-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J2EMm4xxfpmFjE34WjoyS9rISO51zUAtBmtrMh2z0WwVkkVR4Mi0kbuNdfSqVrVh 9JUVW3+aJXfhtrc1HGK5/A== 0001017918-04-000038.txt : 20040213 0001017918-04-000038.hdr.sgml : 20040213 20040213155855 ACCESSION NUMBER: 0001017918-04-000038 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040213 EFFECTIVENESS DATE: 20040213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAMCO INC /NY/ CENTRAL INDEX KEY: 0001017918 IRS NUMBER: 133390015 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04011 FILM NUMBER: 04599042 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR/A 1 body13f-123103.txt SCHEDULE 13F FOR QUARTER END- DECEMBER 2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F/Amendment Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAMCO, INC. Address: 767 Fifth Avenue, 49th floor New York, NY 10153 Form 13F File Number: 28-2116 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald Baron Title: Chief Executive Officer and Chairman Phone: (212) 583-2000 Signature, Place, and Dating of Signing: /s/ Ronald Baron New York, NY February 13, 2004 - ---------------- ------------- ------------------ Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-1678 BARON CAPITAL MANAGEMENT, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 190 Form 13F Information Table Value Total: 6429288 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-1678 BARON CAPITAL MANAGEMENT, INC. FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- -------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ---- 99 CENTS ONLY STORES COM 65440K106 161492 5930650 SH Defined 01 5672150 258500 ACCENTURE LTD. BERMUDA CL A G1150G111 1316 50000 SH Defined 50000 ACTUANT CORP CL A NEW 00508X203 10860 300000 SH Defined 300000 ADMINISTAFF INC. COM 007094105 3667 211000 SH Defined 211000 AEROPOSTALE COM 007865108 13710 500000 SH Defined 500000 ALEXANDER'S INC. COM 014752109 54591 437920 SH Defined 01 430420 7500 AMC ENTERTAINMENT INC COM 001669100 13689 900000 SH Defined 900000 AMERICAN TOWER CORP. CL A 029912201 74859 6918600 SH Defined 01 6838600 80000 AMERIGROUP CORP COM 03073T102 106546 2498150 SH Defined 01 25000 2302150 171000 AMERITRADE HOLDINGS CORP NEW COM 03074K100 4221 300000 SH Defined 300000 AMSURG CORP. COM 03232P405 6252 165000 SH Defined 165000 ANTEON INTL CORP COM 03674E108 44309 1229100 SH Defined 01 1209600 19500 ANTHEM INC COM 03674B104 55093 734573 SH Defined 01 732980 1593 APOLLO GROUP INC. CL A 037604105 214846 3159500 SH Defined 01 40000 3111500 8000 ARBITRON INC. COM 03875Q108 27954 670050 SH Defined 01 662050 8000 ARCH CAPITAL GRP LTD ORD G0450A105 145027 3638400 SH Defined 01 30000 3459900 148500 ARCH WIRELESS INC CL A 039392709 10395 525000 SH Defined 525000 AXIS CAPITAL HOLDINGS SHS G0692U109 50239 1715800 SH Defined 01 40000 1534000 141800 BLACKROCK INC. CL A 09247X101 21244 400000 SH Defined 400000 BROOKFIELD HOMES CORP COM 112723101 19474 755700 SH Defined 750700 5000 BROWN & BROWN INC COM 115236101 15923 488300 SH Defined 01 483300 5000 C.H. ROBINSON WORLDWIDE INC. COM 12541W100 36291 957300 SH Defined 01 27500 866800 63000 CALIFORNIA PIZZA KITCHEN INC. COM 13054D109 13084 650000 SH Defined 650000 CAPITALSOURCE INC. COM 14055X102 22543 1039800 SH Defined 01 1014800 25000 CAREER EDUCATION CORP. COM 141665109 104791 2615200 SH Defined 01 2535200 80000 CAREMARK RX INC COM 141705103 13678 540000 SH Defined 540000 CARMAX INC. COM 143130102 36562 1182100 SH Defined 01 10000 1022100 150000 CARTER'S INC. COM 146229109 17337 681200 SH Defined 01 648700 32500 CASUAL MALE RETAIL GROUP INC. COM 148711104 9061 2257353 SH Defined 2257353 CENTENE CORPORATION DEL COM 15135B101 48834 1743450 SH Defined 01 1699450 44000 CHARLES RIVER LABS INTL INC. COM 159864107 96478 2810300 SH Defined 01 2769300 41000 CHARLES SCHWAB CORP NEW COM 808513105 130420 11015219 SH Defined 01 90000 10913219 12000 CHECKFREE CORP. NEW COM 162813109 31659 1145000 SH Defined 01 1125000 20000 CHEESECAKE FACTORY INC. 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COM 453235103 44505 926025 SH Defined 01 915525 10500 INFOCROSSING INC COM 45664X109 8012 858504 SH Defined 858504 INFORMATION HOLDINGS INC. COM 456727106 26299 1190000 SH Defined 1155000 35000 INFOSPACE INC. COM NEW 45678T201 1959 85000 SH Defined 85000 INSIGHT COMMUNICATIONS INC CL A 45768V108 1031 100000 SH Defined 100000 INTEL CORPORATION COM 458140100 2254 70000 SH Defined 70000 INTERACTIVE DATA CORP COM 45840J107 20700 1250000 SH Defined 1250000 INTERACTIVECORP COM 45840Q101 848 25000 SH Defined 25000 INTERNATIONAL GAME TECH COM 459902102 17993 504000 SH Defined 01 70000 434000 INTUITIVE SURGICAL INC. COM NEW 46120E602 17249 1009300 SH Defined 01 999000 10300 INVERESK RESEARCH GROUP INC. COM 461238107 3709 150000 SH Defined 150000 IRON MOUNTAIN INC PA COM 462846106 37792 955800 SH Defined 01 955800 ISLE OF CAPRI CASINOS COM 464592104 7257 338000 SH Defined 01 328000 10000 IVILLAGE INC COM 46588H105 2506 700000 SH Defined 700000 JEFFERIES GROUP INC. NEW COM 472319102 51023 1545205 SH Defined 01 1448805 96400 JETBLUE AIRWAYS CORP COM 477143101 36852 1389600 SH Defined 01 1353525 36075 KENNETH COLE PROD INC. CL A 193294105 17640 600000 SH Defined 600000 KERZNER INTERNATIONAL LTD SHS P6065Y107 215614 5534232 SH Defined 01 135000 5251232 148000 KRISPY KREME DOUGHNUTS INC. COM 501014104 128019 3497800 SH Defined 01 50000 3324800 123000 KROLL INC COM 501049100 15600 600000 SH Defined 600000 KRONOS INC. COM 501052104 25005 631282 SH Defined 01 622282 9000 LASTMINUTE.COM PLC SP ADR 518129101 1012 50000 SH Defined 50000 LECG CORP COM 523234102 29334 1281500 SH Defined 01 1269500 12000 LIBBEY INC COM 529898108 11020 386947 SH Defined 01 373247 13700 LIN TV CORP CL A 532774106 89150 3454100 SH Defined 01 3288600 165500 LNR PROPERTY CORP COM 501940100 26290 531000 SH Defined 01 531000 MANOR CARE INC. 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COM 691497309 5082 150000 SH Defined 150000 PANERA BREAD CO CL A 69840W108 42833 1083550 SH Defined 01 1070050 13500 PEETS COFFEE & TEA INC. COM 705560100 7573 435000 SH Defined 425000 10000 PETCO ANIMAL SUPPLIES NEW COM NEW 716016209 47243 1551500 SH Defined 01 1529500 22000 PF CHANGS CHINA BISTRO INC COM 69333Y108 20403 401000 SH Defined 01 401000 POLO RALPH LAUREN CORP CL A 731572103 47969 1665604 SH Defined 01 10000 1632604 23000 PREMCOR INC. COM 74045Q104 35643 1370900 SH Defined 01 1335900 35000 PRICELINE.COM INC COM NEW 741503403 448 25000 SH Defined 25000 PROQUEST COMPANY COM 74346P102 34574 1174000 SH Defined 1150000 24000 QUIKSILVER INC COM 74838C106 19519 1100900 SH Defined 1100900 R H DONNELLEY CORP COM NEW 74955W307 22310 560000 SH Defined 550000 10000 RADIO ONE INC CL A 75040P108 12464 637521 SH Defined 01 637521 RADIO ONE INC CL D NONVTG 75040P405 69688 3610800 SH Defined 01 3568300 42500 RALCORP HLDGS INC NEW COM 751028101 6147 196000 SH Defined 180000 16000 RED HAT INC. COM 756577102 1689 90000 SH Defined 90000 REGAL ENTERTAINMENT GROUP CL A 758766109 7387 360000 SH Defined 360000 RESEARCH IN MOTION LTD COM 760975102 1671 25000 SH Defined 25000 RESTORATION HARDWARE INC. DEL COM 760981100 5462 1150000 SH Defined 1150000 REYNOLDS & REYNOLDS CO. CL A 761695105 28518 981700 SH Defined 01 976700 5000 ROBERT HALF INT'L INC. COM 770323103 34749 1488800 SH Defined 01 1478500 10300 RYANAIR HOLDINGS PLC SPON ADR 783513104 15192 300000 SH Defined 300000 SAGA COMMUNICATIONS CL A 786598102 60821 3282300 SH Defined 01 20000 3219300 43000 SBA COMMUNICATIONS CORP COM 78388J106 7754 2051300 SH Defined 01 1971300 80000 SEACOR SMIT INC. COM 811904101 54884 1305840 SH Defined 01 1290140 15700 SKILLSOFT PLC SPON ADR 830928107 14056 1625000 SH Defined 1350000 275000 SKYWEST INC COM 830879102 13590 750000 SH Defined 750000 SOUTHERN UNION CO. NEW COM 844030106 77275 4199713 SH Defined 01 4146588 53125 SPANISH BROADCSTNG SYS INC. CL A 846425882 3976 378700 SH Defined 01 378700 SPORTS CLUB INC COM 84917P100 905 500000 SH Defined 500000 STAMPS.COM INC. COM 852857101 1395 225000 SH Defined 225000 STATION CASINOS INC COM 857689103 59395 1939100 SH Defined 01 1880100 59000
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- -------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ---- STRAYER EDUCATION INC. COM 863236105 81116 745350 SH Defined 01 736350 9000 STUDENT LOAN CORP. COM 863902102 10687 73200 SH Defined 01 73200 SYMYX TECHNOLOGIES COM 87155S108 45148 2197000 SH Defined 01 2150500 46500 TAKE-TWO INTERACTIVE SFTWR COM 874054109 5663 196550 SH Defined 01 186550 10000 TIME WARNER INC. COM 887317105 6422 357000 SH Defined 175000 182000 TOLL BROTHERS INC. COM 889478103 6958 175000 SH Defined 175000 UNITED SURGICAL PARTNERS INT'L COM 913016309 87125 2602300 SH Defined 01 2573900 28400 UNIV. OF PHOENIX ONLINE-APOLLO COM 037604204 106781 1549126 SH Defined 01 36000 1444260 68866 UNIVISION COMMUNICATIONS INC. CL A 914906102 21786 548900 SH Defined 01 540100 8800 VAIL RESORTS INC. COM 91879Q109 115767 6809850 SH Defined 01 6753250 56600 VIASYS HEALTHCARE INC COM NEW 92553Q209 23882 1159300 SH Defined 01 1124300 35000 WEBMD CORP COM 94769M105 1573 175000 SH Defined 175000 WEIGHT WATCHERS INTL INC NEW COM 948626106 55420 1444350 SH Defined 01 20000 1339550 84800 WELPOINT HEALTH NETWORK NEW COM 94973H108 979 10000 SH Defined 01 10000 WESTWOOD ONE INC. COM 961815107 11118 325000 SH Defined 325000 WHOLE FOODS MARKET INC. COM 966837106 41956 625000 SH Defined 625000 WYNN RESORTS LTD. COM 983134107 221557 8009785 SH Defined 01 235000 7532985 241800 XM SATELLITE RADIO HOLDINGS INC. CL A 983759101 6590 250000 SH Defined 250000 XTO ENERGY INC. COM 98385X106 61582 2176026 SH Defined 01 2171527 4499 YAHOO INC. COM 984332106 2710 60000 SH Defined 60000 ZIMMER HOLDINGS INC. COM 98956P102 14080 200000 SH Defined 200000 - -------------------- * 01 Manager only owns this security.
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