The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FRONTIER COMMUNICATIONS CORP | PFD CONV SER-A | 35906A207 | 74,925 | 750,000 | SH | SOLE | 0 | 0 | 0 | ||
SOUTHWESTERN ENERGY CO | DEP SHS 1/20 B | 845467208 | 14,915 | 300,000 | SH | SOLE | 0 | 0 | 0 | ||
TYSON FOODS INC | UNIT 99/99/9999 | 902494301 | 31,187 | 600,000 | SH | SOLE | 0 | 0 | 0 | ||
AARONS INC | COM PAR $0.50 | 002535300 | 8,600 | 237,500 | SH | SOLE | 237,500 | 0 | 0 | ||
ADVANCE AUTO PARTS INC | COM | 00751Y106 | 31,858 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ADVANCE AUTO PARTS INC | COM | 00751Y106 | 19,911 | 125,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 25,188 | 25,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
AMERICAN EAGLE OUTFITTERS NE | COM | 02553E106 | 3,444 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 78,118 | 432,378 | SH | SOLE | 432,378 | 0 | 0 | ||
AMERICAN RLTY CAP PPTYS INC | NOTE 3.000% 8/0 | 02917TAA2 | 1,881 | 2,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
AMERICAN RLTY CAP PPTYS INC | NOTE 3.750%12/1 | 02917TAB0 | 1,879 | 2,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ARAMARK | COM | 03852U106 | 23,228 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
AROWANA INC | UNIT 99/99/9999 | G05011138 | 7,070 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
ASCENT CAP GROUP INC | NOTE 4.000% 7/1 | 043632AA6 | 4,712 | 5,700,000 | PRN | SOLE | 0 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 2.250% 6/0 | 049164BH8 | 14,719 | 15,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 32,684 | 1,350,000 | SH | SOLE | 1,350,000 | 0 | 0 | ||
AR CAP ACQUISITION CORP | UNIT 10/06/2019 | 00191R208 | 2,503 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
BRUNSWICK CORP | COM | 117043109 | 66,118 | 1,300,000 | SH | SOLE | 1,300,000 | 0 | 0 | ||
BLACK DIAMOND INC | COM | 09202G101 | 1,301 | 140,992 | SH | SOLE | 140,992 | 0 | 0 | ||
GENERAL CABLE CORP DEL NEW | COM | 369300108 | 1,306 | 66,197 | SH | SOLE | 66,197 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | UNIT 99/99/9999T | 06759V200 | 4,000 | 398,000 | SH | SOLE | 398,000 | 0 | 0 | ||
BLACK KNIGHT FINL SVCS INC | CL A | 09214X100 | 617 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BLUCORA INC | NOTE 4.250% 4/0 | 095229AB6 | 19,779 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION CORP | UNIT 02/19/2019 | 10157P203 | 5,576 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
BOULEVARD ACQUISITION CORP | *W EXP 02/19/201 | 10157P112 | 888 | 250,000 | SH | SOLE | 0 | 0 | 0 | ||
BOOT BARN HLDGS INC | COM | 099406100 | 16,904 | 528,235 | SH | SOLE | 528,235 | 0 | 0 | ||
BURLINGTON STORES INC | COM | 122017106 | 5,120 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
DT ASIA INVTS LTD | UNIT 03/29/2021T | G2615J120 | 5,930 | 590,000 | SH | SOLE | 590,000 | 0 | 0 | ||
CAMBRIDGE CAP ACQUISITION CO | COM | 13215Q106 | 6,915 | 695,000 | SH | SOLE | 695,000 | 0 | 0 | ||
CAMBRIDGE CAP ACQUISITION CO | *W EXP 12/17/201 | 13215Q114 | 104 | 695,000 | SH | SOLE | 0 | 0 | 0 | ||
CHINA BIOLOGIC PRODS INC | COM | 16938C106 | 22,885 | 198,866 | SH | SOLE | 198,866 | 0 | 0 | ||
CHINA UNICOM (HONG KONG) LTD | SPONSORED ADR | 16945R104 | 1,884 | 120,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
C B PHARMA ACQUISITION CORP | UNIT 12/17/2021 | G2029P100 | 3,668 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
CONE MIDSTREAM PARTNERS LP | COM UNIT REPST | 206812109 | 443 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 8,188 | 117,588 | SH | SOLE | 117,588 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 3,265 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 3,796 | 129,210 | SH | SOLE | 129,210 | 0 | 0 | ||
CATAMARAN CORP | COM | 148887102 | 589,468 | 9,650,754 | SH | SOLE | 9,650,754 | 0 | 0 | ||
CYBERONICS INC | COM | 23251P102 | 6,785 | 114,104 | SH | SOLE | 114,104 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | RIGHT 01/27/2016 | 203668116 | 57 | 3,903,667 | SH | SOLE | 0 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 3,055 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
DEL FRISCOS RESTAURANT GROUP | COM | 245077102 | 2,793 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
DHX MEDIA LTD | SHS VAR VTG | 252406608 | 7,010 | 939,100 | SH | SOLE | 939,100 | 0 | 0 | ||
DIAMOND FOODS INC | COM | 252603105 | 9,411 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
DRESSER-RAND GROUP INC | COM | 261608103 | 318,389 | 3,737,843 | SH | SOLE | 3,737,843 | 0 | 0 | ||
DSW INC | CL A | 23334L102 | 67,574 | 2,025,000 | SH | SOLE | 2,025,000 | 0 | 0 | ||
DAVIDSTEA INC | COM | 238661102 | 752 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
DIRECTV | COM | 25490A309 | 713,212 | 7,687,126 | SH | SOLE | 7,687,126 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | UNIT 99/99/9999 | G3105C120 | 11,011 | 1,100,000 | SH | SOLE | 1,100,000 | 0 | 0 | ||
CALLAWAY GOLF CO | COM | 131193104 | 8,940 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
ELBIT IMAGING LTD | SHS NEW | M37605116 | 5,153 | 3,943,584 | SH | SOLE | 3,943,584 | 0 | 0 | ||
ENERGIZER HLDGS INC NEW | COM | 29272W109 | 8,349 | 63,470 | SH | SOLE | 63,470 | 0 | 0 | ||
ENVESTNET INC | NOTE 1.750%12/1 | 29404KAA4 | 7,285 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
EXPRESS INC | COM | 30219E103 | 13,130 | 725,000 | SH | SOLE | 725,000 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 42,880 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
FAMILY DLR STORES INC | COM | 307000109 | 77,974 | 989,389 | SH | SOLE | 989,389 | 0 | 0 | ||
FINISH LINE INC | CL A | 317923100 | 16,002 | 575,000 | SH | SOLE | 575,000 | 0 | 0 | ||
FIVE BELOW INC | COM | 33829M101 | 22,236 | 562,500 | SH | SOLE | 562,500 | 0 | 0 | ||
FINTECH ACQUISITION CORP | UNIT 99/99/9999 | 31809H209 | 10,049 | 990,000 | SH | SOLE | 990,000 | 0 | 0 | ||
CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 | 8,916 | 163,634 | SH | SOLE | 163,634 | 0 | 0 | ||
GODADDY INC | CL A | 380237107 | 282 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GUESS INC | COM | 401617105 | 2,876 | 150,000 | SH | Put | SOLE | 0 | 0 | 0 | |
GARNERO GROUP ACQUISITION CO | SHS | G5866L108 | 5,612 | 575,000 | SH | SOLE | 575,000 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | RIGHT 06/25/2016 | G5866L132 | 92 | 575,000 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | *W EXP 06/24/201 | G5866L116 | 75 | 575,000 | SH | SOLE | 0 | 0 | 0 | ||
GENERAL MTRS CO | *W EXP 12/31/201 | 37045V134 | 290 | 1,000,000 | SH | SOLE | 0 | 0 | 0 | ||
GNC HLDGS INC | COM CL A | 36191G107 | 21,355 | 480,100 | SH | SOLE | 480,100 | 0 | 0 | ||
GP INVTS ACQUISITION COR | UNIT 99/99/9999 | G40357116 | 14,140 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | UNIT 10/20/2021 | 448740209 | 3,936 | 392,000 | SH | SOLE | 392,000 | 0 | 0 | ||
HARMONY MERGER CORP | UNIT 99/99/9999 | 413247206 | 9,343 | 925,000 | SH | SOLE | 925,000 | 0 | 0 | ||
HOST HOTELS & RESORTS INC | COM | 44107P104 | 12,394 | 625,000 | SH | SOLE | 625,000 | 0 | 0 | ||
IAC INTERACTIVECORP | COM PAR $.001 | 44919P508 | 31,864 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
IDEXX LABS INC | COM | 45168D104 | 9,621 | 150,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 3,339 | 15,300 | SH | SOLE | 15,300 | 0 | 0 | ||
IMAX CORP | COM | 45245E109 | 16,108 | 399,999 | SH | SOLE | 399,999 | 0 | 0 | ||
INFORMATICA CORP | COM | 45666Q102 | 46,223 | 953,633 | SH | SOLE | 953,633 | 0 | 0 | ||
INOVALON HLDGS INC | COM CL A | 45781D101 | 279 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 29,161 | 25,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
JASON INDS INC | COM | 471172106 | 935 | 135,491 | SH | SOLE | 135,491 | 0 | 0 | ||
JASON INDS INC | *W EXP 06/30/201 | 471172114 | 539 | 1,056,616 | SH | SOLE | 0 | 0 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 682 | 20,000 | SH | SOLE | 40,000 | 0 | 0 | ||
JETPAY CORP | COM | 477177109 | 219 | 79,818 | SH | SOLE | 79,818 | 0 | 0 | ||
NORDSTROM INC | COM | 655664100 | 24,213 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
KAR AUCTION SVCS INC | COM | 48238T109 | 14,960 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 5,201 | 61,093 | SH | SOLE | 61,093 | 0 | 0 | ||
LINKEDIN CORP | COM CL A | 53578A108 | 11,365 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 52,289 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 5,125 | 179,200 | SH | SOLE | 179,200 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 39,083 | 950,000 | SH | SOLE | 950,000 | 0 | 0 | ||
MELCO CROWN ENTMT LTD | ADR | 585464100 | 9,815 | 500,000 | SH | Call | SOLE | 0 | 0 | 0 | |
MENS WEARHOUSE INC | COM | 587118100 | 20,555 | 320,821 | SH | SOLE | 320,821 | 0 | 0 | ||
MEADWESTVACO CORP | COM | 583334107 | 42,745 | 905,816 | SH | SOLE | 905,816 | 0 | 0 | ||
NAVISTAR INTL CORP NEW | NOTE 4.750% 4/1 | 63934EAS7 | 13,627 | 16,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
NORWEGIAN CRUISE LINE HLDGS | SHS | G66721104 | 20,311 | 362,500 | SH | SOLE | 362,500 | 0 | 0 | ||
ENPRO INDS INC | COM | 29355X107 | 15,610 | 272,809 | SH | SOLE | 272,809 | 0 | 0 | ||
NETSCOUT SYS INC | COM | 64115T104 | 2,750 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
NVIDIA CORP | NOTE 1.000%12/0 | 67066GAC8 | 28,740 | 25,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
NEWELL RUBBERMAID INC | COM | 651229106 | 14,389 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
OM GROUP INC | COM | 670872100 | 11,753 | 349,800 | SH | SOLE | 349,800 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | COM | 682189105 | 1,873 | 160,100 | SH | SOLE | 160,100 | 0 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 602 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ORBITZ WORLDWIDE INC | COM | 68557K109 | 8,400 | 735,542 | SH | SOLE | 735,542 | 0 | 0 | ||
PINNACLE ENTMT INC | COM | 723456109 | 17,257 | 462,895 | SH | SOLE | 462,895 | 0 | 0 | ||
POLYPORE INTL INC | COM | 73179V103 | 46,539 | 777,202 | SH | SOLE | 777,202 | 0 | 0 | ||
PARTY CITY HOLDCO INC | COM | 702149105 | 10,135 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
PVH CORP | COM | 693656100 | 11,336 | 98,400 | SH | SOLE | 98,400 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 17,851 | 1,745,000 | SH | SOLE | 1,745,000 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 1,829 | 24,495 | SH | SOLE | 24,495 | 0 | 0 | ||
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 30,492 | 387,500 | SH | SOLE | 387,500 | 0 | 0 | ||
ROI ACQUISITION CORP II | UNIT 09/17/2018 | 74966G200 | 10,763 | 1,050,000 | SH | SOLE | 1,050,000 | 0 | 0 | ||
ROSETTA RESOURCES INC | COM | 777779307 | 11,570 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
SAEXPLORATION HLDGS INC | COM | 78636X105 | 330 | 98,550 | SH | SOLE | 98,550 | 0 | 0 | ||
SALLY BEAUTY HLDGS INC | COM | 79546E104 | 47,370 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 13,055 | 3,500,000 | SH | SOLE | 3,500,000 | 0 | 0 | ||
U S SILICA HLDGS INC | COM | 90346E103 | 3,717 | 126,600 | SH | SOLE | 126,600 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 71,040 | 2,000,000 | SH | Call | SOLE | 0 | 0 | 0 | |
LEVY ACQUISITION CORP | *W EXP 11/19/201 | 52748T112 | 2,238 | 392,661 | SH | SOLE | 0 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 9,395 | 134,574 | SH | SOLE | 134,574 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 9,339 | 158,026 | SH | SOLE | 158,026 | 0 | 0 | ||
1347 CAP CORP | UNIT 07/18/2016 | 68245V202 | 3,800 | 370,000 | SH | SOLE | 370,000 | 0 | 0 | ||
TREEHOUSE FOODS INC | COM | 89469A104 | 27,955 | 345,000 | SH | SOLE | 345,000 | 0 | 0 | ||
INTERFACE INC | COM | 458665304 | 2,505 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TEMPUR SEALY INTL INC | COM | 88023U101 | 19,770 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | UNIT 06/27/2019 | 88104P203 | 17,391 | 1,700,000 | SH | SOLE | 1,700,000 | 0 | 0 | ||
TRUECAR INC | COM | 89785L107 | 5,241 | 437,500 | SH | SOLE | 437,500 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 30,594 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
UNITED CONTL HLDGS INC | COM | 910047109 | 9,025 | 170,257 | SH | SOLE | 170,257 | 0 | 0 | ||
ARCELORMITTAL SA LUXEMBOURG | MAND CV NT 16 | L0302D178 | 39,069 | 2,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
VISTEON CORP | COM NEW | 92839U206 | 5,415 | 51,579 | SH | SOLE | 51,579 | 0 | 0 | ||
VERINT SYS INC | NOTE 1.500% 6/0 | 92343XAA8 | 16,998 | 15,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
V F CORP | COM | 918204108 | 8,718 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
WALTER INVT MGMT CORP | NOTE 4.500%11/0 | 93317WAA0 | 16,639 | 20,270,000 | PRN | SOLE | 0 | 0 | 0 | ||
WENDYS CO | COM | 95058W100 | 11,280 | 1,000,000 | SH | Put | SOLE | 0 | 0 | 0 | |
WENDYS CO | COM | 95058W100 | 11,270 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
WINGSTOP INC | COM | 974155103 | 3,194 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
WL ROSS HLDG CORP | COM SHS | 92939D104 | 7,040 | 676,962 | SH | SOLE | 676,962 | 0 | 0 | ||
WL ROSS HLDG CORP | UNIT 06/11/2019 | 92939D203 | 29,627 | 2,605,721 | SH | SOLE | 2,605,721 | 0 | 0 | ||
WL ROSS HLDG CORP | *W EXP 06/11/201 | 92939D112 | 941 | 1,000,000 | SH | SOLE | 0 | 0 | 0 | ||
VCA INC | COM | 918194101 | 42,160 | 775,000 | SH | SOLE | 775,000 | 0 | 0 | ||
WILLIAMS SONOMA INC | COM | 969904101 | 61,703 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 9,867 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
YANDEX NV | NOTE 1.125%12/1 | 98474TAB3 | 18,072 | 21,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
YELP INC | CL A | 985817105 | 8,606 | 200,000 | SH | Call | SOLE | 0 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 8,876 | 225,906 | SH | SOLE | 225,906 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 10,076 | 92,247 | SH | SOLE | 92,247 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 17,842 | 370,000 | SH | SOLE | 370,000 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 6,028 | 125,000 | SH | Put | SOLE | 0 | 0 | 0 |