0000898432-13-000847.txt : 20130515 0000898432-13-000847.hdr.sgml : 20130515 20130515133254 ACCESSION NUMBER: 0000898432-13-000847 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBER ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001387921 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12251 FILM NUMBER: 13845467 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-808-7370 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 a13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 -------------------- Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Harber Asset Management, LLC ---------------------------------------------------- 237 Park Ave ---------------------------------------------------- Suite 900 ---------------------------------------------------- New York, NY 10017 ---------------------------------------------------- Form 13F File Number: 28- 12251 ------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harold W. Berry III ---------------------------------------------------- Title: Managing Member ---------------------------------------------------- Phone: (212) 808-7430 ---------------------------------------------------- Signature, Place, and Date of Signing: /s/ Harold W. Berry III New York, NY May 15, 2013 -------------------------- ------------------ ---------------- [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------------- Form 13F Information Table Entry Total: 50 ------------------- Form 13F Information Table Value Total: $84,131 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-06273 Graham Partners, L.P. FORM 13F INFORMATION TABLE

TITLE OF VALUE SHARES SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (X1000) HELD PRN CALL DISCRETION MANAGERS SHARED NONE ABM INDS INC COM 000957100 1,035 46,520 SH SHARED-DEFINED 1 46,520 ACTIVISION BLIZZARD INC COM 00507V109 4,027 276,421 SH SHARED-DEFINED 1 276,421 AVAGO TECHNOLOGIES LTD SHS Y0486S104 2,594 72,245 SH SHARED-DEFINED 1 72,245 AVNET INC COM 053807103 1,425 39,356 SH SHARED-DEFINED 1 39,356 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 866 150,000 SH SHARED-DEFINED 1 150,000 BROADSOFT INC COM 11133B409 1,498 56,600 SH SHARED-DEFINED 1 56,600 CARBONITE INC COM 141337105 495 45,193 SH SHARED-DEFINED 1 45,193 CHASE CORP COM 16150R104 377 19,500 SH SHARED-DEFINED 1 19,500 CHECK POINT SOFTWARE TECH LT ORD M22465104 850 18,092 SH SHARED-DEFINED 1 18,092 CANADIAN NAT RES LTD COM 136385101 1,835 57,320 SH SHARED-DEFINED 1 57,320 CISCO SYSTEMS INC COM 17275R102 2,597 124,283 SH SHARED-DEFINED 1 124,283 CONSTANT CONTACT INC COM 210313102 1,224 94,320 SH SHARED-DEFINED 1 94,320 CITRIX SYS INC COM 177376100 848 11,750 SH SHARED-DEFINED 1 11,750 CORNING INC COM 219350105 4,003 300,328 SH SHARED-DEFINED 1 300,328 DIRECTV COM 25490A309 3,107 54,895 SH SHARED-DEFINED 1 54,895 ELECTRONIC ARTS INC COM 285512109 1,074 60,691 SH SHARED-DEFINED 1 60,691 E M C CORP MASS COM 268648102 4,189 175,349 SH SHARED-DEFINED 1 175,349 ENERNOC INC COM 292764107 441 25,360 SH SHARED-DEFINED 1 25,360 ENTEGRIS INC COM 29362U104 2,578 261,452 SH SHARED-DEFINED 1 261,452 ENVIVIO INC COM 29413T106 545 320,828 SH SHARED-DEFINED 1 320,828 EXFO INC SUB VTG SHS 302046107 759 149,067 SH SHARED-DEFINED 1 149,067 GOOGLE INC CL A 38259P508 3,914 4,928 SH SHARED-DEFINED 1 4,928 INGLES MKTS INC CL A 457030104 973 45,275 SH SHARED-DEFINED 1 45,275 INPHI CORP COM 45772F107 1,809 173,116 SH SHARED-DEFINED 1 173,116 ITURAN LOCATION AND CONTROL SHS M6158M104 1,246 79,425 SH SHARED-DEFINED 1 79,425 JABIL CIRCUIT INC COM 466313103 3,810 206,182 SH SHARED-DEFINED 1 206,182 LIVEPERSON INC COM 538146101 925 68,088 SH SHARED-DEFINED 1 68,088 LAM RESEARCH CORP COM 512807108 1,349 32,543 SH SHARED-DEFINED 1 32,543 MICROCHIP TECHNOLOGY INC COM 595017104 1,289 35,056 SH SHARED-DEFINED 1 35,056 MONEYGRAM INTL INC COM NEW 60935Y208 3,465 191,434 SH SHARED-DEFINED 1 191,434 MKS INSTRUMENT INC COM 55306N104 1,006 37,000 SH SHARED-DEFINED 1 37,000 MICROSOFT CORP COM 594918104 2,995 104,708 SH SHARED-DEFINED 1 104,708 MICROSTRATEGY INC CL A NEW 594972408 1,423 14,078 SH SHARED-DEFINED 1 14,078 NEWPORT CORP COM 651824104 645 38,147 SH SHARED-DEFINED 1 38,147 NQ MOBILE INC ADR REPSTG CL A 64118U108 1,173 130,203 SH SHARED-DEFINED 1 130,203 ORBOTECH LTD ORD M75253100 5,709 566,333 SH SHARED-DEFINED 1 566,333 PEGASYSTEMS INC COM 705573103 1,488 53,000 SH SHARED-DEFINED 1 53,000 POLYCOM INC COM 73172K104 1,884 170,070 SH SHARED-DEFINED 1 170,070 REACHLOCAL INC COM 75525F104 705 47,130 SH SHARED-DEFINED 1 47,130 PULSE ELECTRONICS CORP NOTE 7.000%12/1 74586WAA4 744 1,000,000 SH SHARED-DEFINED 1 1,000,000 SUPER MICRO COMPUTER INC COM 86800U104 1,813 160,550 SH SHARED-DEFINED 1 160,550 SKYWORKS SOLUTIONS INC COM 83088M102 1,795 81,500 SH SHARED-DEFINED 1 81,500 TE CONNECTIVITY LTD REG SHS H84989104 1,000 23,840 SH SHARED-DEFINED 1 23,840 TYSON FOODS INC CL A 902494103 1,111 44,778 SH SHARED-DEFINED 1 44,778 UBIQUITI NETWORKS INC COM 90347A100 875 63,800 SH SHARED-DEFINED 1 63,800 UNI PIXEL INC COM NEW 904572203 647 21,100 SH SHARED-DEFINED 1 21,100 VERISIGN INC COM 92343E102 2,337 49,443 SH SHARED-DEFINED 1 49,443 VISHAY INTERTECHNOLOGY INC COM 928298108 1,100 80,811 SH SHARED-DEFINED 1 80,811 WESTELL TECHNOLOGIES INC CL A 957541105 476 236,893 SH SHARED-DEFINED 1 236,893 ZILLOW INC PUT 98954A957 58 160 SH PUT SHARED-DEFINED 1 160