The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABERCROMBIE & FITCH CO | CL A | 002896207 | 8,862 | 412,000 | SH | DFND | 1 | 412,000 | 0 | 0 | |
| ACORDA THERAPEUTICS INC | COM | 00484M106 | 6,199 | 186,000 | SH | DFND | 1 | 186,000 | 0 | 0 | |
| ANTARES PHARMA INC | COM | 036642106 | 13,312 | 6,400,000 | SH | DFND | 1 | 6,400,000 | 0 | 0 | |
| APOLLO ED GROUP INC | CL A | 037604105 | 16,358 | 1,270,000 | SH | DFND | 1 | 1,270,000 | 0 | 0 | |
| BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 3,184 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
| BIOTIE THERAPIES OYJ | SPONSORED ADR | 09074D103 | 3,994 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| BLUCORA INC | COM | 095229100 | 11,305 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
| DEMAND MEDIA INC | COM NEW | 24802N208 | 6,156 | 968,000 | SH | DFND | 1 | 968,000 | 0 | 0 | |
| EASTMAN KODAK CO | COM NEW | 277461406 | 16,128 | 960,000 | SH | DFND | 1 | 960,000 | 0 | 0 | |
| FEMALE HEALTH CO | COM | 314462102 | 1,080 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
| FTD COS INC | COM | 30281V108 | 12,911 | 458,000 | SH | DFND | 1 | 458,000 | 0 | 0 | |
| HEALTHWAYS INC | COM | 422245100 | 7,667 | 640,000 | SH | DFND | 1 | 640,000 | 0 | 0 | |
| IGNYTA INC | COM | 451731103 | 13,128 | 870,000 | SH | DFND | 1 | 870,000 | 0 | 0 | |
| INSPIREMD INC | COM NEW | 45779A309 | 1,837 | 6,560,000 | SH | DFND | 1 | 6,560,000 | 0 | 0 | |
| INVENTURE FOODS INC | COM | 461212102 | 6,273 | 618,000 | SH | DFND | 1 | 618,000 | 0 | 0 | |
| LIPOCINE INC NEW | COM | 53630X104 | 7,293 | 850,000 | SH | DFND | 1 | 850,000 | 0 | 0 | |
| OVERSTOCK COM INC DEL | COM | 690370101 | 10,053 | 446,000 | SH | DFND | 1 | 446,000 | 0 | 0 | |
| PENNEY J C INC | COM | 708160106 | 4,235 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| QLOGIC CORP | COM | 747277101 | 11,522 | 812,000 | SH | DFND | 1 | 812,000 | 0 | 0 | |
| QLT INC | COM | 746927102 | 2,726 | 660,000 | SH | DFND | 1 | 660,000 | 0 | 0 | |
| REACHLOCAL INC | COM | 75525F104 | 636 | 202,000 | SH | DFND | 1 | 202,000 | 0 | 0 | |
| SKULLCANDY INC | COM | 83083J104 | 10,784 | 1,406,000 | SH | DFND | 1 | 1,406,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 30,884 | 150,000 | SH | Put | DFND | 1 | 150,000 | 0 | 0 |
| SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 30,342 | 4,436,000 | SH | DFND | 1 | 4,436,000 | 0 | 0 | |
| SUNOPTA INC | COM | 8676EP108 | 4,550 | 424,000 | SH | DFND | 1 | 424,000 | 0 | 0 | |
| THERAVANCE BIOPHARMA INC | COM | G8807B106 | 12,681 | 974,000 | SH | DFND | 1 | 974,000 | 0 | 0 | |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | 14,492 | 1,142,000 | SH | DFND | 1 | 1,142,000 | 0 | 0 | |
| XENOPORT INC | COM | 98411C100 | 9,808 | 1,600,000 | SH | DFND | 1 | 1,600,000 | 0 | 0 | |