The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,093 | 6,200 | SH | SOLE | 6,200 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 288 | 22,822 | SH | SOLE | 22,822 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 316 | 406 | SH | SOLE | 406 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 681 | 10,768 | SH | SOLE | 10,768 | 0 | 0 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 226 | 14,561 | SH | SOLE | 14,561 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 878 | 16,283 | SH | SOLE | 16,283 | 0 | 0 | ||
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 1,935 | 27,458 | SH | SOLE | 27,458 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 11,348 | 157,990 | SH | SOLE | 157,990 | 0 | 0 | ||
CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | 356 | 12,700 | SH | SOLE | 12,700 | 0 | 0 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 1,932 | 25,661 | SH | SOLE | 25,661 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 449 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 1,266 | 125,075 | SH | SOLE | 125,075 | 0 | 0 | ||
DISCOVER FINL SVCS | COM | 254709108 | 1,453 | 25,702 | SH | SOLE | 25,702 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 873 | 9,401 | SH | SOLE | 9,401 | 0 | 0 | ||
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 776 | 30,201 | SH | SOLE | 30,201 | 0 | 0 | ||
DOW CHEM CO | COM | 260543103 | 1,102 | 22,369 | SH | SOLE | 22,369 | 0 | 0 | ||
EASTMAN CHEM CO | COM | 277432100 | 2,041 | 30,158 | SH | SOLE | 30,158 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 493 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 513 | 37,840 | SH | SOLE | 37,840 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 440 | 32,097 | SH | SOLE | 32,097 | 0 | 0 | ||
EDISON INTL | COM | 281020107 | 1,926 | 26,652 | SH | SOLE | 26,652 | 0 | 0 | ||
EXTRA SPACE STORAGE INC | COM | 30225T102 | 1,115 | 14,045 | SH | SOLE | 14,045 | 0 | 0 | ||
GRAINGER W W INC | COM | 384802104 | 1,326 | 5,899 | SH | SOLE | 5,899 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 2,069 | 16,675 | SH | SOLE | 16,675 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 1,014 | 8,700 | SH | SOLE | 8,700 | 0 | 0 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 372 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
IRON MTN INC NEW | COM | 46284V101 | 1,932 | 51,483 | SH | SOLE | 51,483 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 235 | 1,710 | SH | SOLE | 1,710 | 0 | 0 | ||
ISHARES TR | 7-10 Y TR BD ETF | 464287440 | 419 | 3,741 | SH | SOLE | 3,741 | 0 | 0 | ||
ISHARES TR | FLTG RATE BD ETF | 46429B655 | 660 | 13,003 | SH | SOLE | 13,003 | 0 | 0 | ||
ISHARES TR | MRG RL ES CP ETF | 464288539 | 1,131 | 107,581 | SH | SOLE | 107,581 | 0 | 0 | ||
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 939 | 3,244 | SH | SOLE | 3,244 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 266 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
KELLOGG CO | COM | 487836108 | 271 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 782 | 6,200 | SH | SOLE | 6,200 | 0 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 402 | 64,300 | SH | SOLE | 64,300 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,979 | 8,257 | SH | SOLE | 8,257 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 1,973 | 17,105 | SH | SOLE | 17,105 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 605 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 453 | 8,258 | SH | SOLE | 8,258 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 581 | 13,588 | SH | SOLE | 13,588 | 0 | 0 | ||
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 2,389 | 31,321 | SH | SOLE | 31,321 | 0 | 0 | ||
MURPHY OIL CORP | COM | 626717102 | 1,610 | 52,952 | SH | SOLE | 52,952 | 0 | 0 | ||
NAVIENT CORP | COM | 63938C108 | 2,431 | 168,006 | SH | SOLE | 168,006 | 0 | 0 | ||
NEURALSTEM INC | COM | 64127R302 | 684 | 2,137,061 | SH | SOLE | 2,137,061 | 0 | 0 | ||
NUVEEN CAL AMT-FREE MUN INC | COM | 670651108 | 231 | 13,888 | SH | SOLE | 13,888 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 2,226 | 43,312 | SH | SOLE | 43,312 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 2,472 | 72,984 | SH | SOLE | 72,984 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 710 | 30,598 | SH | SOLE | 30,598 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 324 | 1,501 | SH | SOLE | 1,501 | 0 | 0 | ||
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 115 | 24,577 | SH | SOLE | 24,577 | 0 | 0 | ||
SYNGENTA AG | SPONSORED ADR | 87160A100 | 1,969 | 22,481 | SH | SOLE | 22,481 | 0 | 0 | ||
SYSCO CORP | COM | 871829107 | 623 | 12,703 | SH | SOLE | 12,703 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 1,988 | 28,147 | SH | SOLE | 28,147 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 574 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 191 | 26,585 | SH | SOLE | 26,585 | 0 | 0 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 580 | 114,755 | SH | SOLE | 114,755 | 0 | 0 | ||
WEYERHAEUSER CO | COM | 962166104 | 1,410 | 44,138 | SH | SOLE | 44,138 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 466 | 2,876 | SH | SOLE | 2,876 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 2,179 | 22,367 | SH | SOLE | 22,367 | 0 | 0 |