0001166152-12-000002.txt : 20120213
0001166152-12-000002.hdr.sgml : 20120213
20120213155650
ACCESSION NUMBER: 0001166152-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120213
DATE AS OF CHANGE: 20120213
EFFECTIVENESS DATE: 20120213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001166152
IRS NUMBER: 731554000
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10017
FILM NUMBER: 12599002
BUSINESS ADDRESS:
STREET 1: 1924 SOUTH UTICA
STREET 2: SUITE 1120
CITY: TULSA
STATE: OK
ZIP: 74104-6429
BUSINESS PHONE: 918-747-3412
MAIL ADDRESS:
STREET 1: 1924 SOUTH UTICA
STREET 2: SUITE 1120
CITY: TULSA
STATE: OK
ZIP: 74104-6429
FORMER COMPANY:
FORMER CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20020128
13F-HR
1
form13f123111.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Prescott Group Capital Management, L.L.C.
Address: 1924 South Utica, Suite #1120
Tulsa, OK 74104
13F File Number: 28-10017
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements schedules, lists, and tables, are considered integral
parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeff Watkins
Title: President
Phone: 918-747-3412
Signature: Jeff Watkins
Place: Tulsa, Oklahoma
Date of Signing: 02/13/12
Report Type (Check only one): [X] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 169
Form 13F Information Table Value Total: $418,714
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
A123 SYSTEMS, INC COM 03739T108 133 82670 SH SOLE 82670
AARON'S INC COM 002535300 800 30000 SH SOLE 30000
ACTIONS SEMICONDUCTORS COM 00507E107 114 62138 SH SOLE 62138
ACTIVE POWER, INC. COM 00504W100 493 746455 SH SOLE 746455
ADVANCE AUTO PARTS, INC. COM 00751Y106 2089 30000 SH SOLE 30000
AEROPOSTALE COM 007865108 351 23000 SH SOLE 23000
AIR TRANSPORT SRVS GROUP COM 00922R105 25585 5420629 SH SOLE 5420629
ALCATEL-LUCENT COM 013904305 7013 4495258 SH SOLE 4495258
ALEXZA PHARMACEUTICALS, INC. COM 015384100 499 601600 SH SOLE 601600
ALLIANCE DATA SYSTEMS COM 018581108 2181 21000 SH SOLE 21000
AMERICAN EXPRESS CO COM COM 025816109 425 9000 SH SOLE 9000
AMERIGON, INC. COM 03070L300 5847 410031 SH SOLE 410031
AMR CORP COM 001765106 178 510000 SH SOLE 510000
ANADARKO PETROLEUM CO COM 032511107 2290 30000 SH SOLE 30000
AOXING PHARMACEUTICAL CO. INC COM 03740A106 107 315101 SH SOLE 315101
API TECHNOLOGIES CORP. COM 00187E203 1414 444732 SH SOLE 444732
ARMSTRONG WORLD INDUSTRIES, IN COM 04247X102 351 8000 SH SOLE 8000
ASIAINFO HOLDINGS, INC. COM 04518A104 746 96250 SH SOLE 96250
BALLARD POWER SYS, INC. COM 058586108 1349 1249507 SH SOLE 1249507
BIOLASE TECHNOLOGY, INC. COM 090911108 1243 483500 SH SOLE 483500
BIOSCRIP, INC. COM 09069N108 5429 994284 SH SOLE 994284
BLUELINX HLDGS INC COM 09624H109 4725 3150015 SH SOLE 3150015
BLUEPHOENIX SOLUTIONS COM M20157109 3303 1111998 SH SOLE 1111998
BUCKEYE PARTNERS, L.P. COM 118230101 3157 49350 SH SOLE 49350
BUCKEYE TECHNOLOGIES, INC. COM 118255108 1772 53000 SH SOLE 53000
BUILDERS FIRSTSOURCE COM 12008R107 6857 3361146 SH SOLE 3361146
CADENCE DESIGN SYSTEM, INC. COM 127387108 3432 330000 SH SOLE 330000
CALAMP CORP COM 128126109 2006 473052 SH SOLE 473052
CALLIDUS SOFTWARE, INC. COM 13123E500 4367 680219 SH SOLE 680219
CAMELOT INFORMATION SYSTEMS COM 13322V105 309 108437 SH SOLE 108437
CARDICA, INC. COM 14141R101 3283 1526806 SH SOLE 1526806
CARDIONET, INC. COM 14159L103 309 130300 SH SOLE 130300
CAREER EDUCATION CORP. COM 141665109 3029 380000 SH SOLE 380000
CELANESE CORP COM 150870103 3138 70880 SH SOLE 70880
CEREPLAST, INC. COM 156732307 157 163300 SH SOLE 163300
CHECK POINT SOFTWARE ORD COM M22465104 3047 58000 SH SOLE 58000
CHINA AGRITECH, INC. COM 16937A200 237 135500 SH SOLE 135500
CHINA DISTANCE EDUCATION HLDGS COM 16944W104 48 22226 SH SOLE 22226
CHINA GERUI ADVANCED MATERIALS COM G21101103 1149 343100 SH SOLE 343100
CHINA INFORMATION TECHNOLOGY COM 16950L109 212 334790 SH SOLE 334790
CHINA MARINE FOOD GROUP LTD COM 16943R106 1973 1658243 SH SOLE 1658243
CHINA TECHFAITH WIRELESS COM 169424108 1866 1036465 SH SOLE 1036465
CHINA VALVES TECHNOLOGY, INC. COM 169476207 2575 1208794 SH SOLE 1208794
CHINA XD PLASTICS CO., LTD. COM 16948F107 4656 871891 SH SOLE 871891
CHINDEX INTERNATIONAL, INC. COM 169467107 4018 471538 SH SOLE 471538
CIENA CORP COM 171779309 1004 83000 SH SOLE 83000
CLEVELAND BIOLABS INC. COM 185860103 2925 1022812 SH SOLE 1022812
COMMUNITY HEALTH SYSTEMS, INC. COM 203668108 1919 110000 SH SOLE 110000
COMPLETE GENOMICS, INC. COM 20454K104 347 118493 SH SOLE 118493
COMSTOCK HOMEBUILDING COS COM 205684103 1937 1765491 SH SOLE 1765491
COMVERSE TECHNOLOGY COM 205862402 3796 553394 SH SOLE 553394
CONCORD MED SVCS HLDGS LTD COM 206277105 294 91133 SH SOLE 91133
CPI CORPORATION COM 125902106 382 210911 SH SOLE 210911
D R HORTON, INC. COM 23331A109 1633 129478 SH SOLE 129478
DEMANDTEC, INC. COM 24802R506 8305 630627 SH SOLE 630627
DIALOGIC CORPORATION COM 25250T100 455 379362 SH SOLE 379362
DYNAVOX, INC. COM 26817F104 2460 675814 SH SOLE 675814
ECHELON CORPORATION COM 27874N105 360 73940 SH SOLE 73940
EL PASO CORPORATION COM 28336L109 2126 80000 SH SOLE 80000
ENERGY SOLUTIONS, INC. COM 292756202 463 150000 SH SOLE 150000
ENERSYS COM 29275Y102 2000 77000 SH SOLE 77000
ENGLOBAL CORP COM 293306106 3705 1755767 SH SOLE 1755767
EVERCORE PARTNERS, INC. COM 29977A105 1908 71689 SH SOLE 71689
EXIDE TECHNOLOGIES COM 302051206 2591 985000 SH SOLE 985000
FEIHE INTL, INC. COM 31429Y103 27 10396 SH SOLE 10396
FIRST MARBLEHEAD CORP COM 320771108 10084 8619121 SH SOLE 8619121
FLANDERS CORP COM 338494107 7730 2534478 SH SOLE 2534478
FLIR CORPORATION COM 302445101 752 30000 SH SOLE 30000
FUNDTECH LTD COM M47095100 8177 352000 SH SOLE 352000
FUQI INTERNATIONAL, INC. COM 36102A207 3164 2751358 SH SOLE 2751358
FURNITURE BRANDS INTL, INC. COM 360921100 1314 1068276 SH SOLE 1068276
GENERAL GROWTH PROPERTIES COM 370023103 7500 499304 SH SOLE 499304
GENERAL STEEL HOLDINGS, INC. COM 370853103 538 543929 SH SOLE 543929
GLOBAL POWER EQUIP COM 37941P306 313 13190 SH SOLE 13190
GP STRATEGIES CORP COM 36225V104 3362 249370 SH SOLE 249370
GREAT WOLF RESORTS COM 391523107 1688 582125 SH SOLE 582125
GSI GROUP, INC. COM 36191C205 9021 881786 SH SOLE 881786
GT ADVANCED TECHNOLOGIES, INC. COM 36191U106 253 35000 SH SOLE 35000
HACKETT GROUP, INC. COM 404609109 418 111812 SH SOLE 111812
HERTZ GLOBAL HOLDINGS COM 42805T105 615 52436 SH SOLE 52436
HISOFT TECHNOLOGY INT'L COM 43358R108 1108 120000 SH SOLE 120000
HURON CONSULTING GROUP, INC. COM 447462102 2130 54987 SH SOLE 54987
ILLUMINA, INC. COM 452327109 991 32500 SH SOLE 32500
ISHARES BARCLAYS COM 464288646 625 6000 SH SOLE 6000
ISHARES TR S&P MIDCAP 400 COM 464287507 701 8000 SH SOLE 8000
JEFFRIES GROUP, INC. COM 472319102 660 48002 SH SOLE 48002
JINGWEI INTL LTD COM 47759G108 281 203834 SH SOLE 203834
JINPAN INTL, LTD. COM G5138L100 405 50000 SH SOLE 50000
JOHN BEAN TECHNOLOGIES CORP COM 477839104 708 46095 SH SOLE 46095
L J INTL COM G55312105 264 137583 SH SOLE 137583
LAKES ENTERTAINMENT, INC. COM 51206P109 33 17578 SH SOLE 17578
LEAR CORP COM 521865204 876 22000 SH SOLE 22000
LENNAR CORP COM 526057104 2554 130000 SH SOLE 130000
LINCOLN NATIONAL CORP. COM 534187109 1359 70000 SH SOLE 70000
MAUI LAND & PINEAPPLE, INC. COM 577345101 43 10335 SH SOLE 10335
MICROS SYSTEMS COM 594901100 1118 24000 SH SOLE 24000
MIDCAP SPDRS COM 78467Y107 1499 9400 SH SOLE 9400
MITEK SYSTEMS, INC. COM 606710200 1638 225950 SH SOLE 225950
MORGAN STANLEY COM 617446448 1074 71000 SH SOLE 71000
MOTORCAR PARTS OF AMERICA, INC COM 620071100 1207 160885 SH SOLE 160885
MRV COMMUNICATIONS COM 553477100 3356 3902778 SH SOLE 3902778
MUELLER WTR PRODS, INC. COM 624758108 1537 630000 SH SOLE 630000
NAMTAI ELECTRONICS COM 629865205 3846 724348 SH SOLE 724348
NATL INSTRUMENTS CORP COM 636518102 222 8559 SH SOLE 8559
NATURES SUNSHINE PRODUCTS COM 639027101 28951 1865383 SH SOLE 1865383
NCI BUILDING SYSTEMS, INC. COM 628852204 7172 659824 SH SOLE 659824
NEWPARK RESOURCES, INC. COM 651718504 1361 143225 SH SOLE 143225
NIKE INC CL B COM 654106103 405 4200 SH SOLE 4200
NOAH HOLDINGS, LTD. COM 65487X102 1214 197324 SH SOLE 197324
NUVASIVE, INC. COM 670704105 936 74354 SH SOLE 74354
OPENWAVE SYSTEMS, INC. COM 683718308 2269 1436350 SH SOLE 1436350
ORIENT PAPER, INC. COM 68619F205 1751 538830 SH SOLE 538830
ORIGIN AGRITECH LTD COM G67828106 1958 829811 SH SOLE 829811
PACER INTL, INC. COM 69373H106 5236 978700 SH SOLE 978700
PANSOFT COMPANY LTD COM G6891W101 276 145460 SH SOLE 145460
PAR TECHNOLOGY CORP COM 698884103 337 85590 SH SOLE 85590
PENN NATIONAL GAMING COM 707569109 2313 60750 SH SOLE 60750
PENSON WORLDWIDE, INC. COM 709600100 755 650450 SH SOLE 650450
PERFECT WORLD CO. LTD COM 71372U104 1168 111600 SH SOLE 111600
PETROLEO BRASILEIRO SA PETRO COM 71654V408 796 32037 SH SOLE 32037
PETSMART, INC. COM 716768106 2564 50000 SH SOLE 50000
PHARMATHENE, INC. COM 71714G102 1763 1388083 SH SOLE 1388083
POLYCOM INC COM COM 73172K104 1793 110000 SH SOLE 110000
PRG-SCHULTZ INTL, INC. COM 69357C503 1479 248488 SH SOLE 248488
PULSE ELECTRONIC CORP. COM 74586W106 2562 915095 SH SOLE 915095
QKL STORES, INC. COM 74732Y105 752 1056293 SH SOLE 1056293
QUANTUM CORP COM 747906204 360 150000 SH SOLE 150000
QUEPASA CORP. COM 74833W206 576 173444 SH SOLE 173444
RAYTHEON CO COM NEW COM 755111507 339 7000 SH SOLE 7000
RPM INC OHIO COM COM 749685103 638 26000 SH SOLE 26000
SAPIENT CORPORATION COM 803062108 2146 170301 SH SOLE 170301
SCHLUMBERGER LTD COM COM 806857108 239 3500 SH SOLE 3500
SEMILEDS CORPORATION COM 816645105 307 90070 SH SOLE 90070
SENOMYX, INC. COM 81724Q107 7571 2175600 SH SOLE 2175600
SHUFFLE MASTER COM 825549108 1406 119988 SH SOLE 119988
SILICON GRAPHICS INTL CORP COM 82706L108 21608 1885550 SH SOLE 1885550
SINA CORP COM G81477104 1144 22000 SH SOLE 22000
SKECHERS USA, INC. COM 830566105 678 55936 SH SOLE 55936
SLM CORP COM 78442P106 2802 209119 SH SOLE 209119
SOUTHWEST SECS GROUP COM COM 78503N107 17795 2590305 SH SOLE 2590305
STAAR SURGICAL CO. COM 852312305 524 50000 SH SOLE 50000
STAMPS.COM, INC. COM 852857200 784 30000 SH SOLE 30000
STANDARD PACIFIC CORP COM 85375C101 763 240000 SH SOLE 240000
STARBUCKS CORP COM COM 855244109 396 8600 SH SOLE 8600
STEELCASE COM 858155203 709 95000 SH SOLE 95000
STEREOTAXIS, INC. COM 85916J102 3960 4808416 SH SOLE 4808416
STEWART INFORMATION SVCS COM 860372101 5655 489587 SH SOLE 489587
SUNRISE SENIOR LIVING, INC. COM 86768K106 2958 456500 SH SOLE 456500
SXC HEALTH SOLUTIONS COM 78505P100 1694 30000 SH SOLE 30000
TENET HEALTHCARE COM 88033G100 277 54000 SH SOLE 54000
TENNECO AUTOMOTIVE, INC. COM 880349105 1236 41500 SH SOLE 41500
TRIUMPH GROUP, INC. COM 468 8000 SH SOLE 8000
TW TELECOM, INC. COM 87311L104 1161 59914 SH SOLE 59914
UNITED TECHNOLOGIES CORP COM 913017109 395 5400 SH SOLE 5400
USAA MUTUAL FUNDS COM 90333L201 34 11648 SH SOLE 11648
UTSTARCOM, INC. COM G9310A106 5953 4313852 SH SOLE 4313852
VALUEVISION MEDIA, INC. COM 92047K107 3899 2073691 SH SOLE 2073691
VANCE INFORMATION TECHNOLOGIES COM 921564100 1740 191835 SH SOLE 191835
VICOR CORP COM 925815102 1545 194136 SH SOLE 194136
VISION CHINA MEDIA, INC. COM 92833U103 1437 1159080 SH SOLE 1159080
WAL MART STORES INC COM COM 931142103 239 4000 SH SOLE 4000
WELLCARE HEALTH PLANS, INC. COM 94946T106 5116 97443 SH SOLE 97443
WESTERN GAS PARTNERS, L.P. COM 958254104 2179 52800 SH SOLE 52800
WHITING PETROLEUM CORP COM 966387102 1401 30000 SH SOLE 30000
WILLBROS GROUP INC COM COM 969203108 1000 272494 SH SOLE 272494
WOLVERINE WORLD WIDE, INC. COM 978097103 203 5700 SH SOLE 5700
WONDER AUTO TECHNOLOGY, INC. COM 978166106 1729 2134971 SH SOLE 2134971
WSP HOLDINGS LTD COM 92934F104 300 712028 SH SOLE 712028
YRC WORLDWIDE, INC. COM 984249607 5473 548996 SH SOLE 548996