The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 20,981 | 2,280,531 | SH | SOLE | 2,280,531 | 0 | 0 | ||
AMERICAS CAR MART INC | COM | 03062T105 | 3,070 | 84,214 | SH | SOLE | 84,214 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 10,282 | 9,700,043 | SH | SOLE | 9,700,043 | 0 | 0 | ||
BANCORP INC DEL | COM | 05969A105 | 19,072 | 3,739,697 | SH | SOLE | 3,739,697 | 0 | 0 | ||
BRIDGEPOINT ED INC | COM | 10807M105 | 20,772 | 1,946,761 | SH | SOLE | 1,946,761 | 0 | 0 | ||
CARDCONNECT CORP | COM | 14141X108 | 8,922 | 675,926 | SH | SOLE | 675,926 | 0 | 0 | ||
CHEMOCENTRYX INC | COM | 16383L106 | 4,407 | 605,353 | SH | SOLE | 605,353 | 0 | 0 | ||
CITI TRENDS INC | COM | 17306X102 | 11,719 | 689,352 | SH | SOLE | 689,352 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 28,792 | 5,998,322 | SH | SOLE | 5,998,322 | 0 | 0 | ||
COGENTIX MED INC | COM | 19243A104 | 6,188 | 3,362,995 | SH | SOLE | 3,362,995 | 0 | 0 | ||
DOLBY LABORATORIES INC | COM | 25659T107 | 47,300 | 902,507 | SH | SOLE | 902,507 | 0 | 0 | ||
DOLBY LABORATORIES INC | COM | 25659T107 | 10,482 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
DOLBY LABORATORIES INC | COM | 25659T107 | 36,687 | 700,000 | SH | Call | SOLE | 700,000 | 0 | 0 | |
DOVER DOWNS GAMING & ENTMT I | COM | 260095104 | 1,344 | 1,280,120 | SH | SOLE | 1,280,120 | 0 | 0 | ||
DOVER MOTORSPORTS INC | COM | 260174107 | 3,797 | 1,725,789 | SH | SOLE | 1,725,789 | 0 | 0 | ||
EMMIS COMMUNICATIONS CORP | COM NEW CL A | 291525400 | 2,599 | 1,060,802 | SH | SOLE | 1,060,802 | 0 | 0 | ||
EVOLUTION PETROLEUM CORP | COM | 30049A107 | 4,505 | 563,171 | SH | SOLE | 563,171 | 0 | 0 | ||
EZCORP INC | CL A NON VTG | 302301106 | 3,150 | 386,494 | SH | SOLE | 386,494 | 0 | 0 | ||
EZCORP INC | NOTE 2.625% 6/1 | 302301AB2 | 5,184 | 5,500,000 | PRN | SOLE | 5,500,000 | 0 | 0 | ||
FALCONSTOR SOFTWARE INC | COM | 306137100 | 1,130 | 2,841,368 | SH | SOLE | 2,841,368 | 0 | 0 | ||
FB FINL CORP | COM | 30257X104 | 1,768 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 8,744 | 800,000 | SH | Call | SOLE | 800,000 | 0 | 0 | |
FINTECH ACQUISITION CORP II | UNIT 99/99/9999 | 31810G208 | 5,100 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
FIRSTCASH INC | COM | 33767D105 | 43,437 | 883,772 | SH | SOLE | 883,772 | 0 | 0 | ||
GAMESTOP CORP NEW | CL A | 36467W109 | 6,765 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 7,204 | 2,258,163 | SH | SOLE | 2,258,163 | 0 | 0 | ||
GOLDEN ENTMT INC | COM | 381013101 | 14,174 | 1,071,329 | SH | SOLE | 1,071,329 | 0 | 0 | ||
INVENTURE FOODS INC | COM | 461212102 | 920 | 208,181 | SH | SOLE | 208,181 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 24,746 | 180,000 | SH | Put | SOLE | 180,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 20,622 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 54,992 | 400,000 | SH | Put | SOLE | 400,000 | 0 | 0 | |
LINCOLN EDL SVCS CORP | COM | 533535100 | 6,319 | 2,248,899 | SH | SOLE | 2,248,899 | 0 | 0 | ||
LUXFER HLDGS PLC | SPONSORED ADR | 550678106 | 18,925 | 1,556,293 | SH | SOLE | 1,556,293 | 0 | 0 | ||
META FINL GROUP INC | COM | 59100U108 | 38,758 | 437,947 | SH | SOLE | 437,947 | 0 | 0 | ||
MFC BANCORP LTD | COM | 55278T105 | 602 | 337,978 | SH | SOLE | 337,978 | 0 | 0 | ||
ON DECK CAP INC | COM | 682163100 | 8,951 | 1,776,026 | SH | SOLE | 1,776,026 | 0 | 0 | ||
OWENS RLTY MTG INC | COM | 690828108 | 11,524 | 647,403 | SH | SOLE | 647,403 | 0 | 0 | ||
PAIN THERAPEUTICS INC | COM | 69562K100 | 2,170 | 2,429,353 | SH | SOLE | 2,429,353 | 0 | 0 | ||
QAD INC | CL A | 74727D306 | 15,337 | 550,714 | SH | SOLE | 550,714 | 0 | 0 | ||
QAD INC | CL A | 74727D306 | 4,407 | 158,240 | SH | SOLE | 158,240 | 0 | 0 | ||
RADIANT LOGISTICS INC | COM | 75025X100 | 5,904 | 1,180,754 | SH | SOLE | 1,180,754 | 0 | 0 | ||
REPUBLIC BANCORP KY | CL A | 760281204 | 253 | 7,371 | SH | SOLE | 7,371 | 0 | 0 | ||
RH | COM | 74967X103 | 18,504 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
SCICLONE PHARMACEUTICALS INC | COM | 80862K104 | 18,535 | 1,891,328 | SH | SOLE | 1,891,328 | 0 | 0 | ||
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 5,219 | 220,675 | SH | SOLE | 220,675 | 0 | 0 | ||
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 45,881 | 1,940,000 | SH | Call | SOLE | 1,940,000 | 0 | 0 | |
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 23,650 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
SEARS HLDGS CORP | COM | 812350106 | 5,745 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
SEARS HOMETOWN & OUTLET STOR | COM | 812362101 | 1,907 | 488,976 | SH | SOLE | 488,976 | 0 | 0 | ||
SODASTREAM INTERNATIONAL LTD | USD SHS | M9068E105 | 35,976 | 742,843 | SH | SOLE | 742,843 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 35,361 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 70,722 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 8,192 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
STERLING CONSTRUCTION CO INC | COM | 859241101 | 2,383 | 257,604 | SH | SOLE | 257,604 | 0 | 0 | ||
STREAMLINE HEALTH SOLUTIONS | COM | 86323X106 | 1,506 | 1,476,225 | SH | SOLE | 1,476,225 | 0 | 0 | ||
TRANS WORLD ENTMT CORP | COM | 89336Q100 | 3,012 | 1,771,613 | SH | SOLE | 1,771,613 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 2,312 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 2,304 | 667,946 | SH | SOLE | 667,946 | 0 | 0 | ||
WORLD ACCEP CORP DEL | COM | 981419104 | 20,420 | 394,354 | SH | SOLE | 394,354 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 44,109 | 950,425 | SH | SOLE | 950,425 | 0 | 0 |