The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABERCROMBIE & FITCH CO | CL A | 002896207 | 5,086 | 240,000 | SH | DFND | 1 | 240,000 | 0 | 0 | |
| ACORDA THERAPEUTICS INC | COM | 00484M106 | 11,081 | 418,000 | SH | DFND | 1 | 418,000 | 0 | 0 | |
| AMPLIPHI BIOSCIENCES CORP | COM NEW | 03211P202 | 371 | 93,850 | SH | DFND | 1 | 93,850 | 0 | 0 | |
| ANTARES PHARMA INC | COM | 036642106 | 14,110 | 8,300,000 | SH | DFND | 1 | 8,300,000 | 0 | 0 | |
| APOLLO ED GROUP INC | CL A | 037604105 | 9,733 | 880,000 | SH | DFND | 1 | 880,000 | 0 | 0 | |
| ARCOS DORADOS HOLDINGS INC | SHS CLASS A | G0457F107 | 3,808 | 1,400,000 | SH | DFND | 1 | 1,400,000 | 0 | 0 | |
| BIODELIVERY SCIENCES | COM | 09060J106 | 8,229 | 1,480,000 | SH | DFND | 1 | 1,480,000 | 0 | 0 | |
| BLUCORA INC | COM | 095229100 | 10,741 | 780,000 | SH | DFND | 1 | 780,000 | 0 | 0 | |
| BOULDER BRANDS INC | COM | 101405108 | 10,369 | 1,266,000 | SH | DFND | 1 | 1,266,000 | 0 | 0 | |
| CIPHER PHARMACEUTICALS INC | COM | 17253X105 | 1,115 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| CYMABAY THERAPEUTICS INC | COM | 23257D103 | 1,622 | 836,000 | SH | DFND | 1 | 836,000 | 0 | 0 | |
| DECKERS OUTDOOR CORP | COM | 243537107 | 6,967 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
| DEL FRISCOS RESTAURANT GROUP | COM | 245077102 | 5,862 | 422,000 | SH | DFND | 1 | 422,000 | 0 | 0 | |
| DEMAND MEDIA INC | COM NEW | 24802N208 | 4,562 | 1,094,000 | SH | DFND | 1 | 1,094,000 | 0 | 0 | |
| EASTMAN KODAK CO | COM NEW | 277461406 | 12,558 | 804,000 | SH | DFND | 1 | 804,000 | 0 | 0 | |
| FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 7,787 | 506,000 | SH | DFND | 1 | 506,000 | 0 | 0 | |
| FRESHPET INC | COM | 358039105 | 11,760 | 1,120,000 | SH | DFND | 1 | 1,120,000 | 0 | 0 | |
| FTD COS INC | COM | 30281V108 | 5,543 | 186,000 | SH | DFND | 1 | 186,000 | 0 | 0 | |
| GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 15,380 | 400,000 | SH | Call | DFND | 1 | 400,000 | 0 | 0 |
| HEALTHWAYS INC | COM | 422245100 | 7,806 | 702,000 | SH | DFND | 1 | 702,000 | 0 | 0 | |
| IGNYTA INC | COM | 451731103 | 8,201 | 934,000 | SH | DFND | 1 | 934,000 | 0 | 0 | |
| INSPIREMD INC | COM NEW | 45779A309 | 1,073 | 6,500,000 | SH | DFND | 1 | 6,500,000 | 0 | 0 | |
| J.C. PENNEY CO INC | COM | 708160106 | 6,875 | 740,000 | SH | DFND | 1 | 740,000 | 0 | 0 | |
| KEURIG GREEN MTN INC | COM | 49271M100 | 8,030 | 154,000 | SH | DFND | 1 | 154,000 | 0 | 0 | |
| LAS VEGAS SANDS CORP | COM | 517834107 | 7,214 | 190,000 | SH | DFND | 1 | 190,000 | 0 | 0 | |
| MEDIGUS LTD | SPONSORED ADR | 58471G102 | 2,696 | 601,700 | SH | DFND | 1 | 601,700 | 0 | 0 | |
| OVERSTOCK COM INC DEL | COM | 690370101 | 3,089 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | |
| PEP BOYS MANNY MOE & JACK | COM | 713278109 | 10,240 | 840,000 | SH | DFND | 1 | 840,000 | 0 | 0 | |
| PERNIX THERAPEUTICS HOLDINGS | COM | 71426V108 | 15,168 | 4,800,000 | SH | DFND | 1 | 4,800,000 | 0 | 0 | |
| REACHLOCAL INC | COM | 75525F104 | 641 | 304,000 | SH | DFND | 1 | 202,000 | 0 | 0 | |
| SKULLCANDY INC | COM | 83083J104 | 4,723 | 854,000 | SH | DFND | 1 | 854,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F953 | 19,159 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| SPECTRANETICS CORP | COM | 84760C107 | 7,357 | 624,000 | SH | DFND | 1 | 624,000 | 0 | 0 | |
| SYNTA PHARMACEUTICALS CORP | COM | 87162T206 | 3,480 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
| TENAX THERAPEUTICS INC | COM | 88032L100 | 266 | 88,739 | SH | DFND | 1 | 88,739 | 0 | 0 | |
| THERAVANCE BIOPHARMA INC | COM | 88338T104 | 14,727 | 1,341,000 | SH | DFND | 1 | 1,341,000 | 0 | 0 | |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | 8,573 | 760,000 | SH | DFND | 1 | 760,000 | 0 | 0 | |
| VINCE HOLDING CORP | COM | 92719W108 | 5,282 | 1,540,000 | SH | DFND | 1 | 1,540,000 | 0 | 0 | |
| XENOPORT INC | COM | 98411C100 | 11,555 | 3,330,000 | SH | DFND | 1 | 3,330,000 | 0 | 0 | |