The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Air Methods Corp | COM PAR $.06 | 009128307 | 344 | 8,000 | SH | OTR | 1,2 | 0 | 8,000 | 0 | |
Alere Inc | COM | 01449j105 | 1,887 | 47,500 | SH | OTR | 1,2 | 0 | 47,500 | 0 | |
Allied Wrld Assur Com Hldg A | SHS | h01531104 | 4,381 | 82,500 | SH | OTR | 1,2 | 0 | 82,500 | 0 | |
American Axle & Mfg Hldgs In | COM | 024061103 | 235 | 12,500 | SH | OTR | 1,2 | 0 | 12,500 | 0 | |
Apple Inc | COM | 037833100 | 317 | 2,210 | SH | OTR | 1,2 | 0 | 2,210 | 0 | |
Astoria Finl Corp | COM | 046265104 | 246 | 12,000 | SH | OTR | 1,2 | 0 | 12,000 | 0 | |
B/E Aerospace Inc | COM | 073302101 | 2,388 | 37,245 | SH | OTR | 1,2 | 0 | 37,245 | 0 | |
Barnes & Noble Inc. | COM | 067774109 | 359 | 38,839 | SH | OTR | 1,2 | 0 | 38,839 | 0 | |
Berry Plastics Group Inc | COM | 08579w103 | 243 | 5,007 | SH | OTR | 1,2 | 0 | 5,007 | 0 | |
Bristol Myers Squibb Co | COM | 110122108 | 680 | 12,500 | SH | OTR | 1,2 | 0 | 12,500 | 0 | |
Bristol Myers Squibb Co | PUT | 110122958 | 544 | 10,000 | SH | Put | OTR | 1,2 | 0 | 10,000 | 0 |
Brocade Communications Sys I | COM NEW | 111621306 | 1,691 | 135,500 | SH | OTR | 1,2 | 0 | 135,500 | 0 | |
Cdn Imperial Bk Comm Toronto | COM | 136069101 | 259 | 3,000 | SH | OTR | 1,2 | 0 | 3,000 | 0 | |
CEB Inc | COM | 125134106 | 1,376 | 17,500 | SH | OTR | 1,2 | 0 | 17,500 | 0 | |
CenturyLink Inc | COM | 156700106 | 296 | 12,540 | SH | OTR | 1,2 | 0 | 12,540 | 0 | |
Williams Clayton Energy Inc | COM | 969490101 | 2,140 | 16,200 | SH | OTR | 1,2 | 0 | 16,200 | 0 | |
Community Helath CVR | RIGHT 99/99/9999 | 203668116 | 1 | 160,000 | SH | OTR | 1,2 | 0 | 160,000 | 0 | |
Dell Technologies Inc | COM CL V | 24703L103 | 2,499 | 39,000 | SH | OTR | 1,2 | 0 | 39,000 | 0 | |
Digitalglobe Inc | COM NEW | 25389M877 | 328 | 10,000 | SH | OTR | 1,2 | 0 | 10,000 | 0 | |
Dominion Diamond Corp | COM | 257287102 | 632 | 50,000 | SH | OTR | 1,2 | 0 | 50,000 | 0 | |
Exar Corp | COM | 300645108 | 1,301 | 100,000 | SH | OTR | 1,2 | 0 | 100,000 | 0 | |
Exxon Mobil Corp | COM | 30231G102 | 1,444 | 17,609 | SH | OTR | 1,2 | 0 | 17,609 | 0 | |
Exxon Mobil Corp | PUT | 30231G952 | 1,640 | 20,000 | SH | Put | OTR | 1,2 | 0 | 20,000 | 0 |
Fred's Inc | CL A | 356108100 | 590 | 45,000 | SH | OTR | 1,2 | 0 | 45,000 | 0 | |
Gigpeak Inc | COM | 37518q109 | 924 | 300,000 | SH | OTR | 1,2 | 0 | 300,000 | 0 | |
Headwaters Inc | COM | 42210p102 | 2,465 | 105,000 | SH | OTR | 1,2 | 0 | 105,000 | 0 | |
Ixia | COM | 45071r109 | 216 | 11,000 | SH | OTR | 1,2 | 0 | 11,000 | 0 | |
Joy Global Inc | COM | 481165108 | 3,673 | 130,000 | SH | OTR | 1,2 | 0 | 130,000 | 0 | |
Kate Spade & Co | COM | 485865109 | 987 | 42,500 | SH | OTR | 1,2 | 0 | 42,500 | 0 | |
Maxim Integrated Prods Inc | COM | 57772k101 | 266 | 5,924 | SH | OTR | 1,2 | 0 | 5,924 | 0 | |
Mead Johnson Nutrition Co | COM | 582839106 | 4,988 | 56,000 | SH | OTR | 1,2 | 0 | 56,000 | 0 | |
Microsemi Corp | COM | 595137100 | 258 | 5,000 | SH | OTR | 1,2 | 0 | 5,000 | 0 | |
Mobileye N V Amstelveen | ORD SHS | n51488117 | 4,298 | 70,000 | SH | OTR | 1,2 | 0 | 70,000 | 0 | |
Monsanto Co New | COM | 61166W101 | 6,679 | 59,000 | SH | OTR | 1,2 | 0 | 59,000 | 0 | |
Multi Packaging Solutions In | COM | g6331w109 | 539 | 30,000 | SH | OTR | 1,2 | 0 | 30,000 | 0 | |
Nimble Storage Inc | COM | 65440r101 | 2,500 | 200,000 | SH | OTR | 1,2 | 0 | 200,000 | 0 | |
NXP Semiconductors NV | COM | n6596x109 | 10,557 | 102,000 | SH | OTR | 1,2 | 0 | 102,000 | 0 | |
Och-Ziff Cap Mgmt Group | CL A | 67551u105 | 90 | 40,000 | SH | OTR | 1,2 | 0 | 40,000 | 0 | |
Packaging Corp Amer | COM | 695156109 | 641 | 7,000 | SH | OTR | 1,2 | 0 | 7,000 | 0 | |
Pandora Media Inc | COM | 698354107 | 236 | 20,000 | SH | OTR | 1,2 | 0 | 20,000 | 0 | |
Perkinelmer Inc | COM | 714046109 | 201 | 3,462 | SH | OTR | 1,2 | 0 | 3,462 | 0 | |
Perrigo Co PLC | PUT | g97822953 | 664 | 10,000 | SH | Put | OTR | 1,2 | 0 | 10,000 | 0 |
Privatebancorp Inc | COM | 742962103 | 3,562 | 60,000 | SH | OTR | 1,2 | 0 | 60,000 | 0 | |
Reynolds American Inc | COM | 761713106 | 12,509 | 198,500 | SH | OTR | 1,2 | 0 | 198,500 | 0 | |
Rite Aid Corp | COM | 767754104 | 278 | 65,500 | SH | OTR | 1,2 | 0 | 65,500 | 0 | |
Rite Aid Corp | PUT | 767754954 | 363 | 85,500 | SH | Put | OTR | 1,2 | 0 | 85,500 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,357 | 10,000 | SH | OTR | 1,2 | 0 | 10,000 | 0 | |
Sherwin Williams Co | COM | 824348106 | 310 | 1,000 | SH | OTR | 1,2 | 0 | 1,000 | 0 | |
Sterling Bancorp Del | PUT | 85917a950 | 237 | 10,000 | SH | Put | OTR | 1,2 | 0 | 10,000 | 0 |
Syngenta Ag-Adr | SPONSORED ADR | 87160A100 | 3,452 | 39,000 | SH | OTR | 1,2 | 0 | 39,000 | 0 | |
Theravance Biopharma Inc | COM | g8807b106 | 228 | 6,194 | SH | OTR | 1,2 | 0 | 6,194 | 0 | |
Time Inc New | COM | 887228104 | 677 | 35,000 | SH | OTR | 1,2 | 0 | 35,000 | 0 | |
Time Inc New | PUT | 887228954 | 331 | 17,100 | SH | Put | OTR | 1,2 | 0 | 17,100 | 0 |
Time Warner Inc | COM NEW | 887317303 | 5,374 | 55,000 | SH | OTR | 1,2 | 0 | 55,000 | 0 | |
Time Warner Inc | PUT | 887317953 | 1,954 | 20,000 | SH | Put | OTR | 1,2 | 0 | 20,000 | 0 |
Unilever NV | N Y SHS NEW | 904784709 | 497 | 10,000 | SH | OTR | 1,2 | 0 | 10,000 | 0 | |
UnitedHealth Group Inc | COM | 91324P102 | 711 | 4,334 | SH | OTR | 1,2 | 0 | 4,334 | 0 | |
Universal American Corp New | COM | 91338e101 | 2,841 | 285,000 | SH | OTR | 1,2 | 0 | 285,000 | 0 | |
Valspar Corp | COM | 920355104 | 4,493 | 40,500 | SH | OTR | 1,2 | 0 | 40,500 | 0 | |
VCA Inc | COM | 918194101 | 3,203 | 35,000 | SH | OTR | 1,2 | 0 | 35,000 | 0 | |
VCA Inc | PUT | 918194951 | 888 | 9,700 | SH | Put | OTR | 1,2 | 0 | 9,700 | 0 |
Western Refining Inc | COM | 959319104 | 4,436 | 126,500 | SH | OTR | 1,2 | 0 | 126,500 | 0 | |
Whitewave Foods Co | COM | 966244105 | 9,321 | 166,000 | SH | OTR | 1,2 | 0 | 166,000 | 0 | |
Windstream Hldgs Inc | COM NEW | 97382A200 | 57 | 10,439 | SH | OTR | 1,2 | 0 | 10,439 | 0 | |
Zeltiq Aesthetics Inc | COM | 98933q108 | 3,893 | 70,000 | SH | OTR | 1,2 | 0 | 70,000 | 0 | |
Zoetis Inc | CL A | 98978V103 | 267 | 5,000 | SH | OTR | 1,2 | 0 | 5,000 | 0 |