The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 900 4,100 SH   SOLE 4,100 0 0
ABBVIE INC COM 00287Y109 1,136 11,999 SH   SOLE 11,999 0 0
ALPHABET INC CAP STK CL C 02079K107 749 726 SH   SOLE 726 0 0
AMEREN CORP COM 023608102 456 8,053 SH   SOLE 8,053 0 0
AMGEN INC COM 031162100 443 2,600 SH   SOLE 2,600 0 0
APPLE INC COM 037833100 563 3,354 SH   SOLE 3,354 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 498 11,485 SH   SOLE 11,485 0 0
AXSOME THERAPEUTICS INC COM 05464T104 285 116,500 SH   SOLE 116,500 0 0
BAKER HUGHES A GE CO CL A 05722G100 908 32,681 SH   SOLE 32,681 0 0
BANK AMER CORP COM 060505104 600 20,000 SH   SOLE 20,000 0 0
BAXTER INTL INC COM 071813109 260 4,000 SH   SOLE 4,000 0 0
BCE INC COM NEW 05534B760 2,238 52,003 SH   SOLE 52,003 0 0
BLACKROCK LTD DURATION INC T COM SHS 09249W101 220 14,561 SH   SOLE 14,561 0 0
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1,282 40,130 SH   SOLE 40,130 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 490 7,752 SH   SOLE 7,752 0 0
CAPITAL ONE FINL CORP COM 14040H105 14,487 151,194 SH   SOLE 151,194 0 0
CENTERPOINT ENERGY INC COM 15189T107 459 16,752 SH   SOLE 16,752 0 0
CF INDS HLDGS INC COM 125269100 388 10,280 SH   SOLE 10,280 0 0
CHEVRON CORP NEW COM 166764100 1,538 13,487 SH   SOLE 13,487 0 0
CIDARA THERAPEUTICS INC COM 171757107 312 77,896 SH   SOLE 77,896 0 0
CUMMINS INC COM 231021106 486 3,000 SH   SOLE 3,000 0 0
DELAWARE ENHANCED GBL DIV & COM 246060107 1,114 96,344 SH   SOLE 96,344 0 0
DIGITAL RLTY TR INC COM 253868103 434 4,122 SH   SOLE 4,122 0 0
DISNEY WALT CO COM DISNEY 254687106 468 4,661 SH   SOLE 4,661 0 0
DOWDUPONT INC COM 26078J100 446 7,000 SH   SOLE 7,000 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 387 5,000 SH   SOLE 5,000 0 0
EATON CORP PLC SHS G29183103 719 9,000 SH   SOLE 9,000 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100 182 17,780 SH   SOLE 17,780 0 0
EDISON INTL COM 281020107 424 6,667 SH   SOLE 6,667 0 0
ENTERGY CORP NEW COM 29364G103 689 8,744 SH   SOLE 8,744 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 459 7,450 SH   SOLE 7,450 0 0
EVEREST RE GROUP LTD COM G3223R108 593 2,310 SH   SOLE 2,310 0 0
EXELON CORP COM 30161N101 470 12,054 SH   SOLE 12,054 0 0
EXTRA SPACE STORAGE INC COM 30225T102 512 5,856 SH   SOLE 5,856 0 0
GALLAGHER ARTHUR J & CO COM 363576109 2,144 31,200 SH   SOLE 31,200 0 0
GAP INC DEL COM 364760108 556 17,811 SH   SOLE 17,811 0 0
GENERAL ELECTRIC CO COM 369604103 394 29,223 SH   SOLE 29,223 0 0
GENERAL MTRS CO COM 37045V100 2,080 57,240 SH   SOLE 57,240 0 0
HELMERICH & PAYNE INC COM 423452101 436 6,556 SH   SOLE 6,556 0 0
HOME DEPOT INC COM 437076102 356 2,000 SH   SOLE 2,000 0 0
HONEYWELL INTL INC COM 438516106 867 6,000 SH   SOLE 6,000 0 0
ILLINOIS TOOL WKS INC COM 452308109 470 3,000 SH   SOLE 3,000 0 0
INTEL CORP COM 458140100 1,165 22,361 SH   SOLE 22,361 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 272 1,774 SH   SOLE 1,774 0 0
ISHARES INC MSCI BRAZIL ETF 464286400 304 6,777 SH   SOLE 6,777 0 0
ISHARES INC MSCI JPN ETF NEW 46434G822 95 40,000 SH Call SOLE 40,000 0 0
ISHARES TR USA MOMENTUM FCT 46432F396 615 5,805 SH   SOLE 5,805 0 0
JOHNSON & JOHNSON COM 478160104 910 7,098 SH   SOLE 7,098 0 0
JPMORGAN CHASE & CO COM 46625H100 550 5,000 SH   SOLE 5,000 0 0
KIMBERLY CLARK CORP COM 494368103 611 5,550 SH   SOLE 5,550 0 0
KURA ONCOLOGY INC COM 50127T109 3,386 180,595 SH   SOLE 180,595 0 0
MEDTRONIC PLC SHS G5960L103 281 3,500 SH   SOLE 3,500 0 0
MERCK & CO INC COM 58933Y105 562 10,312 SH   SOLE 10,312 0 0
METLIFE INC COM 59156R108 431 9,397 SH   SOLE 9,397 0 0
MICROSOFT CORP COM 594918104 356 3,900 SH   SOLE 3,900 0 0
MID AMER APT CMNTYS INC COM 59522J103 357 3,914 SH   SOLE 3,914 0 0
NEURALSTEM INC COM NEW 64127R401 271 164,394 SH   SOLE 164,394 0 0
NEXTERA ENERGY INC COM 65339F101 2,613 15,997 SH   SOLE 15,997 0 0
PAYCHEX INC COM 704326107 388 6,300 SH   SOLE 6,300 0 0
PEOPLES UNITED FINANCIAL INC COM 712704105 474 25,404 SH   SOLE 25,404 0 0
PFIZER INC COM 717081103 424 11,953 SH   SOLE 11,953 0 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 303 1,893 SH   SOLE 1,893 0 0
PPL CORP COM 69351T106 434 15,349 SH   SOLE 15,349 0 0
PROCTER AND GAMBLE CO COM 742718109 396 5,000 SH   SOLE 5,000 0 0
PUBLIC STORAGE COM 74460D109 506 2,523 SH   SOLE 2,523 0 0
PUBLIC SVC ENTERPRISE GROUP COM 744573106 2,437 48,517 SH   SOLE 48,517 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 83 93,000 SH Call SOLE 93,000 0 0
SEMPRA ENERGY COM 816851109 494 4,444 SH   SOLE 4,444 0 0
SOUTHERN CO COM 842587107 1,787 40,018 SH   SOLE 40,018 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,474 5,603 SH   SOLE 5,603 0 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 1,216 13,861 SH   SOLE 13,861 0 0
THOMSON REUTERS CORP COM 884903105 410 10,604 SH   SOLE 10,604 0 0
V F CORP COM 918204108 2,383 32,155 SH   SOLE 32,155 0 0
WASTE MGMT INC DEL COM 94106L109 589 7,000 SH   SOLE 7,000 0 0
WESTERN DIGITAL CORP COM 958102105 551 5,974 SH   SOLE 5,974 0 0
WESTERN UN CO COM 959802109 481 24,990 SH   SOLE 24,990 0 0
WEYERHAEUSER CO COM 962166104 2,480 70,867 SH   SOLE 70,867 0 0
XL GROUP LTD COM G98294104 747 13,511 SH   SOLE 13,511 0 0