The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 | 130,447 | 4,180,997 | SH | OTR | 1, 2, 3 | 0 | 4,180,997 | 0 | |
| ARMSTRONG FLOORING INC | COM | 04238R106 | 1,936 | 114,396 | SH | OTR | 1, 2, 3 | 0 | 114,396 | 0 | |
| AVIAT NETWORKS INC | COM NEW | 05366Y201 | 10,168 | 670,240 | SH | OTR | 1, 2, 3 | 0 | 670,240 | 0 | |
| BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 11,928 | 2,100,000 | SH | OTR | 1, 2, 3 | 0 | 2,100,000 | 0 | |
| HUGOTON RTY TR TEX | UNIT BEN INT | 444717102 | 1,400 | 1,000,000 | SH | OTR | 1, 2, 3 | 0 | 1,000,000 | 0 | |
| HC2 HLDGS INC | COM | 404139107 | 5,950 | 1,000,000 | SH | OTR | 1, 2, 3 | 0 | 1,000,000 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 15,246 | 100,000 | SH | Put | OTR | 1, 2, 3 | 0 | 100,000 | 0 |
| MODUSLINK GLOBAL SOLUTIONS I | COM NEW | 464287655 | 45,275 | 18,182,705 | SH | OTR | 1, 2, 3 | 0 | 18,182,705 | 0 | |
| MODUSLINK GLOBAL SOLUTIONS I | NOTE 5.250% 3/0 | 60786LAB3 | 10,387 | 10,505,000 | PRN | OTR | 1, 2, 3 | 0 | 10,505,000 | 0 | |
| STEEL PARTNERS HLDGS L P | LTD PRTRSHIP U | 85814R107 | 18,318 | 936,968 | SH | OTR | 1, 2, 3 | 0 | 936,968 | 0 | |