The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCURAY INC CMN | COM | 004397105 | 181,200 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
ALCATEL-LUCENT | COM | 013904305 | 1,050 | 60 | SH | Call | SOLE | 60 | 0 | 0 | |
ANADARKO PETROLEUM CORP | COM | 032511107 | 6,269 | 1,022 | SH | Call | SOLE | 1,022 | 0 | 0 | |
APACHE CORP. | COM | 037411105 | 125 | 50 | SH | Call | SOLE | 50 | 0 | 0 | |
APPLE, INC. CMN | COM | 037833100 | 107,069 | 970 | SH | SOLE | 970 | 0 | 0 | ||
ASCENA RETAIL GROUP INC | COM | 04351G101 | 1,600 | 80 | SH | Call | SOLE | 80 | 0 | 0 | |
ASHLAND INC. CMN | COM | 044209104 | 59,880 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ATMEL CORP. | COM | 049513104 | 16,100 | 935 | SH | Call | SOLE | 935 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 825 | 150 | SH | Call | SOLE | 150 | 0 | 0 | |
BARCLAYS BK PLC-IPATH S&P 500 | COM | 06742E711 | 335 | 5 | SH | Put | SOLE | 5 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC CMN | COM | 09061G101 | 45,200 | 500 | SH | SOLE | 500 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCOME STRA | COM | 09255X100 | 133,900 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CATERPILLAR INC (DELAWARE) | COM | 149123101 | 6,162 | 29 | SH | Put | SOLE | 29 | 0 | 0 | |
CBS CORPORATION | COM | 124857202 | 17,125 | 220 | SH | Call | SOLE | 220 | 0 | 0 | |
CHIMERA INVESTMENT CORPORATION | COM | 16934Q109 | 4,178 | 1,671 | SH | Call | SOLE | 1,671 | 0 | 0 | |
CIENA CORPORATION | COM | 171779309 | 700 | 200 | SH | Call | SOLE | 200 | 0 | 0 | |
CIENA CORPORATION CMN | COM | 171779309 | 446,430 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
CITIGROUP INC. CMN | COM | 172967424 | 676,375 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
CONNS, INC. CMN | COM | 208242107 | 16,821 | 900 | SH | SOLE | 900 | 0 | 0 | ||
CORNERSTONE ONDEMAND INC. | COM | 21925Y103 | 1,450 | 10 | SH | Call | SOLE | 10 | 0 | 0 | |
CORNERSTONE ONDEMAND INC. CMN | COM | 21925Y103 | 29,216 | 830 | SH | SOLE | 830 | 0 | 0 | ||
CREE, INC. CMN | COM | 225447101 | 51,552 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
CTRIP.COM INTERNATIONAL LTD. | COM | 22943F100 | 250 | 50 | SH | Call | SOLE | 50 | 0 | 0 | |
CUBIST PHARMACEUTICALS INC. | COM | 229678107 | 162 | 5 | SH | Put | SOLE | 5 | 0 | 0 | |
CUBIST PHARMACEUTICALS, INC. CMN | COM | 229678107 | 1,509,750 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
EBAY INC. CMN | COM | 278642103 | 121,500 | 2,165 | SH | SOLE | 2,165 | 0 | 0 | ||
EMC CORPORATION MASS | COM | 268648102 | 8,000 | 200 | SH | Call | SOLE | 200 | 0 | 0 | |
ENERGY SELECT SECTOR SPDR FUND | COM | 81369Y506 | 206 | 6 | SH | Call | SOLE | 6 | 0 | 0 | |
FACEBOOK INC. | COM | 30303M102 | 225 | 50 | SH | Call | SOLE | 50 | 0 | 0 | |
FINISAR CORPORATION | COM | 31787A507 | 3,500 | 100 | SH | Call | SOLE | 100 | 0 | 0 | |
FIREEYE INC. | COM | 31816Q101 | 7,905 | 138 | SH | Call | SOLE | 138 | 0 | 0 | |
GENERAL MOTORS COMPANY | COM | 37045V100 | 725 | 50 | SH | Call | SOLE | 50 | 0 | 0 | |
GNC HOLDINGS INC. | COM | 36191G107 | 4,000 | 50 | SH | Call | SOLE | 50 | 0 | 0 | |
GOPRO INC | COM | 38268T103 | 1,750 | 50 | SH | Put | SOLE | 50 | 0 | 0 | |
HERON THERAPEUTICS INC CMN | COM | 427746102 | 17,102 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
HOMEAWAY INC | COM | 43739Q100 | 3,300 | 62 | SH | Call | SOLE | 62 | 0 | 0 | |
IMPERVA INC | COM | 45321L100 | 9,832 | 42 | SH | Call | SOLE | 42 | 0 | 0 | |
INTL BUSINESS MACHINES CORP | COM | 459200101 | 560 | 140 | SH | Call | SOLE | 140 | 0 | 0 | |
INVESCO DYNAMIC CREDIT OPPORTUNITIE | COM | 46132R104 | 11,850 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ISHARES MSCI BRAZIL CAPPED | COM | 464286400 | 1,095 | 20 | SH | Call | SOLE | 20 | 0 | 0 | |
ISHARES MSCI EMERGING MKTS | COM | 464287234 | 915 | 15 | SH | Call | SOLE | 15 | 0 | 0 | |
ISHARES MSCI MEXICO CAPPED | COM | 464286822 | 1,425 | 15 | SH | Call | SOLE | 15 | 0 | 0 | |
ISHARES SILVER TRUST | COM | 46428Q109 | 270 | 10 | SH | Call | SOLE | 10 | 0 | 0 | |
J.C. PENNEY CO INC (HLDNG CO) | COM | 708160106 | 24 | 48 | SH | Put | SOLE | 48 | 0 | 0 | |
J.C. PENNEY CO INC (HLDNG CO) | COM | 708160106 | 320 | 640 | SH | Call | SOLE | 640 | 0 | 0 | |
KING DIGITAL ENTERTAINMENT PL CMN | COM | G5258J109 | 43,008 | 2,800 | SH | SOLE | 2,800 | 0 | 0 | ||
LIBERTY INTERACTIVE CORP INTERACTIV | COM | 53071M104 | 161,604 | 5,493 | SH | SOLE | 5,493 | 0 | 0 | ||
MACY'S INC. | COM | 55616P104 | 3,790 | 50 | SH | Put | SOLE | 50 | 0 | 0 | |
MANDALAY DIGITAL GROUP INC CMN | COM | 562562207 | 49,950 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
MARKET VECTORS ETF TRUST | COM | 57060U100 | 470 | 5 | SH | Call | SOLE | 5 | 0 | 0 | |
MARKETO INC. | COM | 57063L107 | 5,975 | 85 | SH | Call | SOLE | 85 | 0 | 0 | |
MC DONALDS CORP | COM | 580135101 | 4,642 | 75 | SH | Call | SOLE | 75 | 0 | 0 | |
MICRON TECHNOLOGY, INC. CMN | COM | 595112103 | 84,024 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
NIMBLE STORAGE INC. | COM | 65440R101 | 13,310 | 139 | SH | Call | SOLE | 139 | 0 | 0 | |
ON SEMICONDUCTOR CORP CMN | COM | 682189105 | 769,880 | 76,000 | SH | SOLE | 76,000 | 0 | 0 | ||
PIMCO DYNAMIC CREDIT INCOME F MUTUA | COM | 72202D106 | 402,675 | 19,500 | SH | SOLE | 19,500 | 0 | 0 | ||
POWERSHARES QQQ TRUST | COM | 73935A104 | 188 | 25 | SH | Call | SOLE | 25 | 0 | 0 | |
POWERSHARES QQQ TRUST ETF | COM | 73935A104 | 51,625 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PROOFPOINT INC | COM | 743424103 | 3,372 | 18 | SH | Call | SOLE | 18 | 0 | 0 | |
PROOFPOINT INC CMN | COM | 743424103 | 96,460 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
QLIK TECHNOLOGIES INC. | COM | 74733T105 | 6,922 | 136 | SH | Call | SOLE | 136 | 0 | 0 | |
RADWARE LTD. CMN | COM | M81873107 | 79,272 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
RCS CAP CORP | COM | 74937W102 | 175 | 35 | SH | Put | SOLE | 35 | 0 | 0 | |
SHIRE LIMITED | COM | 82481R106 | 3,532 | 117 | SH | Call | SOLE | 117 | 0 | 0 | |
SILICON LABORATORIES INC. | COM | 826919102 | 3,562 | 95 | SH | Call | SOLE | 95 | 0 | 0 | |
SIRIUS XM HOLDINGS INC | COM | 82968B103 | 568 | 1,136 | SH | Call | SOLE | 1,136 | 0 | 0 | |
SPDR S&P 500 ETF | COM | 78462F103 | 1,532 | 616 | SH | Call | SOLE | 616 | 0 | 0 | |
SPDR S&P 500 ETF | COM | 78462F103 | 22,488 | 120 | SH | Put | SOLE | 120 | 0 | 0 | |
SPDR S&P OIL & GAS EXPLRTN | COM | 78464A730 | 630 | 5 | SH | Call | SOLE | 5 | 0 | 0 | |
SPLUNK INC | COM | 848637104 | 5,458 | 27 | SH | Call | SOLE | 27 | 0 | 0 | |
STARBUCKS CORP. | COM | 855244109 | 9,525 | 150 | SH | Put | SOLE | 150 | 0 | 0 | |
SUNPOWER CORPORATION CMN | COM | 867652406 | 51,660 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
TERADATA CORPORATION | COM | 88076W103 | 4,370 | 38 | SH | Put | SOLE | 38 | 0 | 0 | |
THE BANK OF NY MELLON CORP | COM | 064058100 | 375 | 150 | SH | Call | SOLE | 150 | 0 | 0 | |
T-MOBILE US INC. | COM | 872590104 | 1,800 | 120 | SH | Call | SOLE | 120 | 0 | 0 | |
TRANSCANADA CORP CMN | COM | 89353D107 | 147,300 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
UNION PACIFIC CORP. | COM | 907818108 | 189 | 2 | SH | Put | SOLE | 2 | 0 | 0 | |
UNITED STATES OIL FUND LP | COM | 91232N108 | 25,160 | 1,306 | SH | Call | SOLE | 1,306 | 0 | 0 | |
VIACOM INC | COM | 92553P201 | 10,175 | 85 | SH | Call | SOLE | 85 | 0 | 0 | |
VODAFONE GROUP PLC | COM | 92857W308 | 750 | 100 | SH | Call | SOLE | 100 | 0 | 0 | |
WABASH NATIONAL CORP. CMN | COM | 929566107 | 86,520 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
WEIBO CORP | COM | 948596101 | 500 | 40 | SH | Call | SOLE | 40 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 1,440 | 30 | SH | Call | SOLE | 30 | 0 | 0 | |
YELP INC. | COM | 985817105 | 4,625 | 25 | SH | Call | SOLE | 25 | 0 | 0 | |
ZYNGA INC. CMN CLASS A | COM | 98986T108 | 1,615,950 | 607,500 | SH | SOLE | 607,500 | 0 | 0 |