The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AAC HLDGS INC | COM | 000307108 | 21,284 | 1,853,998 | SH | DFND | 1 | 1,853,998 | 0 | 0 | |
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 29,033 | 741,016 | SH | DFND | 1 | 741,016 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 24,047 | 615,000 | SH | DFND | 1 | 615,000 | 0 | 0 | |
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 48,105 | 2,745,705 | SH | DFND | 1 | 2,745,705 | 0 | 0 | |
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 2,448 | 422,000 | SH | DFND | 1 | 422,000 | 0 | 0 | |
AEGERION PHARMACEUTICALS INC | NOTE 2.000% 8/1 | 00767EAB8 | 13,186 | 16,600,000 | PRN | DFND | 1 | 16,600,000 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 26,260 | 484,055 | SH | DFND | 1 | 484,055 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 27,885 | 165,000 | SH | DFND | 1 | 165,000 | 0 | 0 | |
AGIOS PHARMACEUTICALS INC | COM | 00847X104 | 29,931 | 366,000 | SH | DFND | 1 | 366,000 | 0 | 0 | |
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 22,606 | 710,210 | SH | DFND | 1 | 710,210 | 0 | 0 | |
ALBIREO PHARMA INC | COM | 01345P106 | 3,908 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
ALIMERA SCIENCES INC | COM | 016259103 | 6,235 | 6,052,935 | SH | DFND | 1 | 6,052,935 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 9,708 | 9,671,000 | PRN | DFND | 1 | 9,671,000 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 17,389 | 146,000 | SH | DFND | 1 | 146,000 | 0 | 0 | |
ALPINE IMMUNE SCIENCES INC | COM | 02083G100 | 7,305 | 913,100 | SH | DFND | 1 | 913,100 | 0 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 82,675 | 794,338 | SH | DFND | 1 | 794,338 | 0 | 0 | |
ANTHEM INC | COM | 036752103 | 41,963 | 191,000 | SH | DFND | 1 | 191,000 | 0 | 0 | |
ARALEZ PHARMACEUTICALS INC | COM | 03852X100 | 2,467 | 1,644,583 | SH | DFND | 1 | 1,644,583 | 0 | 0 | |
ARDELYX INC | COM | 039697107 | 13,144 | 2,602,733 | SH | DFND | 1 | 2,602,733 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 27,539 | 697,194 | SH | DFND | 1 | 697,194 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 25,734 | 319,920 | SH | DFND | 1 | 319,920 | 0 | 0 | |
ARMO BIOSCIENCES INC | COM | 04225U104 | 7,053 | 188,525 | SH | DFND | 1 | 188,525 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 31,553 | 482,467 | SH | DFND | 1 | 482,467 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 41,603 | 1,384,470 | SH | DFND | 1 | 1,384,470 | 0 | 0 | |
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 27,618 | 3,788,540 | SH | DFND | 1 | 3,788,540 | 0 | 0 | |
AVEXIS INC | COM | 05366U100 | 93,402 | 755,798 | SH | DFND | 1 | 755,798 | 0 | 0 | |
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 35,138 | 7,366,460 | SH | DFND | 1 | 7,366,460 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 22,385 | 869,000 | SH | DFND | 1 | 869,000 | 0 | 0 | |
BIOSCRIP INC | COM | 09069N108 | 7,685 | 3,124,000 | SH | DFND | 1 | 3,124,000 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 7,001 | 41,000 | SH | DFND | 1 | 41,000 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 34,750 | 378,950 | SH | DFND | 1 | 378,950 | 0 | 0 | |
CATALYST BIOSCIENCES INC | COM NEW | 14888D208 | 21,430 | 830,605 | SH | DFND | 1 | 830,605 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 62,840 | 588,000 | SH | DFND | 1 | 588,000 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 34,216 | 550,000 | SH | DFND | 1 | 550,000 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 35,261 | 566,800 | SH | Call | DFND | 1 | 566,800 | 0 | 0 |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 15,759 | 1,213,181 | SH | DFND | 1 | 1,213,181 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 21,432 | 753,322 | SH | DFND | 1 | 753,322 | 0 | 0 | |
DAVITA INC | COM | 23918K108 | 32,075 | 486,427 | SH | DFND | 1 | 486,427 | 0 | 0 | |
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 66,903 | 2,900,000 | SH | DFND | 1 | 2,900,000 | 0 | 0 | |
DEPOMED INC | NOTE 2.500% 9/0 | 249908AA2 | 22,006 | 27,019,000 | PRN | DFND | 1 | 27,019,000 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 48,130 | 649,000 | SH | DFND | 1 | 649,000 | 0 | 0 | |
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 25,125 | 2,500,000 | SH | DFND | 1 | 2,500,000 | 0 | 0 | |
EDITAS MEDICINE INC | COM | 28106W103 | 38,416 | 1,158,841 | SH | DFND | 1 | 1,158,841 | 0 | 0 | |
EGALET CORP | COM | 28226B104 | 2,041 | 3,239,237 | SH | DFND | 1 | 3,239,237 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 14,751 | 1,030,802 | SH | DFND | 1 | 1,030,802 | 0 | 0 | |
ENDOCYTE INC | COM | 29269A102 | 23,884 | 2,627,540 | SH | DFND | 1 | 2,627,540 | 0 | 0 | |
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 34,899 | 40,500,000 | PRN | DFND | 1 | 40,500,000 | 0 | 0 | |
EPIZYME INC | COM | 29428V104 | 17,057 | 960,970 | SH | DFND | 1 | 960,970 | 0 | 0 | |
EXACT SCIENCES CORP | DBCV 1.000% 1/1 | 30063PAA3 | 11,083 | 12,500,000 | PRN | DFND | 1 | 12,500,000 | 0 | 0 | |
EYENOVIA INC | COM | 30234E104 | 2,745 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 3,458 | 674,002 | SH | DFND | 1 | 674,002 | 0 | 0 | |
G1 THERAPEUTICS INC | COM | 3621LQ109 | 13,820 | 373,000 | SH | DFND | 1 | 373,000 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 12,969 | 130,000 | SH | DFND | 1 | 130,000 | 0 | 0 | |
GLAUKOS CORP | COM | 377322102 | 50,655 | 1,643,031 | SH | DFND | 1 | 1,643,031 | 0 | 0 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 31,647 | 810,000 | SH | DFND | 1 | 810,000 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 25,402 | 225,452 | SH | DFND | 1 | 225,452 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 97,746 | 5,227,035 | SH | DFND | 1 | 5,227,035 | 0 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 91,055 | 99,100,000 | PRN | DFND | 1 | 99,100,000 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 93,860 | 6,609,894 | SH | DFND | 1 | 6,609,894 | 0 | 0 | |
IGI LABORATORIES INC | NOTE 3.750%12/1 | 449575AB5 | 10,750 | 11,600,000 | PRN | DFND | 1 | 11,600,000 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 13,594 | 930,448 | SH | DFND | 1 | 930,448 | 0 | 0 | |
INFLARX NV | COM | N44821101 | 2,552 | 88,500 | SH | DFND | 1 | 88,500 | 0 | 0 | |
INSULET CORP | COM | 45784P101 | 14,822 | 171,000 | SH | DFND | 1 | 171,000 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 28,596 | 36,000,000 | PRN | DFND | 1 | 36,000,000 | 0 | 0 | |
INTERSECT ENT INC | COM | 46071F103 | 32,717 | 832,500 | SH | DFND | 1 | 832,500 | 0 | 0 | |
INVITAE CORP | COM | 46185L103 | 8,919 | 1,901,788 | SH | DFND | 1 | 1,901,788 | 0 | 0 | |
INVUITY INC | COM NEW | 46187J205 | 8,997 | 2,336,889 | SH | DFND | 1 | 2,336,889 | 0 | 0 | |
ISIS PHARMACEUTICALS INC DEL | NOTE 1.000%11/1 | 464337AJ3 | 45,283 | 45,700,000 | PRN | DFND | 1 | 45,700,000 | 0 | 0 | |
K2M GROUP HLDGS INC | NOTE 4.125% 8/1 | 48273JAB3 | 23,444 | 20,000,000 | PRN | DFND | 1 | 20,000,000 | 0 | 0 | |
KEMPHARM INC | NOTE 5.500% 2/0 | 488445AB3 | 57,250 | 75,000,000 | PRN | DFND | 1 | 75,000,000 | 0 | 0 | |
LANNET INC | COM | 516012101 | 43,994 | 2,741,077 | SH | DFND | 1 | 2,741,077 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 124,838 | 8,621,383 | SH | DFND | 1 | 8,621,383 | 0 | 0 | |
MANNKIND CORP | COM NEW | 56400P706 | 3,380 | 1,482,601 | SH | DFND | 1 | 1,482,601 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 21,131 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
MELINTA THERAPEUTICS INC | COM | 58549G100 | 23,146 | 3,127,846 | SH | DFND | 1 | 3,127,846 | 0 | 0 | |
MENLO THERAPEUTICS INC | COM | 586858102 | 16,037 | 426,749 | SH | DFND | 1 | 426,749 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 6,048 | 197,000 | SH | DFND | 1 | 197,000 | 0 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 13,638 | 168,000 | SH | DFND | 1 | 168,000 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 104,906 | 2,548,111 | SH | DFND | 1 | 2,548,111 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 52,152 | 1,068,680 | SH | DFND | 1 | 1,068,680 | 0 | 0 | |
NATERA INC | COM | 632307104 | 29,479 | 3,180,000 | SH | DFND | 1 | 3,180,000 | 0 | 0 | |
NEOS THERAPEUTICS INC | COM | 64052L106 | 7,179 | 864,906 | SH | DFND | 1 | 864,906 | 0 | 0 | |
NEVRO CORP | NOTE 1.750% 6/0 | 64157FAA1 | 31,273 | 27,600,000 | PRN | DFND | 1 | 27,600,000 | 0 | 0 | |
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 11,001 | 10,000,000 | PRN | DFND | 1 | 10,000,000 | 0 | 0 | |
OBALON THERAPEUTICS INC | COM | 67424L100 | 1,531 | 446,284 | SH | DFND | 1 | 446,284 | 0 | 0 | |
ORTHOPEDIATRICS CORP | COM | 68752L100 | 877 | 58,247 | SH | DFND | 1 | 58,247 | 0 | 0 | |
OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 17,978 | 1,444,000 | SH | DFND | 1 | 1,444,000 | 0 | 0 | |
PFENEX INC | COM | 717071104 | 9,957 | 1,659,501 | SH | DFND | 1 | 1,659,501 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 16,330 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 16,330 | 500,000 | SH | Put | DFND | 1 | 500,000 | 0 | 0 |
PROTEON THERAPEUTICS INC | COM | 74371L109 | 3,062 | 1,224,899 | SH | DFND | 1 | 1,224,899 | 0 | 0 | |
RA PHARMACEUTICALS INC | COM | 74933V108 | 2,032 | 382,700 | SH | DFND | 1 | 382,700 | 0 | 0 | |
RADIUS HEALTH INC | NOTE 3.000% 9/0 | 750469AA6 | 21,134 | 21,000,000 | PRN | DFND | 1 | 21,000,000 | 0 | 0 | |
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 7,999 | 390,000 | SH | DFND | 1 | 390,000 | 0 | 0 | |
RECRO PHARMA INC | COM | 75629F109 | 11,120 | 1,010,000 | SH | DFND | 1 | 1,010,000 | 0 | 0 | |
REGENXBIO INC | COM | 75901B107 | 7,651 | 256,300 | SH | DFND | 1 | 256,300 | 0 | 0 | |
RHYTHM PHARMACEUTICALS INC | COM | 76243J105 | 11,582 | 582,010 | SH | DFND | 1 | 582,010 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 7,500 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
SCYNEXIS INC | COM | 811292101 | 1,367 | 1,020,000 | SH | DFND | 1 | 1,020,000 | 0 | 0 | |
SELECT MED HLDGS CORP | COM | 81619Q105 | 32,051 | 1,858,000 | SH | DFND | 1 | 1,858,000 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 1,063 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | |
SIERRA ONCOLOGY INC | COM | 82640U107 | 3,653 | 1,764,889 | SH | DFND | 1 | 1,764,889 | 0 | 0 | |
STEADYMED LTD | SHS | M84920103 | 4,611 | 1,418,787 | SH | DFND | 1 | 1,418,787 | 0 | 0 | |
SYNLOGIC INC | COM | 87166L100 | 12,805 | 1,365,143 | SH | DFND | 1 | 1,365,143 | 0 | 0 | |
SYROS PHARMACEUTICALS INC | COM | 87184Q107 | 16,471 | 1,268,945 | SH | DFND | 1 | 1,268,945 | 0 | 0 | |
TACTILE SYS TECHNOLOGY INC | COM | 87357P100 | 2,894 | 91,020 | SH | DFND | 1 | 91,020 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 1,577 | 318,000 | SH | DFND | 1 | 318,000 | 0 | 0 | |
TELIGENT INC NEW | COM | 87960W104 | 1,609 | 479,000 | SH | DFND | 1 | 479,000 | 0 | 0 | |
TESARO INC | COM | 881569107 | 2,451 | 42,893 | SH | DFND | 1 | 42,893 | 0 | 0 | |
TRINITY BIOTECH INVT LTD | NOTE 4.000% 4/0 | 89643QAB4 | 38,550 | 48,000,000 | PRN | DFND | 1 | 48,000,000 | 0 | 0 | |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 31,023 | 262,000 | SH | DFND | 1 | 262,000 | 0 | 0 | |
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 2,211 | 117,647 | SH | DFND | 1 | 117,647 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 23,307 | 356,000 | SH | DFND | 1 | 356,000 | 0 | 0 | |
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 10,754 | 268,174 | SH | DFND | 1 | 268,174 | 0 | 0 | |
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 12,579 | 634,000 | SH | DFND | 1 | 634,000 | 0 | 0 | |
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 35,763 | 31,500,000 | PRN | DFND | 1 | 31,500,000 | 0 | 0 | |
XENCOR INC | COM | 98401F105 | 26,456 | 882,462 | SH | DFND | 1 | 882,462 | 0 | 0 | |
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 13,194 | 121,000 | SH | DFND | 1 | 121,000 | 0 | 0 |