S-8 1 d433677ds8.htm FORM S-8 Form S-8

As filed with the Securities and Exchange Commission on July 24, 2017

Registration No. 333-            

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

Under

The Securities Act of 1933

 

 

Alphabet Inc.

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware   61-1767919
(State of Incorporation)  

(I.R.S. Employer

Identification Number)

1600 Amphitheatre Parkway

Mountain View, CA 94043

(650) 253-0000

(Address, including zip code, and telephone number, including area code,

of Registrant’s principal executive offices)

 

 

Alphabet Inc. 2012 Stock Plan

(Full title of the plan)

 

 

Larry Page

Chief Executive Officer

Alphabet Inc.

1600 Amphitheatre Parkway

Mountain View, CA 94043

(650) 253-0000

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

 

Pamela L. Marcogliese, Esq.

Cleary Gottlieb Steen & Hamilton LLP

One Liberty Plaza

New York, NY 10006

 

David C. Drummond, Esq.

Kent Walker, Esq

Alphabet Inc.

1600 Amphitheatre Parkway

Mountain View, CA 94043

(650) 253-0000

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer   ☐  (Do not check if a smaller reporting company)    Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

Calculation of Registration Fee

 

 

Title of Securities

To Be Registered

 

Amount

to be
Registered(1)

  Proposed
Maximum
Offering Price
Per Share(2)
  Proposed
Maximum
Aggregate
Offering Price(2)
  Amount of
Registration Fee(2)

Class C capital stock, par value $0.001 per share, to be issued under the Alphabet Inc. 2012 Stock Plan

  15,000,000   $954.99   $14,324,850,000   $1,660,250

Total

  15,000,000   $954.99   $14,324,850,000   $1,660,250

 

 

(1) Pursuant to Rule 416(a) of the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement on Form S-8 shall also cover any additional shares of the Registrant’s Class C capital stock as may become available for issuance pursuant to the Alphabet Inc. 2012 Stock Plan by reason of any stock dividend, stock split, recapitalization or other similar transaction affected without the receipt of consideration that results in an increase in the number of the Registrant’s outstanding shares of Class C capital stock.
(2) Estimated solely for the purposes of computing the amount of the registration fee. This registration fee has been calculated pursuant to Rule 457(h)(1) and Rule 457(c) of the Securities Act, based upon the average of the high and low prices of the Registrant’s Class C capital stock on July 17, 2017, as reported by NASDAQ, which was $954.99.

 

 

 


REGISTRATION OF ADDITIONAL SHARES PURSUANT TO GENERAL INSTRUCTION E

This Registration Statement on Form S-8 (the “Registration Statement”) is being filed by Alphabet Inc., a Delaware corporation (the “Registrant”), to register an additional 15,000,000 shares of its Class C capital stock, par value $0.001 per share, issuable to eligible employees, consultants, contractors and directors of the Registrant and its affiliates under the Registrant’s 2012 Stock Plan (the “Plan”). Accordingly, the contents of the previous Registration Statement on Form S-8 (File No. 333-212914) filed by the Registrant with the U.S. Securities and Exchange Commission (the “SEC”) on August 4, 2016 (the “Prior Registration Statement”) relating to the Plan, including periodic reports that we filed after the Prior Registration Statement to maintain current information about us, are incorporated by reference into the Registration Statement pursuant to General Instruction E of Form S-8. The Prior Registration Statement is currently effective.

Item 8. Exhibits.

The Index of Exhibits filed herewith and appearing immediately after the signature page to the Registration Statement is incorporated by reference in this Item 8.

 

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SIGNATURES

Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Mountain View, State of California, on July 24, 2017.

 

ALPHABET INC.
By:   /s/ Larry Page
  Larry Page
  Chief Executive Officer

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Larry Page, Ruth M. Porat, and David C. Drummond, and each of them acting individually, as his or her true and lawful attorney-in-fact, each with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities (unless revoked in writing), to sign any and all amendments (including post-effective amendments thereto) to the Registration Statement on Form S-8, and to file the same, with exhibits thereto and other documents in connection therewith, with the SEC, granting to such attorney-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as full to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that such attorney-in-fact and agents, or their or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act, the Registration Statement has been signed by the following persons in the capacities and on the dates indicated:

 

Signature

      

Title

 

Date

/s/ LARRY PAGE

Larry Page

    

Chief Executive Officer and Director (Principal Executive Officer)

  July 24, 2017

/s/ RUTH M. PORAT

Ruth M. Porat

    

Senior Vice President and Chief Financial Officer (Principal Financial Officer)

  July 24, 2017

 

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/s/ JAMES G. CAMPBELL

James G. Campbell

  

Vice President, Alphabet Corporate Controller (Principal Accounting Officer)

   July 24, 2017

/s/ ERIC E. SCHMIDT

Eric E. Schmidt

  

Executive Chairman of the Board of Directors

   July 24, 2017

/s/ SERGEY BRIN

Sergey Brin

  

President and Director

   July 24, 2017

/s/ L. JOHN DOERR

L. John Doerr

  

Director

   July 24, 2017

/s/ ROGER W. FERGUSON, JR.

Roger W. Ferguson, Jr.

  

Director

   July 24, 2017

/s/ DIANE B. GREENE

Diane B. Greene

  

Director

   July 24, 2017

/s/ JOHN L. HENNESSY

John L. Hennessy

  

Director

   July 24, 2017

/s/ ANN MATHER

Ann Mather

  

Director

   July 24, 2017

/s/ ALAN R. MULALLY

Alan R. Mulally

  

Director

   July 24, 2017

/s/ PAUL S. OTELLINI

Paul S. Otellini

  

Director

   July 24, 2017

/s/ SUNDAR PICHAI

Sundar Pichai

  

Director

   July 24, 2017

/s/ K. RAM SHRIRAM

K. Ram Shriram

  

Director

   July 24, 2017

/s/ SHIRLEY M. TILGHMAN

Shirley M. Tilghman

  

Director

   July 24, 2017

 

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ALPHABET INC.

REGISTRATION STATEMENT ON FORM S-8

INDEX OF EXHIBITS

 

Exhibit

Number

  

Description

3.01    Amended and Restated Certificate of Incorporation of Alphabet Inc., dated October 2, 2015 (incorporated by reference to Exhibit 3.1 filed with Registrant’s Current Report on Form 8-K12B (File No. 001-37580), as filed with the SEC on October 2, 2015)
3.02    Amended and Restated Bylaws of Alphabet Inc. (incorporated by reference to Exhibit 3.2 filed with Registrant’s Current Report on Form 8-K12B (File No. 001-37580), as filed with the SEC on October 2, 2015)
4.01    Alphabet Inc. 2012 Stock Plan (incorporated by reference to Exhibit 10.01 filed with Registrant’s Current Report on Form 8-K (File No. 001-37580), as filed with the SEC on June 9, 2017)
4.01.1    Alphabet Inc. 2012 Stock Plan – Form of Alphabet Inc. Restricted Stock Unit Agreement (incorporated by reference to Exhibit 10.02 filed with Registrant’s Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2016 (File No. 001-37580), as filed with the SEC on November 3, 2016)
5.01    Opinion of Cleary Gottlieb Steen & Hamilton LLP*
23.01    Consent of EY LLP, Independent Registered Public Accounting Firm*
23.02    Consent of Cleary Gottlieb Steen & Hamilton LLP (filed as part of Exhibit 5.01)*
24.01    Power of Attorney (included as part of the signature page of the Registration Statement)*

 

* Filed herewith

 

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