SC 13G/A 1 e63162sc13g-a.htm AMENDMENT NO. 4
UNITED STATES  
SECURITIES AND EXCHANGE COMMISSION  
Washington, DC 20549  
   
   
   
   
SCHEDULE 13G  
   
   
Under the Securities Exchange Act of 1934  
   
   
(Amendment No. 4)*  
   
   
CURRENCYSHARES JAPANESE YEN  
(Name of Issuer)  
                     
ETP  
(Title of Class of Securities)  
                     
23130A102  
(CUSIP Number)  
                     
2/28/2015  
(Date of Event Which Requires Filing of this Statement)  
                     
Check the appropriate box to designate the rule pursuant to which this Schedule is    
filed:                    
                     
  T Rule 13d-1(b)              
                     
  £ Rule 13d-1(c)              
                     
  £ Rule 13d-1(d)              
                     
                     
*     The remainder of this cover page shall be filled out for a reporting person's initial filing on this form    
       with respect to the subject class of securities, and for any subsequent amendment containing    
       information which would alter the disclosures provided in a prior cover page.        
                     
      The information required in the remainder of this cover page shall not be deemed to be ''filed'' for the  
      purpose of Section 18 of the Securities Exchange Act of 1934 (''Act'') or otherwise subject to the    
      liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,     
      see the Notes.)                  
 
 
                     
CUSIP No. 2313A102 13G Page 2 of 7 Pages  
 
                     
                     
1. NAME OF REPORTING PERSON
I.R.S. INDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

IndexIQ Advisors LLC
02-0811753		  
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*  
(a) £  
(b) £  
3.

SEC USE ONLY

 

 

  
4. CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware		  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		 5. SOLE VOTING POWER  
173,364  
6. SHARED VOTING POWER  
0  
7. SOLE DISPOSITIVE POWER  
173,364  
8. SHARED DISPOSITIVE POWER  
0  
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON		  
173,364  
10. CHECK BOX IF THE AGGREGRATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*		  
  £  
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.56% (see reponse to Item 4)		  
12. TYPE OF REPORTING PERSON* (see instructions)
IA		  
                     
                     
                     
                     
                     
                     
                     
                     
                     
*SEE INSTRUCTIONS BEFORE FILLING OUT  
 
 
            Page 3 of 7 Pages  
             
                     
Item 1(a). Name of Issuer:              
                     
    CurrencyShares Japanese Yen          
                     
Item 1(b). Address of Issuer's Principal Executive Offices:        
                     
    805 King Farm Boulevard, Suite 600          
    Rockville, MD 20850            
                     
Item 2(a). Name of Persons Filing:            
Item 2(b). Address of Principal Business Office, or if None, Residence:    
Item 2(c). Citizenship              
                     
    IndexIQ Advisors LLC            
    800 Westchester Avenue Suite N-611          
    Rye Brook, NY  10573            
    (Delaware)              
                     
                     
Item 2(d). Title of Class of Securities:            
                     
    ETP                
                     
Item 2(e). CUSIP Number:              
                     
    23130A102              
                     
                     
 
 
            Page 4 of 7 Pages  
             
Item 3. If This Statement Is Filed Pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c),  
  Check Whether the Person Filing is a:            
                     
  (a)  £ Broker or dealer registered under Section 15 of the Exchange  
      Act (15 U.S.C 78o).          
  (b)  £ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).  
  (c)  £ Insurance company as defined in Section 3(a)(19) of the   
      Exchange Act (15 U.S.C. 78c).        
  (d)  £ Investment company registered under Section 8 of the    
      Investment Company Act of 1940 (15 U.S.C. 80a-8).    
  (e)  T An investment adviser in accordance with §240.13d-    
      1(b)(1)(ii)(E).            
  (f)  £ An employee benefit plan or endowment fund in accordance  
      with §240.13d-1(b)(1)(ii)(F).        
  (g)  £ A parent holding company or control person in accordance  
      with §240.13d-1(b)(1)(ii)(G).        
  (h)  £ A savings association as defined in Section 3(b) of the Federal
      Deposit Insurance Act (12 U.S.C. 1813);      
  (i)  £ A church plan that is excluded from the definition of an     
      investment company under Section 3(c)(14) of the Investment  
      Company Act of 1940 (15 U.S.C. 80a-3);      
  (j)  £ Group, in accordance with §240.13d-1(b)(1)(ii)(J).     
  If this statement is filed pursuant to Rule 13d-1 (c), check this box. £    
                     
                     
 
 
            Page 5 of 7 Pages  
             
Item 4.   Ownership                
                     
If the percent of class owned, as of December 31 of the year covered by the statement,  
or as of the last day of any month described in Rule 13d-1 (b) (2), if applicable, exceeds  
five percent, provide the following information as of that date and identify those shares  
which there is a right to acquire.              
                     
  (a) Amount beneficially owned: 173,364          
  (b) Percent of class: 11.56%            
  (c) Number of shares as to which such person has:        
    (i)    Sole power to vote or to direct the vote: 173,364      
    (ii)   Shared power to vote or to direct the vote: none      
    (iii)  Sole power to dispose or to direct the disposition of: 173,364    
    (iv)  Shared power to dispose or to direct the disposition of:  none    
                     
                     
 
 
            Page 6 of 7 Pages  
             
Item 5. Ownership of Five Percent or Less of a Class          
                     
  If this statement is being filed to report the fact that as of the date hereof the    
  reporting person has ceased to be the beneficial owner of more than five percent  
  of the class of securities, check the following  £        
                     
Item 6. Ownership of More than Five Percent on Behalf of Another Person.      
                     
  If any other person is known to have the right to receive or the power to direct  
  the receipt of dividends from, or the proceeds from the sale of, such    
  securities, a statement to that effect should be included in response to this    
  item and, if such interest relates to more than five percent of the class, such    
  person should be identified.  A listing of the shareholders of an investment    
  company registered under the Investment Company Act of 1940 or the    
  beneficiaries of employee benefit plan, pension fund or endowment fund is not  
  required.                
                     
  Not applicable.                
                     
Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security  
  Being Reported on by the Parent Holding Company.        
                     
  Not applicable.                
                     
Item 8. Identification and Classification of Members of the Group.        
                     
  Not applicable.                
                     
Item 9. Notice of Dissolution of Group.            
                     
  Not applicable.                
                     
Item 10. Certification.                
                     
  By signing below I certify that, to the best of my knowledge and belief, the    
  securities referred to above were acquired and are held in the ordinary course of  
  business and were not acquired and are not held for the purpose of or with the  
  effect of changing or influencing the control of the issuer of the securities and    
  were not acquired and are not held in connection with or as a participant in any  
  transaction having that purpose or effect.          
                     
                     
 
 
            Page 7 of 7 Pages  
             
                     
                     
SIGNATURE  
                     
                     
  After reasonable inquiry and to the best of my knowledge and belief, I certify that  
the information set forth in this statement is true, complete and correct.      
                     
                     
Dated this 9th day of March, 2015              
                     
                     
          IndexIQ Advisors LLC      
                     
          By: /s/ Adam S. Patti    
        Adam S. Patti  
        CEO