The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNC INVT CORP | COM | 00123Q104 | 1,328 | 71,391 | SH | SOLE | 71,391 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 239 | 212 | SH | SOLE | 212 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 520 | 306 | SH | SOLE | 306 | 0 | 0 | ||
ANDEAVOR | COM | 03349M105 | 34,428 | 262,452 | SH | OTR | 1 | 0 | 262,452 | 0 | |
ANDEAVOR LOGISTICS LP | COM UNIT LP INT | 03350F106 | 90,054 | 2,117,429 | SH | OTR | 1 | 0 | 2,117,429 | 0 | |
ANNALY CAP MGMT INC | COM | 035710409 | 500 | 48,555 | SH | SOLE | 48,555 | 0 | 0 | ||
ANTERO MIDSTREAM PARTNERS LP | UNT LTD PARTN | 03673L103 | 13,644 | 462,188 | SH | OTR | 1 | 0 | 462,188 | 0 | |
ANWORTH MORTGAGE ASSET CP | COM | 037347101 | 56 | 11,180 | SH | SOLE | 11,180 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 743 | 4,014 | SH | SOLE | 4,014 | 0 | 0 | ||
ARMOUR RESIDENTIAL REIT INC | COM NEW | 042315507 | 813 | 35,570 | SH | SOLE | 35,570 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 564 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 508 | 1,750 | SH | SOLE | 1,750 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 2,104 | 201,079 | SH | SOLE | 201,079 | 0 | 0 | ||
BLACKROCK LONG-TERM MUNI ADV | COM | 09250B103 | 305 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
BLACKROCK MUNI INCOME TR II | COM | 09249N101 | 200 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 618 | 49,685 | SH | SOLE | 49,685 | 0 | 0 | ||
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 378 | 28,352 | SH | SOLE | 28,352 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY QLTY | COM | 09255E102 | 598 | 49,843 | SH | SOLE | 49,843 | 0 | 0 | ||
BLACKROCK N Y MUN INCOME TR | SH BEN INT | 09248L106 | 340 | 26,458 | SH | SOLE | 26,458 | 0 | 0 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 1,953 | 60,700 | SH | SOLE | 60,700 | 0 | 0 | ||
BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | 8,618 | 741,692 | SH | OTR | 1 | 0 | 741,692 | 0 | |
BP MIDSTREAM PARTNERS LP | UNIT LTD PTNR | 0556EL109 | 30,407 | 1,448,632 | SH | OTR | 1 | 0 | 1,448,632 | 0 | |
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | 425 | 18,708 | SH | SOLE | 18,708 | 0 | 0 | ||
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 6,057 | 172,316 | SH | OTR | 1 | 0 | 172,316 | 0 | |
CAPSTEAD MTG CORP | COM NO PAR | 14067E506 | 103 | 11,450 | SH | SOLE | 11,450 | 0 | 0 | ||
CHIMERA INVT CORP | COM NEW | 16934Q208 | 352 | 19,260 | SH | SOLE | 19,260 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 13,167 | 414,698 | SH | OTR | 1 | 0 | 414,698 | 0 | |
CYS INVTS INC | COM | 12673A108 | 1,272 | 169,604 | SH | SOLE | 169,604 | 0 | 0 | ||
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 2,770 | 70,049 | SH | OTR | 1 | 0 | 70,049 | 0 | |
DOMINION ENERGY MIDSTRM PRTN | COM UT REP LTD | 257454108 | 3,197 | 235,047 | SH | OTR | 1 | 0 | 235,047 | 0 | |
DOVER CORP | COM | 260003108 | 203 | 2,772 | SH | SOLE | 2,772 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 560 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
DREYFUS MUN INCOME INC | COM | 26201R102 | 163 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 581 | 46,168 | SH | SOLE | 46,168 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 465 | 41,139 | SH | SOLE | 41,139 | 0 | 0 | ||
EATON VANCE TAX ADV BD OPT S | COM SH BEN INT | 27829M103 | 590 | 64,583 | SH | SOLE | 64,583 | 0 | 0 | ||
ENBRIDGE ENERGY PARTNERS L P | COM | 29250R106 | 36,172 | 3,309,396 | SH | OTR | 1 | 0 | 3,309,396 | 0 | |
ENBRIDGE INC | COM | 29250N105 | 828 | 23,200 | SH | OTR | 1 | 0 | 23,200 | 0 | |
ENERGY TRANSFER PARTNERS LP | UNIT LTD PRT INT | 29278N103 | 78,954 | 4,146,723 | SH | OTR | 1 | 0 | 4,146,723 | 0 | |
ENERGY TRANSFER PARTNERS LP | UNIT LTD PRT INT | 29278N103 | 828 | 43,500 | SH | SOLE | 43,500 | 0 | 0 | ||
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 3,664 | 222,710 | SH | OTR | 1 | 0 | 222,710 | 0 | |
ENLINK MIDSTREAM PARTNERS LP | COM UNIT REP LTD | 29336U107 | 40,071 | 2,580,236 | SH | OTR | 1 | 0 | 2,580,236 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 5,125 | 185,206 | SH | OTR | 1 | 0 | 185,206 | 0 | |
EPR PPTYS | CONV PFD 9% SR E | 26884U307 | 573 | 16,400 | SH | SOLE | 16,400 | 0 | 0 | ||
EQT GP HLDGS LP | COM UNIT REP | 26885J103 | 4,451 | 189,335 | SH | OTR | 1 | 0 | 189,335 | 0 | |
EQT MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 21,876 | 424,039 | SH | OTR | 1 | 0 | 424,039 | 0 | |
ETFIS SER TR I | INFRACP REIT PFD | 26923G400 | 3,680 | 149,287 | SH | SOLE | 149,287 | 0 | 0 | ||
ETFIS SER TR I | VIRTUS INFRCAP | 26923G822 | 1,848 | 71,780 | SH | SOLE | 71,780 | 0 | 0 | ||
ETFIS SER TR I | INFRAC ACT MLP | 26923G103 | 3,518 | 481,973 | SH | SOLE | 481,973 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 386 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 359 | 1,580 | SH | SOLE | 1,580 | 0 | 0 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 464 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 18,781 | 857,207 | SH | OTR | 1 | 0 | 857,207 | 0 | |
HOLLY ENERGY PARTNERS L P | COM UT LTD PTN | 435763107 | 355 | 12,574 | SH | OTR | 1 | 0 | 12,574 | 0 | |
HOLLYFRONTIER CORP | COM | 436106108 | 16,723 | 244,378 | SH | OTR | 1 | 0 | 244,378 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 295 | 2,050 | SH | SOLE | 2,050 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 279 | 5,604 | SH | SOLE | 5,604 | 0 | 0 | ||
INTERNATIONAL GAME TECHNOLOG | SHS USD | G4863A108 | 232 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INVESCO ADVANTAGE MUNICIPAL | SH BEN INT | 46132E103 | 1,066 | 99,996 | SH | SOLE | 99,996 | 0 | 0 | ||
INVESCO QUALITY MUNI INC TRS | COM | 46133G107 | 256 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 1,081 | 87,361 | SH | SOLE | 87,361 | 0 | 0 | ||
INVESCO TR INVT GRADE NY MUN | COM | 46131T101 | 1,042 | 81,702 | SH | SOLE | 81,702 | 0 | 0 | ||
IRON MTN INC NEW | COM | 46284V101 | 241 | 6,880 | SH | SOLE | 6,880 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 54,117 | 444,600 | SH | Call | OTR | 1 | 0 | 444,600 | 0 |
ISHARES TR | S&P US PFD STK | 464288687 | 378 | 10,015 | SH | SOLE | 10,015 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 243 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 2,071 | 77,919 | SH | OTR | 1 | 0 | 77,919 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 12,269 | 694,315 | SH | OTR | 1 | 0 | 694,315 | 0 | |
LEXINGTON REALTY TRUST | PFD CONV SER C | 529043309 | 240 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 329 | 1,060 | SH | SOLE | 1,060 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 47,807 | 692,056 | SH | OTR | 1 | 0 | 692,056 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 761 | 10,844 | SH | OTR | 1 | 0 | 10,844 | 0 | |
MFA FINL INC | COM | 55272X102 | 163 | 21,370 | SH | SOLE | 21,370 | 0 | 0 | ||
MFS HIGH INCOME MUN TR | SH BEN INT | 59318D104 | 218 | 43,737 | SH | SOLE | 43,737 | 0 | 0 | ||
MGM RESORTS INTERNATIONAL | COM | 552953101 | 435 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 294 | 6,200 | SH | SOLE | 6,200 | 0 | 0 | ||
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 377 | 56,199 | SH | SOLE | 56,199 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 86,100 | 2,521,958 | SH | OTR | 1 | 0 | 2,521,958 | 0 | |
NEW MTN FIN CORP | COM | 647551100 | 202 | 14,863 | SH | SOLE | 14,863 | 0 | 0 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 11,951 | 956,112 | SH | OTR | 1 | 0 | 956,112 | 0 | |
NOBLE MIDSTREAM PARTNERS LP | COM UNIT REPST | 65506L105 | 22,472 | 440,118 | SH | OTR | 1 | 0 | 440,118 | 0 | |
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 343 | 15,125 | SH | OTR | 1 | 0 | 15,125 | 0 | |
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 1,274 | 87,291 | SH | SOLE | 87,291 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 836 | 64,296 | SH | SOLE | 64,296 | 0 | 0 | ||
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 375 | 24,298 | SH | SOLE | 24,298 | 0 | 0 | ||
NUVEEN MUN HIGH INCOME OPP F | COM | 670682103 | 727 | 57,413 | SH | SOLE | 57,413 | 0 | 0 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 766 | 53,456 | SH | SOLE | 53,456 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 619 | 50,600 | SH | SOLE | 50,600 | 0 | 0 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 645 | 51,216 | SH | SOLE | 51,216 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 1,218 | 91,591 | SH | SOLE | 91,591 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 4,474 | 64,070 | SH | OTR | 1 | 0 | 64,070 | 0 | |
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 138 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 2,138 | 19,036 | SH | OTR | 1 | 0 | 19,036 | 0 | |
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 24,030 | 470,619 | SH | OTR | 1 | 0 | 470,619 | 0 | |
PIMCO DYNMIC CREDIT AND MRT | COM SHS | 72202D106 | 940 | 39,895 | SH | SOLE | 39,895 | 0 | 0 | ||
PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 808 | 77,110 | SH | SOLE | 77,110 | 0 | 0 | ||
PIMCO NEW YORK MUN INCM FD 1 | COM | 72201E105 | 105 | 11,482 | SH | SOLE | 11,482 | 0 | 0 | ||
PIMCO NY MUNICIPAL INCOME FD | COM | 72200T103 | 255 | 20,616 | SH | SOLE | 20,616 | 0 | 0 | ||
PINNACLE FOODS INC DEL | COM | 72348P104 | 286 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 24,930 | 1,054,564 | SH | OTR | 1 | 0 | 1,054,564 | 0 | |
PUTNAM MANAGED MUN INCOM TR | COM | 746823103 | 490 | 69,177 | SH | SOLE | 69,177 | 0 | 0 | ||
RICE MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 762819100 | 9,689 | 569,298 | SH | OTR | 1 | 0 | 569,298 | 0 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 415 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 4,425 | 199,482 | SH | OTR | 1 | 0 | 199,482 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 593 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 10,933 | 40,300 | SH | Call | SOLE | 40,300 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,356 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 97,661 | 360,000 | SH | Call | OTR | 1 | 0 | 360,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,753 | 10,150 | SH | SOLE | 10,150 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 244 | 5,002 | SH | SOLE | 5,002 | 0 | 0 | ||
TALLGRASS ENERGY PARTNERS LP | COM UNIT | 874697105 | 17,107 | 394,999 | SH | OTR | 1 | 0 | 394,999 | 0 | |
TARGA RES CORP | COM | 87612G101 | 642 | 12,970 | SH | OTR | 1 | 0 | 12,970 | 0 | |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 63,059 | 4,187,200 | SH | Call | OTR | 1 | 0 | 4,187,200 | 0 |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 1,001 | 66,500 | SH | SOLE | 66,500 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 223 | 1,780 | SH | SOLE | 1,780 | 0 | 0 | ||
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 771 | 84,465 | SH | SOLE | 84,465 | 0 | 0 | ||
WESTERN GAS EQUITY PARTNERS | COMUNT LTD PT | 95825R103 | 7,750 | 216,783 | SH | OTR | 1 | 0 | 216,783 | 0 | |
WESTERN GAS PARTNERS LP | COM UNIT LP IN | 958254104 | 29,637 | 612,461 | SH | OTR | 1 | 0 | 612,461 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 10,010 | 369,231 | SH | OTR | 1 | 0 | 369,231 | 0 | |
WILLIAMS PARTNERS L P NEW | COM UNIT LTD PAR | 96949L105 | 44,594 | 1,098,654 | SH | OTR | 1 | 0 | 1,098,654 | 0 |