The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
DRYSHIPS INC. | NOTE 5.000%12/0 | 262498AB4 | 989 | 10,000 | SH | DFND | 0 | 10,000 | 0 | ||
ISHARES | ASIA/PAC DIV ETF | 464286293 | 239 | 4,599 | SH | DFND | 0 | 4,599 | 0 | ||
ISHARES | CORE US CR BD | 464288620 | 215 | 1,946 | SH | DFND | 0 | 1,946 | 0 | ||
ISHARES | IBOXX HI YD ETF | 464288513 | 230 | 2,505 | SH | DFND | 0 | 2,505 | 0 | ||
ISHARES | INTL SEL DIV ETF | 464288448 | 2,324 | 64,927 | SH | DFND | 0 | 64,927 | 0 | ||
ISHARES | JP MOR EM MK ETF | 464288281 | 904 | 8,015 | SH | DFND | 0 | 8,015 | 0 | ||
ISHARES | MRG RL ES CP ETF | 464288539 | 620 | 52,557 | SH | DFND | 0 | 52,557 | 0 | ||
ISHARES | MSCI BRZ CAP ETF | 464286400 | 212 | 4,880 | SH | DFND | 0 | 4,880 | 0 | ||
ISHARES | US OIL EQ&SV ETF | 464288844 | 2,954 | 44,521 | SH | DFND | 0 | 44,521 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 3,244 | 36,716 | SH | DFND | 0 | 36,716 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,694 | 26,415 | SH | DFND | 0 | 26,415 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 2,493 | 59,980 | SH | DFND | 0 | 59,980 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 484 | 5,287 | SH | DFND | 0 | 5,287 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 369 | 4,992 | SH | DFND | 0 | 4,992 | 0 | ||
ISHARES TR | U.S. FINLS ETF | 464287788 | 371 | 4,430 | SH | DFND | 0 | 4,430 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 255 | 1,901 | SH | DFND | 0 | 1,901 | 0 | ||
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 230 | 842 | SH | DFND | 0 | 842 | 0 | ||
MANNKIND CORP | COM | 56400P201 | 61 | 10,253 | SH | DFND | 0 | 10,253 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 211 | 4,542 | SH | DFND | 0 | 4,542 | 0 | ||
POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | 4,770 | 106,607 | SH | DFND | 0 | 106,607 | 0 | ||
POWERSHARES ETF TRUST | FTSE US1500 SM | 73935X567 | 3,014 | 32,054 | SH | DFND | 0 | 32,054 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 4,426 | 44,802 | SH | DFND | 0 | 44,802 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 601 | 11,301 | SH | DFND | 0 | 11,301 | 0 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 453 | 11,977 | SH | DFND | 0 | 11,977 | 0 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 1,567 | 39,003 | SH | DFND | 0 | 39,003 | 0 |