-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ujg0804G7Py7jyUkxBqEL+CBfGmZwQsOjnmXMrAV77Iz0tXP38eiSn8xsv1NDskC d9xmeAKhjrP7YoXCJ6wGsA== /in/edgar/work/20000823/0001017918-00-000081/0001017918-00-000081.txt : 20000922 0001017918-00-000081.hdr.sgml : 20000922 ACCESSION NUMBER: 0001017918-00-000081 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAMCO INC /NY/ CENTRAL INDEX KEY: 0001017918 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 133390015 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-04011 FILM NUMBER: 708160 BUSINESS ADDRESS: STREET 1: 767 PARK AVE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: 767 PARK AVE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR/A 1 0001.txt AMENDMENT TO 13F COMBINATION REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2000 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ X ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAMCO, INC. Address: 767 Fifth Avenue, 49th floor New York, NY 10153 Form 13F File Number: 28-2116 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald Baron Title: Chief Executive Officer and Chairman Phone: (212) 583-2000 Signature, Place, and Dating of Signing: /s/ Ronald Baron New York, NY August 23, 2000 - ---------------- ------------- --------------- Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-1678 BARON CAPITAL MANAGEMENT, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 122 Form 13F Information Table Value Total: $ 7,912,377 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-1678 BARON CAPITAL MANAGEMENT, INC. FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- --------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ----- ACTV INC. COM 00088E104 2241 150000 SH DEFINED 150000 ADELPHIA COMMUNICATIONS CORP. CL A 006848105 3829 81677 SH DEFINED 01* 81677 ALEXANDER'S INC. COM 014752109 39518 539500 SH DEFINED 01 539500 ALLIED RISER COMMUNICATIONS CORP. COM 019496108 14598 1033500 SH DEFINED 01 1033500 AMERICAN CLASSIC VOYAGES CO. COM 024928103 6002 291000 SH DEFINED 01 291000 AMERICAN TOWER CORPORATION COM 029912201 240829 5777000 SH DEFINED 01 295000 5482000 AMF BOWLING INC. COM 03113V109 1877 10012720 SH DEFINED 01 146000 9866720 APOLLO GROUP INC. CL A 037604105 259431 9265400 SH DEFINED 01 460000 8805400 AT&T CORP - LIBERTY MEDIA GROUP CL A 001957208 10481 430000 SH DEFINED 430000 AZURIX CORPORATION COM 05501M104 12187 1741000 SH DEFINED 01 275000 1466000 BERKSHIRE HATHAWAY INC. CL A 084670108 21520 400 SH DEFINED 01* 400 BLACKROCK INC. CL A 09247X101 15312 528000 SH DEFINED 01 528000 BUDGET GROUP INC. CL A 119003101 968 234550 SH DEFINED 01* 234550 CAREER EDUCATION CORP COM 141665109 50197 1035000 SH DEFINED 01 1035000 CASELLA WASTE SYSTEMS INC. CL A 147448104 15050 1400000 SH DEFINED 1400000 CELL GENESYS INC. COM 150921104 2520 90000 SH DEFINED 01* 90000 CENTENNIAL COMMUNICATIONS CORP. CL A 15133V208 1375 100000 SH DEFINED 100000 CENTRAL PARKING CORP. COM 154785109 9475 400000 SH DEFINED 400000 CHAMPIONSHIP AUTO RACING TEAM COM 158711101 10192 399700 SH DEFINED 399700 CHARLES SCHWAB CORPORATION COM 808513105 1135138 33758765 SH DEFINED 01 3427500 30331265 CHOICE HOTELS INTERNATIONAL INC. COM 169905106 192219 19342813 SH DEFINED 01 1303600 18039213 CHOICE ONE COMMUNICATIONS INC. COM 17038P104 10150 248700 SH DEFINED 248700 CHOICEPOINT INC. COM 170388102 261229 5870313 SH DEFINED 01 160000 5710313 CISCO SYSTEMS INC. COM 17275R102 -1271 -20000 SH DEFINED 01* -20000 CITADEL COMMUNICATIONS CORP. COM 172853202 48532 1389100 SH DEFINED 01 1389100 CITIZENS COMMUNICATIONS CO. COM 17453B101 218815 12684900 SH DEFINED 01 1000000 11684900 COLLECTORS UNIVERSE INC. COM 19421R101 1028 350000 SH DEFINED 350000 COMMUNITY HEALTH SYSTEMS INC. COM 203668108 6961 430000 SH DEFINED 01 430000 COMMONWEALTH TELEPHONE ENTERPRSES COM 203349105 54997 1168599 SH DEFINED 01 1168599 CORECOMM LTD (BERMUDA) ORD G2422R109 121712 6241651 SH DEFINED 01 34500 6207151 CORPORATE EXECUTIVE BOARD CO. COM 21988R102 16765 280000 SH DEFINED 280000 COX RADIO INC. CL A 224051102 39158 1398500 SH DEFINED 01 1398500 CROWN CASTLE INTERNATIONAL CORP. COM 228227104 5986 164000 SH DEFINED 01 164000 DEVRY INC. COM 251893103 195024 7376800 SH DEFINED 01 391900 6984900 DLJ DIRECT COM 257661504 71 10000 SH DEFINED 01* 10000 DOLLAR TREE STORES INC. COM 256747106 203317 5139136 SH DEFINED 01 5139136 DRUGSTORE.COM INC. COM 262241102 2259 300000 SH DEFINED 300000 DVI INC. COM 233343102 45069 2816800 SH DEFINED 01 200000 2616800 EDUCATION MANAGEMENT CORP. COM 28139T101 106851 5915600 SH DEFINED 01 525000 5390600 EL PASO ELECTRIC COMPANY COM 283677854 10628 950000 SH DEFINED 950000 ELECTRIC LIGHTWAVE INC. CL A 284895109 15161 811300 SH DEFINED 01 811300 ENTERCOM COMMUNICATIONS CORP. CL A 293639100 48082 986300 SH DEFINED 01 986300 EQUITY MARKETING INC. COM 294724109 3984 375000 SH DEFINED 375000 ETHAN ALLEN INTERIORS INC. COM 297602104 111242 4635100 SH DEFINED 01 400000 4235100 EXPEDIA INC. COM 302125109 1037 70000 SH DEFINED 70000 EXTENDED STAY OF AMERICA INC. COM 30224P101 8972 970000 SH DEFINED 01 970000 FLEXTRONICS INTL LTD. ORD Y2573F102 416081 6057588 SH DEFINED 01 96400 5961188 FOUR SEASONS HOTELS INC. LTD VTG 35100E104 103175 1659100 SH DEFINED 01 1659100 FRONTLINE CAPITAL GROUP COM 35921N101 7992 375000 SH DEFINED 375000 GABELLI ASSET MANAGEMENT INC. CL A 36239Y102 19262 770500 SH DEFINED 01 770500 GETTY IMAGES INC. COM 374276103 48203 1300600 SH DEFINED 01 1300600 HAIN CELESTIAL GROUP INC. COM 405217100 22746 620000 SH DEFINED 01 620000 HEIDRICK & STRUGGLES INTL INC. COM 422819102 43241 685000 SH DEFINED 01 685000 HISPANIC BROADCASTING CORP. CL A 43357B104 88218 2663200 SH DEFINED 01 2663200 HOMEGROCER.COM INC. COM 43740K100 1809 300000 SH DEFINED 01 300000 HOTEL RESERVATIONS NTWK INC. CL A 441451101 595 20000 SH DEFINED 20000 ICG COMMUNICATIONS INC. COM 449246107 2758 125000 SH DEFINED 125000 INDUSTRIE NATUZZI SP.A. ADR 456478106 68518 5769900 SH DEFINED 01 75000 5694900 INFINITY BROADCASTING CORP. CL A 45662S102 1025 28125 SH DEFINED 01* 28125 INSIGNIA FINANCIAL GROUP INC. COM 45767A105 375 37500 SH DEFINED 37500 INTERNATIONAL GAME TECHNOLOGY COM 459902102 1683 63500 SH DEFINED 01* 63500 INTRAWEST CORP. COM 460915200 8692 457500 SH DEFINED 01 457500 IRON MOUNTAIN INC. (PA) COM 462846106 27905 820750 SH DEFINED 01 820750 IT GROUP INC. COM 465266104 3900 800000 SH DEFINED 800000 KENNETH COLE PRODUCTIONS INC CL A 193294105 40628 1015700 SH DEFINED 01 1015700 KORN FERRY INTERNATIONAL COM 500643200 8365 264000 SH DEFINED 264000 KRISPY KREME DOUGHNUTS INC. COM 501014104 3675 50000 SH DEFINED 50000 KRONOS INC. COM 501052104 8978 345300 SH DEFINED 01 345300 LAMAR ADVERTISING CO. CL A 512815101 5371 124000 SH DEFINED 01 124000 LIBBEY INC. COM 529898108 118519 3689300 SH DEFINED 01 3689300 LIBERTY LIVEWIRE CORP. CL A 530709104 29786 424000 SH DEFINED 424000 LOISLAW.COM INC. COM 541431102 3425 400000 SH DEFINED 400000
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- --------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ----- MANOR CARE INC. COM 564055101 75403 10771800 SH DEFINED 01 1190000 9581800 MCLEOD USA INC. CL A 582266102 1986 96000 SH DEFINED 01 60000 36000 MEDALLION FINANCIAL CORP. COM 583928106 10962 710100 SH DEFINED 01 710100 MGC COMMUNICATIONS INC. COM 552763302 20079 335000 SH DEFINED 01 335000 MORTONS RESTAURANT GROUP INC. COM 619429103 8062 375000 SH DEFINED 375000 MOTIENT CORP. COM 619908106 87030 5547700 SH DEFINED 01 486800 5060900 NTL INC. COM 629407107 382510 6388471 SH DEFINED 01 375000 6013472 O.M. GROUP INC. COM 670872100 151397 3440850 SH DEFINED 01 3440850 ONEOK INC. COM 682680103 -13617 -525000 SH DEFINED 01* -525000 PENTON MEDIA INC. COM 709668107 42700 1220000 SH DEFINED 01 1220000 PINNACLE HOLDINGS INC. COM 72346N101 8910 165000 SH DEFINED 165000 POLO RALPH LAUREN CORP. CL A 731572103 145017 10176600 SH DEFINED 01 250000 9926600 PREMIER PARKS, INC. COM 740540208 64246 2824000 SH DEFINED 01 2824000 PRIMACOM AG SPND ADR 74154N108 5937 250000 SH DEFINED 250000 PRIMEDIA INC. COM 74157K101 10943 481000 SH DEFINED 01 481000 PROVINCE HEALTHCARE CO. COM 743977100 13547 375000 SH DEFINED 375000 PRISON REALTY TRUST INC. COM 74264N105 60 19500 SH DEFINED 01* 19500 RADIO ONE INC. CL A 75040P108 33335 1127600 SH DEFINED 01 1127600 RADIO ONE INC. CL D 75040P405 52200 2366000 SH DEFINED 01 2366000 RCN CORPORATION COM 749361101 11558 455500 SH DEFINED 01 455500 ROBERT HALF INTERNATIONAL INC. COM 770323103 456276 16009700 SH DEFINED 01 1335600 14674100 RURAL CELLULAR CORPORATION CL A 781904107 82634 1079300 SH DEFINED 01 1079300 SAGA COMMUNICATIONS INC. COM 786598102 137995 6272502 SH DEFINED 01 725266 5547236 SBA COMMUNICATIONS CORP. COM 78388J106 56279 1083600 SH DEFINED 01 1083600 SEACOR SMIT INC. COM 811904101 92744 2397250 SH DEFINED 01 2397250 SFX ENTERTAINMENT CL A 784178105 20617 455000 SH DEFINED 455000 S&P DEPOSITORY RECEIPTS UNT SER1 78462F103 -14528 -100000 SH DEFINED 01* -100000 SIRIUS SATELLITE RADIO INC. COM 82966U103 28582 645000 SH DEFINED 01 645000 SKILLSOFT CORP. COM 83066P101 141 10000 SH DEFINED 01* 10000 SMART & FINAL INC. COM 831683107 44998 5853359 SH DEFINED 01 5853359 SOTHEBY'S HOLDINGS INC. CL A 835898107 404532 23116100 SH DEFINED 01 842500 22273600 SOUTHERN UNION CO. COM 844030106 92879 5873787 SH DEFINED 01 131250 5742537 SPIEKER PROPERTY INC. COM 848497103 1039 22000 SH DEFINED 01* 22000 STEINER LEISURE LTD. ORD P8744Y102 4977 220000 SH DEFINED 220000 SUN COMMUNITIES INC. COM 866674104 1555 46500 SH DEFINED 01* 46500 SUN INTERNATIONAL HOTELS LTD. ORD P8797T133 120111 6005550 SH DEFINED 01 295000 5710550 SUNBURST HOPSITALITY CORP. COM 866948102 3826 862093 SH DEFINED 01* 65333 796760 THE SPORTS CLUB COMPANY COM 84917P100 1864 532500 SH DEFINED 532500 UNITED RENTALS INC. COM 911363109 13700 800000 SH DEFINED 01 800000 UNITEDGLOBAL.COM INC. CL A 913247508 107969 2309500 SH DEFINED 01 2309500 UNIVISION COMMUNICATIONS INC. CL A 914906102 43532 420600 SH DEFINED 01 420600 VAIL RESORTS INC. COM 91879Q109 192671 12011300 SH DEFINED 01 133000 1832300 WESTWOOD ONE INC. COM 961815107 108466 3178500 SH DEFINED 01 3178500 WILLIAMS SONOMA INC. COM 969904101 27247 840000 SH DEFINED 01 840000 WINK COMMUNICATIONS COM 974168106 5093 167000 SH DEFINED 01 167000 WORLD WRESTLING FED ENTMT INC. CL A 98156Q108 1041 50000 SH DEFINED 50000 XM SATELLITE RADIO HOLDINGS INC. CL A 983759101 83048 2218314 SH DEFINED 01 50000 2168314 YANKEE CANDLE INC. COM 984757104 15181 702000 SH DEFINED 01 702000 - -------------------- * 01 Manager only owns this security.
-----END PRIVACY-ENHANCED MESSAGE-----