0001408324-12-000004.txt : 20120209 0001408324-12-000004.hdr.sgml : 20120209 20120209113352 ACCESSION NUMBER: 0001408324-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120209 DATE AS OF CHANGE: 20120209 EFFECTIVENESS DATE: 20120209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Managed Accounts LLC CENTRAL INDEX KEY: 0001408324 IRS NUMBER: 562530714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12541 FILM NUMBER: 12585273 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 managed_4q11.txt FNY MANAGED ACCOUNTS LLC 4Q11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 ----------------- Check here if Amendment [ ]; Amendment Number: 22342234 This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FNY MANAGED ACCOUNTS LLC ------------------------- Address: 90 PARK AVENUE, 5TH FLOOR ------------------------- NEW YORK, NY 10016 ------------------------- Form 13F File Number: 028-12541 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: HARRIS SUFIAN --------------- Title: MANAGING MEMBER --------------- Phone: (212) 331-6853 --------------- Signature, Place, and Date of Signing: HARRIS SUFIAN NEW YORK, NY January 30, 2012 ------------------------------ ---------------------- ------------------ Signature City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Include Managers: 0 Form 13F Information Tableentry Total: 259 Form 13F Information table Value Total: $49,473,000 List of Other Included Managers: NONE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 21VIANET GROUP INC SPONSORED ADR 90138A103 348 38000 SH Sole Sole 99 CENTS ONLY STORES COM 65440K106 65 2952 SH Sole Sole ACME PACKET INC COM 004764106 19 600 SH Sole Sole ACTUATE CORP COM 00508B102 21 3590 SH Sole Sole AGL RES INC COM 001204106 2 36 SH Sole Sole AKAMAI TECHNOLOGIES INC COM 00971T101 27 855 SH Sole Sole ALCATEL-LUCENT SPONSORED ADR 013904305 98 62900 SH Sole Sole AMAZON COM INC COM 023135106 13 75 SH Sole Sole AMERICAN EAGLE OUTFITTERS NE COM 02553E106 4052 265000 SH Sole Sole AMERICAN ELEC PWR INC COM 025537101 2 46 SH Sole Sole AMERICAN TOWER CORP CL A 029912201 49 815 SH Sole Sole AMGEN INC COM 031162100 9 139 SH Sole Sole ANADARKO PETE CORP COM 032511107 13 175 SH Sole Sole ANDERSONS INC COM 034164103 4 105 SH Sole Sole APACHE CORP COM 037411105 12 136 SH Sole Sole APPLE INC COM 037833100 38 94 SH Sole Sole APPLIED MATLS INC COM 038222105 19 1780 SH Sole Sole ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 41 2000 SH Sole Sole ATMEL CORP COM 049513104 162 20000 SH Sole Sole AUTOMATIC DATA PROCESSING IN COM 053015103 3 59 SH Sole Sole AVON PRODS INC COM 054303102 27 1491 SH Sole Sole BAKER HUGHES INC COM 057224107 3 66 SH Sole Sole BALL CORP COM 058498106 59 1654 SH Sole Sole BARD C R INC COM 067383109 1 9 SH Sole Sole BAXTER INTL INC COM 071813109 3 62 SH Sole Sole BECTON DICKINSON & CO COM 075887109 2 24 SH Sole Sole BEST BUY INC COM 086516101 14 592 SH Sole Sole BIOGEN IDEC INC COM 09062X103 4 39 SH Sole Sole BIOTIME INC COM 09066L105 35 6000 SH Sole Sole BORGWARNER INC COM 099724106 5 71 SH Sole Sole BOSTON BEER INC CL A 100557107 22 198 SH Sole Sole BOSTON SCIENTIFIC CORP COM 101137107 1 162 SH Sole Sole BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 57 3000 SH Sole Sole BROADCOM CORP CL A 111320107 31 1070 SH Sole Sole CABOT OIL & GAS CORP COM 127097103 3 37 SH Sole Sole CAL MAINE FOODS INC COM NEW 128030202 37 1000 SH Sole Sole CAMERON INTERNATIONAL CORP COM 13342B105 2 37 SH Sole Sole CAMPBELL SOUP CO COM 134429109 6 165 SH Sole Sole CAREFUSION CORP COM 14170T101 1 25 SH Sole Sole CELGENE CORP COM 151020104 5 70 SH Sole Sole CF INDS HLDGS INC COM 125269100 3 20 SH Sole Sole CHARMING SHOPPES INC COM 161133103 735 150000 SH Sole Sole CHECK POINT SOFTWARE TECH LT ORD M22465104 23 445 SH Sole Sole CHESAPEAKE ENERGY CORP COM 165167107 6 234 SH Sole Sole CHESAPEAKE MIDSTREAM PARTNER UNIT 16524K108 87 3000 SH Sole Sole CHEVRON CORP NEW COM 166764100 31 284 SH Sole Sole CHICOS FAS INC COM 168615102 45 4000 SH Sole Sole CHIPOTLE MEXICAN GRILL INC COM 169656105 7 21 SH Sole Sole CISCO SYS INC COM 17275R102 90 5000 SH Sole Sole CLEARWIRE CORP NEW CL A 18538Q105 194 100000 SH Sole Sole CLOROX CO DEL COM 189054109 1 11 SH Sole Sole COLGATE PALMOLIVE CO COM 194162103 4 41 SH Sole Sole COLLECTIVE BRANDS INC COM 19421W100 575 40010 SH Sole Sole COMCAST CORP NEW CL A 20030N101 190 8020 SH Sole Sole COMERICA INC COM 200340107 1 23 SH Sole Sole COMMUNITY HEALTH SYS INC NEW COM 203668108 15 897 SH Sole Sole COMPUTER SCIENCES CORP COM 205363104 0 19 SH Sole Sole CONAGRA FOODS INC COM 205887102 6 214 SH Sole Sole CONCUR TECHNOLOGIES INC COM 206708109 13 265 SH Sole Sole CONOCOPHILLIPS COM 20825C104 14 189 SH Sole Sole CONSTANT CONTACT INC COM 210313102 24 1020 SH Sole Sole CONSTELLATION ENERGY GROUP I COM 210371100 2483 62595 SH Sole Sole CORNING INC COM 219350105 167 12900 SH Sole Sole COSTCO WHSL CORP NEW COM 22160K105 2 19 SH Sole Sole COVIDIEN PLC SHS G2554F113 2 54 SH Sole Sole CROCS INC COM 227046109 1 37 SH Sole Sole CSX CORP COM 126408103 30 1439 SH Sole Sole DARDEN RESTAURANTS INC COM 237194105 4 86 SH Sole Sole DAVITA INC COM 23918K108 2 30 SH Sole Sole DEAN FOODS CO NEW COM 242370104 1 95 SH Sole Sole DECKERS OUTDOOR CORP COM 243537107 1 16 SH Sole Sole DENBURY RES INC COM NEW 247916208 2 139 SH Sole Sole DEVON ENERGY CORP NEW COM 25179M103 9 144 SH Sole Sole DIAMOND OFFSHORE DRILLING IN COM 25271C102 23 422 SH Sole Sole DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 37 1000 SH Sole Sole DISNEY WALT CO COM DISNEY 254687106 113 3000 SH Sole Sole DREW INDS INC COM NEW 26168L205 0 14 SH Sole Sole DUKE ENERGY CORP NEW COM 26441C105 3 126 SH Sole Sole E M C CORP MASS COM 268648102 853 39600 SH Sole Sole EBAY INC COM 278642103 27 899 SH Sole Sole ECHOSTAR CORP CL A 278768106 241 11516 SH Sole Sole ECOLAB INC COM 278865100 9 150 SH Sole Sole EDISON INTL COM 281020107 1 31 SH Sole Sole EDWARDS LIFESCIENCES CORP COM 28176E108 1 12 SH Sole Sole EL PASO CORP COM 28336L109 1039 39100 SH Sole Sole ELECTRONIC ARTS INC COM 285512109 59 2850 SH Sole Sole ENTERGY CORP NEW COM 29364G103 1 17 SH Sole Sole EOG RES INC COM 26875P101 9 95 SH Sole Sole EQT CORP COM 26884L109 3 53 SH Sole Sole EQUINIX INC COM NEW 29444U502 18 175 SH Sole Sole EXELON CORP COM 30161N101 3 63 SH Sole Sole EXPEDIA INC DEL COM NEW 30212P303 1 22 SH Sole Sole EXPRESS INC COM 30219E103 598 30000 SH Sole Sole EXPRESS SCRIPTS INC COM 302182100 7 157 SH Sole Sole EXXON MOBIL CORP COM 30231G102 57 682 SH Sole Sole FAMILY DLR STORES INC COM 307000109 109 1889 SH Sole Sole FASTENAL CO COM 311900104 70 1601 SH Sole Sole FIDELITY NATL INFORMATION SV COM 31620M106 1 36 SH Sole Sole FIRSTENERGY CORP COM 337932107 2 39 SH Sole Sole FISERV INC COM 337738108 1 17 SH Sole Sole FLEETCOR TECHNOLOGIES INC COM 339041105 299 10000 SH Sole Sole FMC TECHNOLOGIES INC COM 30249U101 2 36 SH Sole Sole FREEPORT-MCMORAN COPPER & GO COM 35671D857 20 537 SH Sole Sole GAMESTOP CORP NEW CL A 36467W109 5 227 SH Sole Sole GENERAL MLS INC COM 370334104 14 332 SH Sole Sole GENTEX CORP COM 371901109 3 93 SH Sole Sole GILEAD SCIENCES INC COM 375558103 5 119 SH Sole Sole GOODRICH CORP COM 382388106 7757 62705 SH Sole Sole GOOGLE INC CL A 38259P508 442 684 SH Sole Sole GRAINGER W W INC COM 384802104 71 379 SH Sole Sole HALLIBURTON CO COM 406216101 5 139 SH Sole Sole HEALTH MGMT ASSOC INC NEW CL A 421933102 18 2487 SH Sole Sole HEALTHSPRING INC COM 42224N101 1503 27562 SH Sole Sole HEINZ H J CO COM 423074103 9 165 SH Sole Sole HELMERICH & PAYNE INC COM 423452101 19 325 SH Sole Sole HERSHEY CO COM 427866108 7 118 SH Sole Sole HESS CORP COM 42809H107 3 49 SH Sole Sole HEWLETT PACKARD CO COM 428236103 404 15700 SH Sole Sole HOME DEPOT INC COM 437076102 97 2312 SH Sole Sole HORMEL FOODS CORP COM 440452100 4 137 SH Sole Sole IHS INC CL A 451734107 15 175 SH Sole Sole INTERDIGITAL INC COM 45867G101 33 750 SH Sole Sole INTERNATIONAL FLAVORS&FRAGRA COM 459506101 3 52 SH Sole Sole INTUIT COM 461202103 24 455 SH Sole Sole INTUITIVE SURGICAL INC COM NEW 46120E602 2 4 SH Sole Sole ISHARES TR BARCLYS 20+ YR 464287432 61 500 SH Sole Sole IVANHOE MINES LTD COM 46579N103 7 370 SH Sole Sole JOHNSON CTLS INC COM 478366107 14 442 SH Sole Sole JONES GROUP INC COM 48020T101 211 20000 SH Sole Sole KELLOGG CO COM 487836108 10 185 SH Sole Sole KIMBERLY CLARK CORP COM 494368103 2 33 SH Sole Sole KRAFT FOODS INC CL A 50075N104 34 912 SH Sole Sole K-SWISS INC CL A 482686102 0 15 SH Sole Sole LABORATORY CORP AMER HLDGS COM NEW 50540R409 3 32 SH Sole Sole LAUDER ESTEE COS INC CL A 518439104 75 667 SH Sole Sole LEAP WIRELESS INTL INC COM NEW 521863308 16 1705 SH Sole Sole LIBERTY GLOBAL INC COM SER A 530555101 623 15175 SH Sole Sole LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 377 4825 SH Sole Sole LIFEPOINT HOSPITALS INC COM 53219L109 18 472 SH Sole Sole LIVE NATION ENTERTAINMENT IN COM 538034109 145 17500 SH Sole Sole LOWES COS INC COM 548661107 47 1864 SH Sole Sole MADDEN STEVEN LTD COM 556269108 1 17 SH Sole Sole MARATHON OIL CORP COM 565849106 7 249 SH Sole Sole MARTHA STEWART LIVING OMNIME CL A 573083102 308 70000 SH Sole Sole MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 279 20151 SH Sole Sole MASTERCARD INC CL A 57636Q104 6 15 SH Sole Sole MCCORMICK & CO INC COM NON VTG 579780206 3 69 SH Sole Sole MCDONALDS CORP COM 580135101 67 667 SH Sole Sole MEAD JOHNSON NUTRITION CO COM 582839106 7 105 SH Sole Sole MEDCO HEALTH SOLUTIONS INC COM 58405U102 368 6581 SH Sole Sole MEDTRONIC INC COM 585055106 4 116 SH Sole Sole MICHAEL KORS HLDGS LTD SHS G60754101 681 25000 SH Sole Sole MOLSON COORS BREWING CO CL B 60871R209 123 2831 SH Sole Sole MONEYGRAM INTL INC COM NEW 60935Y208 107 6000 SH Sole Sole MONSANTO CO NEW COM 61166W101 11 161 SH Sole Sole MONSTER WORLDWIDE INC COM 611742107 0 10 SH Sole Sole MOSAIC CO NEW COM 61945C103 7 138 SH Sole Sole MOTOROLA MOBILITY HLDGS INC COM 620097105 1091 28107 SH Sole Sole MURPHY OIL CORP COM 626717102 1 28 SH Sole Sole NABORS INDUSTRIES LTD SHS G6359F103 15 872 SH Sole Sole NASH FINCH CO COM 631158102 2 69 SH Sole Sole NATIONAL OILWELL VARCO INC COM 637071101 4 64 SH Sole Sole NETFLIX INC COM 64110L106 16 229 SH Sole Sole NETLOGIC MICROSYSTEMS INC COM 64118B100 640 12919 SH Sole Sole NEWFIELD EXPL CO COM 651290108 2 48 SH Sole Sole NEXTERA ENERGY INC COM 65339F101 2 40 SH Sole Sole NIKE INC CL B 654106103 18 191 SH Sole Sole NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 23 765 SH Sole Sole NOBLE ENERGY INC COM 655044105 6 63 SH Sole Sole NORDSTROM INC COM 655664100 124 2500 SH Sole Sole NORFOLK SOUTHERN CORP COM 655844108 33 461 SH Sole Sole NORTHEAST UTILS COM 664397106 1 17 SH Sole Sole NUANCE COMMUNICATIONS INC COM 67020Y100 38 1500 SH Sole Sole NVIDIA CORP COM 67066G104 20 1430 SH Sole Sole OCCIDENTAL PETE CORP DEL COM 674599105 11 116 SH Sole Sole OCZ TECHNOLOGY GROUP INC COM 67086E303 17 2590 SH Sole Sole ON SEMICONDUCTOR CORP COM 682189105 247 32000 SH Sole Sole ONEOK INC NEW COM 682680103 8 96 SH Sole Sole OWENS ILL INC COM NEW 690768403 33 1671 SH Sole Sole PAYCHEX INC COM 704326107 13 454 SH Sole Sole PEPCO HOLDINGS INC COM 713291102 0 21 SH Sole Sole PHARMASSET INC COM 71715N106 3911 30510 SH Sole Sole PIMCO HIGH INCOME FD COM SHS 722014107 17 1407 SH Sole Sole PINNACLE WEST CAP CORP COM 723484101 0 10 SH Sole Sole PIONEER NAT RES CO COM 723787107 3 43 SH Sole Sole PMC-SIERRA INC COM 69344F106 190 34500 SH Sole Sole POTASH CORP SASK INC COM 73755L107 27 646 SH Sole Sole PPL CORP COM 69351T106 2 55 SH Sole Sole PRICELINE COM INC COM NEW 741503403 4 8 SH Sole Sole PROCTER & GAMBLE CO COM 742718109 15 232 SH Sole Sole PROGRESS ENERGY INC COM 743263105 2 28 SH Sole Sole QEP RES INC COM 74733V100 2 63 SH Sole Sole QUALCOMM INC COM 747525103 26 470 SH Sole Sole QUEST DIAGNOSTICS INC COM 74834L100 3 51 SH Sole Sole RACKSPACE HOSTING INC COM 750086100 32 735 SH Sole Sole RANGE RES CORP COM 75281A109 3 57 SH Sole Sole RENTECH INC COM 760112102 50 38064 SH Sole Sole RENTECH NITROGEN PARTNERS L COM UNIT 760113100 164 10000 SH Sole Sole RESEARCH IN MOTION LTD COM 760975102 182 12500 SH Sole Sole RF MICRODEVICES INC COM 749941100 204 37852 SH Sole Sole RIGHTNOW TECHNOLOGIES INC COM 76657R106 1272 29777 SH Sole Sole ROWAN COS INC COM 779382100 11 379 SH Sole Sole SABA SOFTWARE INC COM NEW 784932600 24 3070 SH Sole Sole SALESFORCE COM INC COM 79466L302 18 180 SH Sole Sole SANDISK CORP COM 80004C101 147 2980 SH Sole Sole SANOFI RIGHT 12/31/2020 80105N113 88 73384 SH Sole Sole SARA LEE CORP COM 803111103 6 305 SH Sole Sole SCHLUMBERGER LTD COM 806857108 14 203 SH Sole Sole SEAGATE TECHNOLOGY PLC SHS G7945M107 22 1370 SH Sole Sole SERVICESOURCE INTL LLC COM 81763U100 14 895 SH Sole Sole SHERWIN WILLIAMS CO COM 824348106 6 67 SH Sole Sole SIGMA ALDRICH CORP COM 826552101 5 78 SH Sole Sole SILICON GRAPHICS INTL CORP COM 82706L108 12 1045 SH Sole Sole SINA CORP ORD G81477104 39 750 SH Sole Sole SIRIUS XM RADIO INC COM 82967N108 25 13620 SH Sole Sole SKECHERS U S A INC CL A 830566105 0 20 SH Sole Sole SKYWORKS SOLUTIONS INC COM 83088M102 243 15000 SH Sole Sole SMUCKER J M CO COM NEW 832696405 4 59 SH Sole Sole SOUTHERN CO COM 842587107 4 81 SH Sole Sole SOUTHERN UN CO NEW COM 844030106 272 6456 SH Sole Sole SOUTHWESTERN ENERGY CO COM 845467109 3 123 SH Sole Sole SPARTAN MTRS INC COM 846819100 0 22 SH Sole Sole SPARTAN STORES INC COM 846822104 3 129 SH Sole Sole SPDR S&P 500 ETF TR TR UNIT 78462F103 314 2500 SH Sole Sole SPDR S&P 500 ETF TR TR UNIT 78462F103 2460 19600 SH P Sole Sole SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 263 6853 SH Sole Sole ST JUDE MED INC COM 790849103 1 35 SH Sole Sole STANDARD MTR PRODS INC COM 853666105 0 15 SH Sole Sole STARBUCKS CORP COM 855244109 22 486 SH Sole Sole STEC INC COM 784774101 15 1720 SH Sole Sole STRYKER CORP COM 863667101 2 42 SH Sole Sole SUCCESSFACTORS INC COM 864596101 5043 126487 SH Sole Sole SUPERIOR INDS INTL INC COM 868168105 0 18 SH Sole Sole SYMANTEC CORP COM 871503108 141 9000 SH Sole Sole SYSCO CORP COM 871829107 97 3321 SH Sole Sole TEMPLE INLAND INC COM 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WIDE INC COM 978097103 1 20 SH Sole Sole XEROX CORP COM 984121103 40 5000 SH Sole Sole YAHOO INC COM 984332106 335 20750 SH Sole Sole YUM BRANDS INC COM 988498101 18 300 SH Sole Sole ZIMMER HLDGS INC COM 98956P102 1 20 SH Sole Sole