0001140361-13-021653.txt : 20130517
0001140361-13-021653.hdr.sgml : 20130517
20130517171100
ACCESSION NUMBER: 0001140361-13-021653
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130517
DATE AS OF CHANGE: 20130517
EFFECTIVENESS DATE: 20130517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAK CAPITAL ONE LLC
CENTRAL INDEX KEY: 0001385702
IRS NUMBER: 731650481
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12344
FILM NUMBER: 13855901
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-486-3211
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: MAK Capital
DATE OF NAME CHANGE: 20070109
13F-HR/A
1
form13fhra.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/2013
Check here if Amendment [X]; Amendment Number: 1
-------
This Amendment (Check only one.): [X] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: MAK Capital One LLC
Address: 590 Madison Avenue, 9th Floor
New York, New York 10022
Form 13F File Number: 028-12344
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Michael Kaufman
Title: Managing Member
Phone: (212) 486-3211
Signature, Place, and Date of Signing:
/s/ Michael Kaufman New York, New York 5/17/2013
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 29
Form 13F Information Table Value Total: $ 629,954
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 028-05431 Sunrise Partners Limited Partnership
---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ------------------ ---------- -------- ------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- --------- ----
AGILYSYS INC COM 00847J105 59,826 5,284,648 SH SOLE 5,284,648 0 0
AGILYSYS INC COM 00847J105 17,617 1,772,286 SH DEFINED 01 0 1,772,286 0
AURICO GOLD INC COM 05155C105 14,793 3,511,897 SH SOLE 3,511,897 0 0
AURICO GOLD INC COM 05155C105 1,605 255,122 SH DEFINED 01 0 255,122 0
CANADIAN NAT RES LTD COM 136385101 39,523 1,230,100 SH SOLE 1,230,100 0 0
ELECTRONIC ARTS INC COM 285512109 62,558 3,534,345 SH SOLE 3,534,345 0 0
ELECTRONIC ARTS INC COM 285512109 4,614 260,672 SH DEFINED 01 260,672 0
EQT CORP COM 26884L109 43,028 635,100 SH SOLE 635,100 0
FIDELITY NATIONAL FINANCIAL CL A 31620R105 49,024 1,943,100 SH SOLE 1,943,100 0 0
FIDELITY NATIONAL FINANCIAL CL A 31620R105 3,576 141,734 SH DEFINED 01 0 141,734 0
GAMESTOP CORP NEW CL A 36467W109 23,220 830,200 SH SOLE 830,200 0 0
GAMESTOP CORP NEW CL A 36467W109 1,689 60,400 SH DEFINED 01 0 60,400 0
LINDSAY CORP COM 535555106 9,283 105,267 SH SOLE 105,267 0 0
NEUROBIOLOGICAL TECHNOLOGIES COM 64124W106 435 3,627,191 SH SOLE 3,627,191 0 0
NEUROBIOLOGICAL TECHNOLOGIES COM 64124W106 191 1,592,864 SH DEFINED 01 0 1,592,864 0
NEWPORT CORP COM 651824104 7,737 457,215 SH SOLE 457,215 0 0
NEWPORT CORP COM 651824104 560 33,090 SH DEFINED 01 0 33,090 0
NOVAGOLD RES INC COM NEW 66987E206 17,955 4,946,476 SH SOLE 4,946,476 0 0
NOVAGOLD RES INC COM NEW 66987E206 1,306 359,696 SH DEFINED 01 0 359,696 0
ORBOTECH LTD ORD M75253100 39,771 3,945,589 SH SOLE 3,945,589 0 0
ORBOTECH LTD ORD M75253100 3,455 342,724 SH DEFINED 01 0 342,724 0
SCHWAB CHARLES CORP NEW COM 808513105 78,612 4,443,900 SH SOLE 4,443,900 0 0
SCHWAB CHARLES CORP NEW COM 808513105 5,483 309,963 SH DEFINED 01 0 309,963 0
ULTRA PETROLEUM CORP COM 903914109 30,914 1,538,000 SH SOLE 1,538,000 0 0
ULTRA PETROLEUM CORP COM 903914109 2,249 111,897 SH DEFINED 01 0 111,897 0
VEECO INSTRS INC DEL COM 922417100 43,077 1,121,500 SH SOLE 1,121,500 0 0
VEECO INSTRS INC DEL COM 922417100 3,133 81,572 SH DEFINED 01 0 81,572 0
ZYGO CORP COM 989855101 53,759 3,629,877 SH SOLE 3,629,877 0 0
ZYGO CORP COM 989855101 10,962 740,183 SH DEFINED 01 0 740,183 0