-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R1FKYuQEtgwowzPOOPLM8la5FvNS+fG+9fzFF0k8ePJVxoZ3gN42Ds2Hwe4W0pxt 8BRwjwQcfOg5lTxqPXR9wA== 0000754811-01-500003.txt : 20010223 0000754811-01-500003.hdr.sgml : 20010223 ACCESSION NUMBER: 0000754811-01-500003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: U S GLOBAL INVESTORS INC CENTRAL INDEX KEY: 0000754811 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 741598370 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-02220 FILM NUMBER: 1540018 BUSINESS ADDRESS: STREET 1: 7900 CALLAGHAN RD CITY: SAN ANTONIO STATE: TX ZIP: 78229 BUSINESS PHONE: 2103081234 MAIL ADDRESS: STREET 1: 7900 CALLAGHAN ROAD CITY: SAN ANTONIO STATE: TX ZIP: 78229 FORMER COMPANY: FORMER CONFORMED NAME: UNITED SERVICES ADVISORS INC /TX/ DATE OF NAME CHANGE: 19950321 13F-HR 1 form13f.txt PERIOD ENDING 12/31/00 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment: [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: U.S. Global Investors, Inc. Address: 7900 Callaghan Road San Antonio, TX 78229 13F File Number: 028-02220 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Susan B. McGee Title: President, General Counsel Phone: 210-308-1234 /S/ Susan B. McGee ------------------ San Antonio, TX November 8, 2000 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 325 Form 13F Information Table Value Total: $240,793 (thousands) List of Other Included Managers: NO. 13F FILE NUMBER: NAME: --- --------------- --------------------------- 1 Unknown Bonnel, Inc. 2 Unknown Money Growth Institute, Inc.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ---------- --------- -------- ------------------------ -------- -------- ------------------------- SHARES VOTING AUTHORITY TITLE OF VALUE OR PUT/ INVESTMT OTHER ------------------------ NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ------------------------ ---------- --------- -------- ---------- ------ ---- -------- -------- ---------- ------ ---- ACE LTD CMN STK G0070K103 849 20,000 SH Defined 2 20,000 ADVO INC CMN STK 007585102 1,331 30,000 SH Defined 1 30,000 AEROFLEX INC CMN STK 007768104 1,730 60,000 SH Defined 1 60,000 AES CORP CMN STK 00130H105 144 2,600 SH Sole 2,600 AES CORP CMN STK 00130H105 271 4,900 SH Sole 4,900 AES CORP CMN STK 00130H105 83 1,500 SH Sole 1,500 AGNICO EAGLE MINES LTD CMN STK 008474959 330 55,000 SH Sole 55,000 ALCOA INC CMN STK 013817101 737 21,992 SH Sole 21,992 ALCOA INC CMN STK 013817101 34 1,000 SH Sole 1,000 ALL AMERICAN SEMICONDUCTOR INC CMN STK 016557407 225 25,000 SH Defined 1 25,000 ALLSTATE CORP CMN STK 020002101 22 500 SH Sole 500 ALPHA INDS INC CMN STK 020753109 2,220 60,000 SH Defined 1 60,000 AMERICA ONLINE INC DEL CMN STK 02364J104 522 15,000 SH Defined 2 15,000 AMERICAN EXPRESS CMN STK 025816109 852 15,510 SH Sole 15,510 AMERICAN GENERAL CORP CMN STK 026351106 90 1,100 SH Sole 1,100 AMERICAN HOME PRODUCTS CMN STK 026609107 343 5,400 SH Sole 5,400 AMERICAN INTERNATIONAL GROUP CMN STK 026874107 1,478 15,000 SH Sole 15,000 AMGEN INC CMN STK 031162100 2,558 40,000 SH Defined 1 40,000 ANADARKO PETE CORP CMN STK 032511107 213 3,000 SH Sole 3,000 ANADARKO PETE CORP CMN STK 032511107 142 2,000 SH Sole 2,000 ANGLOGOLD LIMITED SPON ADR CMN STK 035128206 448 30,000 SH Sole 30,000 ANHEUSER BUSCH INC CMN STK 035229103 182 4,000 SH Sole 4,000 ANOORAQ RESOURCE CORP CMN STK 03633E108 147 400,000 SH Sole 400,000 ANOORAQ RESOURCES WT 12/21/01 CMN STK 481361 0 150,000 SH Sole 150,000 APACHE CORP CMN STK 037411105 350 5,000 SH Sole 5,000 APACHE CORP CMN STK 037411105 434 6,200 SH Sole 6,200 APACHE CORP CMN STK 037411105 175 2,500 SH Sole 2,500 APEX SILVER MINES LTD CMN STK G04074103 503 60,000 SH Defined 2 60,000 APPLIED FILMS CORP CMN STK 038197109 204 10,000 SH Defined 1 10,000 APPLIED MATERIALS INC CMN STK 038222105 153 4,000 SH Sole 4,000 ASHANTI GSM LTD PFD A PFD STK 504128 247 203,932 SH Sole 203,932 ASTROPOWER INC CMN STK 04644A101 314 10,000 SH Defined 2 10,000 AT & T CORP /LIBERTY MEDIA/ CL A CMN STK 001957208 67 4,948 SH Sole 4,948 ATMEL CORP CMN STK 049513104 419 36,000 SH Sole 36,000 AVALONBAY COMMUNITIES INC CMN STK 053484101 100 2,000 SH Sole 2,000 AVX CORPORATION CMN STK 002444107 491 30,000 SH Defined 1 30,000 BAKER HUGHES CMN STK 057224107 457 11,000 SH Sole 11,000 BAKER HUGHES CMN STK 057224107 229 5,500 SH Sole 5,500 BAKER HUGHES CMN STK 057224107 42 1,000 SH Sole 1,000 BANK OF NEW YORK CO INC CMN STK 064057102 110 2,000 SH Sole 2,000 BANK OF NEW YORK CO INC CMN STK 064057102 99 1,800 SH Sole 1,800 BARRA INC CMN STK 068313105 3,534 75,000 SH Defined 1 75,000 BARRICK GOLD CORPORATION CMN STK 067901108 29 1,800 SH Sole 1,800 BARRICK GOLD CORPORATION CMN STK 067901108 1,161 70,900 SH Sole 70,900 BARRICK GOLD CORPORATION CMN STK 067901108 2,278 139,100 SH Sole 139,100 BARRICK GOLD CORPORATION CMN STK 067901959 479 29,100 SH Sole 29,100 BARRICK GOLD CORPORATION CMN STK 067901959 344 20,900 SH Sole 20,900 BEL FUSE INC CL A CMN STK 077347201 335 10,000 SH Defined 1 10,000 BELL MICROPRODUCTS INC CMN STK 078137106 953 60,000 SH Defined 1 60,000 BELLSOUTH CORP CMN STK 079860102 377 9,200 SH Sole 9,200 BELLSOUTH CORP CMN STK 079860102 119 2,900 SH Sole 2,900 BERKSHIRE HATHAWAY INC CMN STK 084670108 710 10 SH Defined 2 10 BIOGEN INC CMN STK 090597105 120 2,000 SH Sole 2,000 BOWATER INC CMN STK 102183100 282 5,000 SH Sole 5,000 BP AMOCO PLC SPON ADR CMN STK 055622104 79 1,640 SH Sole 1,640 BRE PROPERTIES INC CL A CMN STK 05564E106 222 7,000 SH Defined 2 7,000 BRISTOL-MYERS SQUIBB CO CMN STK 110122108 333 4,500 SH Sole 4,500 CABLE DESIGN TECHNOLOGIES CORP CMN STK 126924109 420 25,000 SH Defined 1 25,000 CALPINE CORP CMN STK 131347106 242 5,360 SH Sole 5,360 CALPINE CORP CMN STK 131347106 502 11,140 SH Sole 11,140 CARDINAL HEALTH CMN STK 14149Y108 847 8,500 SH Defined 2 8,500 CELERITEK INC CMN STK 150926103 1,906 50,000 SH Defined 1 50,000 CENTEX CORP CMN STK 152312104 75 2,000 SH Sole 2,000 CHECK POINT SOFTWARE TECH CMN STK M22465104 2,671 20,000 SH Defined 1 20,000 CHEVRON CORP CMN STK 166751107 718 8,500 SH Defined 2 8,500 CHINA MOBILE HONG KONG ADR CMN STK 16941M109 353 13,000 SH Sole 13,000 CIBER INC CMN STK 17163B102 210 43,000 SH Defined 2 43,000 CIGNA CORP. CMN STK 125509109 66 500 SH Sole 500 CISCO SYSTEMS INC CMN STK 17275R102 536 14,000 SH Sole 14,000 CITIGROUP INC CMN STK 172967101 1,113 21,800 SH Sole 21,800 CITIGROUP INC CMN STK 172967101 204 4,000 SH Sole 4,000 CLAIRES STORES INC CMN STK 179584107 448 25,000 SH Defined 1 25,000 CLEAR CHANNEL COMMUNICATIONS CMN STK 184502102 145 3,000 SH Sole 3,000 CLEAR CHANNEL COMMUNICATIONS CMN STK 184502102 97 2,000 SH Sole 2,000 COASTAL CORP CMN STK 190441105 265 3,000 SH Sole 3,000 COASTAL CORP CMN STK 190441105 132 1,500 SH Sole 1,500 COASTAL CORP CMN STK 190441105 177 2,000 SH Sole 2,000 CONOCO INC CL B WI CMN STK 208251405 165 5,700 SH Sole 5,700 COOPER CAMERON CORP CMN STK 216640102 132 2,000 SH Sole 2,000 CORNING INCORPORATED CMN STK 219350105 475 9,000 SH Sole 9,000 CRESCENT REAL ESTATE EQUITIES CMN STK 225756105 396 17,800 SH Defined 2 17,800 CRYOLIFE INC CMN STK 228903100 1,361 45,000 SH Defined 1 45,000 CVS CORP CMN STK 126650100 599 10,000 SH Sole 10,000 CVS CORP CMN STK 126650100 30 500 SH Sole 500 CYMER INC CMN STK 232572107 1,544 60,000 SH Defined 1 60,000 DARDEN RESTAURANTS CMN STK 237194105 1,144 50,000 SH Defined 1 50,000 DAYTON MINING CORP CMN STK 239902208 64 416,034 SH Sole 416,034 DAYTON MINING CORP CMN STK 239902208 204 1,333,966 SH Sole 1,333,966 DAYTON MINING CORPORATION CMN STK 239902950 6 41,800 SH Sole 41,800 DAYTON MINING CORPORATION CMN STK 239902950 8 50,000 SH Sole 50,000 DE BEERS CENTENARY LINK UNITS CMN STK 6259118 35 1,300 SH Sole 1,300 DE BEERS CENTENARY LINK UNITS CMN STK 6259118 802 30,000 SH Sole 30,000 DE BEERS CONS MINES LTD ADR CMN STK 240253302 80 3,000 SH Sole 3,000 DE BEERS CONS MINES LTD ADR CMN STK 240253302 415 15,500 SH Sole 15,500 DIA MET MINERALS LTD CL B/CAD/ CMN STK 25243K307 918 60,000 SH Sole 60,000 DIA MET MINERALS LTD CL B/CAD/ CMN STK 25243K307 765 50,000 SH Sole 50,000 DIAMOND FIELDS INTL LTD /CAD/ CMN STK 252905203 120 200,000 SH Sole 200,000 DIAMONDEX RESOURCES LTD CMN STK 252781109 2 2,500 SH Sole 2,500 DISNEY WALT CO CMN STK 254687106 174 6,000 SH Sole 6,000 DOW CHEMICAL CO CMN STK 260543103 385 10,500 SH Sole 10,500 DOW CHEMICAL CO CMN STK 260543103 18 500 SH Sole 500 DRESS BARN INC CMN STK 261570105 580 20,000 SH Defined 1 20,000 DU PONT (EI) DE NEMOURS CMN STK 263534109 24 500 SH Sole 500 DUKE EN QUIPS 7.2% 9/30/37 PFD PFD STK 264396201 48 2,000 SH Sole 2,000 DUKE ENERGY CO CMN STK 264399106 810 9,500 SH Defined 2 9,500 DURBAN ROODEPOORT DEEP /ZAR/ CMN STK 6267780 89 135,800 SH Sole 135,800 DURBAN ROODEPOORT DEP SPON ADR CMN STK 266597301 43 66,000 SH Sole 66,000 DYNEGY INC CL A CMN STK 26816Q101 6,728 120,000 SH Defined 1 120,000 E M C CORP MASS CMN STK 268648102 133 2,000 SH Sole 2,000 EASTMAN CHEMICAL CMN STK 277432100 98 2,000 SH Sole 2,000 EL PASO ENERGY CORP CMN STK 283905107 229 3,200 SH Sole 3,200 ELAN CORP ADR CMN STK 284131208 796 17,000 SH Defined 2 17,000 ELECTRO SCIENTIFIC INDS INC CMN STK 285229100 840 30,000 SH Defined 1 30,000 ELI LILLY & CO CMN STK 532457108 279 3,000 SH Sole 3,000 EMMIS COMM SER A CONV PFD 6.25% CNV PFD 291525202 44 1,000 SH Sole 1,000 EMULEX CORP CMN STK 292475209 3,198 40,000 SH Defined 1 40,000 ENRON CORP CMN STK 293561106 1,131 13,600 SH Sole 13,600 ENRON CORP CMN STK 293561106 540 6,500 SH Sole 6,500 ENRON CORP CMN STK 293561106 416 5,000 SH Sole 5,000 EOG RESOURCES CMN STK 26875P101 148 2,700 SH Sole 2,700 EOG RESOURCES CMN STK 26875P101 273 5,000 SH Sole 5,000 EVEREST RE GROUP LTD CMN STK G3223R108 358 5,000 SH Defined 2 5,000 EXXON MOBIL CORP CMN STK 30231G102 1,652 19,000 SH Sole 19,000 EXXON MOBIL CORP CMN STK 30231G102 431 4,952 SH Sole 4,952 EXXON MOBIL CORP CMN STK 30231G102 435 5,000 SH Sole 5,000 FANNIE MAE CMN STK 313586109 1,909 22,000 SH Sole 22,000 FANNIE MAE CMN STK 313586109 147 1,700 SH Sole 1,700 FANNIE MAE CMN STK 313586109 347 4,000 SH Defined 2 4,000 FEDERATED INVESTORS INC CL B CMN STK 314211103 456 15,650 SH Sole 15,650 FIFTH THIRD BANCORP CMN STK 316773100 54 900 SH Sole 900 FILENET CORP CMN STK 316869106 2,725 100,000 SH Defined 1 100,000 FIRST DATA CORP CMN STK 319963104 53 1,000 SH Sole 1,000 FOREST LABS INC CL A CMN STK 345838106 5,315 40,000 SH Defined 1 40,000 FRONTIER AIRLINES INC CMN STK 359065109 4,641 150,000 SH Defined 1 150,000 GABRIEL RESOURCES LTD /CAD/ CMN STK 361970106 600 300,000 SH Sole 300,000 GADZOOKS INC CMN STK 362553109 369 25,000 SH Defined 1 25,000 GEMSTAR TV GUIDE INTL INC CMN STK 36866W106 143 3,100 SH Sole 3,100 GENERAL ELECTRIC CO CMN STK 369604103 1,582 33,000 SH Sole 33,000 GENERAL MTRS CORP CL H CMN STK 370442832 60 2,600 SH Sole 2,600 GENERAL MTRS CORP CL H CMN STK 370442832 53 2,292 SH Sole 2,292 GLAMIS GOLD LTD CMN STK 376775102 98 60,000 SH Sole 60,000 GLAMIS GOLD LTD CMN STK 376775953 1,322 810,000 SH Sole 810,000 GLOBAL CROSSING LTD CMN STK G3921A100 57 4,000 SH Sole 4,000 GLOBAL MARINE INC CMN STK 379352404 128 4,500 SH Sole 4,500 GLOBAL MARINE INC CMN STK 379352404 170 6,000 SH Sole 6,000 GLOBAL MARINE INC CMN STK 379352404 85 3,000 SH Sole 3,000 GOLD FIELDS LIMITED CMN STK 6280215 1,050 300,000 SH Sole 300,000 GOLDCORP INC CL A SUB VTG CMN STK 380956953 1,116 180,000 SH Sole 180,000 GOLDCORP INC CL A SUB VTG CMN STK 380956953 2,232 360,000 SH Sole 360,000 GOLDCORP INC WR 5/13/09 CMN STK 380956136 283 100,000 SH Sole 100,000 GOLDCORP INC WR 5/13/09 CMN STK 380956136 425 150,000 SH Sole 150,000 GOLDEN STAR RES LTD WTS 2/17/01 CMN STK 422583 0 500,000 SH Sole 500,000 HALLIBURTON CO CMN STK 406216101 127 3,500 SH Sole 3,500 HALLIBURTON CO CMN STK 406216101 163 4,500 SH Sole 4,500 HALLIBURTON CO CMN STK 406216101 73 2,000 SH Sole 2,000 HARRAHS ENTERTAINMENT INC CMN STK 413619107 3,693 140,000 SH Defined 1 140,000 HCA HEALTHCARE CMN STK 404119109 44 1,000 SH Sole 1,000 HEALTH MGMT ASSOC INC NEW CL A CMN STK 421933102 1,038 50,000 SH Defined 1 50,000 HELIX TECHNOLOGY CORPORATION CMN STK 423319102 1,420 60,000 SH Defined 1 60,000 HEWLETT PACKARD CO CMN STK 428236103 284 9,000 SH Sole 9,000 HEWLETT PACKARD CO CMN STK 428236103 284 9,000 SH Defined 2 9,000 HOME DEPOT INC CMN STK 437076102 457 10,000 SH Sole 10,000 HOME DEPOT INC CMN STK 437076102 571 12,500 SH Defined 2 12,500 HOMESTAKE MINING CMN STK 437614100 391 93,400 SH Sole 93,400 HOMESTAKE MINING CMN STK 437614100 419 100,000 SH Sole 100,000 HONEYWELL INTERNATIONAL INC CMN STK 438516106 47 1,000 SH Sole 1,000 HONEYWELL INTERNATIONAL INC CMN STK 438516106 237 5,000 SH Defined 2 5,000 HOUSEHOLD INTERNATIONAL INC CMN STK 441815107 110 2,000 SH Sole 2,000 HUANENG POWER INTL ADR CMN STK 443304100 472 25,000 SH Sole 25,000 I2 TECHNOLOGIES INC CMN STK 465754109 489 9,000 SH Sole 9,000 IDEXX LABORATORIES CMN STK 45168D104 1,320 60,000 SH Defined 1 60,000 IMPALA PLATINUM HLDGS ADR CMN STK 452553209 510 10,000 SH Sole 10,000 IMPALA PLATINUM HLDGS ADR CMN STK 452553209 255 5,000 SH efined 2 5,000 IMPALA PLATINUM HLDINGS LTD CMN STK 6457804 1,529 30,000 SH Sole 30,000 IMPALA PLATINUM HLDINGS LTD CMN STK 6457804 255 5,000 SH Sole 5,000 INCO LTD CMN STK 453258402 134 8,000 SH Sole 8,000 INTEL CORP CMN STK 458140100 338 11,160 SH Sole 11,160 INTEL CORP CMN STK 458140100 393 13,000 SH Defined 2 13,000 INTERNATIONAL BUSINESS MACHINES CMN STK 459200101 170 2,000 SH Sole 2,000 ISHARES MSCI MALAYSIA /FREE/ MTL FND 464286830 187 37,000 SH Sole 37,000 JDS UNIPHASE CORP CMN STK 46612J101 354 8,500 SH Sole 8,500 JOHNSON & JOHNSON CMN STK 478160104 1,051 10,000 SH Sole 10,000 JOHNSON & JOHNSON CMN STK 478160104 105 1,000 SH Sole 1,000 JOHNSON ELECTRIC HLDGS CMN STK 6281939 26 16,596 SH Sole 16,596 KAUFMAN & BROAD HOME CORP CMN STK 486168107 67 2,000 SH Sole 2,000 KONINKLIJE PHILIP SPONS ADR CMN STK 500472303 73 2,000 SH Sole 2,000 KROGER CO CMN STK 501044101 568 21,000 SH Sole 21,000 KROGER CO CMN STK 501044101 81 3,000 SH Sole 3,000 L 3 COMMUNICATIONS HLDG CORP CMN STK 502424104 3,080 40,000 SH Defined 1 40,000 LABORATORY CORP AMER HLDGS CMN STK 50540R409 5,280 30,000 SH Defined 1 30,000 LENNAR CORP CMN STK 526057104 3,263 90,000 SH Defined 1 90,000 LIFEPOINT HOSPITALS INC W/I CMN STK 53219L109 3,759 75,000 SH Defined 1 75,000 LIONORE MINING INTERNATIONAL LTD CMN STK 535913107 193 275,000 SH Sole 275,000 MARSH & MCLENNAN COS INC CMN STK 571748102 70 600 SH Sole 600 MATAV RT ADR CMN STK 559776109 207 10,114 SH Sole 10,114 MEDTRONIC INC CMN STK 585055106 181 3,000 SH Sole 3,000 MELLON FINANCIAL CORP CMN STK 58551A108 59 1,200 SH Sole 1,200 MENTOR GRAPHICS CORP CMN STK 587200106 2,195 80,000 SH Defined 1 80,000 MERCK & CO. CMN STK 589331107 375 4,000 SH Sole 4,000 MERCK & CO. CMN STK 589331107 94 1,000 SH Sole 1,000 MERCK & CO. CMN STK 589331107 7,490 80,000 SH Defined 1 80,000 MERIDIAN GOLD INC CMN STK 589975952 680 100,000 SH Sole 100,000 MERRILL LYNCH & CO CMN STK 590188108 123 1,800 SH Sole 1,800 MERTIAGE CORPORATION CMN STK 59001A102 370 10,000 SH Defined 1 10,000 METHANEX CORP CMN STK 59151K959 64 10,000 SH Sole 10,000 MICREL INC CMN STK 594793101 1,348 40,000 SH Defined 1 40,000 MINAS BUENAVENTURA SP ADR B CMN STK 204448104 363 25,000 SH Sole 25,000 MOBILE TELESYSTEMS SPON ADR CMN STK 607409109 84 3,501 SH Sole 3,501 MORGAN J.P. & CO. CMN STK 616880100 679 4,100 SH Defined 2 4,100 MOTOROLA INC CMN STK 620076109 20 1,000 SH Sole 1,000 NABORS IND CMN STK 629568106 1,094 18,500 SH Defined 2 18,500 NASDAQ 100 SHARES CMN STK 631100104 613 10,500 SH Sole 10,500 NASDAQ 100 SHARES CMN STK 631100104 584 10,000 SH Defined 2 10,000 NEW YORK TIMES CL A CMN STK 650111107 80 2,000 SH Sole 2,000 NEWMONT MINING CORP CMN STK 651639106 77 4,500 SH Sole 4,500 NEWMONT MINING CORP CMN STK 651639106 1,706 100,000 SH Sole 100,000 NEWMONT MINING CORP CMN STK 651639106 2,559 150,000 SH Sole 150,000 NEWPORT CORP CMN STK 651824104 2,358 30,000 SH Defined 1 30,000 NEXTEL COMMUNICATIONS INC CL A CMN STK 65332V103 25 1,000 SH Sole 1,000 NOBLE AFFILIATES INC. CMN STK 654894104 161 3,500 SH Sole 3,500 NOBLE DRILLING CORP CMN STK 655042109 87 2,000 SH Sole 2,000 NOBLE DRILLING CORP CMN STK 655042109 804 18,500 SH Defined 2 18,500 NOKIA ADR /REP 1 A SHR/ CMN STK 654902204 400 9,200 SH Sole 9,200 NORCAL RESOURCES LTD CMN STK 65549E100 20 470,000 SH Sole 470,000 NORTEL NETWORKS CORPORATION CMN STK 656568102 337 10,500 SH Sole 10,500 OCCIDENTAL PETROLEUM CORP CMN STK 674599105 267 11,000 SH Sole 11,000 OM GROUP INC CMN STK 670872100 1,366 25,000 SH Defined 1 25,000 ORACLE SYSTEMS CORP CMN STK 68389X105 676 23,272 SH Sole 23,272 ORTHODONTIC CTRS AMER INC CMN STK 68750P103 1,094 35,000 SH Defined 1 35,000 PARK ELECTROCHEMICAL CMN STK 700416209 3,683 120,000 SH Defined 1 120,000 PERICOM SEMICONDUCTOR CORP CMN STK 713831105 555 30,000 SH Defined 1 30,000 PFIZER INC CMN STK 717081103 854 18,575 SH Sole 18,575 PFIZER INC CMN STK 717081103 92 2,000 SH Sole 2,000 PFIZER INC CMN STK 717081103 552 12,000 SH Defined 2 12,000 PG & E CORP CMN STK 69331C108 18 900 SH Sole 900 PHARMACEUTICAL PROD DEV INC CMN STK 717124101 4,969 100,000 SH Defined 1 100,000 PHARMACIA CORPORATION CMN STK 71713U102 309 5,070 SH Sole 5,070 PHARMACIA CORPORATION CMN STK 71713U102 1,830 30,000 SH Defined 1 30,000 PHILIP MORRIS COS INC CMN STK 718154107 44 1,000 SH Sole 1,000 PHILLIPS PETROLEUM CO CMN STK 718507106 245 4,300 SH Sole 4,300 PHILLIPS PETROLEUM CO CMN STK 718507106 102 1,800 SH Sole 1,800 PLACER DOME INC CMN STK 725906101 809 84,100 SH Sole 84,100 PLACER DOME INC CMN STK 725906101 3,609 375,000 SH Sole 375,000 PLACER DOME INC CMN STK 725906952 923 95,900 SH Sole 95,900 PLANTRONICS INC CMN STK 727493108 2,820 60,000 SH Defined 1 60,000 PLATINOVA A/S /CAD/ CMN STK 72764G109 4 63,300 SH Sole 63,300 PLATINOVA RES LTD SPL SH /CAD/ CMN STK 72764H206 3 36,700 SH Sole 36,700 PNC FINANCIAL SERVICES CMN STK 693475105 51 700 SH Sole 700 PRECISION CAST PARTS CMN STK 740189105 2,944 70,000 SH Defined 1 70,000 PREPAID LEGAL SERVICES INC CMN STK 740065107 1,020 40,000 SH Defined 1 40,000 PUBLIC STORAGE INC PFD 8.875% PFD STK 74460D885 61 2,500 SH Sole 2,500 QWEST COMMUNICATIONS INTL CMN STK 749121109 131 3,197 SH Sole 3,197 QWEST COMMUNICATIONS INTL CMN STK 749121109 85 2,075 SH Sole 2,075 RELIANT ENERGY INC CMN STK 75952J108 65 1,500 SH Sole 1,500 ROYAL DUTCH PETROLEUM NY SHS CMN STK 780257804 303 5,000 SH Sole 5,000 RYLAND GROUP INC CMN STK 783764103 1,630 40,000 SH Defined 1 40,000 S & P 500 DEPOSITARY RECEIPTS CMN STK 78462F103 341 2,600 SH Sole 2,600 S & P 500 DEPOSITARY RECEIPTS CMN STK 78462F103 72 550 SH Sole 550 SCHERING PLOUGH CMN STK 806605101 636 11,200 SH Sole 11,200 SCHLUMBERGER LTD CMN STK 806857108 879 11,000 SH Sole 11,000 SCHLUMBERGER LTD CMN STK 806857108 1,599 20,000 SH Defined 1 20,000 SCIENTIFIC ATLANTA INC CMN STK 808655104 91 2,800 SH Sole 2,800 SECTOR SPDR TR SHS BEN INT TCH MTL FND 81369Y803 157 5,000 SH Sole 5,000 SHANDONG HUANENG POWER SPON ADR CMN STK 819419102 381 47,600 SH Sole 47,600 SIEBEL SYS INC CMN STK 826170102 176 2,600 SH Sole 2,600 SK TELECOM LTD SPONSORED ADR CMN STK 78440P108 71 3,000 SH Sole 3,000 SKB BANKA D D GDR REG S CMN STK 784320202 76 6,225 SH Sole 6,225 SOUTHERN CO CMN STK 842587107 33 1,000 SH Sole 1,000 SOUTHWEST AIRLINES CMN STK 844741108 4,359 130,000 SH Defined 1 130,000 SPIEKER PROPERTIES INC CMN STK 848497103 100 2,000 SH Sole 2,000 SPRINT CORP PCS GROUP CMN STK 852061506 294 14,400 SH Sole 14,400 SPRINT CORP PCS GROUP CMN STK 852061506 20 1,000 SH Sole 1,000 ST PAUL COMPANIES INC CMN STK 792860108 815 15,000 SH Defined 2 15,000 STANDARD PAC CORP CMN STK 85375C101 1,636 70,000 SH Defined 1 70,000 STAR RESOURCES CORP CMN STK 854920956 412 ,420,000 SH Sole 1,420,000 STARBUCKS CORP CMN STK 855244109 288 6,500 SH Sole 6,500 STARWOOD HOTELS & RESORTS WORLD CMN STK 85590A203 141 4,000 SH Sole 4,000 STATE STREET CORP CMN STK 857477103 62 500 SH Sole 500 STILLWATER MINING COMPANY CMN STK 86074Q102 394 10,000 SH Sole 10,000 STILLWATER MINING COMPANY CMN STK 86074Q102 984 25,000 SH Sole 25,000 STILLWATER MINING COMPANY CMN STK 86074Q102 295 7,500 SH Defined 2 7,500 STILLWATER MINING COMPANY CMN STK 86074Q102 3,935 100,000 SH Defined 1 100,000 STMICROELECTRONICS NV NY SHS CMN STK 861012102 1,284 30,000 SH Defined 1 30,000 STRYKER CORP CMN STK 863667101 4,553 90,000 SH Defined 1 90,000 SUN MICROSYSTEMS INC CMN STK 866810104 524 18,800 SH Sole 18,800 SUNOCO INC CMN STK 86764P109 67 2,000 SH Sole 2,000 SUNTRUST BK INC CMN STK 867914103 63 1,000 SH Sole 1,000 SYMBOL TECHNOLOGIES INC CMN STK 871508107 1,800 50,000 SH Defined 1 50,000 SYSCO CORP CMN STK 871829107 4,200 140,000 SH Defined 1 140,000 TAIWAN SEMICONDUCTOR SPON ADR CMN STK 874039100 88 5,120 SH Sole 5,120 TALISMAN ENERGY INC CMN STK 87425E954 111 3,000 SH Sole 3,000 TALX CORP CMN STK 874918105 400 10,000 SH Defined 1 10,000 TEKTRONIX INC CMN STK 879131100 1,011 30,000 SH Defined 1 30,000 TELEFLEX INC CMN STK 879369106 2,651 60,000 SH Defined 1 60,000 TELEKOMUNIKACJA POLSKA S A GDR CMN STK 87943D207 233 34,167 SH Sole 34,167 TETRA TECH INC CMN STK 88162G103 159 5,000 SH Defined 1 5,000 TIME WARNER INC CMN STK 887315109 251 4,800 SH Sole 4,800 TIME WARNER INC CMN STK 887315109 104 2,000 SH Sole 2,000 TOSCO CORP CMN STK 891490302 265 7,800 SH Sole 7,800 TOSCO CORP CMN STK 891490302 424 12,500 SH Sole 12,500 TOSCO CORP CMN STK 891490302 95 2,800 SH Sole 2,800 TRIBUNE CO. CMN STK 896047107 127 3,000 SH Sole 3,000 TRIGON HEALTHCARE INC CMN STK 89618L100 6,225 80,000 SH Defined 1 80,000 TRIQUINT SEMICONDUCTOR INC CMN STK 89674K103 1,311 30,000 SH Defined 1 30,000 TXU CORPORATION CMN STK 873168108 22 500 SH Sole 500 TYCO INTL LTD CMN STK 902124106 888 16,000 SH Sole 16,000 TYCO INTL LTD CMN STK 902124106 56 1,000 SH Sole 1,000 TYCO INTL LTD CMN STK 902124106 222 4,000 SH Defined 2 4,000 UNOCAL CORP CMN STK 915289102 77 2,000 SH Sole 2,000 VALERO REFNG & MARKETING CO CMN STK 91913Y100 37 1,000 SH Sole 1,000 VALERO REFNG & MARKETING CO CMN STK 91913Y100 2,603 70,000 SH Defined 1 70,000 VERITY INC CMN STK 92343C106 722 30,000 SH Defined 1 30,000 VERIZON COMMUNICATIONS CMN STK 92343V104 150 3,000 SH Sole 3,000 VIACOM INC CL B CMN STK 925524308 47 1,000 SH Sole 1,000 VICOR CORP CMN STK 925815102 1,215 40,000 SH Defined 1 40,000 VISTA GOLD CORP CMN STK 927926956 18 300,000 SH Sole 300,000 VODAFONE GROUP PLC ADR CMN STK 92857W100 179 5,000 SH Sole 5,000 WAL MART STORES INC CMN STK 931142103 1,063 20,000 SH Sole 20,000 WEATHERFORD INTERNATIONAL CMN STK 947074100 260 5,500 SH Sole 5,500 WEATHERFORD INTERNATIONAL CMN STK 947074100 487 10,300 SH Sole 10,300 WELLS FARGO & COMPANY CMN STK 949746101 84 1,500 SH Sole 1,500 WEST TELESERVICES CORP CMN STK 956188106 844 30,000 SH Defined 1 30,000 WESTERN GAS RESOURCE CMN STK 958259103 741 22,000 SH Defined 2 22,000 WORLDCOM INC GA CMN STK 98157D106 392 28,000 SH Defined 2 28,000 XL CAPITAL LTD CLASS A CMN STK G98255105 350 4,000 SH Defined 2 4,000
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