-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kn/cdEpDb8Sqw/UL+pPHfz75fIHGs9fclNeoNGFgdSZ6qHKqdYIk9z+mHVszWRkk 9S7623BK2bWuGc1kYQlAyA== 0001017918-01-000011.txt : 20010223 0001017918-01-000011.hdr.sgml : 20010223 ACCESSION NUMBER: 0001017918-01-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAMCO INC /NY/ CENTRAL INDEX KEY: 0001017918 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133390015 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04011 FILM NUMBER: 1545408 BUSINESS ADDRESS: STREET 1: 767 PARK AVE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: 767 PARK AVE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 0001.txt 13F COMBINATION REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAMCO, INC. Address: 767 Fifth Avenue, 49th floor New York, NY 10153 Form 13F File Number: 28-2116 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald Baron Title: Chief Executive Officer and Chairman Phone: (212) 583-2000 Signature, Place, and Dating of Signing: /s/ Ronald Baron New York, NY February 14, 2001 - ---------------- ------------- ------------------ Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-1678 BARON CAPITAL MANAGEMENT, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 129 Form 13F Information Table Value Total: $ 7,128,807 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-1678 BARON CAPITAL MANAGEMENT, INC. FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- --------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ----- ADELPHIA COMMUNICATIONS CORP. CL A 006848105 3614 70000 SH DEFINED 01* 70000 ALEXANDER'S INC. COM 014752109 35759 528300 SH DEFINED 01 523300 ALLIED RISER COMMUNICATIONS CORP. COM 019496108 999 491800 SH DEFINED 01 491800 AMAZON COM INC. COM 023135106 856 55000 SH DEFINED 55000 AMERICA ONLINE INC. COM 02364J104 5220 150000 SH DEFINED 150000 AMERICAN CLASSIC VOYAGES CO. COM 024928103 4774 341000 SH DEFINED 01 323500 AMERICAN TOWER CORPORATION CL A 029912201 222970 5887000 SH DEFINED 01 325000 5538000 APOLLO GROUP INC. CL A 037604105 370588 7534200 SH DEFINED 01 460000 7051700 APOLLO GROUP - UNIV OF PHOENIX COM 037604204 32108 995600 SH DEFINED 01 995600 APW LTD. COM G04397108 25903 767500 SH DEFINED 01 767500 AT&T CORP - LIBERTY MEDIA GROUP CL A 001957208 1695 125000 SH DEFINED 125000 AVANTGO INC. COM 05349M100 156 25000 SH DEFINED 25000 BERKSHIRE HATHAWAY INC. CL A 084670108 28400 400 SH DEFINED 01* 400 BLACKROCK INC. CL A 09247X101 12306 293000 SH DEFINED 01 293000 CAREER EDUCATION CORP COM 141665109 65789 1681500 SH DEFINED 01 1681500 CASELLA WASTE SYSTEMS INC. CL A 147448104 7819 900000 SH DEFINED 900000 CATALINA MARKETING CORP. COM 148867104 311 8000 SH DEFINED 01* 8000 CELL GENESYS INC. COM 150921104 11110 487000 SH DEFINED 01 165000 320800 CHAMPIONSHIP AUTO RACING TEAM COM 158711101 2100 100000 SH DEFINED 100000 CHARLES SCHWAB CORPORATION COM 808513105 683750 24096900 SH DEFINED 01 3370000 20661900 CHILES OFFSHORE INC. COM 16888M104 14187 567500 SH DEFINED 01 567500 CHOICE HOTELS INTERNATIONAL INC. COM 169905106 257264 18795513 SH DEFINED 01 1303600 17435913 CHOICE ONE COMMUNICATIONS INC. COM 17038P104 5122 550000 SH DEFINED 550000 CHOICEPOINT INC. COM 170388102 373312 5693986 SH DEFINED 01 160000 5506986 CITADEL COMMUNICATIONS CORP. COM 172853202 13091 1090900 SH DEFINED 01 1090900 CITIZENS COMMUNICATIONS CO. COM 17453B101 143799 10956100 SH DEFINED 01 1000000 9886100 CNET NETWORKS INC. COM 12613R104 3360 210000 SH DEFINED 210000 COACH INC. COM 189754104 6382 222000 SH DEFINED 222000 COLLECTORS UNIVERSE INC. COM 19421R101 421 275000 SH DEFINED 275000 COMCAST CORPORATION CL A 200300101 5219 125000 SH DEFINED 125000 COMMONWEALTH TELEPHONE ENTERPRSES COM 203349105 30912 883199 SH DEFINED 01 875199 COMMUNITY HEALTH SYSTEMS INC. COM 203668108 11025 315000 SH DEFINED 01 315000 CORECOMM LTD COM 21869Q108 30840 6226301 SH DEFINED 01 34500 6141801 CORPORATE EXECUTIVE BOARD CO. COM 21988R102 11930 300000 SH DEFINED 300000 CORRECTIONS CORPORATION OF AMERICA COM 22025Y100 189 549700 SH DEFINED 549700 COX RADIO INC. CL A 224051102 33690 1493200 SH DEFINED 01 1489400 CROWN CASTLE INTERNATIONAL CORP. COM 228227104 2300 85000 SH DEFINED 01* 85000 DEVRY INC. COM 251893103 254061 6730100 SH DEFINED 01 391900 6305700 DIGITALTHINK INC. COM 25388M100 427 25000 SH DEFINED 25000 DOLLAR TREE STORES INC. COM 256747106 129791 5297584 SH DEFINED 01 50000 5227584 DOUBLECLICK INC. COM 258609304 6764 614900 SH DEFINED 01 614900 DRUGSTORE.COM INC. COM 262241102 2601 3173874 SH DEFINED 01 3173874 DVI INC. COM 233343102 48582 2847300 SH DEFINED 01 200000 2624800 EBAY INC. COM 278642103 4125 125000 SH DEFINED 01 10000 115000 EDUCATION MANAGEMENT CORP. COM 28139T101 161383 4514200 SH DEFINED 01 525000 3959200 EL PASO ELECTRIC COMPANY COM 283677854 8580 650000 SH DEFINED 650000 ELECTRIC LIGHTWAVE INC. CL A 284895109 33 10000 SH DEFINED 01* 10000 EMC CORPORATION COM 268648102 3391 51000 SH DEFINED 51000 ENTERCOM COMMUNICATIONS CORP. CL A 293639100 20256 588200 SH DEFINED 01 580700 EQUITY MARKETING INC. COM 294724109 5844 425000 SH DEFINED 425000 ETHAN ALLEN INTERIORS INC. COM 297602104 151822 4532000 SH DEFINED 01 400000 4102000 EXPEDIA INC. COM 302125109 6383 667500 SH DEFINED 01 667500 EXTENDED STAY OF AMERICA INC. COM 30224P101 16037 1248000 SH DEFINED 01 1248000 FLEXTRONICS INTL LTD. ORD Y2573F102 267338 9380276 SH DEFINED 01 232800 9102476 FOUR SEASONS HOTELS INC. LTD VTG SH 35100E104 75574 1187800 SH DEFINED 01 1181800 FREEMARKETS INC. COM 356602102 1900 100000 SH DEFINED 100000 FRONTLINE CAPITAL GROUP COM 35921N101 9973 750000 SH DEFINED 750000 GABELLI ASSET MANAGEMENT INC. CL A 36239Y102 25571 770500 SH DEFINED 01 750500 GEMSTAR-TV GUIDE INTERNATIONAL COM 36866W106 3921 85000 SH DEFINED 85000 GETTY IMAGES INC. COM 374276103 43360 1355000 SH DEFINED 01 1340000 GOTO.COM INC COM 38348T107 2121 290000 SH DEFINED 290000 HAIN CELESTIAL GROUP INC. COM 405217100 23140 712000 SH DEFINED 01 712000 HEALTHSOUTH CORPORATION COM 421924101 3262 200000 SH DEFINED 200000 HEIDRICK & STRUGGLES INTL INC. COM 422819102 26933 640300 SH DEFINED 01 640300 HISPANIC BROADCASTING CORP. CL A 43357B104 62319 2443900 SH DEFINED 01 2443900 HOMESTORE.COM INC. COM 437852106 4025 200000 SH DEFINED 200000 HOTEL RESERVATIONS NTWK INC. CL A 441451101 6242 220000 SH DEFINED 220000 INDUSTRIE NATUZZI SP.A. ADR 456478106 61815 5046100 SH DEFINED 01 75000 4971100 INTERNATIONAL GAME TECHNOLOGY COM 459902102 3048 63500 SH DEFINED 01* 63500 INTRAWEST CORP. COM 460915200 4974 249500 SH DEFINED 01 249500 IRON MOUNTAIN INC. (PA) COM 462846106 30470 820750 SH DEFINED 01 820750
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- --------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ----- KENNETH COLE PRODUCTIONS INC CL A 193294105 27471 682500 SH DEFINED 01 682500 KORN FERRY INTERNATIONAL COM 500643200 2125 100000 SH DEFINED 100000 KRISPY KREME DOUGHNUTS INC. COM 501014104 4499 54200 SH DEFINED 01 54200 KRONOS INC. COM 501052104 12143 392500 SH DEFINED 01 372500 LEXENT INC. COM 52886Q102 3168 185000 SH DEFINED 185000 LIBBEY INC. COM 529898108 111868 3682900 SH DEFINED 01 3664900 LIBERTY LIVEWIRE CORP. CL A 530709104 3171 412500 SH DEFINED 412500 MANOR CARE INC. COM 564055101 194417 9426300 SH DEFINED 01 1190000 8212300 MCLEODUSA INC. CL A 582266102 1412 100000 SH DEFINED 01 60000 40000 MEDALLION FINANCIAL CORP. COM 583928106 10768 736300 SH DEFINED 01 718800 MORTONS RESTAURANT GROUP INC. COM 619429103 6906 325000 SH DEFINED 325000 MOTIENT CORP. COM 619908106 24102 6025500 SH DEFINED 01 486800 5498400 NTL INC. COM 629407107 166883 6971626 SH DEFINED 01 600000 6339626 O.M. GROUP INC. COM 670872100 190939 3495450 SH DEFINED 01 3495450 OMNICARE INC. COM 681904108 5082 235000 SH DEFINED 01 235000 OUTBACK STEAKHOUSE INC. COM 689899102 7116 275000 SH DEFINED 275000 PENTON MEDIA INC. COM 709668107 42621 1585900 SH DEFINED 01 1585900 POLO RALPH LAUREN CORP. CL A 731572103 222654 9978900 SH DEFINED 01 250000 9680900 PROVINCE HEALTHCARE CO. COM 743977100 5906 150000 SH DEFINED 150000 QUANTA SERVICES INC. COM 74762E102 7403 230000 SH DEFINED 230000 RADIO ONE INC. CL A 75040P108 16953 1586200 SH DEFINED 01 1571200 RADIO ONE INC. CL D NO VT 75040P405 53420 4856400 SH DEFINED 01 4822400 RESEARCH IN MOTION LTD COM 760975102 2560 32000 SH DEFINED 32000 RESOURCES CONNECTION INC. COM 76122Q105 8371 440600 SH DEFINED 440600 RIGEL PHARMACEUTICALS INC. COM 766559108 9368 936800 SH DEFINED 01 125000 811800 ROBERT HALF INTERNATIONAL INC. COM 770323103 400781 15123800 SH DEFINED 01 1335600 13738200 RURAL CELLULAR CORPORATION CL A 781904107 22725 767100 SH DEFINED 01 762100 SAGA COMMUNICATIONS INC. CL A 786598102 93371 6277056 SH DEFINED 01 757365 5469691 SANMINA CORPORATION COM 800907107 4214 55000 SH DEFINED 55000 SBA COMMUNICATIONS CORP. COM 78388J106 48228 1174500 SH DEFINED 01 1164500 SEACOR SMIT INC. COM 811904101 124134 2358850 SH DEFINED 01 2341350 SIRIUS SATELLITE RADIO INC. COM 82966U103 18516 618500 SH DEFINED 01 609500 SIX FLAGS INC. COM 83001P109 22232 1293500 SH DEFINED 01 1293500 SMART & FINAL INC. COM 831683107 49934 5874585 SH DEFINED 01 5818485 SMARTFORCE PUBLIC LTD CO. SPON ADR 83170A206 2629 70000 SH DEFINED 70000 SOTHEBY'S HOLDINGS INC. CL A 835898107 534718 23060600 SH DEFINED 01 842500 22188100 SOUTHERN UNION CO. COM 844030106 155225 5857531 SH DEFINED 01 131250 5797531 SPANISH BROADCASTING SYSTEMS INC. CL A 846425882 2425 485000 SH DEFINED 01 485000 STATION CASINOS INC. COM 857689103 2241 150000 SH DEFINED 150000 STEINER LEISURE LTD. ORD P8744Y102 500 35700 SH DEFINED 35700 SUN COMMUNITIES INC. COM 866674104 322 9600 SH DEFINED 01* 9600 SUN INTERNATIONAL HOTELS LTD. ORD P8797T133 106793 4496535 SH DEFINED 01 201182 4295353 SUNBURST HOSPITALITY CORP. COM 866948102 2876 396661 SH DEFINED 01* 396661 SPORTS CLUB INC. COM 84917P100 1406 500000 SH DEFINED 500000 TMP WORLDWIDE INC. COM 872941109 5225 95000 SH DEFINED 95000 TUMBLEWEED COMMUNICATIONS CORP. COM 899690101 1711 100000 SH DEFINED 100000 UNITED RENTALS INC. COM 911363109 6719 500000 SH DEFINED 500000 UNITEDGLOBAL.COM INC. CL A 913247508 22004 1615000 SH DEFINED 01 1605000 UNIVISION COMMUNICATIONS INC. CL A 914906102 29995 732700 SH DEFINED 01 732700 VAIL RESORTS INC. COM 91879Q109 274530 11913300 SH DEFINED 01 133000 1674700 VERITAS SOFTWARE CO. COM 923436109 875 10000 SH DEFINED 10000 VIAD CORPORATION COM 92552R109 3450 150000 SH DEFINED 150000 W P STEWART & CO LTD COM G84922106 2119 81500 SH DEFINED 81500 WESTWOOD ONE INC. COM 961815107 68223 3532600 SH DEFINED 01 3502600 WILLIAMS SONOMA INC. COM 969904101 2000 100000 SH DEFINED 100000 WINK COMMUNICATIONS COM 974168106 339 56500 SH DEFINED 01 56500 WORLD WRESTLING FED ENTMT INC. CL A 98156Q108 1760 110000 SH DEFINED 110000 XM SATELLITE RADIO HOLDINGS INC. CL A 983759101 39925 2485614 SH DEFINED 01 50000 2410614 - -------------------- * 01 Manager only owns this security.
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