-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EvW9Jw0ZWm3PraaMs7kg5NZJVuurlbOJXstym/U096hXmD3QIOm/rad7GHtTgIgk h8bQK5vYEZ0lzrxm1I/Pig== 0001452861-09-000004.txt : 20090522 0001452861-09-000004.hdr.sgml : 20090522 20090518183701 ACCESSION NUMBER: 0001452861-09-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090519 DATE AS OF CHANGE: 20090518 EFFECTIVENESS DATE: 20090519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IMC-Chicago, LLC CENTRAL INDEX KEY: 0001452861 IRS NUMBER: 364368063 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13342 FILM NUMBER: 09837851 BUSINESS ADDRESS: STREET 1: 233 SOUTH WACKER STREET 2: SUITE 4610 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-244-3313 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER STREET 2: SUITE 4610 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 sec13f33109.txt 3.31.2009 SUBMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Filing Form: 13F-HR Period End Date: March 31, 2009 Name of Filing Firm: IMC-Chicago, LLC Address of Filing Firm: 233 S. Wacker, Suite 4610 Chicago, IL 60606 CIK: 0001452861 CCC: ybxt@ko2 Submission/Contact: \s\Kevin B. Wirth Kevin B. Wirth Director of Finance (312) 244-3323 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. 13F File#: 28-13342 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F SUMMARY PAGE Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 250 Form 13F Information Table Value Total: 938440000 FEDERAL HOME LOAN MTG CORP 313400301 21 28273 FEDERAL NATL MTG ASSN COM 313586109 33 47470 TECK COMINCO LTD CL-B SUB VTG 878742204 64 11454 NEWS CORPORATION LIMITED (THE CMN 65248E104 82 12372 DEUTSCHE BK AG LONDON BRH MUTUAL FU 25154K882 83 29800 GENERAL MOTORS CORPORATION CMN 370442105 85 43703 ACTIVISION BLIZZARD INC CMN 00507V109 106 10176 STARBUCKS CORP COM 855244109 122 11006 PENN WEST ENERGY TR CMN 707885109 127 13400 DEUTSCHE BK AG LONDON BRH MUTUAL FU 25154K866 143 14729 PROSHARES TR II MUTUAL FUND 74347W502 144 17131 PROSHARES TRUST-PROSHARES ULTRA RUS 74347R495 151 14003 COMPANHIA VALE DO RIO DOCE SPONSORE 204412209 169 12700 COMCAST CORP CLA + 20030N101 172 12582 ISHARES SILVER TRUST ETF 46428Q109 177 13808 SUN MICROSYSTEMS LTD CMN 866810203 187 25504 NABORS INDUSTRIES LTD CMN G6359F103 194 19452 WELLS FARGO CO (NEW) 949746101 202 14154 AMGEN COM 031162100 208 4202 SLM CORPORATION 78442P106 208 42101 CURRENCYSHARES MEXICAN PESO T MUTUA 23130H107 211 2978 RYDEX ETF TRUST-RYDEX INVERSE 2X RU 78355W692 217 2189 OCCIDENTAL PETROLEUM CORP COM 674599105 217 3904 PROSHARES ULTRASHORT RUSSELL 2000 G 74347R420 219 3763 BJ SERVICES CO 055482103 227 22824 AMERICAN INTL GROUP INC COM 026874107 228 228417 DOW JONES US HEALTHCARE SECTO INDEX 464287762 230 4661 VANGUARD INDEX FDS VANGUARD MID-CAP 922908512 232 8200 SILVER WHEATON CORP CMN 828336107 232 28200 PROSHARES ULTRA S&P500 74347R107 233 1577 C ISHARES TRUST-ISHARES S&P SMALLCAP 464287804 234 6425 ENSCO INTL DEV 26874Q100 236 8932 PROSHARES TRUST PROSHARES ULTRASHOR 74347R610 243 3873 TORONTO DOMINION BANK-NEW COM 891160509 243 7032 AMERICAN EXPRESS CO 025816109 244 442 P TARGET CORP 87612E106 244 1222 C DOW JONES US REAL ESTATE INDEX 464287739 248 866 C PROSHARES ULTRA SMALLCAP600 ETF 74347R818 250 17318 VANGUARD IDX FDS-MID-CAP GRTH MUTUA 922908538 257 7870 FEDERAL NATL MTG ASSN 313586109 261 768 P AMAZON COM INC 023135106 274 151 C PROSHARES ULTRASHORT FTSE/XINHUA CH 74347R321 276 10389 SMITH INTL INC COM 832110100 278 12920 YAHOO INC 984332106 281 2982 C TEVA PHARMACEUTICAL IND LTD ADS 881624209 281 6241 CAMERON INTERNATIONAL CORP CMN 13342B105 282 12866 DOW CHEMICAL CO 260543103 285 1159 P POT ASH SASKATCHEWAN 73755L107 287 193 C STATE STREET CORP 857477103 289 404 C SENECA FOODS CORP CL A NEW 817070501 290 13911 CISCO SYSTEMS INC COM 17275R102 305 18179 SLM CORPORATION 78442P106 306 619 P TALISMAN ENERGY INC (F) 87425E103 315 30000 RYDEX ETF TRUST RYDEX 2X S&P SELECT 78355W627 318 8122 WEATHERFORD INTERNATIONAL LTD CMN H27013103 326 29432 PROSHARES ULTRASHORT RUSSELL 1000 V 74347R453 330 2616 ORACLE INC. COM 68389X105 331 18340 ISHARES TRUST-ISHARES S&P 500 VALUE 464287408 341 9168 SANDISK CORP 80004C101 346 1692 C HEALTH CARE SELECT SECTOR APDR FUND 81369Y209 351 14495 DRYSHIPS INC CMN Y2109Q101 353 69400 US BANCORP DEL NEW 902973304 353 999 P CITIGROUP INC. CMN 172967101 356 140538 PROSHARES TRUST-PROSHARES 74347R743 356 1676 P PROSHARES ULTRASHORT RUSSELL MIDCAP 74347R438 357 4097 MICROSOFT CORP 594918104 361 249 P RYDEX ETF TRUST RYDEX INVERSE 2X S& 78355W635 361 8786 GILEAD SCIENCE COM 375558103 362 7821 ALCOA INC 013817101 367 330 P HSBC HOLDINGS PLC 404280406 377 1379 C PROSHARES ULTRA REAL ESTATE ETF 74347R677 384 156900 PROSHARES ULTRASHORT RUSSELL MIDCAP 74347R446 403 5816 ISHARES S&P 500 GROWTH INDEX FUND M 464287309 403 9633 YAHOO INC 984332106 405 1422 P ISHARES FTSE XINHAU CHINA 25 464287184 405 850 C NATIONAL-OILWELL VARCO INC 637071101 419 14588 ALCOA INC 013817101 430 58590 ISHARES TRUST RUSSELL MIDCAP VALUE 464287473 436 18200 GENERAL ELECTRIC CO CMN 369604103 437 43190 CANADIAN IMPERIAL BK OF COMM COM 136069101 439 12095 ULTRASHORT MSCI EMERGING MARKETS PR 74347R354 469 11454 BAKER HUGHES INC. 057224107 486 17029 DEUTSCHE BK AG LONDON BRH MUTUAL FU 25154K874 487 6830 DIREXION SHARES ETF TRUST 25459W607 500 415 P STATE STREET CORP 857477103 506 16430 PROSHARES ULTRASHORT MSCI EAF ETF 74347R339 511 4868 DIREXION SHARES ETF TRUST MID CAP B 25459W672 511 8165 RYDEX ETF TRUST RYDEX INVERSE 2X S& 78355W619 513 8740 ISHARES RUSSELL 1000 VALUE INDEX FU 464287598 523 12841 DEUTSCHE BK AG LONDON BRH MUTUAL FU 25154K809 524 3047 HARTFORD FINANCIAL SERVICES GR 416515104 526 3649 C HALLIBURTON CO HOLDING COMPANY 406216101 554 35828 DRYSHIPS INC Y2109Q101 554 1414 P ISHARES MSCI BRAZIL 464286400 566 894 P DIAMOND OFFSHORE DRILLING, IN 25271C102 567 9015 DOW CHEMICAL CO CMN 260543103 587 69579 AMERICAN EXPRESS CO COM 025816109 589 43212 BRISTOW GROUP INC. CONV PFD USD2.75 110394400 589 19000 ISHARES MSCI BRAZIL 464286400 596 1202 C PFIZER INC COM 717081103 613 44988 BARRICK GOLD CORP CMN 067901108 613 18900 VISA INC. CMN CLASS A 92826C839 613 11030 RESEARCH IN MOTION LTD 760975102 618 14332 POT ASH SASKATCHEWAN COM 73755L107 667 8253 TECHNOLOGY SELECT SECTOR SPDR 81369Y803 669 42839 ISHARES FTSE XINHAU CHINA 25 INDEX 464287184 670 23473 QUALCOMM INC COM 747525103 675 17340 COMPANHIA VALE DO RIO DOCE 204412209 702 668 P INTL BUSINESS MACHINES CORP 459200101 708 974 C EXXON MOBIL CORP. 30231G102 708 1220 C SCHLUMBERGER LTD CMN 806857108 724 17818 PROSHARES ULTRASHORT RUSSELL 1000 G 74347R461 724 9330 CITIGROUP INC. 172967101 741 23940 C RYDEX ETF TRUST-RYDEX 2X S&P MIDCAP 78355W759 752 42186 VISA INC. 92826C839 759 429 P ISHARES TRUST RUSSELL MIDCAP GROWTH 464287481 764 25380 MERRILL LYNCH SEMI HLDRS 816636203 780 41700 THE WALT DISNEY COMPANY COM 254687106 785 43212 PROSHARES TRUST II-ULTRA SILV MUTUA 74347W841 793 20344 AMERICAN INTL GROUP INC 026874107 815 3133 P NEXEN INC 65334H102 864 50928 DIREXION SHARESS ETF TRUST TECHNOLO 25459W102 873 16200 DIREXION SHARES ETF TRUST 25459W508 887 6342 C INTEL CORP COM 458140100 904 60167 DELL INC 24702R101 907 95705 HSBC HOLDINGS PLC SPONSORED ADR CMN 404280406 937 33187 DIREXION SHARESS ETF TRUST DEVELOPE 25459W789 939 32717 INTL BUSINESS MACHINES CORP 459200101 948 1518 P E. I. DU PONT DE NEMOURS AND CMN 263534109 964 43190 KRAFT FOODS INC 50075N104 968 43410 SUNCOR INC COM 867229106 990 44592 US BANCORP DEL NEW 902973304 1011 69222 GOOGLE INC. CMN CLASS A 38259P508 1017 2923 THE HOME DEPOT, INC. CMN 437076102 1018 43190 AT&T INC CMN 00206R102 1088 43190 POWERSHARES QQQ TRUST MUTUAL FUND 73935A104 1088 35899 ISHARES FTSE XINHAU CHINA 25 464287184 1096 462 P PROSHARES TRUST PROSHARES ULTRASHOR 74347R644 1102 12634 TRANSOCEAN LTD. CMN H8817H100 1133 19252 CANADIAN NATURAL RESOURCES LT 136385101 1134 29400 APPLE INC 037833100 1138 10827 RYDEX ETF TRUST-RYDEX INVERSE 2X S& 78355W783 1175 69426 MERCK & CO INC COM 589331107 1186 44332 CATERPILLAR INC COM 149123101 1214 43412 CRRNCYSHARES SWEDISH KRONA TR MUTUA 23129R108 1217 10027 CHESAPEAKE ENERGY CORP 165167107 1221 6508 C UNITED STATES NATURALGAS FD LP 912318102 1232 1344 P ISHARES TRUST RUSSELL MIDCAP INDEX 464287499 1244 23028 DIREXION SHARES ETF TRUST FINANCIAL 25459W607 1249 60367 ISHARE RUSSELL 2000 VALUE INDEX 464287630 1279 32422 CURRENCYSHARES CDN DLR TR MUTUAL FU 23129X105 1281 16140 MICROSOFT CORP COM 594918104 1284 69881 VERIZON COMMUNICATIONS 92343V104 1304 43190 DIREXION SHARESS ETF TRUST DEVELOPE 25459W797 1353 18693 ISHARES RUSSELL 1000 GROWTH INDEX F 464287614 1363 38843 HEWLETT PACKARD CO COM 428236103 1385 43212 PROSHARES SHORT SMALLCAP600 ETF 74347R784 1419 22379 J.P. MORGAN CHASE & CO 46625H100 1440 54167 ROHM & HAAS CO 775371107 1499 814 C BOEING CO COM 097023105 1537 43212 IPATH S&P 500 VIX SHORT-TERM FUTURE 06740C527 1554 13727 PROSHARES TRUST II-ULTRASHORT GOLD 74347W700 1573 97283 ISHARE RUSSELL 2000 GROWTH INDEX 464287648 1590 34576 UNITED STATES OIL FUND LP ETF 91232N108 1608 55345 THE FINANCIAL SELECT SECTOR SP 81369Y605 1614 14075 C DIREXION ETF TRUST SMALL CAP BULL 3 25459W847 1650 95047 AGRIUM INC COM 008916108 1668 46599 EXXON MOBIL CORP. 30231G102 1710 1148 P HARTFORD FINANCIAL SERVICES GR 416515104 1721 2234 P CURRENCYSHARES BRITISH POUND TRUST 23129S106 1729 12044 PROSHARES SHORT MSCI EAFE ETF 74347R370 1774 18815 MORGAN STANLEY 617446448 1779 78137 ISHARE RUSSELL 2000 INDEX 464287655 1782 32330 C CBOE MINI S&P 500 OPEN/EURO IN 12502W107 1800 1000 P CANADIAN NATL RAILWAY CO 136375102 1843 52000 UNITED TECHNOLOGIES CORP COM 913017109 1856 43190 CHESAPEAKE ENERGY CORP 165167107 1870 2729 P ISHARES RUSSELL 3000 INDEX FUND 464287689 1890 41205 COCA COLA CO COM 191216100 1898 43191 CBOE MINI-NDX INDEX 12492Y105 1911 500 P PROSHARES ULTRA MIDCAP400 ETF 74347R404 1928 98344 GOOGLE INC. 38259P508 1963 181 P ISHARE DOW JONES U S FINANCIA SECTO 464287788 1989 60796 DOW JONES US CONSUMER NON CYCLICAL 464287812 2097 51144 MORGAN STANLEY 617446448 2105 5061 C 3M COMPANY 88579Y101 2147 43190 THE PROCTER & GAMBLE COMPANY COM 742718109 2246 47690 THE FINANCIAL SELECT SECTOR S MARKE 81369Y605 2301 261133 JOHNSON & JOHNSON COM 478160104 2314 43996 MCDONALDS CORP COM 580135101 2357 43191 WAL-MART STORES INC COM 931142103 2511 48200 DIREXION SHARES ETF TRUST 25459W508 2546 8390 P WELLS FARGO CO (NEW) 949746101 2623 13030 C PROSHARES ULTRA DOW30 ETF 74347R305 2807 120366 PROSHARES TRUST-PROSHARES ULTRA FIN 74347R743 2809 1076087 HSBC HOLDINGS PLC 404280406 2839 1969 P CHEVRON CORPORATION 166764100 2904 43190 GENERAL ELECTRIC CO 369604103 2931 22478 C PROSHARES SHORT QQQ ETF 74347R602 3053 44445 MORGAN STANLEY 617446448 3062 6927 P ISHARES MSCI EMERGING MKT INDEX FUN 464287234 3064 123504 PROSHARES ULTRA S&P500 ETF 74347R107 3175 160945 BANK OF AMERICA CORP 060505104 3271 35425 C BAIDU INC. 056752108 3365 1320 C CURRENCYSHARES SWISS FRANC TR MUTUA 23129V109 3478 39651 DIREXION SHARES ETF TRUST FINANCIAL 25459W508 3586 652051 J.P. MORGAN CHASE & CO 46625H100 3635 6131 C PROSHARES ULTRASHORT MIDCAP400 ETF 74347R859 3806 64648 STANDARD & POORS DEP RCPTS 78462F103 3849 20806 C PROSHARES SHORT DOW30 MUTUAL FUND 74347R701 3891 51224 EXXON MOBIL CORP. 30231G102 3917 57519 PROSHARES TRUST PROSHARES ULTRASHOR 74347R628 3943 40167 PROSHARES SHORT MIDCAP400 ETF 74347R800 4156 58764 ISHARES MSCI EAFE INDEX FUND ETF 464287465 4227 112459 PETROLEO BRASILEIRO S.A. - PET 71654V408 4276 12229 C APPLE INC 037833100 4511 2012 P SPDR GOLD TRUST 78463V107 4591 11255 C THE FINANCIAL SELECT SECTOR SP 81369Y605 4631 14172 P APPLE INC 037833100 4643 4308 C GOLDMAN SACHS GROUP INC 38141G104 4663 4804 P CURRENCYSHARES JAPANESE YEN T EXCHA 23130A102 4827 48018 INTL BUSINESS MACHINES CORP CMN 459200101 5253 54216 RYDEX ETF TRUST - RYDEX 2X S& 500 E 78355W767 5415 42790 BAIDU INC. 056752108 5726 1323 P PROSHARES ULTRASHORT QQQ ETF 74347R875 5786 119308 STANDARD & POORS DEP RCPTS SPDR 78462F103 5822 73212 WELLS FARGO CO (NEW) 949746101 5941 9734 P ISHARES MSCI EMERGING MKT 464287234 7056 1624 P BARCLAYS BK PLC MUTUAL FUND 06740C519 7100 62950 UNITED STATES OIL FUND LP 91232N108 7118 23489 C RYDEX ETF TRUST-RYDEX INVERSE 2X S& 78355W734 7582 93664 BANK OF AMERICA CORP 060505104 7702 1129378 SPDR GOLD TRUST 78463V107 7733 5249 P GOLDMAN SACHS GROUP INC 38141G104 8127 4587 C ISHARES TRUST-ISHARES S&P MIDCAP 40 464287507 8264 169795 RETAIL HOLDERS TRUST 76127U101 8596 116100 PETROLEO BRASILEIRO S.A. - PET 71654V408 8742 8245 P J.P. MORGAN CHASE & CO 46625H100 8996 6488 P DIREXION ETF TRUST LARGE CAP BULL 3 25459W862 9966 440568 CURRENCYSHARES EURO TRUST ETF 23130C108 10744 80862 GENERAL ELECTRIC CO 369604103 12578 21342 P UNITED STATES OIL FUND LP 91232N108 13973 15287 P SPDR GOLD TRUST ETF 78463V107 15714 174062 STD & PRS 400 MID-CAP DEP RCP MIDCA 595635103 15860 179024 CITIGROUP INC. 172967101 19307 21255 P BANK OF AMERICA CORP 060505104 44980 35109 P CBOE S&P 500 OPEN/EURO INDEX 648815108 76463 16041 C ISHARE RUSSELL 2000 INDEX 464287655 78040 26536 P STANDARD & POORS DEP RCPTS 78462F103 84768 21862 P CBOE S&P 500 OPEN/EURO INDEX 648815108 175048 16481 P -----END PRIVACY-ENHANCED MESSAGE-----