The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABSOLUTE SOFTWARE CORPORATION | COM | 00386B109 | 3,655 | 562,000 | SH | SOLE | 562,000 | 0 | 0 | ||
ACTUATE CORP. | COM | 00508B102 | 763 | 99,000 | SH | DFND | 1 | 99,000 | 0 | 0 | |
ALLOT COMMUNICATIONS, LTD. | COM | IL0010996 | 2,194 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
CALIX INC. | COM | 13100M509 | 5,015 | 520,186 | SH | DFND | 1 | 520,186 | 0 | 0 | |
CALLIDUS SOFTWARE | COM | 13123E500 | 1,642 | 119,600 | SH | SOLE | 119,600 | 0 | 0 | ||
CITRIX SYS INC | COM | 177376100 | 25 | 400 | SH | SOLE | 1 | 400 | 0 | 0 | |
COMMVAULT SYSTEMS INC | COM | 204166102 | 15 | 200 | SH | SOLE | 1 | 200 | 0 | 0 | |
CONSTANT CONTACT INC | COM | 210313102 | 2,007 | 64,600 | SH | DFND | 1 | 64,600 | 0 | 0 | |
CYAN INC. | COM | 23247W104 | 2,275 | 430,000 | SH | SOLE | 430,000 | 0 | 0 | ||
DEMAND MEDIA INC. | COM | 24802N109 | 1,662 | 288,100 | SH | DFND | 1 | 288,100 | 0 | 0 | |
GIGAMON INC. | COM | 37518B102 | 14 | 500 | SH | SOLE | 1 | 500 | 0 | 0 | |
GSE SYSTEMS INC | COM | 36227K106 | 1,827 | 1,141,800 | SH | SOLE | 1,141,800 | 0 | 0 | ||
HICKORYTECH CORP | COM | 429060106 | 1,055 | 82,207 | SH | SOLE | 82,207 | 0 | 0 | ||
INCONTACT INC | COM | 45336E109 | 1,270 | 162,600 | SH | DFND | 1 | 162,600 | 0 | 0 | |
INFORMATICA CORP | COM | 45666Q102 | 66 | 1,600 | SH | SOLE | 1 | 1,600 | 0 | 0 | |
INPHI CORP | COM | 45772F107 | 4,681 | 362,900 | SH | DFND | 1 | 362,900 | 0 | 0 | |
INTER-NAP NETWORK | COM | 45885A300 | 2,552 | 339,300 | SH | DFND | 1 | 339,300 | 0 | 0 | |
INTEVAC INC | COM | 461148108 | 2,876 | 387,110 | SH | SOLE | 387,110 | 0 | 0 | ||
MATTERSIGHT CORPORATION | COM | 577097108 | 2,962 | 618,327 | SH | DFND | 1 | 618,327 | 0 | 0 | |
MATTERSIGHT CORPORATION | PRIVATE | 577097108 | 239 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
NANOMETRICS INC | COM | 630077105 | 2,848 | 149,500 | SH | SOLE | 149,500 | 0 | 0 | ||
NQ MOBILE INC | COM | 64118U108 | 3,709 | 252,300 | SH | DFND | 1 | 252,300 | 0 | 0 | |
02 MICRO INTERNATIONAL | ADR | 67107W100 | 1,161 | 416,200 | SH | SOLE | 416,200 | 0 | 0 | ||
OPLINK COMMUNICATIONS | COM | 68375Q106 | 3,262 | 175,400 | SH | DFND | 1 | 175,400 | 0 | 0 | |
PEREGRINE SEMICONDUCTOR CORP | COM | 71366R703 | 82 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
POWER SOLUTIONS INT'L | COM | 74437C101 | 683 | 9,100 | SH | SOLE | 9,100 | 0 | 0 | ||
RACKSPACE HOSTING INC. | COM | 750086100 | 39 | 1,000 | SH | SOLE | 1 | 1,000 | 0 | 0 | |
REALD INC | COM | 75604L105 | 529 | 61,900 | SH | SOLE | 61,900 | 0 | 0 | ||
RIVERBED TECHNOLOGY INC | COM | 768573107 | 42 | 2,300 | SH | SOLE | 1 | 2,300 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 39 | 700 | SH | SOLE | 1 | 700 | 0 | 0 | |
SHORTEL INC | COM | 825211105 | 2,894 | 311,800 | SH | DFND | 1 | 311,800 | 0 | 0 | |
TIBCO SOFTWARE INC. | COM | 88632Q103 | 31 | 1,400 | SH | SOLE | 1 | 1,400 | 0 | 0 | |
TUCOWS INC | COM | 898697107 | 46 | 3,300 | SH | SOLE | 1 | 3,300 | 0 | 0 | |
TREE.COM INC | COM | 894675107 | 6,112 | 186,100 | SH | DFND | 1 | 186,100 | 0 | 0 | |
UNWIRED PLANET INC | COM | 683718308 | 1,798 | 1,302,800 | SH | DFND | 1 | 1,302,800 | 0 | 0 | |
WEB.COM GROUP INC | COM | 94733A104 | 3,897 | 122,601 | SH | DFND | 1 | 122,601 | 0 | 0 | |
ZENITH EPIGENETICS | PRIVATE | 000000000 | 146 | 300,500 | SH | SOLE | 300,500 | 0 | 0 | ||
ELOYALTY CORP. SERIES B CONV PF | CVPF | 290152990 | 115 | 22,475 | SH | SOLE | 22,475 | 0 | 0 | ||
OCZ TECHNOLOGY WTS EXP 11/01/1 | WNT | 6709949R5 | 0 | 267,749 | SH | SOLE | 267,749 | 0 | 0 | ||
RESVERLOGIX CORP WTS 06/14/16 | WNT | 76128M165 | 0 | 152,750 | SH | SOLE | 152,750 | 0 | 0 | ||
ZENITH EPIGENETICS WTS 6/14/1 | WNT | 989353115 | 35 | 152,750 | SH | SOLE | 152,750 | 0 | 0 |