-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NZVPO1S++yLMECqmAN7u3zbX61IgJOjq8iLB6xXS9AOY+aBmT1LghbXDaiaOYPsD swu0LvUCZG57VAJcbnX1vw== 0001017918-03-000029.txt : 20030218 0001017918-03-000029.hdr.sgml : 20030217 20030218131831 ACCESSION NUMBER: 0001017918-03-000029 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030218 EFFECTIVENESS DATE: 20030218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAMCO INC /NY/ CENTRAL INDEX KEY: 0001017918 IRS NUMBER: 133390015 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04011 FILM NUMBER: 03570671 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR/A 1 body13f1202a.txt SCHEDULE 13F AMENDMENT FOR QUARTER END DECEMBER 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F/Amendment Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAMCO, INC. Address: 767 Fifth Avenue, 49th floor New York, NY 10153 Form 13F File Number: 28-2116 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald Baron Title: Chief Executive Officer and Chairman Phone: (212) 583-2000 Signature, Place, and Dating of Signing: /s/ Ronald Baron New York, NY February 18, 2003 - ---------------- ------------- ------------------ Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-1678 BARON CAPITAL MANAGEMENT, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 160 Form 13F Information Table Value Total: 4643783 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-1678 BARON CAPITAL MANAGEMENT, INC. FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- -------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ---- 1800-FLOWERS.COM CL A 68243Q106 937 150000 SH DEFINED 150000 99 CENTS ONLY STORES COM 65440K106 15402 573400 SH DEFINED 01 573400 ACCENTURE LTD. CL A G1150G111 1799 100000 SH DEFINED 100000 ACTUANT CORP CL A NEW 00508X203 6238 134300 SH DEFINED 134300 ADVENT SOFTWARE COM 007974108 2385 175000 SH DEFINED 175000 AEROPOSTALE COM 007865108 3699 350000 SH DEFINED 350000 ALEXANDER'S INC. COM 014752109 29133 451320 SH DEFINED 01 451320 AMAZON.COM INC. COM 023135106 1228 65000 SH DEFINED 65000 AMC ENTERTAINMENT INC. COM 001669100 7965 900000 SH DEFINED 900000 AMERICAN TOWER CORP CL A 029912201 15355 4350000 SH DEFINED 4350000 AMERIGROUP CORP COM 03073T102 2122 70000 SH DEFINED 70000 AMERITRADE HOLDINGS CORP. COM 03074K100 707 125000 SH DEFINED 125000 AMN HEALTHCARE SERVICE INC. COM 001744101 16508 976200 SH DEFINED 01 976200 AMSURG CORPORATION COM 03232P405 13467 659200 SH DEFINED 01 659200 ANTEON INTL CORP COM 03674E108 32249 1343700 SH DEFINED 01 1343700 ANTHEM INC. COM 03674B104 42667 678331 SH DEFINED 01 20000 658331 AOL TIME WARNER INC. COM 00184A105 982 75000 SH DEFINED 75000 APOLLO GROUP INC. CL A 037604105 278302 6325050 SH DEFINED 01 450000 5875050 ARBITRON INC. COM 03875Q108 31299 934300 SH DEFINED 01 934300 ARCH CAPITAL GROUP LTD. ORD G0450A105 47360 1519400 SH DEFINED 01 65000 1454400 ASCENT MEDIA GROUP INC. COM 043634104 170 152000 SH DEFINED 152000 BEST BUY INC. COM 086516101 1087 45000 SH DEFINED 45000 BLACKROCK INC. CL A 09247X101 15760 400000 SH DEFINED 400000 BOYD GAMING CORP. COM 103304101 1405 100000 SH DEFINED 100000 CALIFORNIA PIZZA KITCHEN INC. COM 13054D109 39488 1567000 SH DEFINED 01 1567000 CAMBREX CORP. COM 132011107 12963 429100 SH DEFINED 01 429100 CAREER EDUCATION CORP COM 141665109 52184 1304600 SH DEFINED 01 1304600 CASUAL MALE RETAIL GROUP INC. COM 148711104 9199 47530 SH DEFINED 01* 47530 CATALINA MARKETING CORP. COM 148867104 31964 1727800 SH DEFINED 01 1727800 CELL GENESYS INC. COM 150921104 282 25300 SH DEFINED 01* 25300 CENTENE CORP COM 15135B101 17789 529600 SH DEFINED 01 529600 CHARLES RIVER LABS INTL. INC. COM 159864107 69403 1803600 SH DEFINED 01 1803600 CHARLES SCHWAB CORPORATION COM 808513105 212602 19594650 SH DEFINED 01 3290000 16304650 CHECKFREE CORP. COM 162813109 12945 809000 SH DEFINED 01 809000 CHEESECAKE FACTORY COM 163072101 38626 1068500 SH DEFINED 01 1068500 CHICAGO MERCANTILE HOLDINGS INC. CL A 167760107 4366 100000 SH DEFINED 100000 CHICOS FAS INC. COM 168615102 38527 2037400 SH DEFINED 01 60000 1977400 CHOICE HOTELS INTERNATIONAL INC. COM 169905106 140663 6196601 SH DEFINED 01 330000 5866601 CHOICEPOINT INC. COM 170388102 371727 9413189 SH DEFINED 01 780000 8633189 CNET NETWORKS INC COM 12613R104 135 50000 SH DEFINED 50000 COMCAST CORPORATION CL A SPL 20030N200 1694 75000 SH DEFINED 75000 COMMUNITY HEALTH SYSTEMS INC. COM 203668108 20456 993500 SH DEFINED 01 993500 CORPORATE EXECUTIVE BOARD CO. COM 21988R102 7980 250000 SH DEFINED 250000 COSTAR GROUP INC. COM 22160N109 1015 55000 SH DEFINED 55000 COX RADIO INC. CL A 224051102 24885 1090974 SH DEFINED 01 1090974 CROSS COUNTRY INC. COM 22748P105 10552 756400 SH DEFINED 01 756400 CROWN CASTLE INT'L CORP. COM 228227104 4003 1067400 SH DEFINED 1067400 CTI MOLECULAR IMAGING INC. COM 22943D105 20959 849900 SH DEFINED 01 849900 DELL COMPUTER CORPORATION COM 247025109 2005 75000 SH DEFINED 75000 DEVRY INC. COM 251893103 71838 4325000 SH DEFINED 01 116500 4208500 DOLLAR TREE STORES INC. COM 256747106 85726 3489049 SH DEFINED 01 200000 3289049 DRUGSTORE.COM INC. COM 262241102 840 350000 SH DEFINED 350000 DVI INC. COM 233343102 20178 2672610 SH DEFINED 01 200000 2472610 EDUCATION MGMT CORP COM 28139T101 76896 2045100 SH DEFINED 01 100000 1945100 ELECTRONIC ARTS INC. COM 285512109 2488 50000 SH DEFINED 50000 ENTERCOM COMMUNICATIONS CORP. CL A 293639100 1314 28000 SH DEFINED 01* 28000 ENTRAVISION COMMUNICATIONS CORP. CL A 29382R107 998 100000 SH DEFINED 100000 EQUITY MARKETING INC. COM 294724109 6685 500000 SH DEFINED 500000 ETHAN ALLEN INTERIORS INC. COM 297602104 102557 2983900 SH DEFINED 01 240000 2743900 EXPEDIA INC. CL A 302125109 3012 45000 SH DEFINED 45000 EXTENDED STAY OF AMERICA INC. COM 30224P101 57656 3908861 SH DEFINED 01 3908861 FAIR ISAAC & COMPANY INC. COM 303250104 60339 1413100 SH DEFINED 01 1413100 FINDWHAT.COM COM 317794105 152 19000 SH DEFINED 19000 FLEXTRONICS INTL LTD. ORD Y2573F102 1638 200000 SH DEFINED 200000 FOUR SEASON HOTELS INC.LTD VTG, SH 35100E104 53217 1883800 SH DEFINED 01 1883800 FTI CONSULTING INC COM 302941109 11643 290000 SH DEFINED 290000 GABELLI ASSET MANAGEMENT INC. CL A 36239Y102 20586 685300 SH DEFINED 01 685300 GETTY IMAGES INC. COM 374276103 23965 784450 SH DEFINED 01 784450 GRAY TELEVISION INC. COM 389375106 34028 3490100 SH DEFINED 01 3490100 HARTE-HANKS INC. COM 416196103 23545 1261100 SH DEFINED 01 1261100 HEIDRICK & STRUGGLES INTL INC. COM 422819102 4936 336500 SH DEFINED 01 336500 HILB ROGAL & HAMILTON CO. COM 431294107 5460 133500 SH DEFINED 01 133500 HISPANIC BROADCASTING CORP. CL A 43357B104 16429 799448 SH DEFINED 01 799448 HOT TOPIC INC COM 441339108 13881 606700 SH DEFINED 01 606700 HOTELS.COM COM 44147T108 3278 60000 SH DEFINED 60000 INFORMATION HOLDINGS INC. COM 456727106 20440 1317000 SH DEFINED 01 1317000 INSIGHT COMMUNICATIONS INC. CL A 45768V108 9540 770600 SH DEFINED 01 770600 INTEL CORPORATION COM 458140100 778 50000 SH DEFINED 50000 INTERACTIVE DATA CORP COM 45840J107 17352 1262000 SH DEFINED 01 1262000 INTERNATIONAL GAME TECHNOLOGY COM 459902102 13210 174000 SH DEFINED 01* 140000 34000 INTRAWEST CORP. COM NEW 460915200 9110 734700 SH DEFINED 01 734700 IRON MOUNTAIN INC. COM 462846106 22480 681000 SH DEFINED 01 681000
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- -------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ---- JEFFERIES GROUP INC. COM 472319102 36690 874200 SH DEFINED 01 874200 JETBLUE AIRWAYS CORP COM 477143101 35308 1307700 SH DEFINED 01 1307700 KENNETH COLE PRODUCTIONS INC CL A 193294105 4730 233000 SH DEFINED 01 233000 KERZNER INTERNATIONAL LTD SHS P6065Y107 114606 5707488 SH DEFINED 01 474001 5233487 KRISPY KREME DOUGHNUTS INC. COM 501014104 99365 2942400 SH DEFINED 01 345000 2597400 KROLL INC. COM 501049100 7870 412500 SH DEFINED 412500 KRONOS INC. COM 501052104 17513 473447 SH DEFINED 01 473447 LENDING TREE INC. COM 52602Q105 3864 300000 SH DEFINED 300000 LIBBEY INC. COM 529898108 73723 2835500 SH DEFINED 01 2835500 LIN TV CORP CL A 532774106 63532 2609100 SH DEFINED 01 2609100 LINENS N THINGS INC. COM 535679104 7209 319000 SH DEFINED 01 319000 LNR PROPERTY CORP. COM 501940100 17590 496900 SH DEFINED 01 496900 MANOR CARE INC. COM 564055101 84856 4559700 SH DEFINED 01 4559700 MEDIACOM COMMUNICATIONS CORP. CL A 58446K105 1762 200000 SH DEFINED 200000 MOODY'S CORP COM 615369105 413 10000 SH DEFINED 10000 MTR GAMING GROUP INC. COM 553769100 3383 425000 SH DEFINED 425000 NATUZZI SPA ADR 63905A101 9522 937200 SH DEFINED 01 937200 NETFLIX COM INC. COM 64110L106 220 20000 SH DEFINED 20000 NEUBERGER BERMAN INC. COM 641234109 2572 76800 SH DEFINED 01 76800 NOKIA CORP. SPON ADR 654902204 697 45000 SH DEFINED 45000 ODYSSEY HEALTH CARE INC. COM 67611V101 18790 541500 SH DEFINED 541500 OVERSTOCK.COM INC. COM 690370101 5655 435000 SH DEFINED 435000 OVERTURE SERVICES INC. COM 69039R100 2731 100000 SH DEFINED 100000 PANERA BREAD CO CL A 69840W108 6447 185200 SH DEFINED 01 185200 PAXAR CORP. COM 704227107 2950 200000 SH DEFINED 200000 PENN NATL. GAMING INC. COM 707569109 52608 3317000 SH DEFINED 01 240000 3077000 PETCO ANIMAL SUPP COM NEW 716016209 17628 752100 SH DEFINED 01 752100 PF CHANG'S CHINA BISTRO INC. COM 69333Y108 907 25000 SH DEFINED 25000 PINNACLE ENTERTAINMENT INC. COM 723456109 1732 250000 SH DEFINED 250000 POLO RALPH LAUREN CORP. CL A 731572103 127688 5868000 SH DEFINED 01 390000 5478000 PREMCOR INC. COM 74045Q104 10639 478600 SH DEFINED 01 478600 PRG-SHULTZ INTERNATIONAL INC. COM 69357C107 20771 2333800 SH DEFINED 01 2333800 PROQUEST CO COM 74346P102 10402 530700 SH DEFINED 01 530700 PROVINCE HEALTHCARE CO. COM 743977100 8197 842400 SH DEFINED 01 842400 QUICKSILVER INC. COM 74838C106 9997 375000 SH DEFINED 375000 R H DONNELLEY CORP COM NEW 74955W307 8500 290000 SH DEFINED 290000 RADIO ONE INC. CL A 75040P108 10136 693321 SH DEFINED 01 693321 RADIO ONE INC. CLD NONVTG 75040P405 51805 3590100 SH DEFINED 01 3590100 RALCORP HOLDINGS INC. COM 751028101 2514 100000 SH DEFINED 100000 REGAL ENTERTAINMENT GROUP CL A 758766109 7176 335000 SH DEFINED 335000 RESEARCH IN MOTION LTD. COM 760975102 459 35000 SH DEFINED 35000 RESOURCES CONNECTION INC. COM 76122Q105 3630 156400 SH DEFINED 01 156400 RESTORATION HARDWARE INC. COM 760981100 7590 1550000 SH DEFINED 1550000 RIGEL PHARMACEUTICALS INC. COM 766559108 589 540000 SH DEFINED 540000 ROBERT HALF INTERNATIONAL INC. COM 770323103 91823 5699731 SH DEFINED 01 290000 5409731 SAGA COMMUNICATIONS INC. CL A 786598102 136275 7172389 SH DEFINED 01 893000 6279389 SEACOR SMIT INC. COM 811904101 107209 2409200 SH DEFINED 01 2409200 SKILLSOFT PLC ADR 830928107 3763 1368370 SH DEFINED 1368370 SKYWEST INC. COM 830879102 6535 500000 SH DEFINED 500000 SMART & FINAL INC. COM 831683107 24041 4623325 SH DEFINED 01 4623325 SOTHEBY'S HOLDINGS INC. CL A 835898107 153139 17015400 SH DEFINED 01 829000 16186400 SOUTHERN UNION CO. COM 844030106 87663 5312935 SH DEFINED 01 144703 5168232 SPANISH BROADCASTING SYSTEMS INC. CL A 846425882 3843 533700 SH DEFINED 01 533700 SPORTS CLUB INC. COM 84917P100 1150 500000 SH DEFINED 500000 STAMPS.COM INC COM 852857101 467 100000 SH DEFINED 100000 STELMAR SHIPPING LTD. COM V8726M103 5045 335000 SH DEFINED 335000 SYMYX TECHNOLOGIES COM 87155S108 16961 1347200 SH DEFINED 01 54500 1292700 TAKE TWO INTERACTIVE SOFTWARE COM 874054109 1879 80000 SH DEFINED 80000 TECH DATA CORP COM 878237106 1752 65000 SH DEFINED 65000 TICKETMASTER CL B 88633P203 6896 325000 SH DEFINED 325000 TMP WORLDWIDE INC. COM 872941109 1583 140000 SH DEFINED 140000 UNITED SURGICAL PARTNERS INTL. COM 913016309 44203 2829700 SH DEFINED 01 2829700 UNIV. OF PHOENIX ONLINE-APOLLO COM 037604204 72726 2029190 SH DEFINED 01 210000 1819190 UNIVISION COMMUNICATIONS INC. CL A 914906102 735 30000 SH DEFINED 01* 30000 VAIL RESORTS INC. COM 91879Q109 172913 11398350 SH DEFINED 01 133000 11265350 VENTAS INC. COM 92276F100 3435 300000 SH DEFINED 300000 VIASIS HEALTHCARE INC. COM NEW 92553Q209 19417 1304000 SH DEFINED 01 1304000 WADDELL & REED FINANCIAL INC. CL A 930059100 2360 120000 SH DEFINED 120000 WASTE CONNECTIONS INC. COM 941053100 5791 150000 SH DEFINED 150000 WEIGHT WATCHERS INTL. INC. COM 948626106 58846 1280100 SH DEFINED 01 65000 1215100 WELLCHOICE INC. COM 949475107 4191 175000 SH DEFINED 175000 WESTWOOD ONE INC. COM 961815107 12381 331400 SH DEFINED 01 331400 WYNN RESORTS LTD. COM 983134107 99118 7660485 SH DEFINED 01 1053700 6606785 XTO ENERGY CORP. COM 98385X106 28047 1135500 SH DEFINED 01 1135500 YAHOO! INC. COM 984332106 817 50000 SH DEFINED 50000 ZIMMER HOLDINGS INC. COM 98956P102 8773 211300 SH DEFINED 01 211300 eBAY INC. COM 278642103 2713 40000 SH DEFINED 40000 iDINE REWARDS NETWORK INC COM 45168A100 1062 100000 SH DEFINED 100000 - -------------------- * 01 Manager only owns this security.
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