The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 | 86,965 | 4,180,997 | SH | OTR | 1, 2, 3 | 0 | 4,180,997 | 0 | |
ARMSTRONG FLOORING INC | COM | 04238R106 | 2,056 | 114,396 | SH | OTR | 1, 2, 3 | 0 | 114,396 | 0 | |
AVIAT NETWORKS INC | COM NEW | 05366Y201 | 11,662 | 670,240 | SH | OTR | 1, 2, 3 | 0 | 670,240 | 0 | |
HANDY & HARMAN LTD | COM | 410315105 | 276,366 | 8,801,474 | SH | OTR | 1, 2, 3 | 0 | 8,801,474 | 0 | |
HUGOTON RTY TR TEX | UNIT BEN INT | 444717102 | 301 | 167,115 | SH | OTR | 1, 2, 3 | 0 | 167,115 | 0 | |
HC2 HLDGS INC | COM | 404139107 | 5,880 | 1,000,000 | SH | OTR | 1, 2, 3 | 0 | 1,000,000 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 14,092 | 100,000 | SH | Put | OTR | 1, 2, 3 | 0 | 100,000 | 0 |
MODUSLINK GLOBAL SOLUTIONS I | COM NEW | 60786L206 | 31,092 | 18,182,705 | SH | OTR | 1, 2, 3 | 0 | 18,182,705 | 0 | |
MODUSLINK GLOBAL SOLUTIONS I | NOTE 5.250% 3/0 | 60786LAB3 | 4,694 | 5,000,000 | PRN | OTR | 1, 2, 3 | 0 | 5,000,000 | 0 | |
STEEL PARTNERS HLDGS L P | LTD PRTRSHIP U | 85814R107 | 17,428 | 936,968 | SH | OTR | 1, 2, 3 | 0 | 936,968 | 0 |