The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ADTALEM GLOBAL ED INC COM 00737L103 22,763 473,251 SH   SOLE   473,251 0 0
ADVANCED DISP SVCS INC DEL COM 00790X101 23,044 929,960 SH   SOLE   929,960 0 0
ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 19,906 10,000,000 PRN   SOLE   0 0 0
AEROVIRONMENT INC COM 008073108 3,572 50,000 SH Call SOLE   0 0 0
AETNA INC NEW COM 00817Y108 9,175 50,000 SH   SOLE   50,000 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 18,639 301,400 SH   SOLE   301,400 0 0
AKORN INC COM 009728106 3,567 215,000 SH   SOLE   215,000 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 126,160 680,000 SH Put SOLE   0 0 0
ALPHA PRO TECH LTD COM 020772109 1,114 332,500 SH   SOLE   332,500 0 0
ALPHABET INC CAP STK CL C 02079K107 39,048 35,000 SH   SOLE   35,000 0 0
ALTAIR ENGR INC COM CL A 021369103 6,976 204,100 SH   SOLE   204,100 0 0
AMERICAN OUTDOOR BRANDS CORP COM 02874P103 10,657 885,828 SH   SOLE   885,828 0 0
AMETEK INC NEW COM 031100100 18,152 251,559 SH   SOLE   251,559 0 0
APOLLO ENDOSURGERY INC COM 03767D108 2,792 400,000 SH   SOLE   400,000 0 0
APPLE INC COM 037833100 14,809 80,000 SH Put SOLE   0 0 0
APPLIED OPTOELECTRONICS INC COM 03823U102 5,314 118,361 SH   SOLE   118,361 0 0
APPLIED OPTOELECTRONICS INC COM 03823U102 2,245 50,000 SH Call SOLE   0 0 0
AT&T INC COM 00206R102 36,926 1,150,000 SH Call SOLE   0 0 0
ATLANTIC ACQUISITION CORP COM 048206106 5,050 500,000 SH   SOLE   500,000 0 0
ATLANTIC ACQUISITION CORP UNIT 02/08/2019 048206205 2,150 200,000 SH   SOLE   200,000 0 0
ATLANTIC ACQUISITION CORP RIGHT 02/08/2019 048206304 320 561,200 SH   SOLE   561,200 0 0
ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 6,632 5,000,000 PRN   SOLE   0 0 0
AVISTA HEALTHCARE PUB ACQ CO CL A G0726L125 6,953 693,259 SH   SOLE   693,259 0 0
AVISTA HEALTHCARE PUB ACQ CO UNIT 99/99/9999 G0726L109 4,112 397,636 SH   SOLE   397,636 0 0
AVISTA HEALTHCARE PUB ACQ CO *W EXP 99/99/999 G0726L117 2,047 4,401,411 SH   SOLE   4,401,411 0 0
B2GOLD CORP NOTE 3.250%10/0 11777QAB6 30,037 30,000,000 PRN   SOLE   0 0 0
BANK AMER CORP *W EXP 01/16/201 060505146 10,326 631,000 SH   SOLE   631,000 0 0
BANK MONTREAL QUE COM 063671101 11,589 150,000 SH Put SOLE   0 0 0
BANK MONTREAL QUE COM 063671101 2,318 30,000 SH Call SOLE   0 0 0
BANK MONTREAL QUE COM 063671101 409 5,300 SH   SOLE   5,300 0 0
BANK N S HALIFAX COM 064149107 13,824 241,600 SH Call SOLE   0 0 0
BARINGTON HILCO ACQUISITION COM 06759V101 1,055 100,000 SH   SOLE   100,000 0 0
BARINGTON HILCO ACQUISITION *W EXP 02/11/202 06759V127 94 588,200 SH   SOLE   588,200 0 0
BARINGTON HILCO ACQUISITION RIGHT 08/11/2017 06759V119 4 20,000 SH   SOLE   20,000 0 0
BCE INC COM NEW 05534B760 4,130 102,000 SH Call SOLE   0 0 0
BCE INC COM NEW 05534B760 336 8,300 SH Put SOLE   0 0 0
BELLATRIX EXPLORATION LTD COM NEW 078314507 2,933 2,963,067 SH   SOLE   2,963,067 0 0
BG STAFFING INC COM 05544A109 2,209 95,000 SH   SOLE   95,000 0 0
BIG ROCK PARTNERS ACQUISI CO COM 089482103 4,641 468,300 SH   SOLE   468,300 0 0
BIG ROCK PARTNERS ACQUISI CO UNIT 11/20/2022 089482202 3,675 349,200 SH   SOLE   349,200 0 0
BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 180 400,000 SH   SOLE   400,000 0 0
BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 76 200,000 SH   SOLE   200,000 0 0
BIO RAD LABS INC CL A 090572207 34,567 119,800 SH   SOLE   119,800 0 0
BISON CAP ACQUISITION CORP ORD SHS G1142P104 5,010 500,000 SH   SOLE   500,000 0 0
BISON CAP ACQUISITION CORP UNIT 99/99/9999T G1142P120 3,095 295,000 SH   SOLE   295,000 0 0
BISON CAP ACQUISITION CORP RIGHT 03/20/2019 G1142P138 176 534,300 SH   SOLE   534,300 0 0
BISON CAP ACQUISITION CORP *W EXP 06/20/202 G1142P112 65 175,000 SH   SOLE   175,000 0 0
BJS RESTAURANTS INC COM 09180C106 5,256 87,600 SH   SOLE   87,600 0 0
BLACK RIDGE ACQUISITION CORP COM 09216T107 15,488 1,583,688 SH   SOLE   1,583,688 0 0
BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 304 868,400 SH   SOLE   868,400 0 0
BLACK RIDGE ACQUISITION CORP UNIT 10/05/2022 09216T206 157 14,992 SH   SOLE   14,992 0 0
BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 86 200,000 SH   SOLE   200,000 0 0
BOEING CO COM 097023105 10,065 30,000 SH Put SOLE   0 0 0
BRUNSWICK CORP COM 117043109 22,937 355,720 SH   SOLE   355,720 0 0
BRUNSWICK CORP COM 117043109 3,443 53,400 SH Call SOLE   0 0 0
C&J ENERGY SVCS INC NEW COM 12674R100 11,622 492,451 SH   SOLE   492,451 0 0
C&J ENERGY SVCS INC NEW COM 12674R100 4,720 200,000 SH Call SOLE   0 0 0
CAE INC COM 124765108 2,077 100,000 SH Put SOLE   0 0 0
CAE INC COM 124765108 417 20,100 SH   SOLE   20,100 0 0
CAMPBELL SOUP CO COM 134429109 16,216 400,000 SH Call SOLE   0 0 0
CANADIAN NAT RES LTD COM 136385101 1,262 35,000 SH   SOLE   35,000 0 0
CANOPY GROWTH CORP COM 138035100 2,929 100,000 SH Call SOLE   0 0 0
CAPITOL INVT CORP IV UNIT 99/99/9999 G18920119 15,880 1,541,700 SH   SOLE   1,541,700 0 0
CAPITOL INVT CORP IV CL A ORD G18920101 5,921 599,900 SH   SOLE   599,900 0 0
CAPITOL INVT CORP IV *W EXP 01/01/202 G18920127 276 200,000 SH   SOLE   200,000 0 0
CARBONITE INC NOTE 2.500% 4/0 141337AB1 7,446 5,000,000 PRN   SOLE   0 0 0
CAREDX INC COM 14167L103 2,663 217,557 SH   SOLE   217,557 0 0
CARMAX INC COM 143130102 10,945 150,200 SH   SOLE   150,200 0 0
CASA SYS INC COM 14713L102 7,357 450,500 SH   SOLE   450,500 0 0
CAVIUM INC COM 14964U108 4,325 50,000 SH   SOLE   50,000 0 0
CBIZ INC COM 124805102 11,315 491,948 SH   SOLE   491,948 0 0
CM SEVEN STAR ACQUISITION CO SHS G2345N102 14,751 1,491,500 SH   SOLE   1,491,500 0 0
CM SEVEN STAR ACQUISITION CO UNIT 08/21/2022 G2345N128 13,853 1,338,500 SH   SOLE   1,338,500 0 0
CM SEVEN STAR ACQUISITION CO RIGHT 08/21/2022 G2345N136 575 1,796,500 SH   SOLE   1,796,500 0 0
CM SEVEN STAR ACQUISITION CO *W EXP 08/21/202 G2345N110 376 952,750 SH   SOLE   952,750 0 0
COASTWAY BANCORP INC COM 190632109 416 15,000 SH   SOLE   15,000 0 0
COBIZ FINANCIAL INC COM 190897108 3,222 150,000 SH   SOLE   150,000 0 0
CONNECTICUT WTR SVC INC COM 207797101 980 15,000 SH   SOLE   15,000 0 0
CONSTELLATION ALPHA CAP CORP SHS G2379F108 25,255 2,535,646 SH   SOLE   2,535,646 0 0
CONSTELLATION ALPHA CAP CORP UNIT 99/99/9999 G2379F124 6,518 609,113 SH   SOLE   609,113 0 0
CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 1,679 2,583,500 SH   SOLE   2,583,500 0 0
CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 373 1,036,000 SH   SOLE   1,036,000 0 0
CORE MOLDING TECHNOLOGIES IN COM 218683100 3,937 275,703 SH   SOLE   275,703 0 0
CREDIT ACCEP CORP MICH COM 225310101 8,835 25,000 SH Call SOLE   0 0 0
CRONOS GROUP INC COM 22717L101 326 50,000 SH   SOLE   50,000 0 0
CTRIP COM INTL LTD NOTE 1.990% 7/0 22943FAH3 22,896 20,000,000 PRN   SOLE   0 0 0
CVS HEALTH CORP COM 126650100 12,870 200,000 SH Call SOLE   0 0 0
CYRUSONE INC COM 23283R100 24,488 419,600 SH   SOLE   419,600 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 39,632 800,000 SH Call SOLE   0 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 22,987 464,000 SH   SOLE   464,000 0 0
DFB HEALTHCARE ACQUISTION CO UNIT 01/30/2023 23291E208 12,688 1,250,000 SH   SOLE   1,250,000 0 0
DICKS SPORTING GOODS INC COM 253393102 11,097 314,800 SH   SOLE   314,800 0 0
DLH HLDGS CORP COM 23335Q100 4,384 800,000 SH   SOLE   800,000 0 0
DOLBY LABORATORIES INC COM 25659T107 22,535 365,300 SH   SOLE   365,300 0 0
DOLLAR GEN CORP NEW COM 256677105 28,988 294,000 SH   SOLE   294,000 0 0
DRAPER OAKWOOD TECHNOLOGY COM CL A 26146L103 3,992 400,000 SH   SOLE   400,000 0 0
DRAPER OAKWOOD TECHNOLOGY UNIT 09/30/2024 26146L202 2,460 225,000 SH   SOLE   225,000 0 0
DRAPER OAKWOOD TECHNOLOGY RIGHT 09/19/2018 26146L129 236 400,000 SH   SOLE   400,000 0 0
DRAPER OAKWOOD TECHNOLOGY *W EXP 09/19/202 26146L111 146 199,600 SH   SOLE   199,600 0 0
DUN & BRADSTREET CORP DEL NE COM 26483E100 17,436 142,164 SH   SOLE   142,164 0 0
DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 11,609 10,000,000 PRN   SOLE   0 0 0
EASTERLY ACQUISITION CORP COM 27616L102 32,662 3,171,070 SH   SOLE   3,171,070 0 0
EASTERLY ACQUISITION CORP *W EXP 07/29/202 27616L110 3,294 2,635,288 SH   SOLE   2,635,288 0 0
EDUCATION RLTY TR INC COM NEW 28140H203 6,225 150,000 SH   SOLE   150,000 0 0
ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 513 50,000 SH   SOLE   50,000 0 0
ENBRIDGE INC COM 29250N105 6,346 177,800 SH Put SOLE   0 0 0
ENBRIDGE INC COM 29250N105 500 14,000 SH Call SOLE   0 0 0
ENERGY XXI GULF COAST INC COM 29276K101 1,768 200,000 SH   SOLE   200,000 0 0
ESTRE AMBIENTAL INC *W EXP 12/21/202 G3206V118 897 2,110,661 SH   SOLE   2,110,661 0 0
ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 8,820 300,000 SH Put SOLE   0 0 0
EXACT SCIENCES CORP COM 30063P105 202 3,382 SH   SOLE   3,382 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 7,335 95,000 SH   SOLE   95,000 0 0
FACEBOOK INC CL A 30303M102 36,824 189,500 SH   SOLE   189,500 0 0
FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 22,928 2,250,000 SH   SOLE   2,250,000 0 0
FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 70 50,000 SH   SOLE   50,000 0 0
FEDERAL STR ACQUISITION CORP CL A 31421V107 19,640 2,000,000 SH   SOLE   2,000,000 0 0
FEDERAL STR ACQUISITION CORP UNIT 99/99/9999 31421V206 5,175 500,000 SH   SOLE   500,000 0 0
FEDERAL STR ACQUISITION CORP *W EXP 07/24/202 31421V115 1,300 1,000,000 SH   SOLE   1,000,000 0 0
FERROGLOBE PLC SHS G33856108 9,470 1,105,048 SH   SOLE   1,105,048 0 0
FIESTA RESTAURANT GROUP INC COM 31660B101 4,574 159,360 SH   SOLE   159,360 0 0
FINTECH ACQUISITION CORP II COM 31810G109 2,850 284,998 SH   SOLE   284,998 0 0
FINTECH ACQUISITION CORP II *W EXP 01/19/202 31810G117 2,231 1,393,419 SH   SOLE   1,393,419 0 0
FIRST CONN BANCORP INC MD COM 319850103 1,530 50,000 SH   SOLE   50,000 0 0
FLEXSTEEL INDS INC COM 339382103 4,988 125,000 SH   SOLE   125,000 0 0
FONAR CORP COM NEW 344437405 4,158 156,597 SH   SOLE   156,597 0 0
FORTIS INC COM 349553107 1,594 50,000 SH Call SOLE   0 0 0
GARDNER DENVER HLDGS INC COM 36555P107 22,295 758,599 SH   SOLE   758,599 0 0
GARDNER DENVER HLDGS INC COM 36555P107 5,878 200,000 SH Put SOLE   0 0 0
GGP INC COM 36174X101 2,043 100,000 SH   SOLE   100,000 0 0
GIGCAPITAL INC COM 37518N106 13,415 1,363,300 SH   SOLE   1,363,300 0 0
GIGCAPITAL INC UNIT 03/06/2025 37518N205 9,184 874,652 SH   SOLE   874,652 0 0
GIGCAPITAL INC RIGHT 03/06/2020 37518N114 298 663,300 SH   SOLE   663,300 0 0
GIGCAPITAL INC *W EXP 06/08/202 37518N122 145 322,725 SH   SOLE   322,725 0 0
GLOBALSCAPE INC COM 37940G109 3,870 1,000,000 SH   SOLE   1,000,000 0 0
GOLDCORP INC NEW COM 380956409 3,595 262,200 SH Call SOLE   0 0 0
GORDON POINTE ACQUISITION CO UNIT 01/18/2023 382788206 2,636 255,700 SH   SOLE   255,700 0 0
GORDON POINTE ACQUISITION CO COM CLASS A 382788107 1,944 200,000 SH   SOLE   200,000 0 0
GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 99 180,000 SH   SOLE   180,000 0 0
GORES HLDGS II INC *W EXP 01/13/202 382867117 659 386,272 SH   SOLE   386,272 0 0
GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 10,221 1,000,000 SH   SOLE   1,000,000 0 0
GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 16,112 1,600,000 SH   SOLE   1,600,000 0 0
GTY TECHNOLOGY HOLDINGS INC UNIT 99/99/9999 G4182A110 10,867 1,023,234 SH   SOLE   1,023,234 0 0
GTY TECHNOLOGY HOLDINGS INC *W EXP 10/25/202 G4182A128 292 233,333 SH   SOLE   233,333 0 0
GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 10,141 10,000,000 PRN   SOLE   0 0 0
HABIT RESTAURANTS INC COM CL A 40449J103 3,428 342,752 SH   SOLE   342,752 0 0
HARMONIC INC COM 413160102 9,797 2,305,246 SH   SOLE   2,305,246 0 0
HAYMAKER ACQUISITION CORP COM CLASS A 420870107 15,127 1,549,900 SH   SOLE   1,549,900 0 0
HAYMAKER ACQUISITION CORP UNIT 10/19/2022 420870206 14,013 1,386,100 SH   SOLE   1,386,100 0 0
HAYMAKER ACQUISITION CORP *W EXP 10/27/202 420870115 434 490,450 SH   SOLE   490,450 0 0
HENNESSY CAP ACQUSTON CORP I UNIT 06/15/2024 42588L204 13,875 1,244,400 SH   SOLE   1,244,400 0 0
HENNESSY CAP ACQUSTON CORP I *W EXP 06/15/202 42588L113 2,222 1,542,823 SH   SOLE   1,542,823 0 0
HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 1,907 255,600 SH   SOLE   255,600 0 0
HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 134 18,000 SH Call SOLE   0 0 0
HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 2,264 225,000 SH   SOLE   225,000 0 0
HOME DEPOT INC COM 437076102 30,455 156,100 SH   SOLE   156,100 0 0
HOOKER FURNITURE CORP COM 439038100 1,970 42,000 SH   SOLE   42,000 0 0
HUBSPOT INC NOTE 0.250% 6/0 443573AB6 7,144 5,000,000 PRN   SOLE   0 0 0
HUDSON GLOBAL INC COM 443787106 2,768 1,708,765 SH   SOLE   1,708,765 0 0
HUNT J B TRANS SVCS INC COM 445658107 21,174 174,200 SH   SOLE   174,200 0 0
HUNTER MARITIME ACQUISITION CL A Y37828111 16,845 1,704,968 SH   SOLE   1,704,968 0 0
HUNTER MARITIME ACQUISITION *W EXP 11/17/202 Y37828129 311 722,209 SH   SOLE   722,209 0 0
HURCO COMPANIES INC COM 447324104 4,922 110,000 SH   SOLE   110,000 0 0
I AM CAP ACQUISITION CO COM 45074Q108 4,621 458,000 SH   SOLE   458,000 0 0
I AM CAP ACQUISITION CO RIGHT 05/22/2019 45074Q124 205 539,400 SH   SOLE   539,400 0 0
I AM CAP ACQUISITION CO *W EXP 05/22/202 45074Q116 193 458,000 SH   SOLE   458,000 0 0
IHS MARKIT LTD SHS G47567105 37,083 718,800 SH   SOLE   718,800 0 0
IHS MARKIT LTD SHS G47567105 10,318 200,000 SH Put SOLE   0 0 0
INDUSTREA ACQUISITION CORP UNIT 07/21/2024 45579J203 15,520 1,490,900 SH   SOLE   1,490,900 0 0
INDUSTREA ACQUISITION CORP CL A 45579J104 12,907 1,309,000 SH   SOLE   1,309,000 0 0
INDUSTREA ACQUISITION CORP *W EXP 08/01/202 45579J112 1,040 1,732,879 SH   SOLE   1,732,879 0 0
INFRA AND ENERGY ALTRNTIVE I COM 45686J104 2,720 320,714 SH   SOLE   320,714 0 0
INSULET CORP NOTE 1.250% 9/1 45784PAF8 45,634 30,000,000 PRN   SOLE   0 0 0
INTEL CORP SDCV 3.250% 8/0 458140AF7 266,240 110,000,000 PRN   SOLE   0 0 0
INTERDIGITAL INC NOTE 1.500% 3/0 458660AD9 5,447 4,500,000 PRN   SOLE   0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 17,165 100,000 SH Put SOLE   0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 376,671 2,300,000 SH Put SOLE   0 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 43,330 1,000,000 SH Call SOLE   0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 20,668 169,800 SH Call SOLE   0 0 0
ISHARES TR U.S. REAL ES ETF 464287739 15,310 190,000 SH   SOLE   190,000 0 0
J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 27,037 20,000,000 PRN   SOLE   0 0 0
JENSYN ACQUISITION CORP COM 47632B102 3,529 327,500 SH   SOLE   327,500 0 0
JENSYN ACQUISITION CORP RIGHT 99/99/9999 47632B128 142 914,885 SH   SOLE   914,885 0 0
JENSYN ACQUISITION CORP *W EXP 03/07/202 47632B110 112 771,396 SH   SOLE   771,396 0 0
KAYNE ANDERSON ACQUISITION COM CL A 48661U102 15,025 1,517,667 SH   SOLE   1,517,667 0 0
KAYNE ANDERSON ACQUISITION UNIT 06/30/2022 48661U201 13,207 1,269,858 SH   SOLE   1,269,858 0 0
KAYNE ANDERSON ACQUISITION *W EXP 06/30/202 48661U110 260 217,000 SH   SOLE   217,000 0 0
KBL MERGER CORP IV COM 48242A104 9,623 966,150 SH   SOLE   966,150 0 0
KBL MERGER CORP IV UNIT 01/15/2024 48242A203 8,182 777,400 SH   SOLE   777,400 0 0
KBL MERGER CORP IV RIGHT 03/22/2019 48242A120 287 800,000 SH   SOLE   800,000 0 0
KBL MERGER CORP IV *W EXP 01/15/202 48242A112 232 800,948 SH   SOLE   800,948 0 0
KIMBALL INTL INC CL B 494274103 1,212 75,000 SH   SOLE   75,000 0 0
KIRKLAND LAKE GOLD LTD COM 49741E100 1,003 47,500 SH Call SOLE   0 0 0
KLX INC COM 482539103 3,595 50,000 SH   SOLE   50,000 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 22,836 127,200 SH   SOLE   127,200 0 0
LAKELAND INDS INC COM 511795106 2,604 184,000 SH   SOLE   184,000 0 0
LANDCADIA HLDGS INC *W EXP 06/01/202 51476W115 1,065 1,282,803 SH   SOLE   1,282,803 0 0
LASALLE HOTEL PPTYS COM SH BEN INT 517942108 3,423 100,000 SH   SOLE   100,000 0 0
LATTICE SEMICONDUCTOR CORP COM 518415104 7,346 1,119,811 SH   SOLE   1,119,811 0 0
LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 3,006 300,000 SH   SOLE   300,000 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 2,859 297,235 SH   SOLE   297,235 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 121 282,400 SH   SOLE   282,400 0 0
LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 2,764 275,000 SH   SOLE   275,000 0 0
LEISURE ACQUISITION CORP COM 52539T107 2,656 275,000 SH   SOLE   275,000 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 151 137,500 SH   SOLE   137,500 0 0
LEO HOLDINGS CORP UNIT 99/99/9999 G5463L121 10,892 1,071,000 SH   SOLE   1,071,000 0 0
LEO HOLDINGS CORP COM CL A G5463L105 9,660 1,000,000 SH   SOLE   1,000,000 0 0
LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 535 500,000 SH   SOLE   500,000 0 0
LIBERTY MEDIA CORP DELAWARE DEB 2.250% 9/3 531229AE2 26,400 50,000,000 PRN   SOLE   0 0 0
LIFETIME BRANDS INC COM 53222Q103 4,617 365,000 SH   SOLE   365,000 0 0
LIMONEIRA CO COM 532746104 11,559 469,707 SH   SOLE   469,707 0 0
LKQ CORP COM 501889208 25,386 795,800 SH   SOLE   795,800 0 0
LOVESAC COMPANY COM 54738L109 3,424 165,000 SH   SOLE   165,000 0 0
LUMENTUM HLDGS INC COM 55024U109 19,512 337,000 SH   SOLE   337,000 0 0
M I ACQUISITIONS INC COM 55304A104 2,888 275,000 SH   SOLE   275,000 0 0
M I ACQUISITIONS INC *W EXP 11/15/202 55304A112 1,555 1,030,000 SH   SOLE   1,030,000 0 0
MAG SILVER CORP COM 55903Q104 1,065 98,500 SH Call SOLE   0 0 0
MAGICJACK VOCALTEC LTD SHS M6787E101 474 55,718 SH   SOLE   55,718 0 0
MAGNA INTL INC COM 559222401 8,720 150,000 SH Put SOLE   0 0 0
MAGNA INTL INC COM 559222401 3,871 66,600 SH   SOLE   66,600 0 0
MAGNA INTL INC COM 559222401 233 4,000 SH Call SOLE   0 0 0
MAM SOFTWARE GROUP INC COM NEW 55277Q201 4,526 525,000 SH   SOLE   525,000 0 0
MANULIFE FINL CORP COM 56501R106 1,418 78,900 SH Call SOLE   0 0 0
MATLIN & PARTNERS ACQUISITIO CL A 57682V106 21,035 2,129,000 SH   SOLE   2,129,000 0 0
MATLIN & PARTNERS ACQUISITIO UNIT 05/28/2021A 57682V205 9,449 899,900 SH   SOLE   899,900 0 0
MATLIN & PARTNERS ACQUISITIO *W EXP 05/28/202 57682V114 1,218 1,792,500 SH   SOLE   1,792,500 0 0
MATTERSIGHT CORP COM 577097108 802 300,000 SH   SOLE   300,000 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 105,283 60,000,000 PRN   SOLE   0 0 0
MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 262,673 50,000,000 PRN   SOLE   0 0 0
MICRON TECHNOLOGY INC NOTE 2.375% 5/0 595112AW3 54,480 10,000,000 PRN   SOLE   0 0 0
MILLER INDS INC TENN COM NEW 600551204 4,771 186,731 SH   SOLE   186,731 0 0
MITEL NETWORKS CORP COM 60671Q104 3,840 350,000 SH   SOLE   350,000 0 0
MODERN MEDIA ACQUISITION COM 60765P103 16,791 1,682,468 SH   SOLE   1,682,468 0 0
MODERN MEDIA ACQUISITION UNIT 99/99/9999 60765P202 9,796 903,710 SH   SOLE   903,710 0 0
MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 910 1,750,000 SH   SOLE   1,750,000 0 0
MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 32 50,000 SH   SOLE   50,000 0 0
MOHAWK INDS INC COM 608190104 30,705 143,300 SH   SOLE   143,300 0 0
MOSAIC ACQUISITION CORP UNIT 99/99/9999 G62848117 11,186 1,116,380 SH   SOLE   1,116,380 0 0
MOSAIC ACQUISITION CORP *W EXP 10/23/202 G62848125 250 200,000 SH   SOLE   200,000 0 0
MTECH ACQUISITION CORP UNIT 01/19/2023 55378W206 3,110 299,900 SH   SOLE   299,900 0 0
MTECH ACQUISITION CORP COM CLASS A 55378W107 1,952 200,000 SH   SOLE   200,000 0 0
MTECH ACQUISITION CORP *W EXP 08/01/202 55378W115 130 200,000 SH   SOLE   200,000 0 0
MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 10,457 1,084,800 SH   SOLE   1,084,800 0 0
MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 10,169 995,000 SH   SOLE   995,000 0 0
MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 640 1,000,000 SH   SOLE   1,000,000 0 0
NAUTILUS INC COM 63910B102 6,054 385,600 SH   SOLE   385,600 0 0
NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 1,007 100,000 SH   SOLE   100,000 0 0
NETFLIX INC COM 64110L106 11,743 30,000 SH Put SOLE   0 0 0
NEVSUN RES LTD COM 64156L101 521 150,000 SH   SOLE   150,000 0 0
NEW FRONTIER CORP UNIT 99/99/9999 G6485P116 10,050 1,000,000 SH   SOLE   1,000,000 0 0
NEXTDECADE CORP COM 65342K105 536 80,000 SH   SOLE   80,000 0 0
NOMAD FOODS LTD USD ORD SHS G6564A105 7,676 400,000 SH   SOLE   400,000 0 0
NXP SEMICONDUCTORS N V NOTE 1.000%12/0 62952QAB6 119,872 100,000,000 PRN   SOLE   0 0 0
NXSTAGE MEDICAL INC COM 67072V103 2,790 100,000 SH   SOLE   100,000 0 0
OCLARO INC COM NEW 67555N206 3,572 400,000 SH   SOLE   400,000 0 0
ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 38,048 30,000,000 PRN   SOLE   0 0 0
ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 6,571 5,000,000 PRN   SOLE   0 0 0
ONE MADISON CORP COM CL A G6772P100 13,561 1,398,014 SH   SOLE   1,398,014 0 0
ONE MADISON CORP UNIT 99/99/9999 G6772P118 12,601 1,245,871 SH   SOLE   1,245,871 0 0
ONE MADISON CORP *W EXP 99/99/999 G6772P126 630 600,000 SH   SOLE   600,000 0 0
OPES ACQUISITION CORP COM 68373P100 10,892 1,120,000 SH   SOLE   1,120,000 0 0
OPES ACQUISITION CORP UNIT 03/07/2023 68373P209 3,622 360,000 SH   SOLE   360,000 0 0
OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 160 450,000 SH   SOLE   450,000 0 0
ORBCOMM INC COM 68555P100 12,231 1,211,000 SH   SOLE   1,211,000 0 0
ORBOTECH LTD ORD M75253100 4,635 75,000 SH   SOLE   75,000 0 0
OSISKO GOLD ROYALTIES LTD COM 68827L101 947 100,000 SH Call SOLE   0 0 0
OSPREY ENERGY ACQUISITION CO CL A COM 688397108 9,452 931,274 SH   SOLE   931,274 0 0
OSPREY ENERGY ACQUISITION CO UNIT 07/21/2022 688397207 4,037 367,331 SH   SOLE   367,331 0 0
OSPREY ENERGY ACQUISITION CO *W EXP 07/21/202 688397116 362 226,200 SH   SOLE   226,200 0 0
PATRIOT TRANSN HLDG INC COM 70338W105 3,044 144,896 SH   SOLE   144,896 0 0
PENSARE ACQUISITION CORP COM 70957E105 21,431 2,166,900 SH   SOLE   2,166,900 0 0
PENSARE ACQUISITION CORP UNIT 07/27/2022 70957E204 10,250 967,000 SH   SOLE   967,000 0 0
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 1,652 3,371,400 SH   SOLE   3,371,400 0 0
PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 698 1,089,900 SH   SOLE   1,089,900 0 0
PLATINUM EAGLE ACQUISITIN CO UNIT 01/09/2023 G7126L126 8,144 800,000 SH   SOLE   800,000 0 0
PLATINUM EAGLE ACQUISITIN CO SHS CL A G7126L100 1,944 200,000 SH   SOLE   200,000 0 0
PLATINUM EAGLE ACQUISITIN CO *W EXP 01/17/202 G7126L118 140 100,000 SH   SOLE   100,000 0 0
PLAYAGS INC COM 72814N104 22,246 821,793 SH   SOLE   821,793 0 0
PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 869 1,000,000 PRN   SOLE   0 0 0
PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 46,461 30,000,000 PRN   SOLE   0 0 0
PRIMO WTR CORP COM 74165N105 3,061 175,000 SH   SOLE   175,000 0 0
PROFIRE ENERGY INC COM 74316X101 3,042 900,000 SH   SOLE   900,000 0 0
PURE ACQUISITION CORP CL A 74621Q106 13,255 1,375,000 SH   SOLE   1,375,000 0 0
PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 2,525 246,300 SH   SOLE   246,300 0 0
QUANTA SVCS INC COM 74762E102 7,515 225,000 SH   SOLE   225,000 0 0
REALPAGE INC NOTE 1.500%11/1 75606NAB5 42,555 30,000,000 PRN   SOLE   0 0 0
REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 22,334 2,200,400 SH   SOLE   2,200,400 0 0
REGALWOOD GLOBAL ENERGY LTD *W EXP 12/05/202 G74760128 233 187,166 SH   SOLE   187,166 0 0
RESTAURANT BRANDS INTL INC COM 76131D103 3,015 50,000 SH Call SOLE   0 0 0
ROGERS COMMUNICATIONS INC CL B 775109200 1,281 27,000 SH Call SOLE   0 0 0
SABAN CAP ACQUISITION CORP COM CL A 78516C106 14,063 1,392,398 SH   SOLE   1,392,398 0 0
SABAN CAP ACQUISITION CORP UNIT 99/99/9999 78516C205 3,957 371,900 SH   SOLE   371,900 0 0
SABAN CAP ACQUISITION CORP *W EXP 09/21/202 78516C114 1,040 831,810 SH   SOLE   831,810 0 0
SCANA CORP NEW COM 80589M102 1,541 40,000 SH   SOLE   40,000 0 0
SCHLUMBERGER LTD COM 806857108 30,505 455,100 SH   SOLE   455,100 0 0
SENSEONICS HLDGS INC COM 81727U105 12,946 3,150,000 SH   SOLE   3,150,000 0 0
SENTINEL ENERGY SVCS INC UNIT 11/02/2022 G8062D128 10,238 1,014,707 SH   SOLE   1,014,707 0 0
SENTINEL ENERGY SVCS INC COM CL A G8062D102 2,159 219,200 SH   SOLE   219,200 0 0
SENTINEL ENERGY SVCS INC *W EXP 11/02/202 G8062D110 69 56,400 SH   SOLE   56,400 0 0
SERVICE CORP INTL COM 817565104 25,089 701,006 SH   SOLE   701,006 0 0
SHIRE PLC SPONSORED ADR 82481R106 4,642 27,500 SH   SOLE   27,500 0 0
SIGMA DESIGNS INC COM 826565103 4,422 725,000 SH   SOLE   725,000 0 0
SJW GROUP COM 784305104 993 15,000 SH   SOLE   15,000 0 0
SKECHERS U S A INC CL A 830566105 7,502 250,000 SH Call SOLE   0 0 0
SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 10,803 1,074,975 SH   SOLE   1,074,975 0 0
SOCIAL CAP HEDOSOPHIA HLDGS UNIT 99/99/9999 G8250R111 8,295 778,900 SH   SOLE   778,900 0 0
SOUTHWESTERN ENERGY CO COM 845467109 2,120 400,000 SH   SOLE   400,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 908,788 3,350,000 SH Put SOLE   0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 81,384 300,000 SH Call SOLE   0 0 0
SPECTRA ENERGY PARTNERS LP COM 84756N109 3,011 85,000 SH   SOLE   85,000 0 0
SPRINT CORP COM SER 1 85207U105 816 150,000 SH   SOLE   150,000 0 0
SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 111,253 10,928,632 SH   SOLE   10,928,632 0 0
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SPS COMM INC COM 78463M107 860 11,707 SH   SOLE   11,707 0 0
STELLAR ACQUISITION III INC *W EXP 03/22/202 Y8172W115 145 556,545 SH   SOLE   556,545 0 0
STRATASYS LTD SHS M85548101 5,742 300,000 SH Call SOLE   0 0 0
STRAYER ED INC COM 863236105 24,245 214,535 SH   SOLE   214,535 0 0
STRYKER CORP COM 863667101 22,306 132,100 SH   SOLE   132,100 0 0
TABLEAU SOFTWARE INC CL A 87336U105 18,700 191,300 SH   SOLE   191,300 0 0
TAPESTRY INC COM 876030107 19,620 420,040 SH   SOLE   420,040 0 0
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TERADYNE INC NOTE 1.250%12/1 880770AG7 6,653 5,000,000 PRN   SOLE   0 0 0
THUNDER BRIDGE ACQUISITION L UNIT 01/01/2025 G8857R118 14,046 1,400,000 SH   SOLE   1,400,000 0 0
TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 14,559 1,445,800 SH   SOLE   1,445,800 0 0
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TIMKEN CO COM 887389104 11,140 255,800 SH   SOLE   255,800 0 0
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TPG PACE HLDGS CORP *W EXP 06/27/202 G89827110 90 53,333 SH   SOLE   53,333 0 0
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TRIBUNE MEDIA CO CL A 896047503 2,679 70,000 SH   SOLE   70,000 0 0
TRIDENT ACQUISITIONS CORP UNIT 05/09/2023 89615T205 15,120 1,500,000 SH   SOLE   1,500,000 0 0
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TRIMBLE INC COM 896239100 30,620 932,400 SH   SOLE   932,400 0 0
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TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 56,272 30,000,000 PRN   SOLE   0 0 0
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UNITED STATES LIME & MINERAL COM 911922102 5,010 59,714 SH   SOLE   59,714 0 0
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VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 25,668 250,000 SH Put SOLE   0 0 0
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VANTAGE ENERGY ACQUISITION COM CL A 92211L105 19,535 1,979,197 SH   SOLE   1,979,197 0 0
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VARIAN MED SYS INC COM 92220P105 5,215 45,860 SH   SOLE   45,860 0 0
VECTOIQ ACQUISITION CORP UNIT 05/11/2023 92243N202 15,098 1,500,000 SH   SOLE   1,500,000 0 0
VIAVI SOLUTIONS INC COM 925550105 43,472 4,245,276 SH   SOLE   4,245,276 0 0
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VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 8,897 820,000 SH   SOLE   820,000 0 0
VULCAN MATLS CO COM 929160109 37,414 289,900 SH   SOLE   289,900 0 0
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WORKDAY INC NOTE 1.500% 7/1 98138HAD3 46,265 30,000,000 PRN   SOLE   0 0 0
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XL GROUP LTD COM G98294104 5,036 90,000 SH   SOLE   90,000 0 0
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