The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ADVANCED MICRO DEVICES INC COM 007903107 44 3,000 SH Call DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 227 5,000 SH Call DFND 1 0 0 0
IMMUNOMEDICS INC COM 452907108 321 13,600 SH Call DFND 1 0 0 0
MEDICINES CO COM 584688105 36 1,000 SH Call DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 13,172 251,200 SH Call DFND 1 0 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 9,662 158,400 SH Call DFND 1 0 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3,733 20,000 SH Call DFND 1 0 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 4,411 20,000 SH Call DFND 1 0 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 141 1,500 SH Call DFND 1 0 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 11,848 214,100 SH Call DFND 1 0 0 0
METLIFE INC COM 59156R108 928 21,300 SH Call DFND 1 0 0 0
CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 3,172 66,600 SH Call DFND 1 0 0 0
DISH NETWORK CORP CL A 25470M109 332 9,900 SH Call DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 266 21,200 SH Call DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 2,245 41,800 SH Call DFND 1 0 0 0
PENNEY J C INC COM 708160106 318 136,000 SH Call DFND 1 0 0 0
RENT A CTR INC NEW COM 76009N100 142 9,700 SH Call DFND 1 0 0 0
RH COM 74967X103 139 1,000 SH Call DFND 1 0 0 0
TRANSOCEAN LTD REG SHS H8817H100 1,344 100,000 SH Call DFND 1 0 0 0
SCIENTIFIC GAMES CORP COM 80874P109 737 15,000 SH Call DFND 1 0 0 0
TESLA INC COM 88160R101 9,876 28,800 SH Call DFND 1 0 0 0
VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 508 46,900 SH Call DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 2,156 24,300 SH Call DFND 1 0 0 0
WEATHERFORD INTL PLC ORD SHS G48833100 28 8,600 SH Call DFND 1 0 0 0
ALTABA INC COM 021346101 148,572 2,029,400 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 37,756 527,100 SH Call DFND 1 0 0 0
APPLIED MATLS INC COM 038222105 9,238 200,000 SH Call DFND 1 0 0 0
DELL TECHNOLOGIES INC COM CL V 24703L103 8,458 100,000 SH Call DFND 1 0 0 0
LAM RESEARCH CORP COM 512807108 15,591 90,200 SH Call DFND 1 0 0 0
NXP SEMICONDUCTORS N V COM N6596X109 22,127 202,500 SH Call DFND 1 0 0 0
INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 2,508 100,600 SH Call DFND 1 0 0 0
ISHARES TR MSCI EAFE ETF 464287465 31,770 474,400 SH Call DFND 1 0 0 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 24,273 100,000 SH Call DFND 1 0 0 0
AUTOLIV INC COM 052800109 1,432 10,000 SH Call DFND 1 0 0 0
CANADIAN NAT RES LTD COM 136385101 1,803 50,000 SH Call DFND 1 0 0 0
DEERE & CO COM 244199105 6,011 43,000 SH Call DFND 1 0 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 7,819 65,900 SH Call DFND 1 0 0 0
NIKE INC CL B 654106103 1,992 25,000 SH Call DFND 1 0 0 0
NATIONAL OILWELL VARCO INC COM 637071101 2,170 50,000 SH Call DFND 1 0 0 0
EXXON MOBIL CORP COM 30231G102 4,136 50,000 SH Call DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 112,550 655,700 SH Call DFND 1 0 0 0
AMAZON COM INC COM 023135106 9,688 5,700 SH Call DFND 1 0 0 0
BAIDU INC SPON ADR REP A 056752108 9,720 40,000 SH Call DFND 1 0 0 0
BOOKING HLDGS INC COM 09857L108 202 100 SH Call DFND 1 0 0 0
BP PLC SPONSORED ADR 055622104 13 300 SH Call DFND 1 0 0 0
CHEESECAKE FACTORY INC COM 163072101 1,872 34,000 SH Call DFND 1 0 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 37 3,500 SH Call DFND 1 0 0 0
FACEBOOK INC CL A 30303M102 29,789 153,300 SH Call DFND 1 0 0 0
FIAT CHRYSLER AUTOMOBILES N SHS N31738102 4,726 250,200 SH Call DFND 1 0 0 0
ALPHABET INC CAP STK CL C 02079K107 10,040 9,000 SH Call DFND 1 0 0 0
KRAFT HEINZ CO COM 500754106 295 4,700 SH Call DFND 1 0 0 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 1,377 50,000 SH Call DFND 1 0 0 0
MICROSOFT CORP COM 594918104 9,801 99,400 SH Call DFND 1 0 0 0
PEPSICO INC COM 713448108 9,743 89,500 SH Call DFND 1 0 0 0
STARBUCKS CORP COM 855244109 15,353 314,300 SH Call DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 38,548 142,100 SH Call DFND 1 0 0 0
TARGET CORP COM 87612E106 3,806 50,000 SH Call DFND 1 0 0 0
VISA INC COM CL A 92826C839 2,980 22,500 SH Call DFND 1 0 0 0
CHESAPEAKE ENERGY CORP COM 165167107 1,048 200,000 SH Call DFND 1 0 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 13,914 75,000 SH Call DFND 1 0 0 0
BELDEN INC COM 077454106 2,059 33,700 SH Call DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 5,181 76,000 SH Call DFND 1 0 0 0
VISTRA ENERGY CORP COM 92840M102 2 100 SH Call DFND 1 0 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 284 53,000 SH Call DFND 1 0 0 0
IRIDIUM COMMUNICATIONS INC COM 46269C102 201 12,500 SH Call DFND 1 0 0 0
TELADOC INC COM 87918A105 330 5,700 SH Call DFND 1 0 0 0
BLACKBERRY LTD COM 09228F103 96 10,000 SH Call DFND 1 0 0 0
CSX CORP COM 126408103 4,923 77,200 SH Call DFND 1 0 0 0
CENTURYLINK INC COM 156700106 68 3,700 SH Call DFND 1 0 0 0
NORFOLK SOUTHERN CORP COM 655844108 198,756 1,317,400 SH Call DFND 1 0 0 0
UNION PAC CORP COM 907818108 38,253 270,000 SH Call DFND 1 0 0 0
APPLE INC COM 037833100 26,156 141,300 SH Call DFND 1 0 0 0
BARRICK GOLD CORP COM 067901108 795 60,600 SH Call DFND 1 0 0 0
ACXIOM CORP COM 005125109 1,347 45,000 SH Call DFND 1 0 0 0
ADOBE SYS INC COM 00724F101 4,510 18,500 SH Call DFND 1 0 0 0
AUTODESK INC COM 052769106 1,310 10,000 SH Call DFND 1 0 0 0
AFLAC INC COM 001055102 7,734 179,800 SH Call DFND 1 0 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 2,929 40,000 SH Call DFND 1 0 0 0
AMC NETWORKS INC CL A 00164V103 3,545 57,000 SH Call DFND 1 0 0 0
ANDEAVOR COM 03349M105 2,623 20,000 SH Call DFND 1 0 0 0
ARRIS INTL INC SHS G0551A103 611 25,000 SH Call DFND 1 0 0 0
AVIS BUDGET GROUP COM 053774105 689 21,200 SH Call DFND 1 0 0 0
CELGENE CORP COM 151020104 6,552 82,500 SH Call DFND 1 0 0 0
CENTENE CORP DEL COM 15135B101 13,491 109,500 SH Call DFND 1 0 0 0
CISCO SYS INC COM 17275R102 4,178 97,100 SH Call DFND 1 0 0 0
CITRIX SYS INC COM 177376100 1,048 10,000 SH Call DFND 1 0 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 3,101 62,600 SH Call DFND 1 0 0 0
DARDEN RESTAURANTS INC COM 237194105 1,241 11,600 SH Call DFND 1 0 0 0
DOWDUPONT INC COM 26078J100 5,537 84,000 SH Call DFND 1 0 0 0
EOG RES INC COM 26875P101 5,201 41,800 SH Call DFND 1 0 0 0
EXPEDIA GROUP INC COM NEW 30212P303 1,201 10,000 SH Call DFND 1 0 0 0
GENERAL ELECTRIC CO COM 369604103 1,940 142,600 SH Call DFND 1 0 0 0
GENERAL MTRS CO COM 37045V100 5,516 140,000 SH Call DFND 1 0 0 0
GRACE W R & CO DEL NEW COM 38388F108 1,466 20,000 SH Call DFND 1 0 0 0
HALLIBURTON CO COM 406216101 869 19,300 SH Call DFND 1 0 0 0
HOME DEPOT INC COM 437076102 877 4,500 SH Call DFND 1 0 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 461 3,300 SH Call DFND 1 0 0 0
INTL PAPER CO COM 460146103 2,827 54,300 SH Call DFND 1 0 0 0
JD COM INC SPON ADR CL A 47215P106 2,975 76,400 SH Call DFND 1 0 0 0
JPMORGAN CHASE & CO COM 46625H100 5,105 49,000 SH Call DFND 1 0 0 0
KIMBERLY CLARK CORP COM 494368103 526 5,000 SH Call DFND 1 0 0 0
COCA COLA CO COM 191216100 1,526 34,800 SH Call DFND 1 0 0 0
KROGER CO COM 501044101 264 9,300 SH Call DFND 1 0 0 0
L BRANDS INC COM 501797104 796 21,600 SH Call DFND 1 0 0 0
LINCOLN NATL CORP IND COM 534187109 1,027 16,500 SH Call DFND 1 0 0 0
LOWES COS INC COM 548661107 9,556 100,000 SH Call DFND 1 0 0 0
MASTERCARD INCORPORATED CL A 57636Q104 3,517 17,900 SH Call DFND 1 0 0 0
ALTRIA GROUP INC COM 02209S103 2,339 41,200 SH Call DFND 1 0 0 0
MORGAN STANLEY COM NEW 617446448 3,981 84,000 SH Call DFND 1 0 0 0
MYLAN N V SHS EURO N59465109 1,445 40,000 SH Call DFND 1 0 0 0
NEWMONT MINING CORP COM 651639106 37 1,000 SH Call DFND 1 0 0 0
NETEASE INC SPONSORED ADR 64110W102 2,526 10,000 SH Call DFND 1 0 0 0
NOVOCURE LTD ORD SHS G6674U108 1,565 50,000 SH Call DFND 1 0 0 0
ORACLE CORP COM 68389X105 1,101 25,000 SH Call DFND 1 0 0 0
PROCTER AND GAMBLE CO COM 742718109 3,122 40,000 SH Call DFND 1 0 0 0
PLEXUS CORP COM 729132100 1,488 25,000 SH Call DFND 1 0 0 0
PIONEER NAT RES CO COM 723787107 37 200 SH Call DFND 1 0 0 0
AT&T INC COM 00206R102 3,124 97,300 SH Call DFND 1 0 0 0
TAL ED GROUP SPONSORED ADS 874080104 2,472 67,200 SH Call DFND 1 0 0 0
TIFFANY & CO NEW COM 886547108 263 2,000 SH Call DFND 1 0 0 0
TOTAL S A SPONSORED ADR 89151E109 6 100 SH Call DFND 1 0 0 0
TABULA RASA HEALTHCARE INC COM 873379101 817 12,800 SH Call DFND 1 0 0 0
UNITED CONTL HLDGS INC COM 910047109 4,671 67,000 SH Call DFND 1 0 0 0
UNITED PARCEL SERVICE INC CL B 911312106 1,763 16,600 SH Call DFND 1 0 0 0
UNITED RENTALS INC COM 911363109 1,107 7,500 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2,903 50,000 SH Call DFND 1 0 0 0
YY INC ADS REPCOM CLA 98426T106 4,018 40,000 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR BRZ BL 3X SH NEW 25490K315 1,349 75,800 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY EMG MK BL 3X 25490K281 909 10,000 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 5,623 147,400 SH Call DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 72,648 443,600 SH Call DFND 1 0 0 0
SPDR SERIES TRUST S&P BK ETF 78464A797 235 5,000 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 11,371 255,300 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 89 3,400 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 16,248 146,000 SH Call DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W627 9,995 785,800 SH Call DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 243 2,000 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 64,503 785,100 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 90,707 1,588,300 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 699 74,600 SH Call DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 13,988 298,400 SH Call DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W163 4,388 355,600 SH Call DFND 1 0 0 0
BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 9,934 268,500 SH Call DFND 1 0 0 0
ISHARES INC MSCI BRAZIL ETF 464286400 320 10,000 SH Call DFND 1 0 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 38,673 900,000 SH Call DFND 1 0 0 0
VALE S A ADR 91912E105 4,166 325,000 SH Call DFND 1 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 418 7,900 SH Call DFND 1 0 0 0
BANK AMER CORP COM 060505104 4,764 169,000 SH Call DFND 1 0 0 0
CITIGROUP INC COM NEW 172967424 13,384 200,000 SH Call DFND 1 0 0 0
ACORDA THERAPEUTICS INC COM 00484M106 1,584 55,200 SH Put DFND 1 0 0 0
ALDER BIOPHARMACEUTICALS INC COM 014339105 3,262 206,500 SH Put DFND 1 0 0 0
AMAG PHARMACEUTICALS INC COM 00163U106 3,636 186,500 SH Put DFND 1 0 0 0
ADVANCED MICRO DEVICES INC COM 007903107 24,675 1,646,100 SH Put DFND 1 0 0 0
ARRAY BIOPHARMA INC COM 04269X105 278 16,600 SH Put DFND 1 0 0 0
ACCELERATE DIAGNOSTICS INC COM 00430H102 111 5,000 SH Put DFND 1 0 0 0
ENCORE CAP GROUP INC COM 292554102 366 10,000 SH Put DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 3,576 379,300 SH Put DFND 1 0 0 0
GAIN CAP HLDGS INC COM 36268W100 936 124,100 SH Put DFND 1 0 0 0
GSV CAP CORP COM 36191J101 374 54,600 SH Put DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 11,549 215,000 SH Put DFND 1 0 0 0
IMMUNOMEDICS INC COM 452907108 5,231 221,000 SH Put DFND 1 0 0 0
INCYTE CORP COM 45337C102 2,887 43,100 SH Put DFND 1 0 0 0
INNOVIVA INC COM 45781M101 963 69,800 SH Put DFND 1 0 0 0
INPHI CORP COM 45772F107 414 12,700 SH Put DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 5,737 300,100 SH Put DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC COM NEW 528872302 52 4,400 SH Put DFND 1 0 0 0
MEDICINES CO COM 584688105 1,001 27,300 SH Put DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 19,942 380,300 SH Put DFND 1 0 0 0
NOVAVAX INC COM 670002104 116 87,200 SH Put DFND 1 0 0 0
OCWEN FINL CORP COM NEW 675746309 53 13,400 SH Put DFND 1 0 0 0
OPKO HEALTH INC COM 68375N103 86 18,400 SH Put DFND 1 0 0 0
PACIRA PHARMACEUTICALS INC COM 695127100 461 14,400 SH Put DFND 1 0 0 0
PARATEK PHARMACEUTICALS INC COM 699374302 28 2,800 SH Put DFND 1 0 0 0
PTC THERAPEUTICS INC COM 69366J200 428 12,700 SH Put DFND 1 0 0 0
RADIUS HEALTH INC COM NEW 750469207 907 30,800 SH Put DFND 1 0 0 0
SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 503 289,500 SH Put DFND 1 0 0 0
SAREPTA THERAPEUTICS INC COM 803607100 409 3,100 SH Put DFND 1 0 0 0
TELIGENT INC NEW COM 87960W104 30 8,900 SH Put DFND 1 0 0 0
TOWER SEMICONDUCTOR LTD SHS NEW M87915274 1,254 57,000 SH Put DFND 1 0 0 0
TESARO INC COM 881569107 453 10,200 SH Put DFND 1 0 0 0
VEECO INSTRS INC DEL COM 922417100 381 26,800 SH Put DFND 1 0 0 0
TESLA INC COM 88160R101 145,925 425,500 SH Put DFND 1 0 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 37 200 SH Put DFND 1 0 0 0
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 67 2,100 SH Put DFND 1 0 0 0
CELGENE CORP COM 151020104 10,157 127,900 SH Put DFND 1 0 0 0
CIT GROUP INC COM NEW 125581801 529 10,500 SH Put DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 372 8,200 SH Put DFND 1 0 0 0
EXACT SCIENCES CORP COM 30063P105 2,116 35,400 SH Put DFND 1 0 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 2,497 225,600 SH Put DFND 1 0 0 0
INTEL CORP COM 458140100 3,753 75,500 SH Put DFND 1 0 0 0
KERYX BIOPHARMACEUTICALS INC COM 492515101 188 50,000 SH Put DFND 1 0 0 0
METLIFE INC COM 59156R108 6,117 140,300 SH Put DFND 1 0 0 0
MORGAN STANLEY COM NEW 617446448 6,356 134,100 SH Put DFND 1 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 6,838 281,200 SH Put DFND 1 0 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 4,375 573,500 SH Put DFND 1 0 0 0
AK STL HLDG CORP COM 001547108 2,009 463,100 SH Put DFND 1 0 0 0
APPTIO INC CL A 03835C108 304 8,400 SH Put DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 40 1,600 SH Put DFND 1 0 0 0
AVON PRODS INC COM 054303102 1,047 646,900 SH Put DFND 1 0 0 0
BRISTOW GROUP INC COM 110394103 1 100 SH Put DFND 1 0 0 0
CENTURY CMNTYS INC COM 156504300 631 20,000 SH Put DFND 1 0 0 0
CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 175 23,500 SH Put DFND 1 0 0 0
COUPA SOFTWARE INC COM 22266L106 3,112 50,000 SH Put DFND 1 0 0 0
CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 13,379 280,900 SH Put DFND 1 0 0 0
DISH NETWORK CORP CL A 25470M109 15,702 467,200 SH Put DFND 1 0 0 0
ENSCO PLC SHS CLASS A G3157S106 1,772 244,100 SH Put DFND 1 0 0 0
GDS HLDGS LTD SPONSORED ADR 36165L108 4 100 SH Put DFND 1 0 0 0
GOGO INC COM 38046C109 527 108,600 SH Put DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 585 46,600 SH Put DFND 1 0 0 0
GREEN PLAINS INC COM 393222104 34 1,900 SH Put DFND 1 0 0 0
GOPRO INC CL A 38268T103 3,166 491,700 SH Put DFND 1 0 0 0
GRAN TIERRA ENERGY INC COM 38500T101 8 2,500 SH Put DFND 1 0 0 0
HORNBECK OFFSHORE SVCS INC N COM 440543106 1,138 287,400 SH Put DFND 1 0 0 0
HOVNANIAN ENTERPRISES INC CL A 442487203 13 8,400 SH Put DFND 1 0 0 0
JAKKS PAC INC COM 47012E106 124 37,900 SH Put DFND 1 0 0 0
PENNEY J C INC COM 708160106 351 150,000 SH Put DFND 1 0 0 0
MONGODB INC CL A 60937P106 124 2,500 SH Put DFND 1 0 0 0
MCDERMOTT INTL INC COM 580037703 2,006 102,100 SH Put DFND 1 0 0 0
MOMO INC ADR 60879B107 2,131 49,000 SH Put DFND 1 0 0 0
NUTANIX INC CL A 67059N108 4,527 87,800 SH Put DFND 1 0 0 0
PATRICK INDS INC COM 703343103 312 5,500 SH Put DFND 1 0 0 0
PARSLEY ENERGY INC CL A 701877102 1,217 40,200 SH Put DFND 1 0 0 0
POST HLDGS INC COM 737446104 3,784 44,000 SH Put DFND 1 0 0 0
PROS HOLDINGS INC COM 74346Y103 292 8,000 SH Put DFND 1 0 0 0
PARTY CITY HOLDCO INC COM 702149105 128 8,400 SH Put DFND 1 0 0 0
QUOTIENT TECHNOLOGY INC COM 749119103 98 7,500 SH Put DFND 1 0 0 0
RENT A CTR INC NEW COM 76009N100 1,173 79,700 SH Put DFND 1 0 0 0
RENEWABLE ENERGY GROUP INC COM NEW 75972A301 285 16,000 SH Put DFND 1 0 0 0
TRANSOCEAN LTD REG SHS H8817H100 26,178 1,947,800 SH Put DFND 1 0 0 0
SCIENTIFIC GAMES CORP COM 80874P109 1,400 28,500 SH Put DFND 1 0 0 0
SANCHEZ ENERGY CORP COM 79970Y105 442 98,000 SH Put DFND 1 0 0 0
SQUARE INC CL A 852234103 7,507 121,800 SH Put DFND 1 0 0 0
UNISYS CORP COM NEW 909214306 501 38,900 SH Put DFND 1 0 0 0
VECTOR GROUP LTD COM 92240M108 269 14,100 SH Put DFND 1 0 0 0
VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 5,192 478,600 SH Put DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 6,887 77,600 SH Put DFND 1 0 0 0
WEATHERFORD INTL PLC ORD SHS G48833100 9,761 2,967,100 SH Put DFND 1 0 0 0
ZENDESK INC COM 98936J101 435 8,000 SH Put DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 73,696 450,000 SH Put DFND 1 0 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 194,045 1,045,900 SH Put DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 42,504 349,200 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 21,604 812,500 SH Put DFND 1 0 0 0
ISHARES TR MSCI EAFE ETF 464287465 16,742 250,000 SH Put DFND 1 0 0 0
CONTINENTAL RESOURCES INC COM 212015101 1,619 25,000 SH Put DFND 1 0 0 0
ISHARES TR U.S. REAL ES ETF 464287739 11,659 144,700 SH Put DFND 1 0 0 0
NATIONAL OILWELL VARCO INC COM 637071101 2,170 50,000 SH Put DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 73,652 271,500 SH Put DFND 1 0 0 0
AMAZON COM INC COM 023135106 2,889 1,700 SH Put DFND 1 0 0 0
BAIDU INC SPON ADR REP A 056752108 9,161 37,700 SH Put DFND 1 0 0 0
BOOKING HLDGS INC COM 09857L108 3,040 1,500 SH Put DFND 1 0 0 0
COMCAST CORP NEW CL A 20030N101 820 25,000 SH Put DFND 1 0 0 0
COSTCO WHSL CORP NEW COM 22160K105 20,605 98,600 SH Put DFND 1 0 0 0
CEMEX SAB DE CV SPON ADR NEW 151290889 1,508 230,000 SH Put DFND 1 0 0 0
EBAY INC COM 278642103 1,087 30,000 SH Put DFND 1 0 0 0
ENCANA CORP COM 292505104 652 50,000 SH Put DFND 1 0 0 0
FACEBOOK INC CL A 30303M102 25,475 131,100 SH Put DFND 1 0 0 0
FREEPORT-MCMORAN INC CL B 35671D857 4,813 278,900 SH Put DFND 1 0 0 0
GENERAL ELECTRIC CO COM 369604103 7,045 517,700 SH Put DFND 1 0 0 0
GNC HLDGS INC COM CL A 36191G107 140 40,000 SH Put DFND 1 0 0 0
GAP INC DEL COM 364760108 2,024 62,500 SH Put DFND 1 0 0 0
NORDSTROM INC COM 655664100 2,071 40,000 SH Put DFND 1 0 0 0
KRAFT HEINZ CO COM 500754106 69 1,100 SH Put DFND 1 0 0 0
COCA COLA CO COM 191216100 1,973 45,000 SH Put DFND 1 0 0 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 2,754 100,000 SH Put DFND 1 0 0 0
MACYS INC COM 55616P104 374 10,000 SH Put DFND 1 0 0 0
MGM RESORTS INTERNATIONAL COM 552953101 725 25,000 SH Put DFND 1 0 0 0
MICROSOFT CORP COM 594918104 14,614 148,200 SH Put DFND 1 0 0 0
NETFLIX INC COM 64110L106 4,462 11,400 SH Put DFND 1 0 0 0
NIKE INC CL B 654106103 10,358 130,000 SH Put DFND 1 0 0 0
VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 12,436 473,400 SH Put DFND 1 0 0 0
ORACLE CORP COM 68389X105 8,935 202,800 SH Put DFND 1 0 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 4,342 51,900 SH Put DFND 1 0 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 16,452 1,640,300 SH Put DFND 1 0 0 0
PEPSICO INC COM 713448108 2,046 18,800 SH Put DFND 1 0 0 0
PAYPAL HLDGS INC COM 70450Y103 5,895 70,800 SH Put DFND 1 0 0 0
STARBUCKS CORP COM 855244109 8,324 170,400 SH Put DFND 1 0 0 0
SCHLUMBERGER LTD COM 806857108 2,218 33,100 SH Put DFND 1 0 0 0
SNAP INC CL A 83304A106 6,026 460,400 SH Put DFND 1 0 0 0
TAL ED GROUP SPONSORED ADS 874080104 5,991 162,800 SH Put DFND 1 0 0 0
TARGET CORP COM 87612E106 723 9,500 SH Put DFND 1 0 0 0
TYSON FOODS INC CL A 902494103 550 8,000 SH Put DFND 1 0 0 0
TWITTER INC COM 90184L102 2,890 66,200 SH Put DFND 1 0 0 0
TEXTRON INC COM 883203101 6,749 102,400 SH Put DFND 1 0 0 0
UNDER ARMOUR INC CL A 904311107 928 41,300 SH Put DFND 1 0 0 0
VISA INC COM CL A 92826C839 4,410 33,300 SH Put DFND 1 0 0 0
WAYFAIR INC CL A 94419L101 1,187 10,000 SH Put DFND 1 0 0 0
WYNN RESORTS LTD COM 983134107 14,792 88,400 SH Put DFND 1 0 0 0
UNITED STATES STL CORP NEW COM 912909108 3,117 89,700 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 9,826 129,400 SH Put DFND 1 0 0 0
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 11,983 278,300 SH Put DFND 1 0 0 0
BELDEN INC COM 077454106 971 15,900 SH Put DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 136 2,000 SH Put DFND 1 0 0 0
WPX ENERGY INC COM 98212B103 1,402 77,800 SH Put DFND 1 0 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 6,933 1,293,500 SH Put DFND 1 0 0 0
ACCURAY INC COM 004397105 199 48,600 SH Put DFND 1 0 0 0
BLACKBERRY LTD COM 09228F103 7,032 728,800 SH Put DFND 1 0 0 0
CALAMP CORP COM 128126109 257 11,000 SH Put DFND 1 0 0 0
CINCINNATI BELL INC NEW COM NEW 171871502 1,570 100,000 SH Put DFND 1 0 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 650 195,900 SH Put DFND 1 0 0 0
HARMONIC INC COM 413160102 883 207,800 SH Put DFND 1 0 0 0
IRIDIUM COMMUNICATIONS INC COM 46269C102 1,279 79,500 SH Put DFND 1 0 0 0
LUMENTUM HLDGS INC COM 55024U109 3,016 52,100 SH Put DFND 1 0 0 0
NCR CORP NEW COM 62886E108 4,095 136,600 SH Put DFND 1 0 0 0
NANTHEALTH INC COM 630104107 81 24,600 SH Put DFND 1 0 0 0
TELADOC INC COM 87918A105 330 5,700 SH Put DFND 1 0 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 3,061 91,200 SH Put DFND 1 0 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 759 20,000 SH Put DFND 1 0 0 0
CISCO SYS INC COM 17275R102 6,045 140,500 SH Put DFND 1 0 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 743 15,000 SH Put DFND 1 0 0 0
NORFOLK SOUTHERN CORP COM 655844108 2,911 19,300 SH Put DFND 1 0 0 0
SPRINT CORP COM SER 1 85207U105 367 67,500 SH Put DFND 1 0 0 0
UNITED CONTL HLDGS INC COM 910047109 5,515 79,100 SH Put DFND 1 0 0 0
T MOBILE US INC COM 872590104 1,463 24,500 SH Put DFND 1 0 0 0
ALCOA CORP COM 013872106 5,930 126,500 SH Put DFND 1 0 0 0
APPLE INC COM 037833100 30,654 165,600 SH Put DFND 1 0 0 0
ABBOTT LABS COM 002824100 731 12,000 SH Put DFND 1 0 0 0
BARRICK GOLD CORP COM 067901108 3,119 237,600 SH Put DFND 1 0 0 0
ADOBE SYS INC COM 00724F101 1,584 6,500 SH Put DFND 1 0 0 0
ANDEAVOR COM 03349M105 2,623 20,000 SH Put DFND 1 0 0 0
ABERCROMBIE & FITCH CO CL A 002896207 612 25,000 SH Put DFND 1 0 0 0
AIR PRODS & CHEMS INC COM 009158106 155 1,000 SH Put DFND 1 0 0 0
BOEING CO COM 097023105 2,516 7,500 SH Put DFND 1 0 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 15,893 287,200 SH Put DFND 1 0 0 0
CITIGROUP INC COM NEW 172967424 9,609 143,600 SH Put DFND 1 0 0 0
AVIS BUDGET GROUP COM 053774105 19,802 609,300 SH Put DFND 1 0 0 0
CATERPILLAR INC DEL COM 149123101 2,401 17,700 SH Put DFND 1 0 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 3,304 39,500 SH Put DFND 1 0 0 0
CENTURYLINK INC COM 156700106 639 34,300 SH Put DFND 1 0 0 0
CVS HEALTH CORP COM 126650100 3,217 50,000 SH Put DFND 1 0 0 0
CHEVRON CORP NEW COM 166764100 2,490 19,700 SH Put DFND 1 0 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 2,656 250,100 SH Put DFND 1 0 0 0
DEERE & CO COM 244199105 1,020 7,300 SH Put DFND 1 0 0 0
DOLLAR GEN CORP NEW COM 256677105 2,356 23,900 SH Put DFND 1 0 0 0
DISNEY WALT CO COM DISNEY 254687106 5,324 50,800 SH Put DFND 1 0 0 0
DARDEN RESTAURANTS INC COM 237194105 910 8,500 SH Put DFND 1 0 0 0
ECOLAB INC COM 278865100 1,361 9,700 SH Put DFND 1 0 0 0
EOG RES INC COM 26875P101 995 8,000 SH Put DFND 1 0 0 0
EXPEDIA GROUP INC COM NEW 30212P303 1,201 10,000 SH Put DFND 1 0 0 0
GOLDCORP INC NEW COM 380956409 712 52,000 SH Put DFND 1 0 0 0
GOLAR LNG LTD BERMUDA SHS G9456A100 736 25,000 SH Put DFND 1 0 0 0
CORNING INC COM 219350105 118 4,300 SH Put DFND 1 0 0 0
GENERAL MTRS CO COM 37045V100 8,045 204,200 SH Put DFND 1 0 0 0
GRACE W R & CO DEL NEW COM 38388F108 425 5,800 SH Put DFND 1 0 0 0
GARMIN LTD SHS H2906T109 719 11,800 SH Put DFND 1 0 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 1,301 5,900 SH Put DFND 1 0 0 0
HOME DEPOT INC COM 437076102 877 4,500 SH Put DFND 1 0 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 3,953 28,300 SH Put DFND 1 0 0 0
INTL PAPER CO COM 460146103 8,067 154,900 SH Put DFND 1 0 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 2,387 230,000 SH Put DFND 1 0 0 0
JOHNSON & JOHNSON COM 478160104 12,534 103,300 SH Put DFND 1 0 0 0
JPMORGAN CHASE & CO COM 46625H100 8,898 85,400 SH Put DFND 1 0 0 0
KROGER CO COM 501044101 668 23,500 SH Put DFND 1 0 0 0
LOWES COS INC COM 548661107 3,239 33,900 SH Put DFND 1 0 0 0
LULULEMON ATHLETICA INC COM 550021109 749 6,000 SH Put DFND 1 0 0 0
SOUTHWEST AIRLS CO COM 844741108 3,307 65,000 SH Put DFND 1 0 0 0
LAS VEGAS SANDS CORP COM 517834107 3,054 40,000 SH Put DFND 1 0 0 0
MASTERCARD INCORPORATED CL A 57636Q104 4,421 22,500 SH Put DFND 1 0 0 0
MCDONALDS CORP COM 580135101 3,149 20,100 SH Put DFND 1 0 0 0
MCKESSON CORP COM 58155Q103 120 900 SH Put DFND 1 0 0 0
MONDELEZ INTL INC CL A 609207105 3,936 96,000 SH Put DFND 1 0 0 0
MEDTRONIC PLC SHS G5960L103 2,140 25,000 SH Put DFND 1 0 0 0
3M CO COM 88579Y101 4,563 23,200 SH Put DFND 1 0 0 0
MERCK & CO INC COM 58933Y105 655 10,800 SH Put DFND 1 0 0 0
MARATHON OIL CORP COM 565849106 312 15,000 SH Put DFND 1 0 0 0
MYLAN N V SHS EURO N59465109 21 600 SH Put DFND 1 0 0 0
NEWMONT MINING CORP COM 651639106 8,993 238,500 SH Put DFND 1 0 0 0
NETEASE INC SPONSORED ADR 64110W102 4,472 17,700 SH Put DFND 1 0 0 0
PROCTER AND GAMBLE CO COM 742718109 6,252 80,100 SH Put DFND 1 0 0 0
PIONEER NAT RES CO COM 723787107 1,892 10,000 SH Put DFND 1 0 0 0
RIGNET INC COM 766582100 488 47,400 SH Put DFND 1 0 0 0
ROSS STORES INC COM 778296103 2,118 25,000 SH Put DFND 1 0 0 0
SKECHERS U S A INC CL A 830566105 1,512 50,400 SH Put DFND 1 0 0 0
STAMPS COM INC COM NEW 852857200 328 1,300 SH Put DFND 1 0 0 0
AT&T INC COM 00206R102 526 16,400 SH Put DFND 1 0 0 0
TIFFANY & CO NEW COM 886547108 131 1,000 SH Put DFND 1 0 0 0
TJX COS INC NEW COM 872540109 1,903 20,000 SH Put DFND 1 0 0 0
TATA MTRS LTD SPONSORED ADR 876568502 2,148 109,900 SH Put DFND 1 0 0 0
ULTA BEAUTY INC COM 90384S303 1,167 5,000 SH Put DFND 1 0 0 0
UNION PAC CORP COM 907818108 7,084 50,000 SH Put DFND 1 0 0 0
UNITED PARCEL SERVICE INC CL B 911312106 998 9,400 SH Put DFND 1 0 0 0
UNITED RENTALS INC COM 911363109 885 6,000 SH Put DFND 1 0 0 0
VALE S A ADR 91912E105 20,333 1,586,100 SH Put DFND 1 0 0 0
WALMART INC COM 931142103 4,933 57,600 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 8,948 154,100 SH Put DFND 1 0 0 0
XILINX INC COM 983919101 2,447 37,500 SH Put DFND 1 0 0 0
EXXON MOBIL CORP COM 30231G102 6,502 78,600 SH Put DFND 1 0 0 0
XEROX CORP COM NEW 984121608 480 20,000 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR BRZ BL 3X SH NEW 25490K315 10 600 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY EMG MK BL 3X 25490K281 836 9,200 SH Put DFND 1 0 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 21,413 494,200 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 4,867 127,600 SH Put DFND 1 0 0 0
ISHARES INC MSCI BRAZIL ETF 464286400 4,794 149,600 SH Put DFND 1 0 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 3,674 164,700 SH Put DFND 1 0 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 2,373 20,000 SH Put DFND 1 0 0 0
SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 35 1,000 SH Put DFND 1 0 0 0
SPDR SERIES TRUST S&P BK ETF 78464A797 3,499 74,200 SH Put DFND 1 0 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 15,439 253,100 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR SP BIOTCH BL NEW 25490K323 18 200 SH Put DFND 1 0 0 0
ISHARES TR IBOXX INV CP ETF 464287242 10,380 90,600 SH Put DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 88,399 515,000 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 11,936 268,000 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 84,580 760,000 SH Put DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W627 2,963 233,000 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 102,658 1,249,500 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 125,859 2,203,800 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 272 29,100 SH Put DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 107,247 2,287,700 SH Put DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W163 1,094 88,700 SH Put DFND 1 0 0 0
BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 52,743 1,425,500 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4,419 61,700 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 10,718 208,000 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,818 35,000 SH Put DFND 1 0 0 0
JD COM INC SPON ADR CL A 47215P106 1,947 50,000 SH Put DFND 1 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 922 17,400 SH Put DFND 1 0 0 0
BANK AMER CORP COM 060505104 23,611 837,600 SH Put DFND 1 0 0 0
INVESCO DB COMMDY INDX TRCK UNIT 46138B103 5,405 305,718 SH   DFND 1 305,718 0 0
ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 1,384 77,289 SH   DFND 1 77,289 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 952 21,990 SH   DFND 1 21,990 0 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 12 351 SH   DFND 1 351 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 149 3,533 SH   DFND 1 3,533 0 0
ISHARES INC MSCI EURZONE ETF 464286608 69 1,689 SH   DFND 1 1,689 0 0
ISHARES TR EUROPE ETF 464287861 46 1,045 SH   DFND 1 1,045 0 0
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 353 6,304 SH   DFND 1 6,304 0 0
ISHARES INC MSCI JPN ETF NEW 46434G822 1,270 21,944 SH   DFND 1 21,944 0 0
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 12 178 SH   DFND 1 178 0 0
ISHARES TR U.S. REAL ES ETF 464287739 974 12,097 SH   DFND 1 12,097 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 6,996 85,903 SH   DFND 1 85,903 0 0
ISHARES TR S&P 500 GRWT ETF 464287309 723 4,450 SH   DFND 1 4,450 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 12,365 85,992 SH   DFND 1 85,992 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736 1,454 9,706 SH   DFND 1 9,706 0 0
ISHARES TR S&P 500 VAL ETF 464287408 135 1,229 SH   DFND 1 1,229 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 1,228 10,120 SH   DFND 1 10,120 0 0
VANGUARD INDEX FDS VALUE ETF 922908744 1,356 13,065 SH   DFND 1 13,065 0 0
ISHARES TR RUS 2000 VAL ETF 464287630 15,533 117,748 SH   DFND 1 117,748 0 0
TPG SPECIALTY LENDING INC COM 87265K102 140 7,807 SH   DFND 1 7,807 0 0
ARBOR RLTY TR INC COM 038923108 409 39,278 SH   DFND 1 39,278 0 0
ARES COML REAL ESTATE CORP COM 04013V108 87 6,312 SH   DFND 1 6,312 0 0
COLONY CR REAL ESTATE INC COM CL A 19625T101 1,306 63,023 SH   DFND 1 63,023 0 0
TREMONT MTG TR COM 894789106 64 4,915 SH   DFND 1 4,915 0 0
EXANTAS CAP CORP COM NEW 30068N105 1,453 142,790 SH   DFND 1 142,790 0 0
ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 25,473 26,310,000 PRN   DFND 1 0 0 0
ALDER BIOPHARMACEUTICALS INC NOTE 2.500% 2/0 014339AA3 32,023 30,655,000 PRN   DFND 1 0 0 0
AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 32,023 31,050,000 PRN   DFND 1 0 0 0
ANI PHARMACEUTICALS INC NOTE 3.000%12/0 00182CAA1 6,769 5,975,000 PRN   DFND 1 0 0 0
ARRAY BIOPHARMA INC NOTE 2.625%12/0 04269XAB1 6,707 5,000,000 PRN   DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 73,842 38,918,000 PRN   DFND 1 0 0 0
CALAMP CORP NOTE 1.625% 5/1 128126AB5 14,469 13,626,000 PRN   DFND 1 0 0 0
CARBONITE INC NOTE 2.500% 4/0 141337AB1 23,775 16,015,000 PRN   DFND 1 0 0 0
CARRIAGE SVCS INC NOTE 2.750% 3/1 143905AM9 6,607 5,431,000 PRN   DFND 1 0 0 0
ALON USA ENERGY INC NOTE 3.000% 9/1 020520AB8 33,378 17,705,000 PRN   DFND 1 0 0 0
ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 33,352 33,107,000 PRN   DFND 1 0 0 0
ENDOLOGIX INC NOTE 2.250%12/1 29266SAA4 142 144,000 PRN   DFND 1 0 0 0
ENDOLOGIX INC NOTE 3.250%11/0 29266SAB2 261 275,000 PRN   DFND 1 0 0 0
EVERBRIDGE INC NOTE 1.500%11/0 29978AAA2 16,830 11,203,000 PRN   DFND 1 0 0 0
EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 20,526 18,018,000 PRN   DFND 1 0 0 0
EXACT SCIENCES CORP DBCV 1.000% 1/1 30063PAA3 52,633 50,150,000 PRN   DFND 1 0 0 0
EZCORP INC NOTE 2.125% 6/1 302301AB2 21,039 20,850,000 PRN   DFND 1 0 0 0
GRANITE PT MTG TR INC NOTE 5.625%12/0 38741LAB3 2,038 2,000,000 PRN   DFND 1 0 0 0
GSV CAP CORP NOTE 4.750% 3/2 36191JAC5 1,441 1,500,000 PRN   DFND 1 0 0 0
HUBSPOT INC NOTE 0.250% 6/0 443573AB6 54,138 37,843,000 PRN   DFND 1 0 0 0
ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 61,788 63,010,000 PRN   DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 49,036 36,528,000 PRN   DFND 1 0 0 0
INVACARE CORP NOTE 5.000% 2/1 461203AF8 17,776 13,789,000 PRN   DFND 1 0 0 0
K2M GROUP HLDGS INC NOTE 4.125% 8/1 48273JAB3 15,899 12,500,000 PRN   DFND 1 0 0 0
MEDICINES CO NOTE 2.500% 1/1 584688AE5 62,769 51,660,000 PRN   DFND 1 0 0 0
NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 7,866 5,431,000 PRN   DFND 1 0 0 0
NANTHEALTH INC NOTE 5.500%12/1 630104AB3 2,290 3,300,000 PRN   DFND 1 0 0 0
OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 1,939 2,000,000 PRN   DFND 1 0 0 0
PACIRA PHARMACEUTICALS INC NOTE 2.375% 4/0 695127AD2 31,453 33,788,000 PRN   DFND 1 0 0 0
PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 15,400 16,852,000 PRN   DFND 1 0 0 0
PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0 73640QAB1 4,320 4,470,000 PRN   DFND 1 0 0 0
PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 12,915 13,007,000 PRN   DFND 1 0 0 0
RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 22,032 23,700,000 PRN   DFND 1 0 0 0
RENEWABLE ENERGY GROUP INC NOTE 2.750% 6/1 75972AAA1 7,890 5,737,000 PRN   DFND 1 0 0 0
REDWOOD TR INC NOTE 5.625% 7/1 758075AD7 1,479 1,500,000 PRN   DFND 1 0 0 0
SPECTRUM PHARMACEUTICALS INC NOTE 2.750%12/1 84763AAB4 18,810 9,325,000 PRN   DFND 1 0 0 0
SQUARE INC NOTE 0.375% 3/0 852234AB9 143,598 53,401,000 PRN   DFND 1 0 0 0
TELADOC INC NOTE 3.000%12/1 87918AAB1 40,893 27,500,000 PRN   DFND 1 0 0 0
TEAM INC COM 878155100 232 10,045 SH   DFND 1 10,045 0 0
LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 47,674 39,454,000 PRN   DFND 1 0 0 0
TESLA INC NOTE 1.250% 3/0 88160RAC5 3,369 3,000,000 PRN   DFND 1 0 0 0
WEATHERFORD INTL LTD NOTE 5.875% 7/0 947075AH0 24,162 24,413,000 PRN   DFND 1 0 0 0
WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 92,694 69,275,000 PRN   DFND 1 0 0 0
ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 47,915 37,900,000 PRN   DFND 1 0 0 0
GREAT AJAX CORP COM 38983D300 1,828 139,758 SH   DFND 1 139,758 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 6,351 1,278,039 SH   DFND 1 1,278,039 0 0
CHERRY HILL MTG INVT CORP COM 164651101 5,220 292,278 SH   DFND 1 292,278 0 0
CAPSTEAD MTG CORP COM NO PAR 14067E506 17,318 1,935,032 SH   DFND 1 1,935,032 0 0
DYNEX CAP INC COM NEW 26817Q506 3,736 572,214 SH   DFND 1 572,214 0 0
ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 6,219 570,635 SH   DFND 1 570,635 0 0
HUNT COS FIN TR INC COM 44558T100 2,835 831,662 SH   DFND 1 831,662 0 0
INVESCO MORTGAGE CAPITAL INC COM 46131B100 14,500 912,003 SH   DFND 1 912,003 0 0
MFA FINL INC COM 55272X102 3,436 453,309 SH   DFND 1 453,309 0 0
AG MTG INVT TR INC COM 001228105 428 22,823 SH   DFND 1 22,823 0 0
ORCHID IS CAP INC COM 68571X103 2,530 336,492 SH   DFND 1 336,492 0 0
PENNYMAC MTG INVT TR COM 70931T103 2,288 120,515 SH   DFND 1 120,515 0 0
RADIAN GROUP INC COM 750236101 5,026 309,881 SH   DFND 1 309,881 0 0
WESTERN ASSET MTG CAP CORP COM 95790D105 2,985 286,563 SH   DFND 1 286,563 0 0
PROSPECT CAPITAL CORPORATION COM 74348T102 297 44,272 SH   DFND 1 44,272 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 1,750 113,540 SH   DFND 1 113,540 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 555 79,399 SH   DFND 1 79,399 0 0
MORGAN STANLEY ASIA PAC FD I COM 61744U106 719 42,124 SH   DFND 1 42,124 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 3,828 375,371 SH   DFND 1 375,371 0 0
BLACKROCK RES & COMM STRAT T SHS 09257A108 164 17,665 SH   DFND 1 17,665 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 1,304 126,915 SH   DFND 1 126,915 0 0
CHINA FD INC COM 169373107 551 26,384 SH   DFND 1 26,384 0 0
DIVIDEND & INCOME FUND COM NEW 25538A204 91 7,428 SH   DFND 1 7,428 0 0
DUFF & PHELPS GLB UTL INC FD COM 26433C105 0 9 SH   DFND 1 9 0 0
DUFF & PHELPS SLCT ENGY MLP COM 26433F108 1,431 257,992 SH   DFND 1 257,992 0 0
EUROPEAN EQUITY FUND COM 298768102 281 29,991 SH   DFND 1 29,991 0 0
ISHARES INC MSCI AUST ETF 464286103 45 2,000 SH   DFND 1 2,000 0 0
GENERAL AMERN INVS INC COM 368802104 4,001 116,600 SH   DFND 1 116,600 0 0
GABELLI GLB SML & MD CP VAL COM 36249W104 351 28,971 SH   DFND 1 28,971 0 0
TEKLA HEALTHCARE INVS SH BEN INT 87911J103 5,983 278,284 SH   DFND 1 278,284 0 0
TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 1,134 60,362 SH   DFND 1 60,362 0 0
HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 2,003 85,748 SH   DFND 1 85,748 0 0
INDIA FD INC COM 454089103 1,582 65,246 SH   DFND 1 65,246 0 0
ISHARES TR NORTH AMERN NAT 464287374 932 25,290 SH   DFND 1 25,290 0 0
MORGAN STANLEY INDIA INVS FD COM 61745C105 1,870 72,202 SH   DFND 1 72,202 0 0
BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 830 68,727 SH   DFND 1 68,727 0 0
NEW IRELAND FUND INC COM 645673104 764 65,452 SH   DFND 1 65,452 0 0
ISHARES TR RUS MD CP GR ETF 464287481 73 580 SH   DFND 1 580 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 47 5,419 SH   DFND 1 5,419 0 0
NUVEEN REAL ASSET INM AND GW COM 67074Y105 3,675 227,438 SH   DFND 1 227,438 0 0
NUVEEN REAL ESTATE INCOME FD COM 67071B108 2,097 209,987 SH   DFND 1 209,987 0 0
KOREA FD COM NEW 500634209 50 1,315 SH   DFND 1 1,315 0 0
KAYNE ANDERSON ENRGY TTL RT COM 48660P104 326 34,584 SH   DFND 1 34,584 0 0
ADVENT CLAYMORE ENH GRW & IN COM 00765E104 71 9,238 SH   DFND 1 9,238 0 0
MORGAN STANLEY EMER MKTS FD COM 61744G107 1,920 118,272 SH   DFND 1 118,272 0 0
MEXICO EQUITY & INCOME FD COM 592834105 68 6,637 SH   DFND 1 6,637 0 0
MEXICO FD INC COM 592835102 2,015 133,098 SH   DFND 1 133,098 0 0
ALLIANZGI NFJ DIVID INT & PR COM 01883A107 4,282 339,349 SH   DFND 1 339,349 0 0
NEUBERGER BERMAN MLP INCOME COM 64129H104 890 101,506 SH   DFND 1 101,506 0 0
COHEN & STEERS QUALITY RLTY COM 19247L106 784 65,244 SH   DFND 1 65,244 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 983 98,707 SH   DFND 1 98,707 0 0
CUSHING ENERGY INCOME COM SH BEN INT 23162T102 373 40,388 SH   DFND 1 40,388 0 0
TEMPLETON DRAGON FD INC COM 88018T101 3,141 147,419 SH   DFND 1 147,419 0 0
TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 1,047 81,352 SH   DFND 1 81,352 0 0
TORTOISE PWR & ENERGY INFRAS COM 89147X104 1,854 98,449 SH   DFND 1 98,449 0 0
TAIWAN FD INC COM 874036106 843 41,908 SH   DFND 1 41,908 0 0
TRI CONTL CORP COM 895436103 687 25,915 SH   DFND 1 25,915 0 0
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 148 936 SH   DFND 1 936 0 0
SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 24 4,200 SH   DFND 1 4,200 0 0
FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 271 27,094 SH   DFND 1 27,094 0 0
NUVEEN PFD & INCM SECURTIES COM 67072C105 502 57,016 SH   DFND 1 57,016 0 0
MFS SPL VALUE TR SH BEN INT 55274E102 57 10,205 SH   DFND 1 10,205 0 0
ALTA MESA RES INC *W EXP 03/28/202 02133L117 152 109,096 SH   DFND 1 109,096 0 0
CITIGROUP INC COM NEW 172967424 10,053 150,236 SH   DFND 1 150,236 0 0
CLOVIS ONCOLOGY INC COM 189464100 120 2,660 SH   DFND 1 2,660 0 0
EMERGENT BIOSOLUTIONS INC COM 29089Q105 75 1,498 SH   DFND 1 1,498 0 0
ENDO INTL PLC SHS G30401106 4,180 443,338 SH   DFND 1 443,338 0 0
INPHI CORP NOTE 1.125%12/0 45772FAB3 46,094 42,992,000 PRN   DFND 1 0 0 0
KINDRED HEALTHCARE INC COM 494580103 805 89,481 SH   DFND 1 89,481 0 0
LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 19,581 12,250,000 PRN   DFND 1 0 0 0
MEDICINES CO NOTE 2.750% 7/1 584688AG0 27,028 26,900,000 PRN   DFND 1 0 0 0
MAGNACHIP SEMICONDUCTOR SA NOTE 5.000% 3/0 55932XAB0 19,252 13,590,000 PRN   DFND 1 0 0 0
NOVAVAX INC NOTE 3.750% 2/0 670002AB0 12,844 21,750,000 PRN   DFND 1 0 0 0
NEVRO CORP NOTE 1.750% 6/0 64157FAA1 10,425 9,591,000 PRN   DFND 1 0 0 0
OCWEN FINL CORP COM NEW 675746309 22 5,591 SH   DFND 1 5,591 0 0
PROTALIX BIOTHERAPEUTICS INC NOTE 7.500%11/1 74365AAD3 1,509 1,742,000 PRN   DFND 1 0 0 0
SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 411 236,406 SH   DFND 1 236,406 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 23,789 24,100,000 PRN   DFND 1 0 0 0
TOWER SEMICONDUCTOR LTD SHS NEW M87915274 851 38,677 SH   DFND 1 38,677 0 0
TESARO INC NOTE 3.000%10/0 881569AA5 43,409 29,028,000 PRN   DFND 1 0 0 0
ATLANTIC PWR CORP COM NEW 04878Q863 57 25,932 SH   DFND 1 25,932 0 0
JUST ENERGY GROUP INC COM 48213W101 138 38,200 SH   DFND 1 38,200 0 0
RUBICON TECHNOLOGY INC COM NEW 78112T206 303 38,490 SH   DFND 1 38,490 0 0
ULTRA PETROLEUM CORP COM NEW 903914208 3,557 1,540,069 SH   DFND 1 1,540,069 0 0
LAM RESEARCH CORP COM 512807108 10,371 60,000 SH   DFND 1 60,000 0 0
ASSOCIATED BANC CORP COM 045487105 887 32,500 SH   DFND 1 32,500 0 0
BYLINE BANCORP INC COM 124411109 1,117 50,000 SH   DFND 1 50,000 0 0
CBOE GLOBAL MARKETS INC COM 12503M108 1,719 16,525 SH   DFND 1 16,525 0 0
INVESCO LTD SHS G491BT108 4,648 175,000 SH   DFND 1 175,000 0 0
SPDR SERIES TRUST S&P INS ETF 78464A789 2,235 75,000 SH   DFND 1 75,000 0 0
MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 3,324 980,809 SH   DFND 1 980,809 0 0
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 5,650 1,000,000 SH   DFND 1 1,000,000 0 0
PNC FINL SVCS GROUP INC COM 693475105 4,525 33,500 SH   DFND 1 33,500 0 0
PRUDENTIAL FINL INC COM 744320102 4,675 50,000 SH   DFND 1 50,000 0 0
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 5,050 650,000 SH   DFND 1 650,000 0 0
ENANTA PHARMACEUTICALS INC COM 29251M106 1,976 17,052 SH   DFND 1 17,052 0 0
EVERCORE INC CLASS A 29977A105 1,730 16,408 SH   DFND 1 16,408 0 0
SAP SE SPON ADR 803054204 1,156 10,000 SH   DFND 1 10,000 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 3,057 13,861 SH   DFND 1 13,861 0 0
ISHARES TR BARCLAYS 7 10 YR 464287440 10,251 100,000 SH   DFND 1 100,000 0 0
PRINCIPAL FINL GROUP INC COM 74251V102 2,118 40,000 SH   DFND 1 40,000 0 0
TRAVELERS COMPANIES INC COM 89417E109 3,841 31,404 SH   DFND 1 31,404 0 0
TESLA INC COM 88160R101 23,665 69,005 SH   DFND 1 69,005 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 663 59,962 SH   DFND 1 59,962 0 0
ARCH CAP GROUP LTD ORD G0450A105 1,323 50,000 SH   DFND 1 50,000 0 0
ANALOG DEVICES INC COM 032654105 1,111 11,587 SH   DFND 1 11,587 0 0
ASPEN INSURANCE HOLDINGS LTD SHS G05384105 1,869 45,938 SH   DFND 1 45,938 0 0
ALLSTATE CORP COM 020002101 2,281 25,000 SH   DFND 1 25,000 0 0
AMAZON COM INC COM 023135106 16,107 9,476 SH   DFND 1 9,476 0 0
AON PLC SHS CL A G0408V102 3,442 25,100 SH   DFND 1 25,100 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 2,047 40,053 SH   DFND 1 40,053 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1,109 106,890 SH   DFND 1 106,890 0 0
NXP SEMICONDUCTORS N V COM N6596X109 18,975 173,658 SH   DFND 1 173,658 0 0
SEMTECH CORP COM 816850101 2,233 47,464 SH   DFND 1 47,464 0 0
XL GROUP LTD COM G98294104 7,582 135,514 SH   DFND 1 135,514 0 0
AMTRUST FINL SVCS INC COM 032359309 4,282 293,913 SH   DFND 1 293,913 0 0
AMGEN INC COM 031162100 19 103 SH   DFND 1 103 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 196 5,585 SH   DFND 1 5,585 0 0
BIOGEN INC COM 09062X103 391 1,350 SH   DFND 1 1,350 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 10,092 182,364 SH   DFND 1 182,364 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 14 79 SH   DFND 1 79 0 0
CELGENE CORP COM 151020104 4,618 58,158 SH   DFND 1 58,158 0 0
EXELIXIS INC COM 30161Q104 41 1,945 SH   DFND 1 1,945 0 0
FIRST SOLAR INC COM 336433107 2 39 SH   DFND 1 39 0 0
GILEAD SCIENCES INC COM 375558103 54 770 SH   DFND 1 770 0 0
INTEL CORP COM 458140100 4,290 86,313 SH   DFND 1 86,313 0 0
COCA COLA CO COM 191216100 4,118 93,894 SH   DFND 1 93,894 0 0
METLIFE INC COM 59156R108 1,473 33,792 SH   DFND 1 33,792 0 0
MERCK & CO INC COM 58933Y105 430 7,099 SH   DFND 1 7,099 0 0
MORGAN STANLEY COM NEW 617446448 554 11,702 SH   DFND 1 11,702 0 0
MYLAN N V SHS EURO N59465109 0 17 SH   DFND 1 17 0 0
NEWLINK GENETICS CORP COM 651511107 0 2 SH   DFND 1 2 0 0
UNIVERSAL INS HLDGS INC COM 91359V107 2 63 SH   DFND 1 63 0 0
BANK AMER CORP 7.25%CNV PFD L 060505682 1,201 966 SH   DFND 1 966 0 0
WELLS FARGO CO NEW PERP PFD CNV A 949746804 2,334 1,835 SH   DFND 1 1,835 0 0
ASSURANT INC COM 04621X108 453 4,378 SH   DFND 1 4,378 0 0
RAYONIER ADVANCED MATLS INC PFD CV SER A 75508B203 31,078 254,218 SH   DFND 1 254,218 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 13,641 560,919 SH   DFND 1 560,919 0 0
T MOBILE US INC COM 872590104 1,368 22,899 SH   DFND 1 22,899 0 0
VIRTUS INVT PARTNERS INC PFD CV SER D 92828Q208 27,425 252,808 SH   DFND 1 252,808 0 0
HESS CORP DEP PDF SR A 42809H404 11,922 158,494 SH   DFND 1 158,494 0 0
REXNORD CORP NEW COM 76169B102 20 698 SH   DFND 1 698 0 0
STERICYCLE INC DEP PFD A 1/10 858912207 9,585 195,313 SH   DFND 1 195,313 0 0
AQUA METALS INC COM 03837J101 1,354 470,376 SH   DFND 1 470,376 0 0
CUI GLOBAL INC COM NEW 126576206 1,532 515,938 SH   DFND 1 515,938 0 0
DASEKE INC COM 23753F107 1,315 132,463 SH   DFND 1 132,463 0 0
EMAGIN CORP COM NEW 29076N206 1,269 705,472 SH   DFND 1 705,472 0 0
GAIA INC NEW CL A 36269P104 1,130 55,807 SH   DFND 1 55,807 0 0
GENIUS BRANDS INTL INC COM PAR 37229T301 155 65,525 SH   DFND 1 65,525 0 0
HYDROGENICS CORP NEW COM NEW 448883207 1,404 187,314 SH   DFND 1 187,314 0 0
OPTIMIZERX CORP COM NEW 68401U204 7,745 744,748 SH   DFND 1 744,748 0 0
PROFIRE ENERGY INC COM 74316X101 736 217,856 SH   DFND 1 217,856 0 0
RLJ ENTMT INC COM NEW 74965F203 11 2,400 SH   DFND 1 2,400 0 0
SITO MOBILE LTD COM NEW 82988R203 335 129,400 SH   DFND 1 129,400 0 0
AKORN INC COM 009728106 512 30,879 SH   DFND 1 30,879 0 0
CAVIUM INC COM 14964U108 8,092 93,551 SH   DFND 1 93,551 0 0
CHARTER FINL CORP MD COM 16122W108 234 9,697 SH   DFND 1 9,697 0 0
COBIZ FINANCIAL INC COM 190897108 2 105 SH   DFND 1 105 0 0
COASTWAY BANCORP INC COM 190632109 313 11,300 SH   DFND 1 11,300 0 0
FIRST CONN BANCORP INC MD COM 319850103 16 528 SH   DFND 1 528 0 0
FARMERS CAP BK CORP COM 309562106 69 1,325 SH   DFND 1 1,325 0 0
FINANCIAL ENGINES INC COM 317485100 896 19,975 SH   DFND 1 19,975 0 0
GENWORTH FINL INC COM CL A 37247D106 36 8,196 SH   DFND 1 8,196 0 0
GRAMERCY PPTY TR COM NEW 385002308 991 36,300 SH   DFND 1 36,300 0 0
INDEPENDENT BK GROUP INC COM 45384B106 15 225 SH   DFND 1 225 0 0
INFINITY PPTY & CAS CORP COM 45665Q103 3,845 27,013 SH   DFND 1 27,013 0 0
JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 1,427 209,589 SH   DFND 1 209,589 0 0
MB FINANCIAL INC NEW COM 55264U108 172 3,701 SH   DFND 1 3,701 0 0
PHH CORP COM NEW 693320202 276 25,422 SH   DFND 1 25,422 0 0
SHIRE PLC SPONSORED ADR 82481R106 168 1,000 SH   DFND 1 1,000 0 0
STATE BK FINL CORP COM 856190103 4,186 125,341 SH   DFND 1 125,341 0 0
STEWART INFORMATION SVCS COR COM 860372101 3,075 71,404 SH   DFND 1 71,404 0 0
VALIDUS HOLDINGS LTD COM SHS G9319H102 7,842 116,016 SH   DFND 1 116,016 0 0
WMIH CORP COM 92936P100 108 81,109 SH   DFND 1 81,109 0 0
XCERRA CORP COM 98400J108 6,725 481,415 SH   DFND 1 481,415 0 0
ALPHABET INC CAP STK CL A 02079K305 13,550 12,000 SH   DFND 1 12,000 0 0
M & T BK CORP *W EXP 12/23/201 55261F112 201 2,094 SH   DFND 1 2,094 0 0
TCG BDC INC COM 872280102 630 37,040 SH   DFND 1 37,040 0 0
FS INVT CORP COM 302635107 463 63,093 SH   DFND 1 63,093 0 0
ADVENT CLAY CONV SEC INC FD COM 007639107 3,531 631,726 SH   DFND 1 631,726 0 0
BANCROFT FUND LTD COM 059695106 1,253 57,300 SH   DFND 1 57,300 0 0
BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 3,012 524,758 SH   DFND 1 524,758 0 0
HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 615 16,550 SH   DFND 1 16,550 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 840 36,404 SH   DFND 1 36,404 0 0
CLEARBRIDGE AMERN ENERG MLP COM 184691103 434 57,612 SH   DFND 1 57,612 0 0
THE CENTRAL AND EASTERN EU I COM 153436100 1,051 45,344 SH   DFND 1 45,344 0 0
ELLSWORTH GRWTH AND INCOME L COM 289074106 308 32,709 SH   DFND 1 32,709 0 0
TEMPLETON EMERGING MKTS FD I COM 880191101 2,502 170,111 SH   DFND 1 170,111 0 0
FIRST TR DYNAMIC EUROPE EQT COM SHS 33740D107 2,966 183,807 SH   DFND 1 183,807 0 0
FIRST TR/ABERDEEN EMERG OPT COM 33731K102 1,122 82,387 SH   DFND 1 82,387 0 0
FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 933 79,878 SH   DFND 1 79,878 0 0
GOLDMAN SACHS MLP ENERGY REN COM 38148G107 790 128,700 SH   DFND 1 128,700 0 0
NEW GERMANY FD INC COM 644465106 369 20,242 SH   DFND 1 20,242 0 0
GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 276 14,857 SH   DFND 1 14,857 0 0
GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 1,222 192,548 SH   DFND 1 192,548 0 0
VOYA EMERGING MKTS HIGH DIVI COM 92912P108 1,979 245,862 SH   DFND 1 245,862 0 0
NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 117 10,904 SH   DFND 1 10,904 0 0
JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 1,651 141,626 SH   DFND 1 141,626 0 0
KAYNE ANDERSON ENERGY DEV CO COM 48660Q102 579 33,322 SH   DFND 1 33,322 0 0
KAYNE ANDERSON MDSTM ENERGY COM 48661E108 386 29,808 SH   DFND 1 29,808 0 0
LAZARD WORLD DIVID & INCOME COM 521076109 27 2,657 SH   DFND 1 2,657 0 0
MACQUARIE FT TR GB INF UT DI COM 55607W100 748 69,123 SH   DFND 1 69,123 0 0
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TORTOISE MLP FD INC RIGHT 07/18/2018 89148B119 22 59,458 SH   DFND 1 59,458 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 34,181 199,134 SH   DFND 1 199,134 0 0
ROYCE GLOBAL VALUE TR INC COM 78081T104 110 10,513 SH   DFND 1 10,513 0 0
RMR REAL ESTATE INCOME FUND COM 76970B101 623 34,081 SH   DFND 1 34,081 0 0
COHEN & STEERS REIT & PFD IN COM 19247X100 6,037 310,916 SH   DFND 1 310,916 0 0
LMP CAP & INCOME FD INC COM 50208A102 1,029 80,087 SH   DFND 1 80,087 0 0
THE CUSHING MLP INFASTCR TOT COM NEW 231631201 46 3,905 SH   DFND 1 3,905 0 0
CUSHING RENAISSANCE FD COM 231647108 14 828 SH   DFND 1 828 0 0
TEKLA HEALTHCARE OPPORTUNIT SHS 879105104 3,116 182,911 SH   DFND 1 182,911 0 0
TORTOISE PIPELINE & ENERGY F COM 89148H108 723 42,163 SH   DFND 1 42,163 0 0
ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 2,384 206,586 SH   DFND 1 206,586 0 0
BLACKROCK 2022 GBL INCM OPP COM 09258P104 137 15,324 SH   DFND 1 15,324 0 0
BLACKROCK FLOATING RATE INCO COM 091941104 756 57,890 SH   DFND 1 57,890 0 0
BLACKROCK CORE BD TR SHS BEN INT 09249E101 660 51,791 SH   DFND 1 51,791 0 0
BLACKROCK INCOME TR INC COM 09247F100 0 1 SH   DFND 1 1 0 0
BLACKROCK LTD DURATION INC T COM SHS 09249W101 2,069 139,204 SH   DFND 1 139,204 0 0
MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 230 91,435 SH   DFND 1 91,435 0 0
DREYFUS ALCENTRA GBL CR INCO COM 26189A105 75 8,187 SH   DFND 1 8,187 0 0
FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 1,597 68,076 SH   DFND 1 68,076 0 0
BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 32 2,887 SH   DFND 1 2,887 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 94 14,831 SH   DFND 1 14,831 0 0
EATON VANCE LTD DUR INCOME F COM 27828H105 2,313 183,883 SH   DFND 1 183,883 0 0
ABERDEEN ASIA PACIFIC INCOM COM 003009107 249 57,736 SH   DFND 1 57,736 0 0
FLAHERTY & CRUMRINE TOTAL RE COM 338479108 859 44,045 SH   DFND 1 44,045 0 0
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FRANKLIN UNVL TR SH BEN INT 355145103 393 58,855 SH   DFND 1 58,855 0 0
GDL FUND COM SH BEN IT 361570104 747 81,405 SH   DFND 1 81,405 0 0
PGIM GLOBAL SHORT DURATION H COM 69346J106 2,662 194,878 SH   DFND 1 194,878 0 0
EAGLE CAP GROWTH FD INC COM 269451100 35 4,652 SH   DFND 1 4,652 0 0
GABELLI UTIL TR COM 36240A101 0 13 SH   DFND 1 13 0 0
PIONEER DIV HIGH INCOME TRUS COM 723653101 2,046 140,452 SH   DFND 1 140,452 0 0
NEW AMER HIGH INCOME FD INC COM NEW 641876800 1,716 199,140 SH   DFND 1 199,140 0 0
INSIGHT SELECT INCOME FD COM 45781W109 264 13,988 SH   DFND 1 13,988 0 0
PGIM SHORT DURATION HIGH YIE COM 69346H100 1,216 86,896 SH   DFND 1 86,896 0 0
IVY HIGH INC OPPORTUNITIES F COM 465893105 1,325 92,516 SH   DFND 1 92,516 0 0
NUVEEN FLOATING RATE INCOME COM 67072T108 1,535 146,939 SH   DFND 1 146,939 0 0
NUVEEN MULTI MKT INCOME FD COM 67075J107 134 19,150 SH   DFND 1 19,150 0 0
NUVEEN PFD & INCM OPPORTNYS COM 67073B106 368 39,477 SH   DFND 1 39,477 0 0
NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 159 20,101 SH   DFND 1 20,101 0 0
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MADISON CVRED CALL & EQ STR COM 557437100 774 103,957 SH   DFND 1 103,957 0 0
MFS CHARTER INCOME TR SH BEN INT 552727109 21 2,704 SH   DFND 1 2,704 0 0
MORGAN STANLEY EMER MKTS DEB COM 61744H105 200 22,940 SH   DFND 1 22,940 0 0
NEUBERGER BERMAN HGH YLD FD COM 64128C106 880 81,365 SH   DFND 1 81,365 0 0
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WESTERN ASSET INVESTMENT GRA COM 95766T100 1,189 86,595 SH   DFND 1 86,595 0 0
FLAHERTY & CRUMRINE PFD INC COM 338480106 192 14,238 SH   DFND 1 14,238 0 0
FLAHERTY & CRUMRINE PFD INC COM 33848E106 1,307 121,645 SH   DFND 1 121,645 0 0
PIONEER FLOATING RATE TR COM 72369J102 73 6,588 SH   DFND 1 6,588 0 0
WESTERN ASSET CORPORATE LN F COM 95790J102 51 5,059 SH   DFND 1 5,059 0 0
INVESCO BD FD COM 46132L107 1,569 87,565 SH   DFND 1 87,565 0 0
VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 960 71,867 SH   DFND 1 71,867 0 0
INVESCO HIGH INCOME TR II COM 46131F101 655 48,578 SH   DFND 1 48,578 0 0
INVESCO SR INCOME TR COM 46131H107 82 19,241 SH   DFND 1 19,241 0 0
XAI OCTAGON FLOATNG RATE ALT COM 98400T106 51 5,625 SH   DFND 1 5,625 0 0
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BLACKROCK NY MUN INCOME TR I COM 09249R102 923 71,880 SH   DFND 1 71,880 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 1,811 139,003 SH   DFND 1 139,003 0 0
BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 2,048 159,539 SH   DFND 1 159,539 0 0
BLACKROCK NY MUNICIPAL BOND COM 09249P106 295 22,522 SH   DFND 1 22,522 0 0
BLACKROCK STRATEGIC MUN TR COM 09248T109 743 58,945 SH   DFND 1 58,945 0 0
BLACKROCK MUNICIPL INC QLTY COM 092479104 230 17,771 SH   DFND 1 17,771 0 0
MFS CALIF MUN FD COM 59318C106 494 48,407 SH   DFND 1 48,407 0 0
DREYFUS MUN INCOME INC COM 26201R102 1,014 124,421 SH   DFND 1 124,421 0 0
DREYFUS STRATEGIC MUN BD FD COM 26202F107 1,419 187,453 SH   DFND 1 187,453 0 0
EATON VANCE CALIF MUN BD FD COM 27828C106 434 40,531 SH   DFND 1 40,531 0 0
EATON VANCE OHIO MUNICIPAL B COM 27828L106 229 19,890 SH   DFND 1 19,890 0 0
EATON VANCE MI MUNI INCOME T SH BEN INT 27826D106 158 12,326 SH   DFND 1 12,326 0 0
EATON VANCE NEW YORK MUN BD COM 27827Y109 737 65,220 SH   DFND 1 65,220 0 0
EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 165 14,730 SH   DFND 1 14,730 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100 2,873 278,169 SH   DFND 1 278,169 0 0
EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 102 9,069 SH   DFND 1 9,069 0 0
DREYFUS STRATEGIC MUNS INC COM 261932107 1,747 227,806 SH   DFND 1 227,806 0 0
EATON VANCE MASS MUN BD FD COM 27828K108 1 122 SH   DFND 1 122 0 0
BLACKROCK MUNIYIELD CALI QLT COM 09254N103 2,961 222,015 SH   DFND 1 222,015 0 0
BLACKROCK MUNIENHANCED FD IN COM 09253Y100 2,565 243,676 SH   DFND 1 243,676 0 0
BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 2,218 171,570 SH   DFND 1 171,570 0 0
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 2,303 185,178 SH   DFND 1 185,178 0 0
EATON VANCE MICH MUN BD FD COM 27828M104 8 651 SH   DFND 1 651 0 0
WESTERN ASST MNGD MUN FD INC COM 95766M105 241 19,057 SH   DFND 1 19,057 0 0
EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 48 3,908 SH   DFND 1 3,908 0 0
BLACKROCK MUNI N Y INTER DUR COM 09255F109 98 7,744 SH   DFND 1 7,744 0 0
BLACKROCK MUNIYIELD QUALITY COM 09254F100 1,759 125,973 SH   DFND 1 125,973 0 0
BLACKROCK MUNIASSETS FD INC COM 09254J102 1,604 121,311 SH   DFND 1 121,311 0 0
BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 2,535 192,227 SH   DFND 1 192,227 0 0
BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 2,240 183,196 SH   DFND 1 183,196 0 0
BLACKROCK MUNIHLDGS FD II IN COM 09253P109 294 21,287 SH   DFND 1 21,287 0 0
BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 218 16,533 SH   DFND 1 16,533 0 0
BLACKROCK MUNIVEST FD INC COM 09253R105 754 86,137 SH   DFND 1 86,137 0 0
BLACKROCK MUNIVEST FD II INC COM 09253T101 128 9,149 SH   DFND 1 9,149 0 0
BLACKROCK MUNIYIELD CALIF FD COM 09254M105 2,798 210,005 SH   DFND 1 210,005 0 0
BLACKROCK MUNIYIELD FD INC COM 09253W104 1,004 75,428 SH   DFND 1 75,428 0 0
BLACKROCK MUNIYIELD QLTY FD COM 09254E103 2,681 212,808 SH   DFND 1 212,808 0 0
BLACKROCK MUNIYIELD N J FD I COM 09254Y109 2,089 151,487 SH   DFND 1 151,487 0 0
BLACKROCK MUNIYIELD NY QLTY COM 09255E102 172 14,358 SH   DFND 1 14,358 0 0
NUVEEN CA QUALTY MUN INCOME COM 67066Y105 2,461 184,260 SH   DFND 1 184,260 0 0
NUVEEN NEW YORK QLT MUN INC COM 67066X107 1,332 105,829 SH   DFND 1 105,829 0 0
NUVEEN ARIZONA QLTY MUN INC COM 67061W104 669 52,284 SH   DFND 1 52,284 0 0
NEUBERGER BERMAN INTER MUNI COM 64124P101 10 742 SH   DFND 1 742 0 0
NEUBERGER BERMAN NY INT MUN COM 64124K102 25 2,249 SH   DFND 1 2,249 0 0
NEUBERGER BERMAN CA INT MUN COM 64123C101 715 57,169 SH   DFND 1 57,169 0 0
NUVEEN CALIF MUN VALUE FD COM 67062C107 218 22,979 SH   DFND 1 22,979 0 0
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NUVEEN GEORGIA QLTY MUN INC COM 67072B107 1,355 119,552 SH   DFND 1 119,552 0 0
NUVEEN CALIFORNIA AMT QLT MU COM 670651108 3,086 227,253 SH   DFND 1 227,253 0 0
NUVEEN MINESOTA QLT MUN INC SHS 670734102 83 6,255 SH   DFND 1 6,255 0 0
NUVEEN MASSACHUSETS QLT MUN COM 67061E104 597 48,032 SH   DFND 1 48,032 0 0
NUVEEN MISSOURI QLT MUN INC COM 67060Q108 39 2,984 SH   DFND 1 2,984 0 0
NUVEEN PA MUN VALUE FD COM 67074K105 63 4,647 SH   DFND 1 4,647 0 0
NUVEEN TEXAS QLTY MUN INCME COM 670983105 647 50,647 SH   DFND 1 50,647 0 0
NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 327 23,460 SH   DFND 1 23,460 0 0
EATON VANCE N Y MUN BD FD II COM 27828T109 81 7,567 SH   DFND 1 7,567 0 0
PIMCO CALIF MUN INCOME FD II COM 72200M108 921 110,970 SH   DFND 1 110,970 0 0
PIMCO NEW YORK MUN FD II COM 72200Y102 91 8,649 SH   DFND 1 8,649 0 0
WESTERN ASSET INTM MUNI FD I COM 958435109 328 37,852 SH   DFND 1 37,852 0 0
DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 27 2,198 SH   DFND 1 2,198 0 0
DELAWARE INV MN MUN INC FD I COM 24610V103 1,166 94,252 SH   DFND 1 94,252 0 0
ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 134,445 67,539,000 PRN   DFND 1 0 0 0
IMMUNOMEDICS INC NOTE 4.750% 2/1 452907AK4 17,680 3,805,000 PRN   DFND 1 0 0 0
FACEBOOK INC CL A 30303M102 22,366 115,103 SH   DFND 1 115,103 0 0
DOMINION ENERGY INC UNIT 08/15/2019 25746U836 23,457 508,003 SH   DFND 1 508,003 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 156 20,553 SH   DFND 1 20,553 0 0
AK STL HLDG CORP COM 001547108 1,936 446,096 SH   DFND 1 446,096 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 1,134 71,371 SH   DFND 1 71,371 0 0
AVON PRODS INC COM 054303102 455 281,267 SH   DFND 1 281,267 0 0
CHEMOURS CO COM 163851108 181 4,100 SH   DFND 1 4,100 0 0
CENTURY CMNTYS INC COM 156504300 27 866 SH   DFND 1 866 0 0
CHESAPEAKE ENERGY CORP COM 165167107 19 3,755 SH   DFND 1 3,755 0 0
CLEVELAND CLIFFS INC COM 185899101 139 16,600 SH   DFND 1 16,600 0 0
CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 8,953 187,976 SH   DFND 1 187,976 0 0
DANAHER CORP DEL COM 235851102 0 1 SH   DFND 1 1 0 0
DISH NETWORK CORP CL A 25470M109 8,052 239,572 SH   DFND 1 239,572 0 0
DENBURY RES INC COM NEW 247916208 67 14,108 SH   DFND 1 14,108 0 0
EP ENERGY CORP CL A 268785102 387 129,280 SH   DFND 1 129,280 0 0
EVERI HLDGS INC COM 30034T103 2,126 295,363 SH   DFND 1 295,363 0 0
GOGO INC COM 38046C109 9 2,024 SH   DFND 1 2,024 0 0
GULFPORT ENERGY CORP COM NEW 402635304 47 3,800 SH   DFND 1 3,800 0 0
GREEN PLAINS INC NOTE 3.250%10/0 393222AD6 32,743 31,354,000 PRN   DFND 1 0 0 0
GOPRO INC NOTE 3.500% 4/1 38268TAB9 18,175 19,700,000 PRN   DFND 1 0 0 0
GOPRO INC CL A 38268T103 2,458 381,820 SH   DFND 1 381,820 0 0
CHART INDS INC COM PAR $0.01 16115Q308 462 7,500 SH   DFND 1 7,500 0 0
HALCON RES CORP COM PAR NEW 40537Q605 427 97,295 SH   DFND 1 97,295 0 0
JAKKS PAC INC COM 47012E106 1,220 372,728 SH   DFND 1 372,728 0 0
J2 GLOBAL INC COM 48123V102 196 2,272 SH   DFND 1 2,272 0 0
JONES ENERGY INC COM CL A 48019R108 288 775,461 SH   DFND 1 775,461 0 0
LIGAND PHARMACEUTICALS INC NOTE 0.750% 8/1 53220KAD0 44,858 16,298,000 PRN   DFND 1 0 0 0
MONGODB INC CL A 60937P106 1,145 23,080 SH   DFND 1 23,080 0 0
MCDERMOTT INTL INC COM 580037703 201 10,247 SH   DFND 1 10,247 0 0
MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 80,069 33,725,000 PRN   DFND 1 0 0 0
MERITOR INC NOTE 7.875% 3/0 59001KAC4 19,721 10,133,000 PRN   DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 15,607 297,633 SH   DFND 1 297,633 0 0
NEW GOLD INC CDA COM 644535106 7 3,600 SH   DFND 1 3,600 0 0
NORTHERN OIL & GAS INC NEV COM 665531109 276 87,663 SH   DFND 1 87,663 0 0
PARSLEY ENERGY INC CL A 701877102 1,771 58,520 SH   DFND 1 58,520 0 0
PEPSICO INC COM 713448108 1,179 10,830 SH   DFND 1 10,830 0 0
INSULET CORP NOTE 1.250% 9/1 45784PAF8 1,521 1,000,000 PRN   DFND 1 0 0 0
POST HLDGS INC COM 737446104 413 4,804 SH   DFND 1 4,804 0 0
PROS HOLDINGS INC NOTE 2.000%12/0 74346YAB9 26,853 22,365,000 PRN   DFND 1 0 0 0
RITE AID CORP COM 767754104 1,077 622,581 SH   DFND 1 622,581 0 0
RENT A CTR INC NEW COM 76009N100 2,911 197,819 SH   DFND 1 197,819 0 0
RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 24,308 13,577,000 PRN   DFND 1 0 0 0
TRANSOCEAN LTD REG SHS H8817H100 1,495 111,303 SH   DFND 1 111,303 0 0
SCIENTIFIC GAMES CORP COM 80874P109 3,087 62,813 SH   DFND 1 62,813 0 0
SIGNET JEWELERS LIMITED SHS G81276100 1,003 18,000 SH   DFND 1 18,000 0 0
TRIUMPH GROUP INC NEW COM 896818101 1 73 SH   DFND 1 73 0 0
TAILORED BRANDS INC COM 87403A107 3,249 127,346 SH   DFND 1 127,346 0 0
TRONOX LTD SHS CL A Q9235V101 535 27,200 SH   DFND 1 27,200 0 0
TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 52,143 27,841,000 PRN   DFND 1 0 0 0
UNISYS CORP NOTE 5.500% 3/0 909214BS6 36,453 24,170,000 PRN   DFND 1 0 0 0
WESTERN DIGITAL CORP COM 958102105 1,463 18,900 SH   DFND 1 18,900 0 0
ZILLOW GROUP INC CL A 98954M101 54 914 SH   DFND 1 914 0 0
ENERGY XXI GULF COAST INC COM 29276K101 2,801 316,897 SH   DFND 1 316,897 0 0
GOODRICH PETE CORP COM PAR 382410843 1,010 81,687 SH   DFND 1 81,687 0 0
AMTRUST FINL SVCS INC NOTE 2.750%12/1 032359AG6 1,816 1,883,000 PRN   DFND 1 0 0 0
AVAYA HLDGS CORP COM 05351X101 3,980 198,237 SH   DFND 1 198,237 0 0
ISHARES TR 20 YR TR BD ETF 464287432 13,284 109,141 SH   DFND 1 109,141 0 0
INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 1,346 54,000 SH   DFND 1 54,000 0 0
ADIENT PLC ORD SHS G0084W101 210 4,277 SH   DFND 1 4,277 0 0
BUNGE LIMITED COM G16962105 57 821 SH   DFND 1 821 0 0
DELUXE CORP COM 248019101 1,662 25,106 SH   DFND 1 25,106 0 0
DOMINOS PIZZA INC COM 25754A201 2,046 7,254 SH   DFND 1 7,254 0 0
IDEX CORP COM 45167R104 1,779 13,037 SH   DFND 1 13,037 0 0
LOUISIANA PAC CORP COM 546347105 1,756 64,518 SH   DFND 1 64,518 0 0
LULULEMON ATHLETICA INC COM 550021109 2,851 22,838 SH   DFND 1 22,838 0 0
NORFOLK SOUTHERN CORP COM 655844108 50,974 337,868 SH   DFND 1 337,868 0 0
POOL CORPORATION COM 73278L105 1,820 12,017 SH   DFND 1 12,017 0 0
PROTO LABS INC COM 743713109 1,814 15,256 SH   DFND 1 15,256 0 0
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1,719 16,597 SH   DFND 1 16,597 0 0
ROSS STORES INC COM 778296103 2,294 27,070 SH   DFND 1 27,070 0 0
TJX COS INC NEW COM 872540109 1,670 17,553 SH   DFND 1 17,553 0 0
TRINET GROUP INC COM 896288107 1,878 33,575 SH   DFND 1 33,575 0 0
TRI POINTE GROUP INC COM 87265H109 1,796 109,839 SH   DFND 1 109,839 0 0
TREX CO INC COM 89531P105 2,017 32,228 SH   DFND 1 32,228 0 0
TOTAL SYS SVCS INC COM 891906109 1,945 23,018 SH   DFND 1 23,018 0 0
US FOODS HLDG CORP COM 912008109 1,918 50,726 SH   DFND 1 50,726 0 0
VISA INC COM CL A 92826C839 2,473 18,675 SH   DFND 1 18,675 0 0
AVALARA INC COM 05338G106 278 5,210 SH   DFND 1 5,210 0 0
BJS WHSL CLUB HLDGS INC COM 05550J101 1,655 70,000 SH   DFND 1 70,000 0 0
CARBON BLACK INC COM 14081R103 1,300 50,000 SH   DFND 1 50,000 0 0
CERIDIAN HCM HLDG INC COM 15677J108 1,493 45,000 SH   DFND 1 45,000 0 0
DOCUSIGN INC COM 256163106 1,588 30,000 SH   DFND 1 30,000 0 0
EIDOS THERAPEUTICS INC COM 28249H104 1,017 50,000 SH   DFND 1 50,000 0 0
EVO PMTS INC CL A COM 26927E104 1,543 75,000 SH   DFND 1 75,000 0 0
GREENSKY INC CL A 39572G100 1,057 50,000 SH   DFND 1 50,000 0 0
NLIGHT INC COM 65487K100 1,653 50,000 SH   DFND 1 50,000 0 0
PLURALSIGHT INC COM CL A 72941B106 1,589 65,000 SH   DFND 1 65,000 0 0
SMARTSHEET INC COM CL A 83200N103 1,428 55,000 SH   DFND 1 55,000 0 0
TRICIDA INC COM 89610F101 1,046 35,000 SH   DFND 1 35,000 0 0
ZUORA INC COM CL A 98983V106 1,632 60,000 SH   DFND 1 60,000 0 0
TRIMBLE INC COM 896239100 1,970 60,000 SH   DFND 1 60,000 0 0
BP PLC SPONSORED ADR 055622104 8,221 180,068 SH   DFND 1 180,068 0 0
TOTAL S A SPONSORED ADR 89151E109 6,056 100,000 SH   DFND 1 100,000 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 2,291 50,000 SH   DFND 1 50,000 0 0
CHEVRON CORP NEW COM 166764100 3,200 25,312 SH   DFND 1 25,312 0 0
GENERAL ELECTRIC CO COM 369604103 6,286 461,923 SH   DFND 1 461,923 0 0
HANNON ARMSTRONG SUST INFR C COM 41068X100 5,911 299,331 SH   DFND 1 299,331 0 0
BLOCK H & R INC COM 093671105 1,963 86,200 SH   DFND 1 86,200 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 5,816 41,639 SH   DFND 1 41,639 0 0
LINCOLN ELEC HLDGS INC COM 533900106 5,640 64,275 SH   DFND 1 64,275 0 0
PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 52 2,200 SH   DFND 1 2,200 0 0
TARGET CORP COM 87612E106 2,427 31,895 SH   DFND 1 31,895 0 0
WESTROCK CO COM 96145D105 6,557 115,000 SH   DFND 1 115,000 0 0
EXXON MOBIL CORP COM 30231G102 1,740 21,039 SH   DFND 1 21,039 0 0
AIR PRODS & CHEMS INC COM 009158106 1,917 12,310 SH   DFND 1 12,310 0 0
ASHLAND GLOBAL HLDGS INC COM 044186104 4,299 55,000 SH   DFND 1 55,000 0 0
APTARGROUP INC COM 038336103 1,680 18,000 SH   DFND 1 18,000 0 0
BOEING CO COM 097023105 4,693 13,988 SH   DFND 1 13,988 0 0
BALL CORP COM 058498106 1,955 55,000 SH   DFND 1 55,000 0 0
BWX TECHNOLOGIES INC COM 05605H100 498 8,000 SH   DFND 1 8,000 0 0
CATERPILLAR INC DEL COM 149123101 3,376 24,885 SH   DFND 1 24,885 0 0
CAMECO CORP COM 13321L108 281 25,000 SH   DFND 1 25,000 0 0
CELANESE CORP DEL COM SER A 150870103 4,997 45,000 SH   DFND 1 45,000 0 0
CONSTELLIUM NV CL A N22035104 875 85,000 SH   DFND 1 85,000 0 0
DEERE & CO COM 244199105 5,253 37,580 SH   DFND 1 37,580 0 0
DOWDUPONT INC COM 26078J100 6,592 100,000 SH   DFND 1 100,000 0 0
EMERSON ELEC CO COM 291011104 2,419 35,000 SH   DFND 1 35,000 0 0
EATON CORP PLC SHS G29183103 1,494 20,000 SH   DFND 1 20,000 0 0
GRACE W R & CO DEL NEW COM 38388F108 6,044 82,447 SH   DFND 1 82,447 0 0
HONEYWELL INTL INC COM 438516106 2,946 20,457 SH   DFND 1 20,457 0 0
INTL PAPER CO COM 460146103 2,083 40,000 SH   DFND 1 40,000 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 988 9,000 SH   DFND 1 9,000 0 0
PERSPECTA INC COM 715347100 411 20,000 SH   DFND 1 20,000 0 0
PTC INC COM 69370C100 4,878 52,000 SH   DFND 1 52,000 0 0
PRAXAIR INC COM 74005P104 1,581 10,000 SH   DFND 1 10,000 0 0
SONOCO PRODS CO COM 835495102 735 14,000 SH   DFND 1 14,000 0 0
TEXTRON INC COM 883203101 5,280 80,113 SH   DFND 1 80,113 0 0
GLOBAL X FDS GLOBAL X URANIUM 37954Y871 386 30,000 SH   DFND 1 30,000 0 0
VULCAN MATLS CO COM 929160109 5,188 40,205 SH   DFND 1 40,205 0 0
WABTEC CORP COM 929740108 1,971 20,000 SH   DFND 1 20,000 0 0
WILLSCOT CORP COM 971375126 444 30,000 SH   DFND 1 30,000 0 0
ALCOA CORP COM 013872106 4,634 98,851 SH   DFND 1 98,851 0 0
ALBEMARLE CORP COM 012653101 943 10,000 SH   DFND 1 10,000 0 0
AXALTA COATING SYS LTD COM G0750C108 1,112 36,720 SH   DFND 1 36,720 0 0
BASIC ENERGY SVCS INC NEW COM NEW 06985P209 317 28,539 SH   DFND 1 28,539 0 0
BEACON ROOFING SUPPLY INC COM 073685109 1,065 25,000 SH   DFND 1 25,000 0 0
COLFAX CORP COM 194014106 766 25,000 SH   DFND 1 25,000 0 0
CUMMINS INC COM 231021106 1,753 13,182 SH   DFND 1 13,182 0 0
CANADIAN NAT RES LTD COM 136385101 7,224 200,295 SH   DFND 1 200,295 0 0
CVS HEALTH CORP COM 126650100 2,977 46,273 SH   DFND 1 46,273 0 0
NOW INC COM 67011P100 199 14,993 SH   DFND 1 14,993 0 0
FIREEYE INC COM 31816Q101 769 50,020 SH   DFND 1 50,020 0 0
GGP INC COM 36174X101 1,263 61,851 SH   DFND 1 61,851 0 0
HALLIBURTON CO COM 406216101 3,578 79,422 SH   DFND 1 79,422 0 0
HOME DEPOT INC COM 437076102 2,630 13,483 SH   DFND 1 13,483 0 0
HELMERICH & PAYNE INC COM 423452101 976 15,320 SH   DFND 1 15,320 0 0
HUNTSMAN CORP COM 447011107 2,328 79,752 SH   DFND 1 79,752 0 0
IMPERIAL OIL LTD COM NEW 453038408 166 5,000 SH   DFND 1 5,000 0 0
JOHNSON CTLS INTL PLC SHS G51502105 2,057 61,500 SH   DFND 1 61,500 0 0
CARMAX INC COM 143130102 2,372 32,557 SH   DFND 1 32,557 0 0
KROGER CO COM 501044101 2,560 90,000 SH   DFND 1 90,000 0 0
PBF ENERGY INC CL A 69318G106 1,048 25,000 SH   DFND 1 25,000 0 0
PACIFIC ETHANOL INC COM PAR $.001 69423U305 78 30,000 SH   DFND 1 30,000 0 0
ROCKWELL AUTOMATION INC COM 773903109 5,818 35,000 SH   DFND 1 35,000 0 0
TYSON FOODS INC CL A 902494103 3,108 45,143 SH   DFND 1 45,143 0 0
UNITED STATES STL CORP NEW COM 912909108 3,336 96,013 SH   DFND 1 96,013 0 0
APACHE CORP COM 037411105 26 562 SH   DFND 1 562 0 0
ANADARKO PETE CORP COM 032511107 2,551 34,831 SH   DFND 1 34,831 0 0
ACTIVISION BLIZZARD INC COM 00507V109 3,150 41,277 SH   DFND 1 41,277 0 0
BEST BUY INC COM 086516101 8 120 SH   DFND 1 120 0 0
BOOKING HLDGS INC COM 09857L108 2,171 1,071 SH   DFND 1 1,071 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 38 133 SH   DFND 1 133 0 0
COMCAST CORP NEW CL A 20030N101 633 19,313 SH   DFND 1 19,313 0 0
CONOCOPHILLIPS COM 20825C104 1,571 22,574 SH   DFND 1 22,574 0 0
CEMEX SAB DE CV SPON ADR NEW 151290889 243 37,102 SH   DFND 1 37,102 0 0
TABLEAU SOFTWARE INC CL A 87336U105 3,459 35,394 SH   DFND 1 35,394 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 126 1,602 SH   DFND 1 1,602 0 0
ELECTRONIC ARTS INC COM 285512109 1,299 9,213 SH   DFND 1 9,213 0 0
EBAY INC COM 278642103 264 7,293 SH   DFND 1 7,293 0 0
ENCANA CORP COM 292505104 143 11,033 SH   DFND 1 11,033 0 0
FREEPORT-MCMORAN INC CL B 35671D857 1,261 73,097 SH   DFND 1 73,097 0 0
GAP INC DEL COM 364760108 69 2,156 SH   DFND 1 2,156 0 0
GRUBHUB INC COM 400110102 8 77 SH   DFND 1 77 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 32 1,375 SH   DFND 1 1,375 0 0
IAC INTERACTIVECORP COM 44919P508 541 3,549 SH   DFND 1 3,549 0 0
JD COM INC SPON ADR CL A 47215P106 635 16,310 SH   DFND 1 16,310 0 0
NORDSTROM INC COM 655664100 831 16,065 SH   DFND 1 16,065 0 0
L BRANDS INC COM 501797104 46 1,270 SH   DFND 1 1,270 0 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 419 15,222 SH   DFND 1 15,222 0 0
LENNAR CORP CL A 526057104 9 178 SH   DFND 1 178 0 0
CHENIERE ENERGY INC COM NEW 16411R208 199 3,053 SH   DFND 1 3,053 0 0
LAS VEGAS SANDS CORP COM 517834107 129 1,697 SH   DFND 1 1,697 0 0
MGM RESORTS INTERNATIONAL COM 552953101 85 2,951 SH   DFND 1 2,951 0 0
ALTRIA GROUP INC COM 02209S103 20 359 SH   DFND 1 359 0 0
MICROSOFT CORP COM 594918104 9,590 97,253 SH   DFND 1 97,253 0 0
NEWMONT MINING CORP COM 651639106 10,133 268,733 SH   DFND 1 268,733 0 0
NETFLIX INC COM 64110L106 176 450 SH   DFND 1 450 0 0
ORACLE CORP COM 68389X105 4,153 94,272 SH   DFND 1 94,272 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 538 6,434 SH   DFND 1 6,434 0 0
PALO ALTO NETWORKS INC COM 697435105 3,197 15,564 SH   DFND 1 15,564 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 6,509 648,991 SH   DFND 1 648,991 0 0
PAYPAL HLDGS INC COM 70450Y103 926 11,129 SH   DFND 1 11,129 0 0
RED HAT INC COM 756577102 1 9 SH   DFND 1 9 0 0
FANG HLDGS LTD ADR 30711Y102 40 10,521 SH   DFND 1 10,521 0 0
SOUTHERN CO COM 842587107 75 1,628 SH   DFND 1 1,628 0 0
STAMPS COM INC COM NEW 852857200 146 578 SH   DFND 1 578 0 0
TAL ED GROUP SPONSORED ADS 874080104 866 23,550 SH   DFND 1 23,550 0 0
TWITTER INC COM 90184L102 2,210 50,616 SH   DFND 1 50,616 0 0
VALERO ENERGY CORP NEW COM 91913Y100 6 62 SH   DFND 1 62 0 0
WALMART INC COM 931142103 358 4,181 SH   DFND 1 4,181 0 0
WEYERHAEUSER CO COM 962166104 1 39 SH   DFND 1 39 0 0
WYNN RESORTS LTD COM 983134107 65 394 SH   DFND 1 394 0 0
ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 736 20,611 SH   DFND 1 20,611 0 0
EPR PPTYS COM SH BEN INT 26884U109 98 1,523 SH   DFND 1 1,523 0 0
LEXINGTON REALTY TRUST COM 529043101 66 7,672 SH   DFND 1 7,672 0 0
RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 1,006 76,160 SH   DFND 1 76,160 0 0
WELLTOWER INC COM 95040Q104 993 15,844 SH   DFND 1 15,844 0 0
CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 8,479 7,902 SH   DFND 1 7,902 0 0
DTE ENERGY CO COM 233331107 18 180 SH   DFND 1 180 0 0
HESS CORP COM 42809H107 334 5,008 SH   DFND 1 5,008 0 0
KINDER MORGAN INC DEL COM 49456B101 2,133 120,748 SH   DFND 1 120,748 0 0
NABORS INDUSTRIES LTD SHS G6359F103 621 96,886 SH   DFND 1 96,886 0 0
NEXTERA ENERGY INC UNIT 08/31/2018 65339F846 6,995 94,152 SH   DFND 1 94,152 0 0
NEXTERA ENERGY INC COM 65339F101 790 4,733 SH   DFND 1 4,733 0 0
SOUTH JERSEY INDS INC UNIT 99/99/9999 838518116 2,374 43,453 SH   DFND 1 43,453 0 0
SEMPRA ENERGY 6% PFD CONV A 816851406 2,561 24,956 SH   DFND 1 24,956 0 0
STANLEY BLACK & DECKER INC COM 854502101 13,406 100,944 SH   DFND 1 100,944 0 0
TALOS ENERGY INC COM 87484T108 5 174 SH   DFND 1 174 0 0
VISTRA ENERGY CORP UNIT 02/02/2024 92840M300 9,031 95,488 SH   DFND 1 95,488 0 0
BECTON DICKINSON & CO PFD SHS CONV A 075887208 5,977 96,522 SH   DFND 1 96,522 0 0
AMYRIS INC COM NEW 03236M200 645 100,940 SH   DFND 1 100,940 0 0
ALLIANCE DATA SYSTEMS CORP COM 018581108 60 260 SH   DFND 1 260 0 0
ANDEAVOR COM 03349M105 7,725 58,896 SH   DFND 1 58,896 0 0
ROCKWELL COLLINS INC COM 774341101 5,229 38,827 SH   DFND 1 38,827 0 0
CAPELLA EDUCATION COMPANY COM 139594105 3,778 38,285 SH   DFND 1 38,285 0 0
ENBRIDGE INC COM 29250N105 1,602 44,908 SH   DFND 1 44,908 0 0
TWENTY FIRST CENTY FOX INC CL A 90130A101 1,992 40,104 SH   DFND 1 40,104 0 0
ILG INC COM 44967H101 6,097 184,590 SH   DFND 1 184,590 0 0
KIMBERLY CLARK CORP COM 494368103 210 2,000 SH   DFND 1 2,000 0 0
KAPSTONE PAPER & PACKAGING C COM 48562P103 3,141 91,049 SH   DFND 1 91,049 0 0
MATTERSIGHT CORP COM 577097108 180 67,449 SH   DFND 1 67,449 0 0
MONEYGRAM INTL INC COM NEW 60935Y208 6 988 SH   DFND 1 988 0 0
MTGE INVT CORP COM 55378A105 1,037 52,956 SH   DFND 1 52,956 0 0
NEWELL BRANDS INC COM 651229106 309 12,000 SH   DFND 1 12,000 0 0
NRG YIELD INC CL C 62942X405 1,144 66,540 SH   DFND 1 66,540 0 0
OWENS ILL INC COM NEW 690768403 95 5,700 SH   DFND 1 5,700 0 0
VERIFONE SYS INC COM 92342Y109 7,757 339,940 SH   DFND 1 339,940 0 0
PINNACLE FOODS INC DEL COM 72348P104 561 8,632 SH   DFND 1 8,632 0 0
PINNACLE ENTMT INC NEW COM 72348Y105 1,574 46,668 SH   DFND 1 46,668 0 0
QEP RES INC COM 74733V100 30 2,500 SH   DFND 1 2,500 0 0
RSP PERMIAN INC COM 74978Q105 9,703 220,434 SH   DFND 1 220,434 0 0
SANDERSON FARMS INC COM 800013104 84 800 SH   DFND 1 800 0 0
SPARTON CORP COM 847235108 2 155 SH   DFND 1 155 0 0
TRIBUNE MEDIA CO CL A 896047503 6,138 160,389 SH   DFND 1 160,389 0 0
VECTREN CORP COM 92240G101 2,856 39,976 SH   DFND 1 39,976 0 0
WGL HLDGS INC COM 92924F106 4,852 54,674 SH   DFND 1 54,674 0 0
APARTMENT INVT & MGMT CO CL A 03748R101 997 23,572 SH   DFND 1 23,572 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 423 6,646 SH   DFND 1 6,646 0 0
ESSEX PPTY TR INC COM 297178105 51 214 SH   DFND 1 214 0 0
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OMEGA HEALTHCARE INVS INC COM 681936100 244 7,875 SH   DFND 1 7,875 0 0
VENTAS INC COM 92276F100 1,046 18,384 SH   DFND 1 18,384 0 0
HOST HOTELS & RESORTS INC COM 44107P104 686 32,563 SH   DFND 1 32,563 0 0
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LIBERTY PPTY TR SH BEN INT 531172104 2,097 47,309 SH   DFND 1 47,309 0 0
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MACK CALI RLTY CORP COM 554489104 2,482 122,426 SH   DFND 1 122,426 0 0
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JBG SMITH PPTYS COM 46590V100 132 3,639 SH   DFND 1 3,639 0 0
KILROY RLTY CORP COM 49427F108 128 1,705 SH   DFND 1 1,705 0 0
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PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1,002 50,306 SH   DFND 1 50,306 0 0
PARAMOUNT GROUP INC COM 69924R108 881 57,234 SH   DFND 1 57,234 0 0
AMERICAN ASSETS TR INC COM 024013104 37 973 SH   DFND 1 973 0 0
BRIXMOR PPTY GROUP INC COM 11120U105 606 34,788 SH   DFND 1 34,788 0 0
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KIMCO RLTY CORP COM 49446R109 183 10,797 SH   DFND 1 10,797 0 0
MACERICH CO COM 554382101 602 10,594 SH   DFND 1 10,594 0 0
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REGENCY CTRS CORP COM 758849103 1,056 17,020 SH   DFND 1 17,020 0 0
RETAIL PPTYS AMER INC CL A 76131V202 1,294 101,275 SH   DFND 1 101,275 0 0
TANGER FACTORY OUTLET CTRS I COM 875465106 1,619 68,936 SH   DFND 1 68,936 0 0
TAUBMAN CTRS INC COM 876664103 898 15,289 SH   DFND 1 15,289 0 0
URBAN EDGE PPTYS COM 91704F104 1,016 44,426 SH   DFND 1 44,426 0 0
INVESCO CURNCYSHS BRIT PND S BRIT POUN STRL 46138M109 8,325 65,000 SH   DFND 1 65,000 0 0
CIENA CORP DEBT 4.000%12/1 171779AK7 16,342 11,500,000 PRN   DFND 1 0 0 0
GUIDEWIRE SOFTWARE INC COM 40171V100 4 50 SH   DFND 1 50 0 0
HARMONIC INC NOTE 4.000%12/0 413160AB8 14,265 13,880,000 PRN   DFND 1 0 0 0
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REPLIGEN CORP COM 759916109 472 10,036 SH   DFND 1 10,036 0 0
SINA CORP NOTE 1.000%12/0 82922RAD5 13,590 13,415,000 PRN   DFND 1 0 0 0
VEECO INSTRS INC DEL NOTE 2.700% 1/1 922417AD2 11,524 13,121,000 PRN   DFND 1 0 0 0
VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 4,292 4,354,000 PRN   DFND 1 0 0 0
PENNEY J C INC COM 708160106 60 25,947 SH   DFND 1 25,947 0 0
KERYX BIOPHARMACEUTICALS INC COM 492515101 106 28,411 SH   DFND 1 28,411 0 0
SNAP INC CL A 83304A106 234 17,935 SH   DFND 1 17,935 0 0
UNDER ARMOUR INC CL A 904311107 712 31,685 SH   DFND 1 31,685 0 0
AVISTA HEALTHCARE PUB ACQ CO *W EXP 99/99/999 G0726L117 23 50,000 SH   DFND 1 50,000 0 0
BISON CAP ACQUISITION CORP UNIT 99/99/9999T G1142P120 1,554 148,203 SH   DFND 1 148,203 0 0
BARINGTON HILCO ACQUISITION RIGHT 08/11/2017 06759V119 4 22,575 SH   DFND 1 22,575 0 0
BARINGTON HILCO ACQUISITION *W EXP 02/11/202 06759V127 6 42,768 SH   DFND 1 42,768 0 0
BLACK RIDGE ACQUISITION CORP COM 09216T107 1,470 150,000 SH   DFND 1 150,000 0 0
CAPITOL INVT CORP IV CL A ORD G18920101 488 49,500 SH   DFND 1 49,500 0 0
CAPITOL INVT CORP IV UNIT 99/99/9999 G18920119 2,369 230,000 SH   DFND 1 230,000 0 0
CM SEVEN STAR ACQUISITION CO UNIT 08/21/2022 G2345N128 338 32,750 SH   DFND 1 32,750 0 0
CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 6 10,000 SH   DFND 1 10,000 0 0
CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 20 57,000 SH   DFND 1 57,000 0 0
DFB HEALTHCARE ACQUISTION CO UNIT 01/30/2023 23291E208 1,015 100,000 SH   DFND 1 100,000 0 0
DRAPER OAKWOOD TECHNOLOGY RIGHT 09/19/2018 26146L129 152 258,100 SH   DFND 1 258,100 0 0
DRAPER OAKWOOD TECHNOLOGY UNIT 09/30/2024 26146L202 1,656 138,013 SH   DFND 1 138,013 0 0
DRAPER OAKWOOD TECHNOLOGY *W EXP 09/19/202 26146L111 44 60,800 SH   DFND 1 60,800 0 0
PLATINUM EAGLE ACQUISITIN CO SHS CL A G7126L100 3,168 326,000 SH   DFND 1 326,000 0 0
PLATINUM EAGLE ACQUISITIN CO UNIT 01/09/2023 G7126L126 568 55,865 SH   DFND 1 55,865 0 0
FINTECH ACQUISITION CORP II COM 31810G109 1,244 124,470 SH   DFND 1 124,470 0 0
FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 2,827 277,500 SH   DFND 1 277,500 0 0
FEDERAL STR ACQUISITION CORP CL A 31421V107 1,964 200,000 SH   DFND 1 200,000 0 0
FEDERAL STR ACQUISITION CORP UNIT 99/99/9999 31421V206 1,562 151,000 SH   DFND 1 151,000 0 0
GORDON POINTE ACQUISITION CO UNIT 01/18/2023 382788206 1,230 120,000 SH   DFND 1 120,000 0 0
GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 2,420 236,800 SH   DFND 1 236,800 0 0
GORES HLDGS II INC COM CL A 382867109 921 90,740 SH   DFND 1 90,740 0 0
GORES HLDGS II INC UNIT 99/99/9999 382867208 2,146 200,000 SH   DFND 1 200,000 0 0
GORES HLDGS II INC *W EXP 01/13/202 382867117 306 165,500 SH   DFND 1 165,500 0 0
GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 1,747 173,010 SH   DFND 1 173,010 0 0
GTY TECHNOLOGY HOLDINGS INC UNIT 99/99/9999 G4182A110 2,045 192,567 SH   DFND 1 192,567 0 0
GTY TECHNOLOGY HOLDINGS INC *W EXP 10/25/202 G4182A128 92 73,940 SH   DFND 1 73,940 0 0
HENNESSY CAP ACQUSTON CORP I COM 42588L105 963 95,000 SH   DFND 1 95,000 0 0
HENNESSY CAP ACQUSTON CORP I UNIT 06/15/2024 42588L204 446 40,000 SH   DFND 1 40,000 0 0
HENNESSY CAP ACQUSTON CORP I *W EXP 06/15/202 42588L113 259 180,000 SH   DFND 1 180,000 0 0
HUNTER MARITIME ACQUISITION CL A Y37828111 0 100 SH   DFND 1 100 0 0
HUNTER MARITIME ACQUISITION *W EXP 11/17/202 Y37828129 0 2,250 SH   DFND 1 2,250 0 0
HAYMAKER ACQUISITION CORP COM CLASS A 420870107 976 100,000 SH   DFND 1 100,000 0 0
HAYMAKER ACQUISITION CORP UNIT 10/19/2022 420870206 1,121 110,900 SH   DFND 1 110,900 0 0
INDUSTREA ACQUISITION CORP CL A 45579J104 246 25,000 SH   DFND 1 25,000 0 0
INDUSTREA ACQUISITION CORP UNIT 07/21/2024 45579J203 782 75,000 SH   DFND 1 75,000 0 0
SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 43 4,285 SH   DFND 1 4,285 0 0
SOCIAL CAP HEDOSOPHIA HLDGS UNIT 99/99/9999 G8250R111 9,288 846,740 SH   DFND 1 846,740 0 0
SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 09/14/202 G8250R129 0 303 SH   DFND 1 303 0 0
JENSYN ACQUISITION CORP RIGHT 99/99/9999 47632B128 0 1,400 SH   DFND 1 1,400 0 0
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KAYNE ANDERSON ACQUISITION COM CL A 48661U102 495 50,000 SH   DFND 1 50,000 0 0
KAYNE ANDERSON ACQUISITION UNIT 06/30/2022 48661U201 4,112 395,464 SH   DFND 1 395,464 0 0
KBL MERGER CORP IV UNIT 01/15/2024 48242A203 52 5,000 SH   DFND 1 5,000 0 0
LEISURE ACQUISITION CORP COM 52539T107 966 100,000 SH   DFND 1 100,000 0 0
LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 502 50,000 SH   DFND 1 50,000 0 0
LANDCADIA HLDGS INC CL A 51476W107 1,266 125,017 SH   DFND 1 125,017 0 0
LANDCADIA HLDGS INC *W EXP 06/01/202 51476W115 41 49,574 SH   DFND 1 49,574 0 0
LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 3,776 375,000 SH   DFND 1 375,000 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 1,683 175,000 SH   DFND 1 175,000 0 0
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LEO HOLDINGS CORP UNIT 99/99/9999 G5463L121 50 5,000 SH   DFND 1 5,000 0 0
UNION ACQUISITION CORP UNIT 99/99/9999 G9366W119 732 71,250 SH   DFND 1 71,250 0 0
MOSAIC ACQUISITION CORP SHS CL A G62848109 484 50,000 SH   DFND 1 50,000 0 0
MOSAIC ACQUISITION CORP UNIT 99/99/9999 G62848117 2,386 238,180 SH   DFND 1 238,180 0 0
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MATLIN & PARTNERS ACQUISITIO CL A 57682V106 1,482 150,000 SH   DFND 1 150,000 0 0
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MATLIN & PARTNERS ACQUISITIO *W EXP 05/28/202 57682V114 14 22,000 SH   DFND 1 22,000 0 0
NEBULA ACQUISITION CORP COM CLASS A 629076100 482 50,000 SH   DFND 1 50,000 0 0
NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 703 69,900 SH   DFND 1 69,900 0 0
NEBULA ACQUISITION CORP *W EXP 03/12/202 629076118 24 9,700 SH   DFND 1 9,700 0 0
NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 8 7,200 SH   DFND 1 7,200 0 0
NEW FRONTIER CORP UNIT 99/99/9999 G6485P116 1,006 100,100 SH   DFND 1 100,100 0 0
ONE MADISON CORP COM CL A G6772P100 620 64,000 SH   DFND 1 64,000 0 0
ONE MADISON CORP UNIT 99/99/9999 G6772P118 2,022 200,000 SH   DFND 1 200,000 0 0
OPES ACQUISITION CORP UNIT 03/07/2023 68373P209 909 90,000 SH   DFND 1 90,000 0 0
OSPREY ENERGY ACQUISITION CO CL A COM 688397108 1,522 150,000 SH   DFND 1 150,000 0 0
OSPREY ENERGY ACQUISITION CO UNIT 07/21/2022 688397207 366 33,370 SH   DFND 1 33,370 0 0
OSPREY ENERGY ACQUISITION CO *W EXP 07/21/202 688397116 136 85,200 SH   DFND 1 85,200 0 0
PURE ACQUISITION CORP CL A 74621Q106 1,928 200,000 SH   DFND 1 200,000 0 0
PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 2,511 245,000 SH   DFND 1 245,000 0 0
REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 1,015 100,000 SH   DFND 1 100,000 0 0
SABAN CAP ACQUISITION CORP COM CL A 78516C106 505 50,000 SH   DFND 1 50,000 0 0
SABAN CAP ACQUISITION CORP UNIT 99/99/9999 78516C205 2,670 251,000 SH   DFND 1 251,000 0 0
STELLAR ACQUISITION III INC COM Y8172W107 1 190 SH   DFND 1 190 0 0
STELLAR ACQUISITION III INC *W EXP 03/22/202 Y8172W115 0 300 SH   DFND 1 300 0 0
SENTINEL ENERGY SVCS INC UNIT 11/02/2022 G8062D128 1,009 100,000 SH   DFND 1 100,000 0 0
THUNDER BRIDGE ACQUISITION L UNIT 01/01/2025 G8857R118 2,508 250,000 SH   DFND 1 250,000 0 0
TRINITY MERGER CORP COM CL A 89653L106 1,416 145,000 SH   DFND 1 145,000 0 0
TRINITY MERGER CORP *W EXP 05/11/202 89653L114 20 50,000 SH   DFND 1 50,000 0 0
TRINITY MERGER CORP UNIT 05/11/2025 89653L205 370 36,861 SH   DFND 1 36,861 0 0
TPG PACE HLDGS CORP CL A G89827128 496 50,000 SH   DFND 1 50,000 0 0
TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 1,983 189,848 SH   DFND 1 189,848 0 0
TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 1,307 130,000 SH   DFND 1 130,000 0 0
VANTAGE ENERGY ACQUISITION COM CL A 92211L105 3,828 387,899 SH   DFND 1 387,899 0 0
VANTAGE ENERGY ACQUISITION UNIT 04/12/2024 92211L204 556 53,496 SH   DFND 1 53,496 0 0
VANTAGE ENERGY ACQUISITION *W EXP 04/12/202 92211L113 0 333 SH   DFND 1 333 0 0
PENSARE ACQUISITION CORP COM 70957E105 494 50,000 SH   DFND 1 50,000 0 0
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 94 193,000 SH   DFND 1 193,000 0 0
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PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 118 185,800 SH   DFND 1 185,800 0 0
BLACKBERRY LTD COM 09228F103 2,036 211,030 SH   DFND 1 211,030 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 167 50,564 SH   DFND 1 50,564 0 0
ENVISION HEALTHCARE CORP COM 29414D100 7,752 176,160 SH   DFND 1 176,160 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 162 10,593 SH   DFND 1 10,593 0 0
NUVASIVE INC COM 670704105 207 3,988 SH   DFND 1 3,988 0 0
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QUORUM HEALTH CORP COM 74909E106 1,204 240,839 SH   DFND 1 240,839 0 0
SURGERY PARTNERS INC COM 86881A100 1,045 70,163 SH   DFND 1 70,163 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 2,029 60,447 SH   DFND 1 60,447 0 0
HEALTHEQUITY INC COM 42226A107 1,880 25,037 SH   DFND 1 25,037 0 0
HUMANA INC COM 444859102 1,840 6,185 SH   DFND 1 6,185 0 0
UNITEDHEALTH GROUP INC COM 91324P102 1,818 7,413 SH   DFND 1 7,413 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 1,947 39,305 SH   DFND 1 39,305 0 0
KEYSIGHT TECHNOLOGIES INC COM 49338L103 5,017 85,000 SH   DFND 1 85,000 0 0
TE CONNECTIVITY LTD REG SHS H84989104 1,801 20,000 SH   DFND 1 20,000 0 0
UNION PAC CORP COM 907818108 16,959 119,706 SH   DFND 1 119,706 0 0
XPO LOGISTICS INC COM 983793100 5,009 50,000 SH   DFND 1 50,000 0 0
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KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 1,146 30,000 SH   DFND 1 30,000 0 0
ON TRACK INNOVATION LTD SHS M8791A109 35 30,000 SH   DFND 1 30,000 0 0
AT&T INC COM 00206R102 2,101 65,436 SH   DFND 1 65,436 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 335 8,830 SH   DFND 1 8,830 0 0
ABBOTT LABS COM 002824100 88 1,456 SH   DFND 1 1,456 0 0
AETNA INC NEW COM 00817Y108 8,688 47,351 SH   DFND 1 47,351 0 0
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CENTURYLINK INC COM 156700106 49 2,636 SH   DFND 1 2,636 0 0
FINISAR CORP COM NEW 31787A507 22 1,241 SH   DFND 1 1,241 0 0
HCA HEALTHCARE INC COM 40412C101 137 1,341 SH   DFND 1 1,341 0 0
INFINERA CORPORATION COM 45667G103 4 417 SH   DFND 1 417 0 0
QUALCOMM INC COM 747525103 2,384 42,487 SH   DFND 1 42,487 0 0
SPRINT CORP COM SER 1 85207U105 320 58,874 SH   DFND 1 58,874 0 0
UNITED CONTL HLDGS INC COM 910047109 222 3,188 SH   DFND 1 3,188 0 0
MAGICJACK VOCALTEC LTD SHS M6787E101 1,010 118,914 SH   DFND 1 118,914 0 0
QUEST DIAGNOSTICS INC COM 74834L100 1,090 9,920 SH   DFND 1 9,920 0 0
EHI CAR SVCS LTD SPON ADS CL A 26853A100 4,915 379,274 SH   DFND 1 379,274 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 3,032 39,281 SH   DFND 1 39,281 0 0
HAWAIIAN TELCOM HOLDCO INC COM 420031106 608 21,039 SH   DFND 1 21,039 0 0
IKANG HEALTHCARE GROUP INC SPONSORED ADR 45174L108 453 22,166 SH   DFND 1 22,166 0 0
MITEL NETWORKS CORP COM 60671Q104 1,691 154,151 SH   DFND 1 154,151 0 0
NXSTAGE MEDICAL INC COM 67072V103 2,312 82,902 SH   DFND 1 82,902 0 0
OCLARO INC COM NEW 67555N206 1,339 150,030 SH   DFND 1 150,030 0 0
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IMMUNOGEN INC NOTE 4.500% 7/0 45253HAB7 241 100,000 PRN   DFND 1 0 0 0
INCYTE CORP NOTE 1.250%11/1 45337CAN2 6,882 4,900,000 PRN   DFND 1 0 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 44,259 25,200,000 PRN   DFND 1 0 0 0
WORLD WRESTLING ENTMT INC CL A 98156Q108 207 2,846 SH   DFND 1 2,846 0 0
BLACKBERRY LTD DEBT 3.750%11/1 C10268AC1 24,279 20,750,000 PRN   DFND 1 0 0 0
BED BATH & BEYOND INC COM 075896100 1,703 85,500 SH   DFND 1 85,500 0 0
AVIS BUDGET GROUP COM 053774105 24,688 759,635 SH   DFND 1 759,635 0 0
ENSCO PLC SHS CLASS A G3157S106 1,251 172,390 SH   DFND 1 172,390 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 4,960 92,336 SH   DFND 1 92,336 0 0
PFIZER INC COM 717081103 2,311 63,725 SH   DFND 1 63,725 0 0
RINGCENTRAL INC CL A 76680R206 2,877 40,900 SH   DFND 1 40,900 0 0
VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 1,527 140,759 SH   DFND 1 140,759 0 0
FORTIVE CORP COM 34959J108 4,241 55,000 SH   DFND 1 55,000 0 0
PEABODY ENERGY CORP NEW COM 704551100 676 14,877 SH   DFND 1 14,877 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 68,241 416,693 SH   DFND 1 416,693 0 0
VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 6,165 234,694 SH   DFND 1 234,694 0 0
STARBUCKS CORP COM 855244109 7,399 151,476 SH   DFND 1 151,476 0 0
WAYFAIR INC CL A 94419L101 887 7,476 SH   DFND 1 7,476 0 0
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 8,047 186,891 SH   DFND 1 186,891 0 0
AVISTA CORP COM 05379B107 5,185 98,467 SH   DFND 1 98,467 0 0
QURATE RETAIL INC COM SER A 74915M100 1,701 80,196 SH   DFND 1 80,196 0 0
ALTABA INC COM 021346101 100,639 1,374,668 SH   DFND 1 1,374,668 0 0
BARRICK GOLD CORP COM 067901108 1,215 92,537 SH   DFND 1 92,537 0 0
AFLAC INC COM 001055102 520 12,101 SH   DFND 1 12,101 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 228 3,125 SH   DFND 1 3,125 0 0
COSTCO WHSL CORP NEW COM 22160K105 4,164 19,929 SH   DFND 1 19,929 0 0
DOLLAR GEN CORP NEW COM 256677105 972 9,862 SH   DFND 1 9,862 0 0
DISNEY WALT CO COM DISNEY 254687106 2,151 20,532 SH   DFND 1 20,532 0 0
DARDEN RESTAURANTS INC COM 237194105 66 617 SH   DFND 1 617 0 0
ECOLAB INC COM 278865100 182 1,298 SH   DFND 1 1,298 0 0
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GOLAR LNG LTD BERMUDA SHS G9456A100 76 2,608 SH   DFND 1 2,608 0 0
CORNING INC COM 219350105 139 5,073 SH   DFND 1 5,073 0 0
GENERAL MTRS CO COM 37045V100 7,175 182,119 SH   DFND 1 182,119 0 0
GARMIN LTD SHS H2906T109 803 13,174 SH   DFND 1 13,174 0 0
JOHNSON & JOHNSON COM 478160104 5,178 42,674 SH   DFND 1 42,674 0 0
JPMORGAN CHASE & CO COM 46625H100 6,796 65,226 SH   DFND 1 65,226 0 0
KOHLS CORP COM 500255104 55 765 SH   DFND 1 765 0 0
LINCOLN NATL CORP IND COM 534187109 356 5,728 SH   DFND 1 5,728 0 0
LOWES COS INC COM 548661107 3,198 33,469 SH   DFND 1 33,469 0 0
MASTERCARD INCORPORATED CL A 57636Q104 3,491 17,767 SH   DFND 1 17,767 0 0
MCDONALDS CORP COM 580135101 1,721 10,984 SH   DFND 1 10,984 0 0
MCKESSON CORP COM 58155Q103 44 330 SH   DFND 1 330 0 0
MONDELEZ INTL INC CL A 609207105 3,473 84,717 SH   DFND 1 84,717 0 0
MEDTRONIC PLC SHS G5960L103 44 518 SH   DFND 1 518 0 0
MOMO INC ADR 60879B107 49 1,145 SH   DFND 1 1,145 0 0
MARATHON OIL CORP COM 565849106 33 1,591 SH   DFND 1 1,591 0 0
NETEASE INC SPONSORED ADR 64110W102 3,700 14,644 SH   DFND 1 14,644 0 0
NUANCE COMMUNICATIONS INC COM 67020Y100 7 566 SH   DFND 1 566 0 0
PROCTER AND GAMBLE CO COM 742718109 4,347 55,690 SH   DFND 1 55,690 0 0
PIONEER NAT RES CO COM 723787107 1,275 6,742 SH   DFND 1 6,742 0 0
QORVO INC COM 74736K101 21 266 SH   DFND 1 266 0 0
RIGNET INC COM 766582100 327 31,843 SH   DFND 1 31,843 0 0
SKECHERS U S A INC CL A 830566105 1,145 38,171 SH   DFND 1 38,171 0 0
SCHLUMBERGER LTD COM 806857108 25 377 SH   DFND 1 377 0 0
TATA MTRS LTD SPONSORED ADR 876568502 881 45,104 SH   DFND 1 45,104 0 0
ULTA BEAUTY INC COM 90384S303 566 2,426 SH   DFND 1 2,426 0 0
UNITED RENTALS INC COM 911363109 586 3,975 SH   DFND 1 3,975 0 0
VALE S A ADR 91912E105 6,755 526,971 SH   DFND 1 526,971 0 0
WEIBO CORP SPONSORED ADR 948596101 227 2,561 SH   DFND 1 2,561 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 9,624 165,740 SH   DFND 1 165,740 0 0
XILINX INC COM 983919101 398 6,106 SH   DFND 1 6,106 0 0
XEROX CORP COM NEW 984121608 219 9,139 SH   DFND 1 9,139 0 0
DIREXION SHS ETF TR DLY EMG MK BL 3X 25490K281 281 3,100 SH   DFND 1 3,100 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 3 100 SH   DFND 1 100 0 0
DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 160 2,554 SH   DFND 1 2,554 0 0
SPDR INDEX SHS FDS EURO STOXX 50 78463X202 893 23,300 SH   DFND 1 23,300 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2,983 133,744 SH   DFND 1 133,744 0 0
VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 887 27,144 SH   DFND 1 27,144 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 308 2,600 SH   DFND 1 2,600 0 0
DIREXION SHS ETF TR DLY JR GOLD 3X 25460E877 1 25 SH   DFND 1 25 0 0
DIREXION SHS ETF TR SP BIOTCH BL NEW 25490K323 827 8,712 SH   DFND 1 8,712 0 0
ISHARES TR IBOXX INV CP ETF 464287242 6,725 58,700 SH   DFND 1 58,700 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 645 16,900 SH   DFND 1 16,900 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 410 9,224 SH   DFND 1 9,224 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 1,477 55,829 SH   DFND 1 55,829 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 433 10,842 SH   DFND 1 10,842 0 0
PROSHARES TR ULTRAPRO SHORT Q 74348A160 1,056 73,400 SH   DFND 1 73,400 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 157 1,416 SH   DFND 1 1,416 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 914 11,132 SH   DFND 1 11,132 0 0
DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 387 41,325 SH   DFND 1 41,325 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 563 12,024 SH   DFND 1 12,024 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 16,460 216,759 SH   DFND 1 216,759 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 818 30,774 SH   DFND 1 30,774 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1,578 22,034 SH   DFND 1 22,034 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 9,440 183,200 SH   DFND 1 183,200 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 701 13,500 SH   DFND 1 13,500 0 0
ADVAXIS INC COM NEW 007624208 2 1,789 SH   DFND 1 1,789 0 0
BANK AMER CORP COM 060505104 13,949 494,831 SH   DFND 1 494,831 0 0
BOSTON PRIVATE FINL HLDGS IN *W EXP 11/21/201 101119113 5,110 495,173 SH   DFND 1 495,173 0 0
CATHAY GEN BANCORP *W EXP 12/05/201 149150112 6,926 327,178 SH   DFND 1 327,178 0 0
EASTMAN KODAK CO *W EXP 09/03/201 277461141 0 11,572 SH   DFND 1 11,572 0 0
EASTMAN KODAK CO *W EXP 09/03/201 277461133 0 10,840 SH   DFND 1 10,840 0 0
SIGNATURE BK NEW YORK N Y *W EXP 12/12/201 82669G112 343 3,489 SH   DFND 1 3,489 0 0
SIMPLY GOOD FOODS CO *W EXP 07/07/202 82900L110 133 32,426 SH   DFND 1 32,426 0 0
TEXAS CAPITAL BANCSHARES INC COM 88224Q107 6,917 75,600 SH   DFND 1 75,600 0 0
TCF FINL CORP COM 872275102 30 1,220 SH   DFND 1 1,220 0 0
VALLEY NATL BANCORP *W EXP 11/14/201 919794131 0 4,937 SH   DFND 1 4,937 0 0
WILLSCOT CORP *W EXP 09/10/202 971375118 49 22,140 SH   DFND 1 22,140 0 0
WINTRUST FINL CORP COM 97650W108 0 3 SH   DFND 1 3 0 0
ZIONS BANCORPORATION *W EXP 05/22/202 989701115 37,990 1,871,648 SH   DFND 1 1,871,648 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 1,568 147,732 SH   DFND 1 147,732 0 0
AGROFRESH SOLUTIONS *W EXP 07/31/202 00856G117 85 231,398 SH   DFND 1 231,398 0 0
AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 960 66,245 SH   DFND 1 66,245 0 0
AMBAC FINL GROUP INC *W EXP 04/30/202 023139116 308 34,358 SH   DFND 1 34,358 0 0
ASSOCIATED BANC CORP *W EXP 11/21/201 045487113 807 100,509 SH   DFND 1 100,509 0 0
BANK AMER CORP *W EXP 01/16/201 060505146 5,831 357,336 SH   DFND 1 357,336 0 0
BANK AMER CORP *W EXP 10/28/201 060505153 550 902,922 SH   DFND 1 902,922 0 0
BLUE BIRD CORP COM 095306106 9 429 SH   DFND 1 429 0 0
COMERICA INC *W EXP 11/14/201 200340115 383 6,083 SH   DFND 1 6,083 0 0
CAPITAL ONE FINL CORP COM 14040H105 52 574 SH   DFND 1 574 0 0
CAPITAL ONE FINL CORP *W EXP 11/14/201 14040H139 58 1,149 SH   DFND 1 1,149 0 0
FIRST FINL BANCORP OH *W EXP 12/23/201 320209117 1 85 SH   DFND 1 85 0 0
FGL HLDGS ORD SHS G3402M102 17 2,128 SH   DFND 1 2,128 0 0
HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 21 464 SH   DFND 1 464 0 0
HALCON RES CORP *W EXP 09/09/202 40537Q118 0 1,470 SH   DFND 1 1,470 0 0
JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 1,338 21,109 SH   DFND 1 21,109 0 0
LAZYDAYS HLDGS INC COM 52110H100 32 3,683 SH   DFND 1 3,683 0 0
LINDBLAD EXPEDITIONS HLDGS I *W EXP 07/08/202 535219117 140 55,124 SH   DFND 1 55,124 0 0
NEXEO SOLUTIONS INC *W EXP 06/09/202 65342H110 7 13,849 SH   DFND 1 13,849 0 0
NXT ID INC *W EXP 02/09/201 67091J123 0 364 SH   DFND 1 364 0 0
PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 142 2,079 SH   DFND 1 2,079 0 0
ROSEHILL RES INC *W EXP 09/16/202 777385113 2 2,000 SH   DFND 1 2,000 0 0
SEARS HLDGS CORP COM 812350106 2 900 SH   DFND 1 900 0 0
SUNTRUST BKS INC *W EXP 12/31/201 867914129 32 907 SH   DFND 1 907 0 0
SUNTRUST BKS INC *W EXP 11/14/201 867914111 127 5,933 SH   DFND 1 5,933 0 0
DEL TACO RESTAURANTS INC *W EXP 06/30/202 245496112 458 117,585 SH   DFND 1 117,585 0 0
TALOS ENERGY INC *W EXP 01/01/202 87484T116 1,000 210,758 SH   DFND 1 210,758 0 0
TCF FINL CORP *W EXP 11/14/201 872275128 0 50 SH   DFND 1 50 0 0
TIDEWATER INC NEW *W EXP 07/31/202 88642R117 36 10,362 SH   DFND 1 10,362 0 0
TIDEWATER INC NEW *W EXP 07/31/202 88642R125 113 41,366 SH   DFND 1 41,366 0 0
HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 216 117,568 SH   DFND 1 117,568 0 0
VISTRA ENERGY CORP *W EXP 02/02/202 92840M128 715 586,300 SH   DFND 1 586,300 0 0
WASHINGTON FED INC *W EXP 11/14/201 938824117 8 581 SH   DFND 1 581 0 0
WELLS FARGO CO NEW *W EXP 10/28/201 949746119 369 16,781 SH   DFND 1 16,781 0 0
ZIONS BANCORPORATION *W EXP 11/14/201 989701131 8,481 510,505 SH   DFND 1 510,505 0 0
ISHARES TR IBOXX HI YD ETF 464288513 17,330 203,700 SH   DFND 1 203,700 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 4,270 70,000 SH   DFND 1 70,000 0 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2,414 6,800 SH   DFND 1 6,800 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 56,932 209,867 SH   DFND 1 209,867 0 0
SUNTRUST BKS INC COM 867914103 499 7,570 SH   DFND 1 7,570 0 0
BLINK CHARGING CO COM 09354A100 1,561 304,271 SH   DFND 1 304,271 0 0
WORKDAY INC NOTE 0.750% 7/1 98138HAC5 8,438 5,637,000 PRN   DFND 1 0 0 0
WPX ENERGY INC PFD SER A CV 98212B202 88 1,184 SH   DFND 1 1,184 0 0
WEIBO CORP DEBT 1.250%11/1 G9515TAA6 21,713 21,600,000 PRN   DFND 1 0 0 0
LAYNE CHRISTENSEN CO NOTE 8.000% 5/0 521050AD6 2,815 2,200,000 PRN   DFND 1 0 0 0
TPG PACE ENERGY HLDGS CORP UNIT 99/99/9999 872656202 0 1 SH   DFND 1 1 0 0