The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 22 | 200 | SH | DFND | 1 | 200 | 0 | 0 | |
AFFILIATED MANAGERS GROUP | COM | 008252108 | 75 | 460 | SH | DFND | 1 | 460 | 0 | 0 | |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 43 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
ALLSTATE CORP | COM | 020002101 | 196 | 4,074 | SH | DFND | 1 | 4,074 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 72 | 260 | SH | DFND | 1 | 260 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 288 | 6,454 | SH | DFND | 1 | 6,454 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 20 | 200 | SH | DFND | 1 | 200 | 0 | 0 | |
APPLE INC | COM | 037833100 | 203 | 512 | SH | DFND | 1 | 512 | 0 | 0 | |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 119 | 1,730 | SH | DFND | 1 | 1,730 | 0 | 0 | |
BAKER HUGHES INC | COM | 057224107 | 41 | 890 | SH | DFND | 1 | 890 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 31 | 2,401 | SH | DFND | 1 | 2,401 | 0 | 0 | |
BAXTER INTL INC | COM | 071813109 | 118 | 1,700 | SH | DFND | 1 | 1,700 | 0 | 0 | |
BOEING CO | COM | 097023105 | 102 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 89 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
CA INC | COM | 12673P105 | 2,073 | 72,393 | SH | DFND | 1 | 72,393 | 0 | 0 | |
CABOT CORP | COM | 127055101 | 14,000 | 374,120 | SH | DFND | 1 | 374,120 | 0 | 0 | |
CABOT MICROELECTRONICS CORP | COM | 12709P103 | 1,432 | 43,389 | SH | DFND | 1 | 43,389 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 85 | 1,200 | SH | DFND | 1 | 1,200 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 101 | 1,610 | SH | DFND | 1 | 1,610 | 0 | 0 | |
CAS MED SYS INC | COM PAR $0.004 | 124769209 | 825 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 82 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
CENTERPOINT ENERGY INC | COM | 15189T107 | 47 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 15 | 750 | SH | DFND | 1 | 750 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 285 | 2,410 | SH | DFND | 1 | 2,410 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 303 | 12,480 | SH | DFND | 1 | 12,480 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 97 | 2,030 | SH | DFND | 1 | 2,030 | 0 | 0 | |
CITRIX SYS INC | COM | 177376100 | 51 | 840 | SH | DFND | 1 | 840 | 0 | 0 | |
COACH INC | COM | 189754104 | 100 | 1,760 | SH | DFND | 1 | 1,760 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 116 | 2,900 | SH | DFND | 1 | 2,900 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 187 | 2,988 | SH | DFND | 1 | 2,988 | 0 | 0 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 4,125 | 72,000 | SH | DFND | 1 | 72,000 | 0 | 0 | |
COSAN LTD | SHS A | G25343107 | 34,925 | 2,161,200 | SH | DFND | 2 | 2,148,100 | 13,100 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 102 | 920 | SH | DFND | 1 | 920 | 0 | 0 | |
DANAHER CORP DEL | COM | 235851102 | 109 | 1,720 | SH | DFND | 1 | 1,720 | 0 | 0 | |
DELL INC | COM | 24702R101 | 20 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 414 | 6,550 | SH | DFND | 1 | 6,550 | 0 | 0 | |
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 102 | 1,950 | SH | DFND | 1 | 1,950 | 0 | 0 | |
DUN & BRADSTREET CORP DEL NE | COM | 26483E100 | 93 | 955 | SH | DFND | 1 | 955 | 0 | 0 | |
EBAY INC | COM | 278642103 | 77 | 1,490 | SH | DFND | 1 | 1,490 | 0 | 0 | |
ESSEX PPTY TR INC | COM | 297178105 | 127 | 800 | SH | DFND | 1 | 800 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 72 | 2,325 | SH | DFND | 1 | 2,325 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 223 | 2,470 | SH | DFND | 1 | 2,470 | 0 | 0 | |
FIRSTENERGY CORP | COM | 337932107 | 50 | 1,334 | SH | DFND | 1 | 1,334 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 46 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 54 | 1,960 | SH | DFND | 1 | 1,960 | 0 | 0 | |
GARTNER INC | COM | 366651107 | 28 | 498 | SH | DFND | 1 | 498 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 16 | 200 | SH | DFND | 1 | 200 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 301 | 12,972 | SH | DFND | 1 | 12,972 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 311 | 6,400 | SH | DFND | 1 | 6,400 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 114 | 2,230 | SH | DFND | 1 | 2,230 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 141 | 160 | SH | DFND | 1 | 160 | 0 | 0 | |
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 71 | 2,860 | SH | DFND | 1 | 2,860 | 0 | 0 | |
HEWLETT PACKARD CO | COM | 428236103 | 17 | 700 | SH | DFND | 1 | 700 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 31 | 400 | SH | DFND | 1 | 400 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 135 | 1,700 | SH | DFND | 1 | 1,700 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 112 | 1,490 | SH | DFND | 1 | 1,490 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 12 | 500 | SH | DFND | 1 | 500 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 12,837 | 67,172 | SH | DFND | 1 | 67,172 | 0 | 0 | |
ISHARES INC | MSCI CDA INDEX | 464286509 | 67 | 2,570 | SH | DFND | 1 | 2,570 | 0 | 0 | |
ISHARES INC | MSCI EMU INDEX | 464286608 | 3,610 | 111,146 | SH | DFND | 1 | 111,146 | 0 | 0 | |
ISHARES INC | MSCI GERMAN | 464286806 | 9 | 380 | SH | DFND | 1 | 380 | 0 | 0 | |
ISHARES INC | MSCI HONG KONG | 464286871 | 17 | 917 | SH | DFND | 1 | 917 | 0 | 0 | |
ISHARES INC | MSCI JAPAN | 464286848 | 301 | 26,866 | SH | DFND | 1 | 26,866 | 0 | 0 | |
ISHARES INC | MSCI STH AFRCA | 464286780 | 195 | 3,340 | SH | DFND | 1 | 3,340 | 0 | 0 | |
ISHARES INC | MSCI STH KOR CAP | 464286772 | 205 | 3,850 | SH | DFND | 1 | 3,850 | 0 | 0 | |
ISHARES INC | MSCI TAIWAN | 464286731 | 180 | 13,500 | SH | DFND | 1 | 13,500 | 0 | 0 | |
ISHARES INC | MSCI UTD KINGD | 464286699 | 2,381 | 134,821 | SH | DFND | 1 | 134,821 | 0 | 0 | |
ISHARES TR | BARCLYS 1-3 YR | 464287457 | 678 | 8,050 | SH | DFND | 1 | 8,050 | 0 | 0 | |
ISHARES TR | CORE TOTUSBD ETF | 464287226 | 225 | 2,100 | SH | DFND | 1 | 2,100 | 0 | 0 | |
ISHARES TR | DJ HOME CONSTN | 464288752 | 5,300 | 236,840 | SH | DFND | 1 | 236,840 | 0 | 0 | |
ISHARES TR | DJ SEL DIV INX | 464287168 | 182 | 2,850 | SH | DFND | 1 | 2,850 | 0 | 0 | |
ISHARES TR | DJ US HEALTHCR | 464287762 | 166 | 1,660 | SH | DFND | 1 | 1,660 | 0 | 0 | |
ISHARES TR | FTSE CHINA25 IDX | 464287184 | 103 | 3,160 | SH | DFND | 1 | 3,160 | 0 | 0 | |
ISHARES TR | HIGH YLD CORP | 464288513 | 25 | 270 | SH | DFND | 1 | 270 | 0 | 0 | |
ISHARES TR | IBOXX INV CPBD | 464287242 | 408 | 3,589 | SH | DFND | 1 | 3,589 | 0 | 0 | |
ISHARES TR | JPMORGAN USD | 464288281 | 31 | 280 | SH | DFND | 1 | 280 | 0 | 0 | |
ISHARES TR | MSCI ACJPN IDX | 464288182 | 3,867 | 70,660 | SH | DFND | 1 | 70,660 | 0 | 0 | |
ISHARES TR | MSCI EMERG MKT | 464287234 | 327 | 8,500 | SH | DFND | 1 | 8,500 | 0 | 0 | |
ISHARES TR | RUSSELL1000GRW | 464287614 | 531 | 7,300 | SH | DFND | 1 | 7,300 | 0 | 0 | |
ISHARES TR | RUSSELL1000VAL | 464287598 | 2,336 | 27,880 | SH | DFND | 1 | 27,880 | 0 | 0 | |
ISHARES TR | S&P LTN AM 40 | 464287390 | 193 | 5,250 | SH | DFND | 1 | 5,250 | 0 | 0 | |
ISHARES TR | US PFD STK IDX | 464288687 | 226 | 5,750 | SH | DFND | 1 | 5,750 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 438 | 5,100 | SH | DFND | 1 | 5,100 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 215 | 4,065 | SH | DFND | 1 | 4,065 | 0 | 0 | |
KEMPER CORP DEL | COM | 488401100 | 7 | 200 | SH | DFND | 1 | 200 | 0 | 0 | |
KINDER MORGAN ENERGY PARTNER | UT LTD PARTNER | 494550106 | 111 | 1,300 | SH | DFND | 1 | 1,300 | 0 | 0 | |
KLA-TENCOR CORP | COM | 482480100 | 123 | 2,200 | SH | DFND | 1 | 2,200 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 90 | 1,700 | SH | DFND | 1 | 1,700 | 0 | 0 | |
MARATHON OIL CORP | COM | 565849106 | 85 | 2,470 | SH | DFND | 1 | 2,470 | 0 | 0 | |
MCCORMICK & CO INC | COM NON VTG | 579780206 | 123 | 1,750 | SH | DFND | 1 | 1,750 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 144 | 1,450 | SH | DFND | 1 | 1,450 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 15 | 300 | SH | DFND | 1 | 300 | 0 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 92 | 1,970 | SH | DFND | 1 | 1,970 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 124 | 2,710 | SH | DFND | 1 | 2,710 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 104 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 77 | 2,690 | SH | DFND | 1 | 2,690 | 0 | 0 | |
MOODYS CORP | COM | 615369105 | 233 | 3,820 | SH | DFND | 1 | 3,820 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 41 | 1,690 | SH | DFND | 1 | 1,690 | 0 | 0 | |
MOSAIC CO NEW | COM | 61945C103 | 53 | 990 | SH | DFND | 1 | 990 | 0 | 0 | |
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 25 | 428 | SH | DFND | 1 | 428 | 0 | 0 | |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 3 | 42 | SH | DFND | 1 | 42 | 0 | 0 | |
NEWMONT MINING CORP | COM | 651639106 | 6 | 200 | SH | DFND | 1 | 200 | 0 | 0 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 154 | 2,120 | SH | DFND | 1 | 2,120 | 0 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 5 | 191 | SH | DFND | 1 | 191 | 0 | 0 | |
NUCOR CORP | COM | 670346105 | 41 | 950 | SH | DFND | 1 | 950 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 103 | 1,150 | SH | DFND | 1 | 1,150 | 0 | 0 | |
OMNICOM GROUP INC | COM | 681919106 | 119 | 1,900 | SH | DFND | 1 | 1,900 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 119 | 3,886 | SH | DFND | 1 | 3,886 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 1,977 | 24,170 | SH | DFND | 1 | 24,170 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 86 | 3,080 | SH | DFND | 1 | 3,080 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 104 | 1,200 | SH | DFND | 1 | 1,200 | 0 | 0 | |
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 735 | 29,230 | SH | DFND | 1 | 29,230 | 0 | 0 | |
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 7,189 | 231,020 | SH | DFND | 1 | 231,020 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 3,997 | 56,130 | SH | DFND | 1 | 56,130 | 0 | 0 | |
POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | 8 | 320 | SH | DFND | 1 | 320 | 0 | 0 | |
PRICE T ROWE GROUP INC | COM | 74144T108 | 117 | 1,600 | SH | DFND | 1 | 1,600 | 0 | 0 | |
PRICELINE COM INC | COM NEW | 741503403 | 1,060 | 1,281 | SH | DFND | 1 | 1,281 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 199 | 2,590 | SH | DFND | 1 | 2,590 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 101 | 1,660 | SH | DFND | 1 | 1,660 | 0 | 0 | |
RAYTHEON CO | COM NEW | 755111507 | 122 | 1,850 | SH | DFND | 1 | 1,850 | 0 | 0 | |
ROPER INDS INC NEW | COM | 776696106 | 55 | 440 | SH | DFND | 1 | 440 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 57 | 1,490 | SH | DFND | 1 | 1,490 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 103 | 1,440 | SH | DFND | 1 | 1,440 | 0 | 0 | |
SEARS HLDGS CORP | COM | 812350106 | 13 | 314 | SH | DFND | 1 | 314 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 290 | 7,300 | SH | DFND | 1 | 7,300 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 300 | 6,300 | SH | DFND | 1 | 6,300 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 6,594 | 339,120 | SH | DFND | 1 | 339,120 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 1,322 | 34,470 | SH | DFND | 1 | 34,470 | 0 | 0 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 29 | 940 | SH | DFND | 1 | 940 | 0 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 164 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
SNAP ON INC | COM | 833034101 | 102 | 1,140 | SH | DFND | 1 | 1,140 | 0 | 0 | |
SOTHEBYS | COM | 835898107 | 682 | 18,000 | SH | DFND | 1 | 18,000 | 0 | 0 | |
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 10,315 | 69,440 | SH | DFND | 1 | 69,440 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,800 | 15,110 | SH | DFND | 1 | 15,110 | 0 | 0 | |
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 1,482 | 37,150 | SH | DFND | 1 | 37,150 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 10,801 | 67,331 | SH | DFND | 1 | 67,331 | 0 | 0 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 313 | 7,930 | SH | DFND | 1 | 7,930 | 0 | 0 | |
SPDR SERIES TRUST | S&P RETAIL ETF | 78464A714 | 3,010 | 39,290 | SH | DFND | 1 | 39,290 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 90 | 1,370 | SH | DFND | 1 | 1,370 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 28 | 400 | SH | DFND | 1 | 400 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 92 | 1,090 | SH | DFND | 1 | 1,090 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 121 | 1,400 | SH | DFND | 1 | 1,400 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 112 | 1,210 | SH | DFND | 1 | 1,210 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 102 | 1,560 | SH | DFND | 1 | 1,560 | 0 | 0 | |
US BANCORP DEL | COM NEW | 902973304 | 126 | 3,480 | SH | DFND | 1 | 3,480 | 0 | 0 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 6,109 | 88,900 | SH | DFND | 1 | 88,900 | 0 | 0 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 6,494 | 69,300 | SH | DFND | 1 | 69,300 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,783 | 45,970 | SH | DFND | 1 | 45,970 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 3,526 | 73,250 | SH | DFND | 1 | 73,250 | 0 | 0 | |
WESTERN UN CO | COM | 959802109 | 17 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
WINDSTREAM CORP | COM | 97381W104 | 93 | 12,000 | SH | DFND | 1 | 12,000 | 0 | 0 | |
WISDOMTREE TRUST | JAPN HEDGE EQT | 97717W851 | 1,414 | 31,000 | SH | DFND | 1 | 31,000 | 0 | 0 | |
ZIMMER HLDGS INC | COM | 98956P102 | 94 | 1,260 | SH | DFND | 1 | 1,260 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 114 | 3,700 | SH | DFND | 1 | 3,700 | 0 | 0 |