The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARALEZ PHARMACEUTICALS INC | COM | 03852X100 | 4,651 | 958,945 | SH | DFND | 958,945 | 0 | 0 | ||
CUTERA INC | COM | 232109108 | 626 | 52,500 | SH | DFND | 52,500 | 0 | 0 | ||
NEOTHETICS INC | COM | 64066G101 | 1,493 | 1,333,000 | SH | DFND | 1,333,000 | 0 | 0 | ||
RADIANT LOGISTICS INC | COM | 75025X100 | 1,128 | 397,100 | SH | DFND | 397,100 | 0 | 0 | ||
ROKA BIOSCIENCE INC | COM | 775431109 | 282 | 405,500 | SH | DFND | 405,500 | 0 | 0 | ||
SPIRIT AIRLS INC | COM | 848577102 | 425 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
SYNERON MEDICAL LTD | ORD SHS | M87245102 | 12,172 | 1,700,000 | SH | DFND | 1,700,000 | 0 | 0 | ||
VIVEVE MED INC | COM NEW | 92852W204 | 343 | 47,434 | SH | DFND | 47,434 | 0 | 0 | ||
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 3,263 | 83,200 | SH | DFND | 83,200 | 0 | 0 |