The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
APOLLO SR FLOATING RATE FD I COM 037636107 709 42,018 SH   DFND 1 0 42,018 0
APOLLO TACTICAL INCOME FD IN COM 037638103 385 23,648 SH   DFND 1 0 23,648 0
APPLE INC COM 037833100 1,535 10,661 SH   DFND 1 0 10,661 0
ARISTA NETWORKS INC COM 040413106 7,490 50,000 SH Put DFND 1 0 50,000 0
AUTOLIV INC COM 052800109 1,255 11,426 SH   DFND 1 0 11,426 0
BRT RLTY TR SH BEN INT NEW 055645303 99 82,512 SH   DFND 1 0 82,512 0
BAZAARVOICE INC COM 073271108 658 132,918 SH   DFND 1 0 132,918 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 255 1 SH   DFND 1 0 1 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 474 2,800 SH   DFND 1 0 2,800 0
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 254 10,938 SH   DFND 1 0 10,938 0
BRUNSWICK CORP COM 117043109 610 9,729 SH   DFND 1 0 9,729 0
CADIZ INC COM NEW 127537207 107 7,900 SH   DFND 1 0 7,900 0
CADIZ INC COM NEW 127537207 1,028 76,142 SH   DFND   0 76,142 0
CALAMP CORP COM 128126109 653 32,133 SH   DFND 1 0 32,133 0
CDN IMPERIAL BK COMM TORONTO COM 136069101 1,217 15,000 SH Put DFND 1 0 15,000 0
CARBONITE INC COM 141337105 603 27,670 SH   DFND 1 0 27,670 0
CARVANA CO CL A 146869102 1,100 53,758 SH   DFND 1 0 53,758 0
CREDIT ACCEP CORP MICH COM 225310101 1,337 5,200 SH   DFND 1 0 5,200 0
CRYOLIFE INC COM 228903100 579 29,000 SH   DFND 1 0 29,000 0
DISNEY WALT CO COM DISNEY 254687106 265 2,490 SH   DFND 1 0 2,490 0
DORMAN PRODUCTS INC COM 258278100 1,242 15,000 SH Put DFND 1 0 15,000 0
DOUBLELINE INCOME SOLUTIONS COM 258622109 1,767 85,546 SH   DFND 1 0 85,546 0
FIRST BANCORP N C COM 318910106 625 20,000 SH   DFND 1 0 20,000 0
FORD MTR CO DEL COM PAR $0.01 345370860 4,476 400,000 SH Put DFND 1 0 400,000 0
FORMFACTOR INC COM 346375108 362 29,189 SH   DFND 1 0 29,189 0
GARRISON CAP INC COM 366554103 483 58,435 SH   DFND 1 0 58,435 0
GORES HLDGS II INC COM CL A 382867109 1,505 150,000 SH   DFND 1 0 150,000 0
GORES HLDGS II INC *W EXP 03/06/202 382867117 75 50,000 SH   DFND 1 0 50,000 0
HC2 HLDGS INC COM 404139107 8,286 1,409,209 SH   DFND 1 0 1,409,209 0
HC2 HLDGS INC COM 404139107 149 25,302 SH   DFND   0 25,302 0
HANESBRANDS INC COM 410345102 892 38,500 SH Put DFND 1 0 38,500 0
HEXCEL CORP NEW COM 428291108 944 17,885 SH   DFND 1 0 17,885 0
HOME DEPOT INC COM 437076102 209 1,360 SH   DFND 1 0 1,360 0
IMMERSION CORP COM 452521107 758 83,440 SH   DFND 1 0 83,440 0
ISHARES MSCI BRZ CAP ETF 464286400 278 8,130 SH   DFND 1 0 8,130 0
ISHARES MIN VOL GBL ETF 464286525 1,129 14,269 SH   DFND 1 0 14,269 0
ISHARES MSCI TURKEY ETF 464286715 955 23,000 SH   DFND 1 0 23,000 0
ISHARES TR SELECT DIVID ETF 464287168 1,023 11,093 SH   DFND 1 0 11,093 0
ISHARES TR MSCI EMG MKT ETF 464287234 374 9,048 SH   DFND 1 0 9,048 0
ISHARES TR IBOXX INV CP ETF 464287242 1,274 10,572 SH   DFND 1 0 10,572 0
ISHARES TR MSCI EAFE ETF 464287465 1,420 21,782 SH   DFND 1 0 21,782 0
ISHARES TR RUS MID CAP ETF 464287499 3,418 17,793 SH   DFND 1 0 17,793 0
ISHARES TR CORE S&P MCP ETF 464287507 528 3,033 SH   DFND 1 0 3,033 0
ISHARES TR NASDQ BIOTEC ETF 464287556 656 2,114 SH   DFND 1 0 2,114 0
ISHARES TR RUS 1000 GRW ETF 464287614 244 2,053 SH   DFND 1 0 2,053 0
ISHARES TR RUS 2000 GRW ETF 464287648 408 2,416 SH   DFND 1 0 2,416 0
ISHARES TR RUSSELL 2000 ETF 464287655 26,775 190,000 SH Put DFND 1 0 190,000 0
ISHARES TR CORE S&P SCP ETF 464287804 240 3,422 SH   DFND 1 0 3,422 0
ISHARES TR MSCI ACWI EX US 464288240 511 11,203 SH   DFND 1 0 11,203 0
ISHARES TR JP MOR EM MK ETF 464288281 1,132 9,899 SH   DFND 1 0 9,899 0
ISHARES TR NEW YORK MUN ETF 464288323 1,500 13,446 SH   DFND 1 0 13,446 0
ISHARES TR NATIONAL MUN ETF 464288414 964 8,758 SH   DFND 1 0 8,758 0
ISHARES TR INTL SEL DIV ETF 464288448 1,801 55,056 SH   DFND 1 0 55,056 0
ISHARES TR 1-3 YR CR BD ETF 464288646 1,669 15,852 SH   DFND 1 0 15,852 0
ISHARES TR GLOBAL MATER ETF 464288695 326 5,448 SH   DFND 1 0 5,448 0
KEMET CORP COM NEW 488360207 5,373 419,756 SH   DFND 1 0 419,756 0
KEMET CORP COM NEW 488360207 135 10,540 SH   DFND   0 10,540 0
KULICKE & SOFFA INDS INC COM 501242101 339 17,820 SH   DFND 1 0 17,820 0
LINDBLAD EXPEDITIONS HLDGS I COM 535219109 162 15,420 SH   DFND 1 0 15,420 0
MADDEN STEVEN LTD COM 556269108 656 16,429 SH   DFND 1 0 16,429 0
MICROSOFT CORP COM 594918104 3,195 46,355 SH   DFND 1 0 46,355 0
MICRON TECHNOLOGY INC COM 595112103 1,761 58,962 SH   DFND 1 0 58,962 0
MIMEDX GROUP INC COM 602496101 897 59,900 SH   DFND 1 0 59,900 0
MIMEDX GROUP INC COM 602496101 1,198 80,000 SH Call DFND 1 0 80,000 0
NEW MTN FIN CORP COM 647551100 437 30,000 SH   DFND 1 0 30,000 0
NOKIA CORP SPONSORED ADR 654902204 609 98,792 SH   DFND 1 0 98,792 0
NOVAVAX INC COM 670002104 12 10,500 SH   DFND 1 0 10,500 0
NUVEEN MTG OPPORTUNITY TERM COM 670735109 240 9,383 SH   DFND 1 0 9,383 0
OCCIDENTAL PETE CORP DEL COM 674599105 4,490 75,000 SH Call DFND 1 0 75,000 0
ON SEMICONDUCTOR CORP COM 682189105 777 55,311 SH   DFND 1 0 55,311 0
ONE LIBERTY PPTYS INC COM 682406103 293 22,849 SH   DFND 1 0 22,849 0
OOMA INC COM 683416101 927 115,845 SH   DFND 1 0 115,845 0
PAPA MURPHYS HLDGS INC COM 698814100 437 100,000 SH   DFND   0 100,000 0
PENNANTPARK INVT CORP COM 708062104 2,559 346,270 SH   DFND 1 0 346,270 0
RIGEL PHARMACEUTICALS INC COM NEW 766559603 554 203,000 SH   DFND 1 0 203,000 0
ROYAL BK CDA MONTREAL QUE COM 780087102 7,252 100,000 SH Put DFND 1 0 100,000 0
S&W SEED CO COM 785135104 656 158,054 SH   DFND 1 0 158,054 0
SEQUANS COMMUNICATIONS S A SPONSORED ADS 817323108 841 254,000 SH   DFND 1 0 254,000 0
SNAP ON INC COM 833034101 2,370 15,000 SH Put DFND 1 0 15,000 0
SPLUNK INC COM 848637104 431 7,579 SH   DFND 1 0 7,579 0
STAMPS COM INC COM NEW 852857200 581 3,751 SH   DFND 1 0 3,751 0
STURM RUGER & CO INC COM 864159108 1,243 20,000 SH Put DFND 1 0 20,000 0
SUPERIOR INDS INTL INC COM 868168105 647 31,491 SH   DFND 1 0 31,491 0
THL CR INC COM 872438106 199 20,000 SH   DFND 1 0 20,000 0
TELENAV INC COM 879455103 3,041 375,393 SH   DFND 1 0 375,393 0
TERADYNE INC COM 880770102 297 9,904 SH   DFND 1 0 9,904 0
TONIX PHARMACEUTICALS HLDG C COM 890260409 1,637 378,138 SH   DFND 1 0 378,138 0
TRANSACT TECHNOLOGIES INC COM 892918103 622 73,254 SH   DFND 1 0 73,254 0
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 921908844 1,500 16,183 SH   DFND 1 0 16,183 0
VANGUARD STAR FD VG TL INTL STK F 921909768 507 9,756 SH   DFND 1 0 9,756 0
VANGUARD MALVERN FDS STRM INFPROIDX 922020805 2,609 52,996 SH   DFND 1 0 52,996 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 339 6,784 SH   DFND 1 0 6,784 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2,146 52,553 SH   DFND 1 0 52,553 0
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 628 9,546 SH   DFND 1 0 9,546 0
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 473 8,572 SH   DFND 1 0 8,572 0
VANGUARD INDEX FDS MID CAP ETF 922908629 3,305 23,191 SH   DFND 1 0 23,191 0
VANGUARD INDEX FDS LARGE CAP ETF 922908637 8,681 78,189 SH   DFND 1 0 78,189 0
VANGUARD INDEX FDS GROWTH ETF 922908736 328 2,578 SH   DFND 1 0 2,578 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 1,953 15,697 SH   DFND 1 0 15,697 0
ZION OIL & GAS INC COM 989696109 261 76,070 SH   DFND 1 0 76,070 0
IMAX CORP COM 45245E109 506 23,004 SH   DFND 1 0 23,004 0
ALPS ETF TR ALERIAN MLP 00162Q866 316 26,420 SH   DFND 1 0 26,420 0
AMC ENTMT HLDGS INC CL A COM 00165C104 591 25,985 SH   DFND 1 0 25,985 0
AEHR TEST SYSTEMS COM 00760J108 1,889 503,838 SH   DFND 1 0 503,838 0
AMERICAN OUTDOOR BRANDS CORP COM 02874P103 1,662 75,000 SH Put DFND 1 0 75,000 0
APOLLO INVT CORP COM 03761U106 308 48,206 SH   DFND 1 0 48,206 0
ARES CAP CORP COM 04010L103 1,257 76,733 SH   DFND 1 0 76,733 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 229 13,989 SH   DFND 1 0 13,989 0
AXON ENTERPRISE INC COM 05464C101 622 24,725 SH   DFND 1 0 24,725 0
BLACKSTONE GSO FLTING RTE FU COM 09256U105 179 10,000 SH   DFND 1 0 10,000 0
BOULEVARD ACQUISITION CL A 10157Q102 2,776 277,048 SH   DFND 1 0 277,048 0
BROOKLINE BANCORP INC DEL COM 11373M107 835 57,206 SH   DFND 1 0 57,206 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 5,494 80,000 SH Put DFND 1 0 80,000 0
C&J ENERGY SVCS INC NEW COM 12674R100 1,969 57,465 SH   DFND 1 0 57,465 0
CLOUDERA INC COM 18914U100 504 31,490 SH   DFND 1 0 31,490 0
COHEN & STEERS LTD DUR PFD I COM 19248C105 748 28,006 SH   DFND 1 0 28,006 0
COMSTOCK RES INC NOTE 7.750% 4/0 205768AM6 97 126,598 PRN   DFND   0 126,598 0
COSTCO WHSL CORP NEW COM 22160K105 217 1,355 SH   DFND 1 0 1,355 0
COVISINT CORP COM 22357R103 7,696 3,141,213 SH   DFND 1 0 3,141,213 0
DXC TECHNOLOGY CO COM 23355L106 364 4,751 SH   DFND 1 0 4,751 0
DIGITAL TURBINE INC COM NEW 25400W102 1,428 1,386,481 SH   DFND 1 0 1,386,481 0
DIGITAL TURBINE INC COM NEW 25400W102 305 295,918 SH   DFND   0 295,918 0
EHEALTH INC COM 28238P109 705 37,500 SH   DFND 1 0 37,500 0
ENERGOUS CORP COM 29272C103 813 50,000 SH Put DFND 1 0 50,000 0
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 226 12,590 SH   DFND 1 0 12,590 0
EVERSPIN TECHNOLOGIES INC COM 30041T104 346 17,312 SH   DFND 1 0 17,312 0
FACEBOOK INC CL A 30303M102 535 3,544 SH   DFND 1 0 3,544 0
FINISAR CORP COM NEW 31787A507 1,449 55,768 SH   DFND 1 0 55,768 0
FINJAN HLDGS INC COM NEW 31788H303 3,936 1,200,000 SH   DFND 1 0 1,200,000 0
FINJAN HLDGS INC COM NEW 31788H303 1,523 464,319 SH   DFND   0 464,319 0
FINTECH ACQUISITION CORP II COM 31810G109 980 100,000 SH   DFND 1 0 100,000 0
FINTECH ACQUISITION CORP II *W EXP 01/19/202 31810G117 38 50,000 SH   DFND 1 0 50,000 0
FUSION TELECOMM INTL INC COM NEW 36113B400 145 100,000 SH   DFND   0 100,000 0
GW PHARMACEUTICALS PLC ADS 36197T103 1,163 11,600 SH Put DFND 1 0 11,600 0
GOLDMAN SACHS MLP INC OPP FD COM SHS 38147W103 745 77,344 SH   DFND 1 0 77,344 0
HP INC COM 40434L105 2,343 134,048 SH   DFND 1 0 134,048 0
HEALTH INS INNOVATIONS INC COM CL A 42225K106 5,875 250,000 SH   DFND 1 0 250,000 0
HEWLETT PACKARD ENTERPRISE C COM 42824C109 918 55,312 SH   DFND 1 0 55,312 0
HORNBECK OFFSHORE SVCS INC N NOTE 1.500% 9/0 440543AN6 163 225,000 PRN   DFND   0 225,000 0
ISTAR INC COM 45031U101 518 43,000 SH   DFND 1 0 43,000 0
INSEEGO CORP NOTE 5.500% 6/1 45782BAA2 647 900,000 PRN   DFND   0 900,000 0
INTUITIVE SURGICAL INC COM NEW 46120E602 2,806 3,000 SH Put DFND 1 0 3,000 0
INVUITY INC COM NEW 46187J205 3,625 500,000 SH   DFND 1 0 500,000 0
ISHARES TR FLTG RATE BD ETF 46429B655 3,036 59,625 SH   DFND 1 0 59,625 0
ISHARES TR MIN VOL EAFE ETF 46429B689 611 8,819 SH   DFND 1 0 8,819 0
ISHARES TR MIN VOL USA ETF 46429B697 1,041 21,269 SH   DFND 1 0 21,269 0
ISHARES TR CORE MSCI EAFE 46432F842 626 10,275 SH   DFND 1 0 10,275 0
KBL MERGER CORP IV UNIT 01/15/2024 48242A203 408 40,000 SH   DFND 1 0 40,000 0
KAYNE ANDERSON ACQUISITION COM CL A 48661U102 2,041 209,998 SH   DFND 1 0 209,998 0
KAYNE ANDERSON ACQUISITION *W EXP 06/30/202 48661U110 52 66,666 SH   DFND 1 0 66,666 0
KRATOS DEFENSE & SEC SOLUTIONS COM NEW 50077B207 602 50,722 SH   DFND 1 0 50,722 0
LADENBURG THALMAN FIN SVCS I COM 50575Q102 6 81,050 SH   DFND 1 0 81,050 0
LONESTAR RES US INC CL A VTG 54240F103 2,744 638,101 SH   DFND 1 0 638,101 0
LUMENTUM HLDGS INC COM 55024U109 1,014 17,775 SH   DFND 1 0 17,775 0
MCBC HLDGS INC COM 55276F107 5,726 292,907 SH   DFND 1 0 292,907 0
MCBC HLDGS INC COM 55276F107 489 25,000 SH   DFND   0 25,000 0
M I ACQUISITIONS INC COM 55304A104 215 21,500 SH   DFND 1 0 21,500 0
MATLIN & PARTNERS ACQUISITIO CL A 57682V106 966 100,000 SH   DFND 1 0 100,000 0
MATLIN & PARTNERS ACQUISITIO *W EXP 03/15/202 57682V114 38 100,000 SH   DFND 1 0 100,000 0
MERIDIAN BANCORP INC MD COM 58958U103 389 23,000 SH   DFND 1 0 23,000 0
NETSCOUT SYS INC COM 64115T104 602 17,503 SH   DFND 1 0 17,503 0
NETLIST INC COM 64118P109 1,378 1,351,013 SH   DFND 1 0 1,351,013 0
NEWS CORP NEW CL A 65249B109 704 51,400 SH   DFND 1 0 51,400 0
NUMEREX CORP PA CL A 67053A102 74 15,000 SH   DFND   0 15,000 0
NUVEEN BUILD AMER BD FD COM 67074C103 529 25,223 SH   DFND 1 0 25,223 0
OCLARO INC COM NEW 67555N206 607 64,940 SH   DFND 1 0 64,940 0
PENNANTPARK FLOATING RATE CA COM 70806A106 2,590 183,585 SH   DFND 1 0 183,585 0
PIMCO ETF TR LOW DURTN AC ETF 72201R718 1,169 11,544 SH   DFND 1 0 11,544 0
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 6,646 65,334 SH   DFND 1 0 65,334 0
PLATFORM SPECIALTY PRODS COR COM 72766Q105 761 60,000 SH   DFND 1 0 60,000 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1,116 8,108 SH   DFND 1 0 8,108 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 41,457 301,200 SH Put DFND 1 0 301,200 0
POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 279 6,102 SH   DFND 1 0 6,102 0
POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 209 8,830 SH   DFND 1 0 8,830 0
POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 612 40,527 SH   DFND 1 0 40,527 0
PRIMO WTR CORP COM 74165N105 1,072 84,375 SH   DFND 1 0 84,375 0
REDWOOD TR INC NOTE 4.625% 4/1 758075AB1 10 10,000 PRN   DFND   0 10,000 0
RENT A CTR INC NEW COM 76009N100 272 23,206 SH   DFND   0 23,206 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,736 7,180 SH   DFND 1 0 7,180 0
SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 824 19,839 SH   DFND 1 0 19,839 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 553 2,592 SH   DFND 1 0 2,592 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 308 3,440 SH   DFND 1 0 3,440 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 493 20,000 SH Put DFND 1 0 20,000 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5,108 75,000 SH Put DFND 1 0 75,000 0
SELECT ENERGY SVCS INC CL A COM 81617J301 1,763 145,100 SH   DFND 1 0 145,100 0
SENSUS HEATLHCARE INC COM 81728J109 421 104,794 SH   DFND 1 0 104,794 0
SENSUS HEATLHCARE INC *W EXP 06/08/201 81728J117 139 231,256 SH   DFND 1 0 231,256 0
SILVER RUN ACQUISITION COM CL A 82812A103 506 49,998 SH   DFND 1 0 49,998 0
SILVER RUN ACQUISITION *W EXP 03/28/202 82812A111 30 16,666 SH   DFND 1 0 16,666 0
SKYWORKS SOLUTIONS INC COM 83088M102 585 6,100 SH   DFND 1 0 6,100 0
SOLAR CAP LTD COM 83413U100 208 9,530 SH   DFND 1 0 9,530 0
SOLAR SR CAP LTD COM 83416M105 4,651 277,831 SH   DFND 1 0 277,831 0
TEMPUR SEALY INTL INC COM 88023U101 3,737 70,000 SH   DFND 1 0 70,000 0
THESTREET INC COM 88368Q103 218 263,200 SH   DFND   0 263,200 0
TIVO CORP COM 88870P106 634 34,021 SH   DFND 1 0 34,021 0
TORTOISE MLP FD INC COM 89148B101 890 46,160 SH   DFND 1 0 46,160 0
TRUECAR INC COM 89785L107 680 34,095 SH   DFND 1 0 34,095 0
TWITTER INC COM 90184L102 1,251 70,000 SH Call DFND 1 0 70,000 0
USANA HEALTH SCIENCES INC COM 90328M107 1,923 30,000 SH   DFND 1 0 30,000 0
USANA HEALTH SCIENCES INC COM 90328M107 3,205 50,000 SH Put DFND 1 0 50,000 0
URBAN EDGE PPTYS COM 91704F104 392 16,523 SH   DFND 1 0 16,523 0
VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 4,912 60,000 SH Put DFND 1 0 60,000 0
VANECK VECTORS ETF TR BIOTECH ETF 92189F726 203 1,619 SH   DFND 1 0 1,619 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3,381 42,247 SH   DFND 1 0 42,247 0
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 783 8,396 SH   DFND 1 0 8,396 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 3,027 34,584 SH   DFND 1 0 34,584 0
VERITONE INC COM 92347M100 2,022 172,643 SH   DFND 1 0 172,643 0
VERSO CORP CL A 92531L207 1,853 395,000 SH   DFND 1 0 395,000 0
VIASAT INC COM 92552V100 624 9,424 SH   DFND 1 0 9,424 0
VONAGE HLDGS CORP COM 92886T201 2,011 307,500 SH   DFND 1 0 307,500 0
WILDHORSE RESOURCE DEV CORP COM 96812T102 622 50,247 SH   DFND 1 0 50,247 0
WISDOMTREE TR GLB US QTLY DIV 97717W844 651 12,222 SH   DFND 1 0 12,222 0
ATLANTIC ALLIANCE PARTNER CO SHS G04897107 1,254 122,381 SH   DFND 1 0 122,381 0
AVISTA HEALTHCARE PUB ACQ CO CL A G0726L125 985 100,000 SH   DFND 1 0 100,000 0
BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 1,828 44,675 SH   DFND 1 0 44,675 0
FERROGLOBE PLC SHS G33856108 6,788 568,035 SH   DFND 1 0 568,035 0
GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 2,526 250,099 SH   DFND 1 0 250,099 0
GTY TECHNOLOGY HOLDINGS INC *W EXP 99/99/999 G4182A128 64 58,333 SH   DFND 1 0 58,333 0
JINKOSOLAR HLDG CO LTD DEBT 4.000% 2/0 G51385AA3 458 22,000 SH   DFND 1 0 22,000 0
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1,750 105,948 SH   DFND 1 0 105,948 0