NY 10017 13F File Number: 028-14251 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin Kotler Title: Managing Member Phone: (212) 808-2460 Signature, Place and Date of Signing: /s/ Kevin Kotler New York, New York May 15, 2013 ------------------- --------------------------- -------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 45 Form 13F Information Table Value Total: $455,643 (thousands) List of Other Included Managers: Form 13F File Number Name (1) 028-14254 Broadfin Healthcare Master Fund, Ltd. FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE ALERE INC COM 01449J105 8,913 349,125 SH DEFINED 1 349,125 ALKERMES PLC SHS G01767105 31,925 1,347,054 SH DEFINED 1 1,347,054 ANACOR PHARMACEUTICALS INC COM 032420101 8,164 1,263,828 SH DEFINED 1 1,263,828 ANGIODYNAMICS INC COM 03475V101 27,796 2,431,882 SH DEFINED 1 2,431,882 ANTHERA PHARMACEUTICALS INC COM 03674U102 2,772 4,200,000 SH DEFINED 1 4,200,000 ARTHROCARE CORP COM 043136100 8,673 249,506 SH DEFINED 1 249,506 ATRICURE INC COM 04963C209 6,271 791,841 SH DEFINED 1 791,841 AUXILIUM PHARMACEUTICALS INC COM 05334D107 7,781 450,000 SH DEFINED 1 450,000 BIODELIVERY SCIENCES INTL IN COM 09060J106 8,492 2,017,000 SH DEFINED 1 2,017,000 CARDICA INC COM 14141R101 5,571 4,285,715 SH DEFINED 1 4,285,715 CAS MED SYS INC COM PAR $0.004 124769209 419 220,544 SH DEFINED 1 220,544 CEMPRA INC COM 15130J109 6,231 923,077 SH DEFINED 1 923,077 DEPOMED INC COM 249908104 18,514 3,154,026 SH DEFINED 1 3,154,026 DERMA SCIENCES INC COM PAR $.01 249827502 9,362 775,000 SH DEFINED 1 775,000 DURECT CORP COM 266605104 6,477 4,870,000 SH DEFINED 1 4,870,000 EMERGENT BIOSOLUTIONS INC COM 29089Q105 8,002 572,400 SH DEFINED 1 572,400 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 10,712 2,491,261 SH DEFINED 1 2,491,261 GLOBUS MED INC CL A 379577208 1,325 90,252 SH DEFINED 1 90,252 HI-TECH PHARMACAL INC COM 42840B101 6,137 185,356 SH DEFINED 1 185,356 IMPAX LABORATORIES INC COM 45256B101 30,897 2,001,092 SH DEFINED 1 2,001,092 INSMED INC COM PAR $.01 457669307 2,751 367,240 SH DEFINED 1 367,240 INSULET CORP COM 45784P101 3,078 119,041 SH DEFINED 1 119,041 INTELLIPHARMACEUTICS INTL IN COM 458173101 3,529 1,960,779 SH DEFINED 1 1,960,779 LANNET INC COM 516012101 24,292 2,402,818 SH DEFINED 1 2,402,818 MAKO SURGICAL CORP COM 560879108 1,115 100,000 SH DEFINED 1 100,000 MASIMO CORP COM 574795100 4,921 250,837 SH DEFINED 1 250,837 MERIT MED SYS INC COM 589889104 11,153 909,720 SH DEFINED 1 909,720 NATUS MEDICAL INC DEL COM 639050103 34,823 2,590,992 SH DEFINED 1 2,590,992 NOVADAQ TECHNOLOGIES INC COM 66987G102 19,648 1,994,794 SH DEFINED 1 1,994,794 NPS PHARMACEUTICALS INC COM 62936P103 16,421 1,609,154 SH DEFINED 1 1,609,154 PROGENICS PHARMACEUTICALS IN COM 743187106 15,073 2,801,666 SH DEFINED 1 2,801,666 QLT INC COM 746927102 6,938 784,893 SH DEFINED 1 784,893 RIGEL PHARMACEUTICALS INC COM NEW 766559603 6,228 915,932 SH DEFINED 1 915,932 ROCKWELL MED INC COM 774374102 1,299 328,065 SH DEFINED 1 328,065 ROCKWELL MED INC COM 774374102 396 100,000 SH CALL DEFINED 1 100,000 SANTARUS INC COM 802817304 15,486 893,570 SH DEFINED 1 893,570 SOLTA MED INC COM 83438K103 7,636 3,471,036 SH DEFINED 1 3,471,036 SPECTRANETICS CORP COM 84760C107 276 14,889 SH DEFINED 1 14,889 ST JUDE MED INC COM 790849103 6,074 150,203 SH DEFINED 1 150,203 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 34,253 863,236 SH DEFINED 1 863,236 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 11,904 300,000 SH CALL DEFINED 1 300,000 TRIUS THERAPEUTICS INC COM 89685K100 6,217 908,927 SH DEFINED 1 908,927 VENTRUS BIOSCIENCES INC COM 922822101 5,502 1,840,000 SH DEFINED 1 1,840,000 ZELTIQ AESTHETICS INC COM 98933Q108 269 70,323 SH DEFINED 1 70,323 ZOGENIX INC COM 98978L105 1,923 1,068,493 SH DEFINED 1 1,068,493

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