0001140361-13-015699.txt : 20130405 0001140361-13-015699.hdr.sgml : 20130405 20130404183053 ACCESSION NUMBER: 0001140361-13-015699 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130405 DATE AS OF CHANGE: 20130404 EFFECTIVENESS DATE: 20130405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: West Oak Capital, LLC CENTRAL INDEX KEY: 0001387399 IRS NUMBER: 562398650 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12100 FILM NUMBER: 13744042 BUSINESS ADDRESS: STREET 1: 2535 TOWNSGATE ROAD, SUITE 310 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805 230 8282 MAIL ADDRESS: STREET 1: 2535 TOWNSGATE ROAD, SUITE 310 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: Live Oak Capital, LLC DATE OF NAME CHANGE: 20070122 13F-HR/A 1 form13fhra.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2013 Check here if Amendment [X]; Amendment Number: 1 ------- This Amendment (Check only one.): [X] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: West Oak Capital, LLC Address: 2801 Townsgate Road, Suite 112 Westlake Village, CA 91361 (805) 230-8282 Form 13F File Number: 028-12100 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Lisa Snider Title: Partner Phone: 805-230-8282 Signature, Place, and Date of Signing: /s/ Lisa Snider Westlake Village, CA 4/4/2013 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 307 Form 13F Information Table Value Total: $131,700,291.44 -------------- List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- --------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ---- 3M Company COM 88579Y101 162122.75 1525 SOLE 1525 0 0 A F L A C Inc COM 001055102 451273.5 8675 SOLE 8675 0 0 Abbott Laboratories COM 002824100 1178098.6 33355 SOLE 33355 0 0 Abbvie Inc COM 00287Y109 720786.5 17675 SOLE 17675 0 0 Abercrombie & Fitch Cl A COM 002896207 9240 200 SOLE 200 0 0 Above Technologies COM 3738309 0 120 SOLE 120 0 0 Accenture Ltd Cl A COM G1150G111 303500.15 3995 SOLE 3995 0 0 ACE Limited COM G0070K103 454636.7 5110 SOLE 5110 0 0 ADT Corp COM 00101J106 18107.8 370 SOLE 370 0 0 Air Products & Chemicals COM 009158106 1338076.08 15359 SOLE 15359 0 0 Alcatel Lucent Adr COM 013904305 25.27 19 SOLE 19 0 0 Alcoa Inc COM 013817101 88395 10375 SOLE 10375 0 0 Alexander & Baldwin Inc COM 014482103 35750 1000 SOLE 1000 0 0 Alleghany Corp Del COM 017175100 1108576 2800 SOLE 2800 0 0 Allergan Inc COM 018490102 1116.3 10 SOLE 10 0 0 Allstate Corporation COM 020002101 320574.31 6533 SOLE 6533 0 0 Altria Group Inc COM 02209S103 208919.25 6075 SOLE 6075 0 0 Amazon.Com Inc COM 023135106 11992.05 45 SOLE 45 0 0 American Express Company COM 25816109 1646024 24400 SOLE 24400 0 0 Amerisourcebergen Corp COM 03073E105 1521119.25 29565 SOLE 29565 0 0 Ametek Inc New COM 031100100 474792 10950 SOLE 10950 0 0 AMG Capital Trust (Conv Pfd) COM 00169X203 6051.38 99 SOLE 99 0 0 Amgen Incorporated COM 031162100 1419455.97 13847 SOLE 13847 0 0 Anadarko Petroleum Corp COM 032511107 218625 2500 SOLE 2500 0 0 Analog Devices Inc COM 032654105 1123198.4 24160 SOLE 24160 0 0 Apple Computer Inc COM 037833100 1237677.36 2796 SOLE 2796 0 0 Applied Materials Inc COM 038222105 96651.6 7170 SOLE 7170 0 0 AT&T COM 00206R102 1252963.5 34150 SOLE 34150 0 0 Auto Data Processing COM 053015103 1701184.8 26160 SOLE 26160 0 0 Autoliv Inc COM 052800109 14519.4 210 SOLE 210 0 0 Autozone Inc COM 053332102 793.54 2 SOLE 2 0 0 AvalonBay Communities Inc COM 053484101 157704.15 1245 SOLE 1245 0 0 Avery Dennison Corp COM 053611109 30149 700 SOLE 700 0 0 Babcock & Wilcox Co COM 05615F102 4460.37 157 SOLE 157 0 0 Baidu Inc Adr COM 056752108 5525.1 63 SOLE 63 0 0 Bank of America Corp COM 060505104 184575.72 15154 SOLE 15154 0 0 Barrick Gold Corp COM 067901108 3116.4 106 SOLE 106 0 0 Baxter International Inc COM 071813109 374386.56 5154 SOLE 5154 0 0 Beacon Power Corp New COM 073677205 40.57 3381 SOLE 3381 0 0 Beam Inc COM 073730103 54009 850 SOLE 850 0 0 Becton Dickinson & Co COM 075887109 4398.06 46 SOLE 46 0 0 Berkshire Hathaway Cl B COM 084670207 67730 650 SOLE 650 0 0 BHP Biliton Ltd Adr COM 088606108 1100285.97 16079 SOLE 16079 0 0 BHP Billiton Adr New COM 05545E209 3251.36 56 SOLE 56 0 0 Biogen IDEC Inc COM 09062X103 489442.34 2541 SOLE 2541 0 0 BJs Restaurants Inc COM 09180C106 3328 100 SOLE 100 0 0 Boeing Co COM 097023105 375507.9 4374 SOLE 4374 0 0 Boston Properties Inc COM 101121101 210710.1 2085 SOLE 2085 0 0 Br Amer Tobacco Plc Adrf COM 110448107 1177.55 11 SOLE 11 0 0 Briggs & Stratton Corp COM 109043109 4960 200 SOLE 200 0 0 Bristol-Myers Squibb Co COM 110122108 199771.5 4850 SOLE 4850 0 0 Broadcom Corp COM 111320107 3641.3 105 SOLE 105 0 0 Broadridge COM 11133T103 19872 800 SOLE 800 0 0 C S X Corp COM 126408103 49260 2000 SOLE 2000 0 0 C V S Corp COM 126650100 1485994.77 27023 SOLE 27023 0 0 Callaway Golf COM 131193104 595.8 90 SOLE 90 0 0 Caterpillar Inc COM 149123101 1261847.73 14509 SOLE 14509 0 0 Celanese Corp COM 150870103 4405 100 SOLE 100 0 0 Celgene Corp COM 151020104 23182 200 SOLE 200 0 0 Centurytel Inc COM 156700106 4426.38 126 SOLE 126 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- --------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ---- Cheesecake Factory Inc COM 163072101 14478.75 375 SOLE 375 0 0 Chevrontexaco Corp COM 166764100 2311999.56 19458 SOLE 19458 0 0 Chicago Bridge & Iron COM 167250109 124.2 2 SOLE 2 0 0 Chipotle Mexican Grill COM 169656105 3258.7 10 SOLE 10 0 0 Church & Dwight Co Inc COM 171340102 1680.38 26 SOLE 26 0 0 Cisco Systems Inc COM 17275R102 4179 200 SOLE 200 0 0 Citadel Broadcasting Corp COM 17285T106 0.15 26 SOLE 26 0 0 Citigroup Inc COM 172967101 351619.52 7948 SOLE 7948 0 0 City National Corp COM 178566105 167893.5 2850 SOLE 2850 0 0 Clorox Company COM 189054109 185913 2100 SOLE 2100 0 0 Coca Cola Femsa Sab Adrf COM 191241108 4094.25 25 SOLE 25 0 0 Coca-Cola Company COM 191216100 224037.6 5540 SOLE 5540 0 0 Colgate-Palmolive Co COM 194162103 1576880.8 13360 SOLE 13360 0 0 Companhia De Saneam Adrf COM 20441A102 5154.84 108 SOLE 108 0 0 Conocophillips COM 20825C104 1345458.7 22387 SOLE 22387 0 0 Continental Resources COM 212015101 869.3 10 SOLE 10 0 0 Costco Wholesale Corp New COM 22160K105 1121052.15 10565 SOLE 10565 0 0 Covidien Ltd COM G2554F105 51354.88 757 SOLE 757 0 0 Crocs Inc COM 227046109 2964 200 SOLE 200 0 0 Crown Castle Intl Corp COM 228227104 11978.08 172 SOLE 172 0 0 Crown Northcorp Inc COM 228429106 0 22 SOLE 22 0 0 D R Horton Co COM 23331A109 30375 1250 SOLE 1250 0 0 Danaher Corp Del COM 235851102 1420438.25 22855 SOLE 22855 0 0 Deere & Company COM 244199105 72911.04 848 SOLE 848 0 0 Dentsply Intl Inc COM 249030107 1061212.2 25005 SOLE 25005 0 0 Devon Energy Cp New COM 25179M103 212985.5 3775 SOLE 3775 0 0 Diageo Plc New Adr COM 25243Q205 1510.08 12 SOLE 12 0 0 Directv Group Inc COM 25459L106 2659.73 47 SOLE 47 0 0 Discover Financial Svcs COM 254709108 34975.2 780 SOLE 780 0 0 Disney Walt Co COM 254687106 475927.2 8379 SOLE 8379 0 0 Dole Food Co Inc COM 256603101 183120 16800 SOLE 16800 0 0 Dow Chemical Company COM 260543103 7960 250 SOLE 250 0 0 Dresser Rand Group Inc COM 261608103 1664.82 27 SOLE 27 0 0 Duke Energy Corp New COM 26441C105 114401.84 1576 SOLE 1576 0 0 DuPont COM 263534109 41786 850 SOLE 850 0 0 E M C Corp Mass COM 268648102 1053501.22 44098 SOLE 44098 0 0 E O G Resources Inc COM 26875P101 28943.82 226 SOLE 226 0 0 Edison International COM 281020107 304134.08 6044 SOLE 6044 0 0 Elan Corp Plc Spon Adr COM 284131208 15694 1330 SOLE 1330 0 0 Emerson Electric Co COM 291011104 1496757.3 26790 SOLE 26790 0 0 Encana Corporation COM 292505104 642.18 33 SOLE 33 0 0 Entegris Inc COM 29362U104 24107.7 2445 SOLE 2445 0 0 Equinix Inc New COM 29444U502 9950.26 46 SOLE 46 0 0 Esco Technologies Inc COM 296315104 4086 100 SOLE 100 0 0 Estee Lauder Co Inc Cl A COM 518439104 8451.96 132 SOLE 132 0 0 Exelis Inc COM 30162A108 16335 1500 SOLE 1500 0 0 Exelon Corporation COM 30161N101 551.68 16 SOLE 16 0 0 Express Scripts Hldg Co COM 30219G108 129587.38 2249 SOLE 2249 0 0 Exxon Mobil Corporation COM 30231G102 1774265.9 19690 SOLE 19690 0 0 F5 Networks Inc COM 315616102 712.64 8 SOLE 8 0 0 Fedex Corporation COM 31428X106 1374.8 14 SOLE 14 0 0 Fidelity Natl Finl Inc COM 31620R105 833296.44 33028 SOLE 33028 0 0 Fidelity Natl Info Svcs COM 31620M106 575123.92 14516 SOLE 14516 0 0 First Horizon Natl Corp COM 320517105 99932.76 9357 SOLE 9357 0 0 First PacTrust Bancorp 13wts COM 33589V135 120 12000 SOLE 12000 0 0 Flowserve Corporation COM 34354P105 1844.81 11 SOLE 11 0 0 Ford Motor Company New COM 345370860 33256.35 2529 SOLE 2529 0 0 Fortune Brands Hm & Sec COM 34964C106 31815.5 850 SOLE 850 0 0 General Electric Company COM 369604103 1278559.12 55301 SOLE 55301 0 0 General Mills Inc COM 370334104 1261349.8 25580 SOLE 25580 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- --------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ---- General Mtrs B (Conv Pfd) COM 37045V209 1631.72 38 SOLE 38 0 0 Gilead Sciences Inc COM 375558103 52953.08 1082 SOLE 1082 0 0 Glaxosmithkline Plc Adr COM 37733W105 12196.6 260 SOLE 260 0 0 Google Inc Class A COM 38259P508 7941.88 10 SOLE 10 0 0 Guggenheim S&P 500 Equal Weight COM 78355W106 319968.6 5365 SOLE 5365 0 0 ETF Harley Davidson Inc COM 412822108 41307.5 775 SOLE 775 0 0 Hartford Finl (Conv Pfd) COM 416515708 1757.5 74 SOLE 74 0 0 Hartford Finl Svcs Grp COM 416515104 25800 1000 SOLE 1000 0 0 Hess Corporation COM 42809H107 204088.5 2850 SOLE 2850 0 0 Hewlett-Packard Company COM 428236103 48872 2050 SOLE 2050 0 0 Home Depot Inc COM 437076102 1710447.36 24512 SOLE 24512 0 0 Honeywell International COM 438516106 362132.1 4806 SOLE 4806 0 0 HSBC Hldgs Plc Adr New COM 404280406 7414.26 139 SOLE 139 0 0 Huntington Ingalls Inds COM 446413106 479.97 9 SOLE 9 0 0 I T T Industries Inc COM 450911102 21322.5 750 SOLE 750 0 0 Infacare Pharmaceutical COM 45665N100 0.05 50000 SOLE 50000 0 0 Ingersoll Rand Co Cl A COM G4776G101 3465.63 63 SOLE 63 0 0 Intel Corp COM 458140100 1238110.1 56703 SOLE 56703 0 0 Internap Network Svc New COM 45885A300 18700 2000 SOLE 2000 0 0 Internet Capital Group COM 46059C205 62.4 5 SOLE 5 0 0 Interpublic Group Of Cos COM 460690100 4560.5 350 SOLE 350 0 0 Intl Business Machines COM 459200101 2224719 10430 SOLE 10430 0 0 Intuitive Surgical COM 46120E602 914104.59 1861 SOLE 1861 0 0 Investment Tech Grp New COM 46145F105 1332715.68 120717 SOLE 120717 0 0 iRobot Corp COM 462726100 220676 8600 SOLE 8600 0 0 Iron Mountain Inc New COM 462846106 930516.37 25627 SOLE 25627 0 0 iShares Dow Jones Select Dividend COM 464287168 68155 1075 SOLE 1075 0 0 F iShares Dow Jones US Basic COM 464287838 17565 250 SOLE 250 0 0 Material iShares MSCI Brazil Index COM 464286400 16344 300 SOLE 300 0 0 iShares Russell 2000 Index COM 464287655 207746 2200 SOLE 2200 0 0 iShares Russell Midcap Index COM 464287499 114561 900 SOLE 900 0 0 iShares Russell Midcap Value Index COM 464287473 5700 100 SOLE 100 0 0 iShares S&P Asia 50 COM 464288430 136301.4 2935 SOLE 2935 0 0 iShares S&P Midcap 400 Index COM 464287507 28767.5 250 SOLE 250 0 0 iShares Silver Trust COM 46428Q109 54448.55 1985 SOLE 1985 0 0 J M Smucker Co New COM 832696405 99160 1000 SOLE 1000 0 0 J P Morgan Chase & Co COM 46625H100 1631912.1 34385 SOLE 34385 0 0 Jack In The Box Inc COM 466367109 2421.3 70 SOLE 70 0 0 Johnson & Johnson COM 478160104 1841599.64 22588 SOLE 22588 0 0 Kellogg Company COM 487836108 128860 2000 SOLE 2000 0 0 Kimberly-Clark Corp COM 494368103 4409.1 45 SOLE 45 0 0 Kinder Morgan Inc COM 49455P101 6227.48 161 SOLE 161 0 0 Kinder Morgan Inc 17wts COM 49456B119 1254.16 244 SOLE 244 0 0 KLA Tencor Corp COM 482480100 1493333.1 28315 SOLE 28315 0 0 Kraft Foods Group COM 50076Q106 61217.64 1188 SOLE 1188 0 0 L-3 Communications Hldgs COM 502424104 8092 100 SOLE 100 0 0 Las Vegas Sands Corp COM 517834107 5635 100 SOLE 100 0 0 Lehman Bros Holding Inc COM 524908100 0.01 1200 SOLE 1200 0 0 Lender Processing Services Inc COM 52602E102 184788.68 7258 SOLE 7258 0 0 Lennar Corp COM 526057104 1185498.4 28580 SOLE 28580 0 0 Leucadia National Corp COM 527288104 32742752.12 1193684 SOLE 1193684 0 0 Lexmark Intl Inc Cl A COM 529771107 14520 550 SOLE 550 0 0 Linear Technology Corp COM 535678106 1036181.85 27005 SOLE 27005 0 0 Lockheed Martin Corp COM 539830109 1157757.4 11995 SOLE 11995 0 0 Macys Inc COM 55616P104 180958 4325 SOLE 4325 0 0 Marathon Oil Corp COM 565849106 13488 400 SOLE 400 0 0 Matson Inc COM 57686G105 24600 1000 SOLE 1000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- --------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ---- Mattel Incorporated COM 577081102 4114.38 94 SOLE 94 0 0 Mc Cormick & Co Inc N-Vt COM 579780206 413718.75 5625 SOLE 5625 0 0 Mc Donalds Corp COM 580135101 1893312.48 18992 SOLE 18992 0 0 McGraw-Hill Cos COM 580645109 67704 1300 SOLE 1300 0 0 Mead Johnson Nutrition COM 582839106 2478.4 32 SOLE 32 0 0 Merck & Co Inc COM 589331107 203320 4600 SOLE 4600 0 0 Metlife Inc COM 59156R108 4790.52 126 SOLE 126 0 0 Micron Technology Inc COM 595112103 4987.5 500 SOLE 500 0 0 Microsoft Corp COM 594918104 1170888.62 40933 SOLE 40933 0 0 Mid-America Apartment Communities COM 59522J103 217884.3 3155 SOLE 3155 0 0 Mondelez Intl Inc Cl A COM 609207105 112295.83 3668 SOLE 3668 0 0 Monsanto Co New Del COM 61166W101 6443.43 61 SOLE 61 0 0 Morgan Stanley COM 617446448 34288.8 1560 SOLE 1560 0 0 Mosaic Company COM 61945A107 5961 100 SOLE 100 0 0 New York Cmnty Bancorp COM 649445103 4663.75 325 SOLE 325 0 0 NextEra Energy COM 65339F101 1874662.76 24133.146 SOLE 24133.146 0 0 Nike Inc Class B COM 654106103 9913.68 168 SOLE 168 0 0 Noble Energy Inc COM 655044105 3354.14 29 SOLE 29 0 0 Nordstrom Inc COM 655664100 1822.59 33 SOLE 33 0 0 Norfolk Southern Corp COM 655844108 7168.44 93 SOLE 93 0 0 Nortel Networks Cp New COM 3.24 464 SOLE 464 0 0 Northern Trust COM 665859104 581053.42 10650 SOLE 10650 0 0 Northrop Grumman Corp COM 666807102 3858.25 55 SOLE 55 0 0 Novartis AG Spon Adr COM 66987V109 1610380.2 22605 SOLE 22605 0 0 O Reilly Automotive New COM 67103H107 1434.15 14 SOLE 14 0 0 Occidental Petroleum Corp COM 674599105 733151.35 9355 SOLE 9355 0 0 Oracle Corporation COM 68389X105 1376352.76 42572 SOLE 42572 0 0 Owens Corning Inc COM 690742101 1458.91 37 SOLE 37 0 0 P P G Industries Inc COM 693506107 7500.64 56 SOLE 56 0 0 Paladin Res Ltd Ord COM Q72653126 1977.6 2000 SOLE 2000 0 0 Penske Automotive Group COM 70959W103 1768.08 53 SOLE 53 0 0 Pentair Ltd COM H6169Q108 7543.25 143 SOLE 143 0 0 Pepsico Incorporated COM 713448108 1210145.67 15297 SOLE 15297 0 0 Perkinelmer Inc COM 714046109 117740 3500 SOLE 3500 0 0 Pfizer Incorporated COM 717081103 155007.06 5371 SOLE 5371 0 0 Philip Morris Intl Inc COM 718172109 573411.35 6185 SOLE 6185 0 0 Phillips 66 COM 718546104 355727.48 5084 SOLE 5084 0 0 Piper Jaffray Cos New COM 724078100 583.1 17 SOLE 17 0 0 Pipesaver Technologies COM 724086103 0 1500 SOLE 1500 0 0 PNC Finl Services Gp Inc COM 693472105 6716.5 101 SOLE 101 0 0 Potash Corp Sask Inc COM 73755L107 95966.25 2445 SOLE 2445 0 0 PPL Corporation (Conv Pfd) COM 69351T601 3562 65 SOLE 65 0 0 Precision Castparts Corp COM 740189105 5119.74 27 SOLE 27 0 0 Priceline.Com Inc New COM 741503403 11010.59 16 SOLE 16 0 0 Procter & Gamble Co COM 742718109 1483096.76 19246 SOLE 19246 0 0 Prothena Corp PLC COM G72800108 207.39 31 SOLE 31 0 0 Public Storage Inc COM 74460D109 215532.8 1415 SOLE 1415 0 0 Qualcomm Inc COM 747525103 1643711.7 24555 SOLE 24555 0 0 Radioshack Corporation COM 750438103 2002.56 596 SOLE 596 0 0 Range Resources Corp COM 75281A109 30390 375 SOLE 375 0 0 Redhat Inc COM 756577102 7533.44 149 SOLE 149 0 0 Renaissancere Hldgs Incf COM G7496G103 1931.79 21 SOLE 21 0 0 Reynolds American Inc COM 761713106 8809.02 198 SOLE 198 0 0 Rockwell Automation Inc COM 773903109 1554.3 18 SOLE 18 0 0 Royal Dutch Shell A Adrf COM 780259206 1004702.04 15419 SOLE 15419 0 0 S B A Communications Cp COM 78388J106 6912 96 SOLE 96 0 0 Sanofi Aventis Adr COM 80105N105 4495.04 88 SOLE 88 0 0 Schlumberger Ltd COM 806857108 3444.94 46 SOLE 46 0 0 Sears Canada Inc COM 81234D109 18160.8 1880 SOLE 1880 0 0 Sears Holdings Corp COM 812350106 219418.27 4391 SOLE 4391 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- --------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ---- Sector Spdr Engy Select COM 81369Y506 39258.45 495 SOLE 495 0 0 Sector Spdr Fincl Select COM 81369Y605 5462.7 300 SOLE 300 0 0 Sector Spdr Indl Select COM 81369Y704 2088 50 SOLE 50 0 0 Sector SPDR Technology Shares COM 81369Y803 11351.25 375 SOLE 375 0 0 Sempra Energy COM 816851109 1507668.4 18860 SOLE 18860 0 0 Semtech Corp COM 816850101 38019.6 1074 SOLE 1074 0 0 Sherwin-Williams Co COM 824348106 42222.5 250 SOLE 250 0 0 Simon Property Group COM 828806109 215641.6 1360 SOLE 1360 0 0 Siti-Sites.Com Inc COM 847623303 0.03 33 SOLE 33 0 0 Snap On Inc COM 833034101 124050 1500 SOLE 1500 0 0 Southern Realty Company COM 843758103 405 45 SOLE 45 0 0 Southwestern Energy Co COM 845467109 4769.28 128 SOLE 128 0 0 Sprint Nextel Corp. COM 852061100 4347 700 SOLE 700 0 0 Stanley Black (Conv Pfd) COM 854502309 2278.62 18 SOLE 18 0 0 Stanley Works COM 854616109 913665.48 11284 SOLE 11284 0 0 Starbucks Corp COM 855244109 1558892.35 27373 SOLE 27373 0 0 Starwood Htls & Resorts COM 85590A701 4588.56 72 SOLE 72 0 0 State Street Corp COM 857477103 3781.76 64 SOLE 64 0 0 Statoilhydro Asa Adr COM 85771P102 1231 50 SOLE 50 0 0 Stericycle Inc COM 858912108 1142602.98 10761 SOLE 10761 0 0 Strattec Security Corp COM 863111100 568.6 20 SOLE 20 0 0 Streettracks Gold Trust Index COM 78463V107 242517.9 1570 SOLE 1570 0 0 Supervalu Inc COM 868536103 13104 2600 SOLE 2600 0 0 Sysco Corporation COM 871829107 45721 1300 SOLE 1300 0 0 T J X Cos Inc COM 872540109 9350 200 SOLE 200 0 0 T Rowe Price Group Inc COM 74144T108 1173212.9 15670 SOLE 15670 0 0 Target Corporation COM 7612E1061 1349081.05 19709 SOLE 19709 0 0 TE Connectivity Ltd COM H84989104 25158 600 SOLE 600 0 0 Technip Adr COM 878546209 1231.68 48 SOLE 48 0 0 Teledyne Technologies COM 879360105 23532 300 SOLE 300 0 0 Teva Pharm Inds Ltd Adr COM 881624209 226771.2 5715 SOLE 5715 0 0 Texas Instruments Inc COM 882508104 646268.2 18215 SOLE 18215 0 0 The Charles Schwab Corp COM 808513105 843370.75 47675 SOLE 47675 0 0 Tibco Software Inc COM 88632Q103 4043 200 SOLE 200 0 0 Tiffany & Co New COM 886547108 41724 600 SOLE 600 0 0 Titan Medical Inc COM 88830X108 7700 10000 SOLE 10000 0 0 Titan Oil & Gas Inc New COM 888309101 9.88 650 SOLE 650 0 0 Toronto Dominion Bank COM 891160509 1165.78 14 SOLE 14 0 0 Touch America Holding COM 891539108 0.36 3600 SOLE 3600 0 0 Travelers Companies Inc COM 89417E109 10692.13 127 SOLE 127 0 0 Treasury Metals Inc COM 894647106 715.89 1315 SOLE 1315 0 0 Triumph Group Inc New COM 896818101 2983 38 SOLE 38 0 0 Tyco Intl Ltd New COM G9143X208 23712 741 SOLE 741 0 0 U S Bancorp Del New COM 902973304 1680010.02 49514 SOLE 49514 0 0 U.S. Natural Gas Fund COM 912318110 16300.6 745 SOLE 745 0 0 Union Pacific Corp COM 907818108 73341.15 515 SOLE 515 0 0 United Parcel Service B COM 911312106 62878.8 732 SOLE 732 0 0 United Technologies Corp COM 913017109 385585.61 4127 SOLE 4127 0 0 V F Corporation COM 918204108 9897.25 59 SOLE 59 0 0 Vale SA Adr COM 91912E105 1071.98 62 SOLE 62 0 0 Valero Energy Corp New COM 91913Y100 4003.12 88 SOLE 88 0 0 Vanguard Growth COM 922908736 81385.5 1050 SOLE 1050 0 0 Vanguard REIT ETF COM 922908553 28212 400 SOLE 400 0 0 Ventas COM 92276F100 233874 3195 SOLE 3195 0 0 Verizon Communications COM 92343V104 1729686.8 35192 SOLE 35192 0 0 Visa Inc Cl A COM 92826C839 6114.24 36 SOLE 36 0 0 Visteon Corp COM 92839U107 57.7 1 SOLE 1 0 0 Visteon Corp 15 Wts COM 92839U115 18 2 SOLE 2 0 0 Vodafone Group Plc Adr COM 92857W209 914394.8 32197 SOLE 32197 0 0 Wal-Mart Stores Inc COM 931142103 71088.5 950 SOLE 950 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- ----------- ------------------ ---------- -------- --------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- --------- ------ ---- Wellpoint Health Networks COM 94973V107 89410.5 1350 SOLE 1350 0 0 Wells Fargo & Co New COM 949746101 1691330.76 45724 SOLE 45724 0 0 Wells Fargo (Pfd) COM 949746879 1616.22 54 SOLE 54 0 0 Wells Fargo L (Pfd) COM 949746804 2577.5 2 SOLE 2 0 0 Weyerhaeuser Co COM 962166104 10198.5 325 SOLE 325 0 0 Wisconsin Energy COM 976657106 1205852.35 28115 SOLE 28115 0 0 Xylem Inc COM 98419M100 41340 1500 SOLE 1500 0 0 Yahoo Inc COM 984332106 2352.9 100 SOLE 100 0 0 Yamana Gold Inc COM 98462Y100 1013.1 66 SOLE 66 0 0 Zimmer Holdings Inc COM 98956P102 21061.6 280 SOLE 280 0 0