0001102598-12-000153.txt : 20121213 0001102598-12-000153.hdr.sgml : 20121213 20121213163013 ACCESSION NUMBER: 0001102598-12-000153 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121213 DATE AS OF CHANGE: 20121213 EFFECTIVENESS DATE: 20121213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001102598 IRS NUMBER: 135657669 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04037 FILM NUMBER: 121262436 BUSINESS ADDRESS: STREET 1: 60 STATE STREET STREET 2: 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174224947 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR/A 1 q3_13fhldamend.txt Q3 13F AMENDED ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2012 If amended report check here: |X| Amendment Number: 1 This Amendment (Check only one): |X| is a restatement | | adds new holding entries. Pioneer Investment Management, Inc. -------------------------------------------------------------------------------- Name of Institutional Investment Manager 60 State Street Boston MA 02109 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 028-04037 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Geraldine M. Leahy Deputy Chief Compliance Officer 617-517-8962 -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ Geraldine M. Leahy ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Boston, MA December 13, 2012 ------------------------------------------ (Place and Date of Signing) Report Type: [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number: Name: ----------------------------------------------------------------------------- 28-6668 OakRidge Investments, LLC Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 1295 Form 13F Information Table Value Total: $25,318,612 (thousands) List of Other Included Managers: No. 13F File Number: Name ---- ---------------- ---- 01 28-05167 MetLife Advisers, LLC 02 28-06538 AEW Capital Management LP 03 28-13329 Pioneer Institutional Asset Management, Inc. 04 28-04547 ING Investments LLC
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COMMSTCK 85590A401 2573 44400 SH DEFINED 2 44400 0 0 D Starwood Hotels & Resorts COMMSTCK 85590A401 9828 169560 SH SOLE 169560 0 0 D State Street Corp COMMSTCK 857477103 302 7191 SH SOLE 7191 0 0 D Steel Dynamics Inc 5.125% CNVRTBND 858119AP5 188 180000 PRN DEFINED 4 0 0 180000 D Steel Dynamics Inc 5.125% CNVRTBND 858119AP5 7654 7320000 PRN SOLE 7320000 0 0 D SunPower Corp 4.5% CNVRTBND 867652AE9 234 255000 PRN DEFINED 4 0 0 255000 D SunPower Corp 4.5% CNVRTBND 867652AE9 11709 12745000 PRN SOLE 12745000 0 0 D SunPower Corp 4.75% CNVRTBND 867652AC3 378 399000 PRN DEFINED 4 0 0 399000 D SunPower Corp 4.75% CNVRTBND 867652AC3 37675 39763000 PRN SOLE 39763000 0 0 D Suntech Power Holdings Co CNVRTBND 86800CAE4 49 100000 PRN DEFINED 3 0 0 100000 D Suntech Power Holdings Co CNVRTBND 86800CAE4 12997 26257000 PRN SOLE 26257000 0 0 D SunTrust Banks Inc COMMSTCK 867914103 289 10222 SH SOLE 10222 0 0 D Swift Transportation Co COMMSTCK 87074U101 4500 520939 SH SOLE 520939 0 0 D Symantec Corp 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