The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Activision Blizzard Inc | Common | 00507V109 | 8,218 | 142,750 | SH | SOLE | 142,750 | 0 | 0 | ||
Adobe Systems Inc | Common | 00724F101 | 7,369 | 52,100 | SH | SOLE | 52,100 | 0 | 0 | ||
Agnico Eagle Mines Ltd | Common | 008474108 | 374 | 8,300 | SH | SOLE | 8,300 | 0 | 0 | ||
Albemarle Corp | Common | 012653101 | 14,670 | 139,000 | SH | SOLE | 139,000 | 0 | 0 | ||
Algonquin Power & Utilities Corp | Common | 015857105 | 31,334 | 2,972,892 | SH | SOLE | 2,972,892 | 0 | 0 | ||
Alibaba Group Holding Ltd | Common | 01609W102 | 465 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | ||
Alphabet Inc | Common | 02079K107 | 8,542 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
Altria Group Inc | Common | 02209S103 | 834 | 11,200 | SH | SOLE | 11,200 | 0 | 0 | ||
Amazon.com Inc | Common | 023135106 | 10,938 | 11,300 | SH | SOLE | 11,300 | 0 | 0 | ||
American Water Works Company Inc | Common | 030420103 | 538 | 6,900 | SH | SOLE | 6,900 | 0 | 0 | ||
Anthem Inc | Common | 036752103 | 18,738 | 99,600 | SH | SOLE | 99,600 | 0 | 0 | ||
Apple Inc | Common | 037833100 | 24,824 | 172,366 | SH | SOLE | 172,366 | 0 | 0 | ||
Autodesk Inc | Common | 052769106 | 635 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
Bank of America Corp | Common | 060505104 | 21,046 | 867,520 | SH | SOLE | 867,520 | 0 | 0 | ||
BlackBerry Ltd | Common | 09228F103 | 4,075 | 407,900 | SH | SOLE | 407,900 | 0 | 0 | ||
BlackRock Inc | Common | 09247X101 | 1,183 | 2,800 | SH | SOLE | 2,800 | 0 | 0 | ||
Boeing Co | Common | 097023105 | 11,212 | 56,700 | SH | SOLE | 56,700 | 0 | 0 | ||
Boston Scientific Corp | Common | 101137107 | 5,588 | 201,600 | SH | SOLE | 201,600 | 0 | 0 | ||
Broadcom Ltd | Common | Y09827109 | 8,506 | 36,500 | SH | SOLE | 36,500 | 0 | 0 | ||
Brookfield Asset Management Inc | Common | 112585104 | 19,850 | 506,258 | SH | SOLE | 506,258 | 0 | 0 | ||
Canadian National Railway Co | Common | 136375102 | 20,692 | 255,300 | SH | SOLE | 255,300 | 0 | 0 | ||
Celgene Corp | Common | 151020104 | 6,091 | 46,900 | SH | SOLE | 46,900 | 0 | 0 | ||
CGI Group Inc | Common | 39945C109 | 2,096 | 41,050 | SH | SOLE | 41,050 | 0 | 0 | ||
Citigroup Inc | Common | 172967424 | 29,671 | 443,650 | SH | SOLE | 443,650 | 0 | 0 | ||
Comcast Corp | Common | 20030N101 | 11,688 | 300,300 | SH | SOLE | 300,300 | 0 | 0 | ||
Comerica Inc | Common | 200340107 | 6,218 | 84,900 | SH | SOLE | 84,900 | 0 | 0 | ||
Corning Inc | Common | 219350105 | 14,307 | 476,100 | SH | SOLE | 476,100 | 0 | 0 | ||
D.R. Horton Inc | Common | 23331A109 | 716 | 20,700 | SH | SOLE | 20,700 | 0 | 0 | ||
Deutsche X-trackers Hvst CSI 300 China A-Shs ETF | ETP | 233051879 | 3,026 | 111,000 | SH | SOLE | 111,000 | 0 | 0 | ||
Dow Chemical Co | Common | 260543103 | 11,674 | 185,100 | SH | SOLE | 185,100 | 0 | 0 | ||
ETRADE Financial Corp | Common | 269246401 | 5,457 | 143,500 | SH | SOLE | 143,500 | 0 | 0 | ||
Eaton Corporation PLC | Common | G29183103 | 11,994 | 154,100 | SH | SOLE | 154,100 | 0 | 0 | ||
Ecolab Inc | Common | 278865100 | 8,788 | 66,200 | SH | SOLE | 66,200 | 0 | 0 | ||
Electronic Arts Inc | Common | 285512109 | 666 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
Eli Lilly and Co | Common | 532457108 | 576 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
Facebook Inc | Common | 30303M102 | 12,796 | 84,750 | SH | SOLE | 84,750 | 0 | 0 | ||
Financial Select Sector SPDR Fund | ETP | 81369Y605 | 2,319 | 94,000 | SH | SOLE | 94,000 | 0 | 0 | ||
First Republic Bank | Common | 33616C100 | 6,298 | 62,920 | SH | SOLE | 62,920 | 0 | 0 | ||
First Tr Morningstar Dividend Leaders Index Fund | ETP | 336917109 | 419 | 14,900 | SH | SOLE | 14,900 | 0 | 0 | ||
First Trust Cloud Computing ETF | ETP | 33734X192 | 1,710 | 43,300 | SH | SOLE | 43,300 | 0 | 0 | ||
First Trust Dow Jones Internet Index Fund | ETP | 33733E302 | 4,282 | 45,200 | SH | SOLE | 45,200 | 0 | 0 | ||
First Trust Industrials/Producer Drbls AlphaDEX Fd | ETP | 33734X150 | 2,394 | 67,700 | SH | SOLE | 67,700 | 0 | 0 | ||
First Trust Technology AlphaDEX Fund | ETP | 33734X176 | 1,023 | 23,500 | SH | SOLE | 23,500 | 0 | 0 | ||
Fiserv Inc | Common | 337738108 | 3,735 | 30,530 | SH | SOLE | 30,530 | 0 | 0 | ||
Fortive Corp | Common | 34959J108 | 5,584 | 88,150 | SH | SOLE | 88,150 | 0 | 0 | ||
Franco-Nevada Corp | Common | 351858105 | 20,797 | 288,200 | SH | SOLE | 288,200 | 0 | 0 | ||
Franklin Resources Inc | Common | 354613101 | 735 | 16,400 | SH | SOLE | 16,400 | 0 | 0 | ||
General Dynamics Corp | Common | 369550108 | 19,889 | 100,400 | SH | SOLE | 100,400 | 0 | 0 | ||
Global X China Consumer ETF | ETP | 37950E408 | 1,050 | 71,900 | SH | SOLE | 71,900 | 0 | 0 | ||
Global X Lithium & Battery Tech ETF | ETP | 37954Y855 | 4,135 | 142,500 | SH | SOLE | 142,500 | 0 | 0 | ||
Global X Social Media ETF | ETP | 37950E416 | 2,344 | 82,900 | SH | SOLE | 82,900 | 0 | 0 | ||
Guggenheim Invest Solar ETF | ETP | 18383Q739 | 1,468 | 73,800 | SH | SOLE | 73,800 | 0 | 0 | ||
Guggenheim MSCI Global Timber ETF | ETP | 18383Q879 | 3,783 | 132,400 | SH | SOLE | 132,400 | 0 | 0 | ||
Guidewire Software Inc | Common | 40171V100 | 4,150 | 60,400 | SH | SOLE | 60,400 | 0 | 0 | ||
Home Depot Inc | Common | 437076102 | 17,894 | 116,650 | SH | SOLE | 116,650 | 0 | 0 | ||
IDEXX Laboratories Inc | Common | 45168D104 | 14,911 | 92,375 | SH | SOLE | 92,375 | 0 | 0 | ||
Ingersoll-Rand PLC | Common | G47791101 | 18,709 | 204,720 | SH | SOLE | 204,720 | 0 | 0 | ||
iShares Asia 50 ETF | ETP | 464288430 | 2,104 | 36,800 | SH | SOLE | 36,800 | 0 | 0 | ||
iShares Core S&P Small-Cap ETF | ETP | 464287804 | 3,625 | 51,700 | SH | SOLE | 51,700 | 0 | 0 | ||
iShares India 50 ETF | ETP | 464289529 | 3,274 | 97,400 | SH | SOLE | 97,400 | 0 | 0 | ||
iShares MSCI Emerging Markets ETF | ETP | 464287234 | 1,267 | 30,600 | SH | SOLE | 30,600 | 0 | 0 | ||
iShares MSCI South Korea Capped ETF | ETP | 464286772 | 1,668 | 24,600 | SH | SOLE | 24,600 | 0 | 0 | ||
iShares MSCI Taiwan Capped ETF | ETP | 46434G772 | 3,583 | 100,200 | SH | SOLE | 100,200 | 0 | 0 | ||
iShares PHLX Semiconductor ETF | ETP | 464287523 | 1,682 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
iShares Russell 2000 ETF | ETP | 464287655 | 5,017 | 35,600 | SH | SOLE | 35,600 | 0 | 0 | ||
iShares Russell 2000 Growth ETF | ETP | 464287648 | 3,662 | 21,700 | SH | SOLE | 21,700 | 0 | 0 | ||
iShares S&P Small-Cap 600 Growth ETF | ETP | 464287887 | 4,382 | 28,100 | SH | SOLE | 28,100 | 0 | 0 | ||
iShares S&P Small-Cap 600 Value ETF | ETP | 464287879 | 1,902 | 13,600 | SH | SOLE | 13,600 | 0 | 0 | ||
iShares Transportation Average ETF | ETP | 464287192 | 3,682 | 21,400 | SH | SOLE | 21,400 | 0 | 0 | ||
iShares US Aerospace & Defense ETF | ETP | 464288760 | 3,855 | 24,500 | SH | SOLE | 24,500 | 0 | 0 | ||
iShares US Broker-Dealers & Securities Exch ETF | ETP | 464288794 | 4,743 | 89,000 | SH | SOLE | 89,000 | 0 | 0 | ||
iShares US Healthcare ETF | ETP | 464287762 | 2,128 | 12,800 | SH | SOLE | 12,800 | 0 | 0 | ||
iShares US Healthcare Providers ETF | ETP | 464288828 | 2,585 | 17,400 | SH | SOLE | 17,400 | 0 | 0 | ||
iShares US Home Construction ETF | ETP | 464288752 | 5,033 | 148,300 | SH | SOLE | 148,300 | 0 | 0 | ||
iShares US Industrials ETF | ETP | 464287754 | 4,090 | 31,100 | SH | SOLE | 31,100 | 0 | 0 | ||
iShares US Medical Devices ETF | ETP | 464288810 | 3,432 | 20,600 | SH | SOLE | 20,600 | 0 | 0 | ||
Johnson & Johnson | Common | 478160104 | 18,593 | 140,550 | SH | SOLE | 140,550 | 0 | 0 | ||
JPMorgan Chase & Co | Common | 46625H100 | 6,160 | 67,400 | SH | SOLE | 67,400 | 0 | 0 | ||
Kinder Morgan Inc | Preferred | 49456B200 | 768 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
KraneShares CSI China Internet ETF | ETP | 500767306 | 1,466 | 30,600 | SH | SOLE | 30,600 | 0 | 0 | ||
Louisiana-Pacific Corp | Common | 546347105 | 492 | 20,400 | SH | SOLE | 20,400 | 0 | 0 | ||
Martin Marietta Materials Inc | Common | 573284106 | 556 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
MasTec Inc | Common | 576323109 | 515 | 11,400 | SH | SOLE | 11,400 | 0 | 0 | ||
McDonald's Corp | Common | 580135101 | 942 | 6,150 | SH | SOLE | 6,150 | 0 | 0 | ||
Merck & Co Inc | Common | 58933Y105 | 577 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
Microchip Technology Inc | Common | 595017104 | 10,921 | 141,500 | SH | SOLE | 141,500 | 0 | 0 | ||
Microsoft Corp | Common | 594918104 | 27,153 | 393,925 | SH | SOLE | 393,925 | 0 | 0 | ||
Morgan Stanley | Common | 617446448 | 10,222 | 229,400 | SH | SOLE | 229,400 | 0 | 0 | ||
NextEra Energy Inc | Common | 65339F101 | 16,353 | 116,700 | SH | SOLE | 116,700 | 0 | 0 | ||
Northrop Grumman Corp | Common | 666807102 | 20,100 | 78,300 | SH | SOLE | 78,300 | 0 | 0 | ||
NVIDIA Corp | Common | 67066G104 | 7,871 | 54,450 | SH | SOLE | 54,450 | 0 | 0 | ||
NXP Semiconductors NV | Common | N6596X109 | 580 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
Oracle Corp | Common | 68389X105 | 22,342 | 445,600 | SH | SOLE | 445,600 | 0 | 0 | ||
Owens Corning | Common | 690742101 | 13,029 | 194,700 | SH | SOLE | 194,700 | 0 | 0 | ||
PayPal Holdings Inc | Common | 70450Y103 | 875 | 16,300 | SH | SOLE | 16,300 | 0 | 0 | ||
Pembina Pipeline Corp | Common | 706327103 | 16,974 | 512,494 | SH | SOLE | 512,494 | 0 | 0 | ||
Playa Hotels & Resorts NV | Common | N70544106 | 461 | 38,600 | SH | SOLE | 38,600 | 0 | 0 | ||
PowerShares Dynamic Building & Construction ETF | ETP | 73935X666 | 2,516 | 84,300 | SH | SOLE | 84,300 | 0 | 0 | ||
PowerShares Dynamic Leisure & Entertainment ETF | ETP | 73935X757 | 4,055 | 97,700 | SH | SOLE | 97,700 | 0 | 0 | ||
PowerShares Nasdaq Internet ETF | ETP | 73935X146 | 2,176 | 21,100 | SH | SOLE | 21,100 | 0 | 0 | ||
Priceline Group Inc | Common | 741503403 | 748 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Prothena Corporation PLC | Common | G72800108 | 373 | 6,900 | SH | SOLE | 6,900 | 0 | 0 | ||
Prudential Financial Inc | Common | 744320102 | 714 | 6,600 | SH | SOLE | 6,600 | 0 | 0 | ||
Raytheon Co | Common | 755111507 | 28,777 | 178,210 | SH | SOLE | 178,210 | 0 | 0 | ||
Regeneron Pharmaceuticals Inc | Common | 75886F107 | 6,242 | 12,710 | SH | SOLE | 12,710 | 0 | 0 | ||
Reinsurance Group of America Inc | Common | 759351604 | 719 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
Restaurant Brands International Inc | Common | 76131D103 | 5,697 | 91,100 | SH | SOLE | 91,100 | 0 | 0 | ||
ROBO Global Robotics and Automation Index ETF | ETP | 301505707 | 4,230 | 123,400 | SH | SOLE | 123,400 | 0 | 0 | ||
Rockwell Automation Inc | Common | 773903109 | 9,220 | 56,925 | SH | SOLE | 56,925 | 0 | 0 | ||
Rogers Communications Inc | Common | 775109200 | 595 | 12,600 | SH | SOLE | 12,600 | 0 | 0 | ||
Royal Bank of Canada | Common | 780087102 | 14,480 | 199,670 | SH | SOLE | 199,670 | 0 | 0 | ||
Shaw Communications Inc | Common | 82028K200 | 8,287 | 380,300 | SH | SOLE | 380,300 | 0 | 0 | ||
Sherwin-Williams Co | Common | 824348106 | 13,617 | 38,800 | SH | SOLE | 38,800 | 0 | 0 | ||
Southwest Airlines Co | Common | 844741108 | 5,257 | 84,600 | SH | SOLE | 84,600 | 0 | 0 | ||
SPDR S&P Bank ETF | ETP | 78464A797 | 4,410 | 101,336 | SH | SOLE | 101,336 | 0 | 0 | ||
SPDR S&P Biotech ETF | ETP | 78464A870 | 3,689 | 47,800 | SH | SOLE | 47,800 | 0 | 0 | ||
SPDR S&P Capital Markets ETF | ETP | 78464A771 | 2,140 | 43,500 | SH | SOLE | 43,500 | 0 | 0 | ||
SPDR S&P Homebuilders ETF | ETP | 78464A888 | 5,028 | 130,500 | SH | SOLE | 130,500 | 0 | 0 | ||
SPDR S&P Insurance ETF | ETP | 78464A789 | 5,248 | 59,600 | SH | SOLE | 59,600 | 0 | 0 | ||
SPDR S&P Regional Banking ETF | ETP | 78464A698 | 4,033 | 73,400 | SH | SOLE | 73,400 | 0 | 0 | ||
SPDR S&P Semiconductor ETF | ETP | 78464A862 | 3,089 | 50,100 | SH | SOLE | 50,100 | 0 | 0 | ||
Stryker Corp | Common | 863667101 | 1,124 | 8,100 | SH | SOLE | 8,100 | 0 | 0 | ||
Take Two Interactive Software Inc | Common | 874054109 | 7,771 | 105,900 | SH | SOLE | 105,900 | 0 | 0 | ||
Teleflex Inc | Common | 879369106 | 1,626 | 7,825 | SH | SOLE | 7,825 | 0 | 0 | ||
Tesla Inc | Common | 88160R101 | 5,135 | 14,200 | SH | SOLE | 14,200 | 0 | 0 | ||
Texas Instruments Inc | Common | 882508104 | 5,454 | 70,900 | SH | SOLE | 70,900 | 0 | 0 | ||
Thomson Reuters Corp | Common | 884903105 | 3,650 | 78,850 | SH | SOLE | 78,850 | 0 | 0 | ||
TransCanada Corp | Common | 89353D107 | 644 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
Trimble Inc | Common | 896239100 | 963 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
UnitedHealth Group Inc | Common | 91324P102 | 17,454 | 94,130 | SH | SOLE | 94,130 | 0 | 0 | ||
US Global Jets ETF | ETP | 26922A842 | 4,243 | 134,600 | SH | SOLE | 134,600 | 0 | 0 | ||
VanEck Vectors India Small-Cap Index ETF | ETP | 92189F767 | 1,315 | 23,600 | SH | SOLE | 23,600 | 0 | 0 | ||
VanEck Vectors Steel ETF | ETP | 92189F205 | 1,879 | 48,800 | SH | SOLE | 48,800 | 0 | 0 | ||
Vanguard Consumer Discretionary Index Fund;ETF | ETP | 92204A108 | 4,032 | 28,400 | SH | SOLE | 28,400 | 0 | 0 | ||
Visa Inc | Common | 92826C839 | 26,244 | 279,850 | SH | SOLE | 279,850 | 0 | 0 | ||
Wal-Mart Stores Inc | Common | 931142103 | 8,052 | 106,400 | SH | SOLE | 106,400 | 0 | 0 | ||
Waste Connections Inc | Common | 94106B101 | 14,393 | 223,423 | SH | SOLE | 223,423 | 0 | 0 | ||
Western Digital Corp | Common | 958102105 | 4,377 | 49,400 | SH | SOLE | 49,400 | 0 | 0 | ||
WisdomTree Europe Hedged Equity Fund | ETP | 97717X701 | 1,889 | 30,300 | SH | SOLE | 30,300 | 0 | 0 | ||
WisdomTree Japan Hedged Equity ETF | ETP | 97717W851 | 3,635 | 69,900 | SH | SOLE | 69,900 | 0 | 0 | ||
WisdomTree US SmallCap Earnings Fund | ETP | 97717W562 | 2,788 | 84,900 | SH | SOLE | 84,900 | 0 | 0 | ||
XPO Logistics Inc | Common | 983793100 | 4,692 | 72,600 | SH | SOLE | 72,600 | 0 | 0 | ||
Zillow Group Inc | Common | 98954M200 | 5,474 | 111,700 | SH | SOLE | 111,700 | 0 | 0 | ||
Zymeworks Inc | Common | 98985W102 | 484 | 58,000 | SH | SOLE | 58,000 | 0 | 0 |