The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEGLEA BIOTHERAPEUTICS INC | COM | 00773J103 | 7,902 | 1,602,903 | SH | SOLE | 1,602,903 | 0 | 0 | ||
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 26,908 | 1,367,947 | SH | SOLE | 1,367,947 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 67,677 | 1,021,691 | SH | SOLE | 1,021,691 | 0 | 0 | ||
AMERICAS CAR MART INC | COM | 03062T105 | 3,469 | 84,348 | SH | SOLE | 84,348 | 0 | 0 | ||
ARMSTRONG FLOORING INC | COM | 04238R106 | 19,541 | 1,240,677 | SH | SOLE | 1,240,677 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 11,366 | 10,239,751 | SH | SOLE | 10,239,751 | 0 | 0 | ||
ASCENT CAP GROUP INC | COM SER A | 043632108 | 9,043 | 693,504 | SH | SOLE | 693,504 | 0 | 0 | ||
AVEXIS INC | COM | 05366U100 | 9,673 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
BANCORP INC DEL | COM | 05969A105 | 20,675 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
BLOCK H & R INC | COM | 093671105 | 21,184 | 800,000 | SH | Put | SOLE | 800,000 | 0 | 0 | |
BRIDGEPOINT ED INC | COM | 10807M105 | 12,275 | 1,278,682 | SH | SOLE | 1,278,682 | 0 | 0 | ||
BRIDGEPOINT ED INC | COM | 10807M105 | 5,280 | 550,000 | SH | Call | SOLE | 550,000 | 0 | 0 | |
CHEMOCENTRYX INC | COM | 16383L106 | 5,029 | 677,779 | SH | SOLE | 677,779 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 43,230 | 6,500,679 | SH | SOLE | 6,500,679 | 0 | 0 | ||
COGENTIX MED INC | COM | 19243A104 | 9,318 | 3,639,853 | SH | SOLE | 3,639,853 | 0 | 0 | ||
DOLBY LABORATORIES INC | COM | 25659T107 | 44,543 | 774,397 | SH | SOLE | 774,397 | 0 | 0 | ||
DOLBY LABORATORIES INC | COM | 25659T107 | 5,752 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
DOVER DOWNS GAMING & ENTMT I | COM | 260095104 | 1,627 | 1,579,641 | SH | SOLE | 1,579,641 | 0 | 0 | ||
DOVER MOTORSPORTS INC | COM | 260174107 | 3,538 | 1,725,789 | SH | SOLE | 1,725,789 | 0 | 0 | ||
ELEVATE CREDIT INC | COM | 28621V101 | 3,647 | 596,900 | SH | SOLE | 596,900 | 0 | 0 | ||
EMMIS COMMUNICATIONS CORP | COM NEW CL A | 291525400 | 3,629 | 1,092,951 | SH | SOLE | 1,092,951 | 0 | 0 | ||
EVOLUTION PETROLEUM CORP | COM | 30049A107 | 940 | 130,615 | SH | SOLE | 130,615 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 9,424 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 28,272 | 600,000 | SH | Put | SOLE | 600,000 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 61,256 | 1,300,000 | SH | Put | SOLE | 1,300,000 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 39,402 | 2,200,000 | SH | Call | SOLE | 2,200,000 | 0 | 0 | |
FINTECH ACQUISITION CORP II | *W EXP 01/19/202 | 31810G117 | 317 | 249,999 | SH | SOLE | 249,999 | 0 | 0 | ||
FINTECH ACQUISITION CORP II | COM | 31810G109 | 4,900 | 499,998 | SH | SOLE | 499,998 | 0 | 0 | ||
FIRSTCASH INC | COM | 33767D105 | 27,170 | 430,250 | SH | SOLE | 430,250 | 0 | 0 | ||
GAMESTOP CORP NEW | CL A | 36467W109 | 6,198 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 25,746 | 7,528,066 | SH | SOLE | 7,528,066 | 0 | 0 | ||
GOLDEN ENTMT INC | COM | 381013101 | 26,607 | 1,091,329 | SH | SOLE | 1,091,329 | 0 | 0 | ||
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 11,180 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 6,708 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 66,681 | 450,000 | SH | Put | SOLE | 450,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 78,535 | 530,000 | SH | Put | SOLE | 530,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 44,454 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 74,090 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 74,090 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 133,362 | 900,000 | SH | Put | SOLE | 900,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 74,090 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
JAMBA INC | COM NEW | 47023A309 | 11,266 | 1,303,929 | SH | SOLE | 1,303,929 | 0 | 0 | ||
LEE ENTERPRISES INC | COM | 523768109 | 1,034 | 470,000 | SH | SOLE | 470,000 | 0 | 0 | ||
LIBERTY TAX INC | CL A | 53128T102 | 3,358 | 233,198 | SH | SOLE | 233,198 | 0 | 0 | ||
LINCOLN EDL SVCS CORP | COM | 533535100 | 5,075 | 2,029,877 | SH | SOLE | 2,029,877 | 0 | 0 | ||
LUXFER HLDGS PLC | SPONSORED ADR | 550678106 | 29,353 | 2,357,651 | SH | SOLE | 2,357,651 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 3,704 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 7,408 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
META FINL GROUP INC | COM | 59100U108 | 35,119 | 447,952 | SH | SOLE | 447,952 | 0 | 0 | ||
MFC BANCORP LTD | USD MFC SHS | G60630103 | 1,483 | 157,930 | SH | SOLE | 157,930 | 0 | 0 | ||
NATURES SUNSHINE PRODUCTS IN | COM | 639027101 | 5,187 | 510,989 | SH | SOLE | 510,989 | 0 | 0 | ||
NOW INC | COM | 67011P100 | 2,072 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ON DECK CAP INC | COM | 682163100 | 9,335 | 1,999,020 | SH | SOLE | 1,999,020 | 0 | 0 | ||
OSPREY ENERGY ACQUISITION CO | UNIT 07/21/2022 | 688397207 | 9,960 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
OWENS RLTY MTG INC | COM | 690828108 | 11,142 | 611,878 | SH | SOLE | 611,878 | 0 | 0 | ||
PAIN THERAPEUTICS INC | COM NEW | 69562K506 | 1,413 | 347,053 | SH | SOLE | 347,053 | 0 | 0 | ||
PETMED EXPRESS INC | COM | 716382106 | 6,630 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
PETMED EXPRESS INC | COM | 716382106 | 6,630 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
QAD INC | CL A | 74727D306 | 26,483 | 770,973 | SH | SOLE | 770,973 | 0 | 0 | ||
RADIANT LOGISTICS INC | COM | 75025X100 | 3,273 | 616,400 | SH | SOLE | 616,400 | 0 | 0 | ||
REPUBLIC BANCORP KY | CL A | 760281204 | 287 | 7,371 | SH | SOLE | 7,371 | 0 | 0 | ||
RH | COM | 74967X103 | 84,384 | 1,200,000 | SH | Call | SOLE | 1,200,000 | 0 | 0 | |
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 22,925 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 45,850 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 6,483 | 141,400 | SH | Call | SOLE | 141,400 | 0 | 0 | |
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 82,466 | 1,798,600 | SH | Call | SOLE | 1,798,600 | 0 | 0 | |
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 9,170 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
SEARS HLDGS CORP | COM | 812350106 | 3,650 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
SEARS HLDGS CORP | COM | 812350106 | 3,650 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
SEARS HOMETOWN & OUTLET STOR | COM | 812362101 | 4,016 | 1,575,051 | SH | SOLE | 1,575,051 | 0 | 0 | ||
SODASTREAM INTERNATIONAL LTD | USD SHS | M9068E105 | 33,225 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
SODASTREAM INTERNATIONAL LTD | USD SHS | M9068E105 | 19,935 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 150,738 | 600,000 | SH | Call | SOLE | 600,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 75,369 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 100,492 | 400,000 | SH | Put | SOLE | 400,000 | 0 | 0 | |
STREAMLINE HEALTH SOLUTIONS | COM | 86323X106 | 2,588 | 1,760,297 | SH | SOLE | 1,760,297 | 0 | 0 | ||
TILLYS INC | CL A | 886885102 | 2,689 | 224,239 | SH | SOLE | 224,239 | 0 | 0 | ||
TRANS WORLD ENTMT CORP | COM | 89336Q100 | 3,642 | 1,820,939 | SH | SOLE | 1,820,939 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 10,751 | 1,119,883 | SH | SOLE | 1,119,883 | 0 | 0 | ||
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 2,318 | 667,946 | SH | SOLE | 667,946 | 0 | 0 | ||
WORLD ACCEP CORP DEL | COM | 981419104 | 37,040 | 446,861 | SH | SOLE | 446,861 | 0 | 0 | ||
WORLD ACCEP CORP DEL | COM | 981419104 | 29,012 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 |