The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AETNA INC NEW | COM | 00817Y108 | 11,545 | 64,000 | SH | DFND | 1 | 64,000 | 0 | 0 | |
| ALIMERA SCIENCES INC | COM | 016259103 | 9,060 | 6,812,000 | SH | DFND | 1 | 6,812,000 | 0 | 0 | |
| AMAZON COM INC | COM | 023135106 | 5,847 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
| ANTHERA PHARMACEUTICALS INC | COM | 03674U300 | 1,269 | 768,915 | SH | DFND | 1 | 768,915 | 0 | 0 | |
| APRICUS BIOSCIENCES INC | COM NEW | 03832V307 | 1,564 | 850,000 | SH | DFND | 1 | 850,000 | 0 | 0 | |
| BLUE APRON HLDGS INC | CL A | 09523Q101 | 4,030 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
| ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 5,068 | 112,000 | SH | DFND | 1 | 112,000 | 0 | 0 | |
| ALPHATEC HOLDINGS INC | COM NEW | 02081G201 | 2,071 | 778,414 | SH | DFND | 1 | 778,414 | 0 | 0 | |
| ACTINIUM PHARMACEUTICALS INC | COM | 00507W107 | 2,962 | 4,464,000 | SH | DFND | 1 | 4,464,000 | 0 | 0 | |
| ANTARES PHARMA INC | COM | 036642106 | 15,124 | 7,600,000 | SH | DFND | 1 | 7,600,000 | 0 | 0 | |
| AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 13,842 | 1,688,000 | SH | DFND | 1 | 1,688,000 | 0 | 0 | |
| AVEO PHARMACEUTICALS INC | COM | 053588109 | 1,674 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
| AYTU BIOSCIENCE INC | COM PAR | 054754403 | 818 | 366,667 | SH | DFND | 1 | 366,667 | 0 | 0 | |
| BED BATH & BEYOND INC | COM | 075896100 | 6,597 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| BJS RESTAURANTS INC | COM | 09180C106 | 13,978 | 384,000 | SH | DFND | 1 | 384,000 | 0 | 0 | |
| BLUEBIRD BIO INC | COM | 09609G100 | 6,234 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
| BIOPHARMX CORP | COM | 09072X101 | 382 | 3,470,000 | SH | DFND | 1 | 3,470,000 | 0 | 0 | |
| CHEESECAKE FACTORY INC | COM | 163072101 | 19,272 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
| CERECOR INC | COM | 15671L109 | 51,360 | 16,050,000 | SH | DFND | 1 | 16,050,000 | 0 | 0 | |
| CHECK CAP LTD | SHS | M2361E112 | 651 | 748,000 | SH | DFND | 1 | 748,000 | 0 | 0 | |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 22,544 | 78,000 | SH | DFND | 1 | 78,000 | 0 | 0 | |
| CAMPBELL SOUP CO | COM | 134429109 | 29,251 | 608,000 | SH | DFND | 1 | 608,000 | 0 | 0 | |
| CVS HEALTH CORP | COM | 126650100 | 14,500 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| DEPOMED INC | COM | 249908104 | 29,447 | 3,658,000 | SH | DFND | 1 | 3,658,000 | 0 | 0 | |
| DICKS SPORTING GOODS INC | COM | 253393102 | 5,748 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
| DYNATRONICS CORP | COM NEW | 268157401 | 1,505 | 521,891 | SH | DFND | 1 | 521,891 | 0 | 0 | |
| EBAY INC | COM | 278642103 | 9,963 | 264,000 | SH | DFND | 1 | 264,000 | 0 | 0 | |
| EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 5,357 | 384,000 | SH | DFND | 1 | 384,000 | 0 | 0 | |
| ENERGIZER HLDGS INC NEW | COM | 29272W109 | 29,364 | 612,000 | SH | DFND | 1 | 612,000 | 0 | 0 | |
| ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 5,164 | 88,000 | SH | DFND | 1 | 88,000 | 0 | 0 | |
| EYEGATE PHARMACEUTICALS INC | COM | 30233M107 | 1,374 | 1,284,000 | SH | DFND | 1 | 1,284,000 | 0 | 0 | |
| FIBROCELL SCIENCE INC | COM PAR | 315721308 | 393 | 613,896 | SH | DFND | 1 | 613,896 | 0 | 0 | |
| FRESHPET INC | COM | 358039105 | 24,483 | 1,292,000 | SH | DFND | 1 | 1,292,000 | 0 | 0 | |
| GAMESTOP CORP NEW | CL A | 36467W109 | 14,360 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |
| GAP INC DEL | COM | 364760108 | 13,624 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
| GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 14,614 | 412,000 | SH | DFND | 1 | 412,000 | 0 | 0 | |
| HAIN CELESTIAL GROUP INC | COM | 405217100 | 46,629 | 1,100,000 | SH | Call | DFND | 1 | 1,100,000 | 0 | 0 |
| HANESBRANDS INC | COM | 410345102 | 29,274 | 1,400,000 | SH | DFND | 1 | 1,400,000 | 0 | 0 | |
| HARLEY DAVIDSON INC | COM | 412822108 | 19,538 | 384,000 | SH | DFND | 1 | 384,000 | 0 | 0 | |
| HORIZON PHARMA PLC | SHS | G4617B105 | 14,600 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
| INTELLIPHARMACEUTICS INTL IN | COM | 458173101 | 1,549 | 1,936,000 | SH | DFND | 1 | 1,936,000 | 0 | 0 | |
| IROBOT CORP | COM | 462726100 | 9,818 | 128,000 | SH | DFND | 1 | 128,000 | 0 | 0 | |
| MICHAEL KORS HLDGS LTD | SHS | G60754101 | 14,856 | 236,000 | SH | DFND | 1 | 236,000 | 0 | 0 | |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 5,507 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
| NOVELION THERAPEUTICS INC | COM NEW | 67001K202 | 5,791 | 1,856,000 | SH | DFND | 1 | 1,856,000 | 0 | 0 | |
| OPHTHOTECH CORP | COM | 683745103 | 10,764 | 3,450,000 | SH | DFND | 1 | 3,450,000 | 0 | 0 | |
| PENSKE AUTOMOTIVE GRP INC | COM | 70959W103 | 10,144 | 212,000 | SH | DFND | 1 | 212,000 | 0 | 0 | |
| PACIRA PHARMACEUTICALS INC | COM | 695127100 | 14,973 | 328,000 | SH | DFND | 1 | 328,000 | 0 | 0 | |
| PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 23,997 | 2,224,000 | SH | DFND | 1 | 2,224,000 | 0 | 0 | |
| POST HLDGS INC | COM | 737446104 | 24,720 | 312,000 | SH | DFND | 1 | 312,000 | 0 | 0 | |
| PERNIX THERAPEUTICS HLDGS IN | DBCV 4.250% 4/0 | 71426VAK4 | 9,175 | 21,760,000 | SH | DFND | 1 | 21,760,000 | 0 | 0 | |
| PAPA JOHNS INTL INC | COM | 698813102 | 9,651 | 172,000 | SH | DFND | 1 | 172,000 | 0 | 0 | |
| PAPA JOHNS INTL INC | COM | 698813102 | 25,250 | 450,000 | SH | Call | DFND | 1 | 450,000 | 0 | 0 |
| LIBERTY INTERACTIVE CORP | QVC GP COM SER A | 53071M104 | 8,596 | 352,000 | SH | DFND | 1 | 352,000 | 0 | 0 | |
| RITTER PHARMACEUTICALS INC | COM | 767836109 | 626 | 1,900,000 | SH | DFND | 1 | 1,900,000 | 0 | 0 | |
| BOSTON BEER INC | CL A | 100557107 | 12,230 | 64,000 | SH | DFND | 1 | 64,000 | 0 | 0 | |
| STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 20,808 | 2,870,000 | SH | DFND | 1 | 2,870,000 | 0 | 0 | |
| SHIRE PLC | SPONSORED ADR | 82481R106 | 9,928 | 64,000 | SH | DFND | 1 | 64,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 149,442 | 560,000 | SH | Put | DFND | 1 | 560,000 | 0 | 0 |
| TAILORED BRANDS INC | COM | 87403A107 | 17,027 | 780,000 | SH | DFND | 1 | 780,000 | 0 | 0 | |
| TAPESTRY INC | COM | 876030107 | 9,023 | 204,000 | SH | DFND | 1 | 204,000 | 0 | 0 | |
| UNDER ARMOUR INC | CL A | 904311107 | 20,202 | 1,400,000 | SH | DFND | 1 | 1,400,000 | 0 | 0 | |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 29,590 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| VICAL INC | COM NEW | 925602203 | 3,660 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | 40,706 | 2,678,000 | SH | DFND | 1 | 2,678,000 | 0 | 0 | |
| WAYFAIR INC | CL A | 94419L101 | 5,458 | 68,000 | SH | DFND | 1 | 68,000 | 0 | 0 | |
| ZAFGEN INC | COM | 98885E103 | 4,324 | 936,000 | SH | DFND | 1 | 936,000 | 0 | 0 | |