-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AeVKNbAxrSmg3QdE3Tq3Ba3NvdQEZWgFSNsTABnfCSWyWH1Iy3nABTP0h0LgEndc O3lJ44L459VQlPnn7a+N6A== 0001017918-00-000070.txt : 20000517 0001017918-00-000070.hdr.sgml : 20000517 ACCESSION NUMBER: 0001017918-00-000070 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAMCO INC /NY/ CENTRAL INDEX KEY: 0001017918 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133390015 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04011 FILM NUMBER: 636472 BUSINESS ADDRESS: STREET 1: 767 PARK AVE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: 767 PARK AVE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 13F COMBINATION REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAMCO, INC. Address: 767 Fifth Avenue, 49th floor New York, NY 10153 Form 13F File Number: 28-2116 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald Baron Title: Chief Executive Officer and Chairman Phone: (212) 583-2000 Signature, Place, and Dating of Signing: /s/ Ronald Baron New York, NY May 15, 2000 - ---------------- ------------- ------------ Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-1678 BARON CAPITAL MANAGEMENT, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 116 Form 13F Information Table Value Total: $ 8,805,104 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-1678 BARON CAPITAL MANAGEMENT, INC. FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- --------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ----- ACTV INC. COM 00088E104 7012 200000 SH DEFINED 200000 ADELPHIA COMMUNICATIONS CORP. CL A 006848105 4821 98380 SH DEFINED 01* 98380 ALEXANDER'S INC. COM 014752109 34258 539500 SH DEFINED 01 539500 ALLIED RISER COMMUNICATIONS CORP. COM 019496108 57289 1648600 SH DEFINED 01 1648600 AMERICAN MOBILE SATELLITE CORP. COM 02755R103 125954 5248100 SH DEFINED 01 497300 4750800 AMERICAN CLASSIC VOYAGES CO. COM 024928103 5415 215000 SH DEFINED 215000 AMERICAN TOWER CORPORATION COM 029912201 289861 5870600 SH DEFINED 01 295000 5575600 AMF BOWLING INC. COM 03113V109 23035 10840120 SH DEFINED 01 146000 10694120 APOLLO GROUP INC. CL A 037604105 263494 9347900 SH DEFINED 01 460000 8887900 AZURIX CORPORATION COM 05501M104 16920 2256000 SH DEFINED 01 275000 1981000 BERKSHIRE HATHAWAY INC. CL A 084670108 22880 400 SH DEFINED 01* 400 BLACKROCK INC. CL A 09247X101 10692 528000 SH DEFINED 01 528000 BUDGET GROUP INC. CL A 119003101 6283 1272550 SH DEFINED 01 50000 1222550 CAREER EDUCATION CORP COM 141665109 36225 1035000 SH DEFINED 01 1035000 CASELLA WASTE SYSTEMS INC. CL A 147448104 8437 1125000 SH DEFINED 1125000 CELL GENESYS INC. COM 150921104 1705 80000 SH DEFINED 01* 80000 CENTENNIAL COMMUNICATIONS CORP. CL A 15133V208 2864 117800 SH DEFINED 117800 CENTRAL PARKING CORP. COM 154785109 10340 517000 SH DEFINED 01 517000 CHARLES SCHWAB CORPORATION COM 808513105 1326437 23347625 SH DEFINED 01 2353115 20994510 CHOICE HOTELS INTERNATIONAL INC. COM 169905106 279262 19342813 SH DEFINED 01 1303600 18039213 CHOICEPOINT INC. COM 170388102 190157 5087800 SH DEFINED 01 5087800 CITADEL COMMUNICATIONS CORP. COM 172853202 34973 829000 SH DEFINED 01 829000 CITIZENS UTILITIES CO. CL B 177342201 200366 12236100 SH DEFINED 01 960000 11276100 COLLECTORS UNIVERSE INC. COM 19421R101 2080 320000 SH DEFINED 320000 COMMONWEALTH TELEPHONE ENTERPRSES COM 203349105 50439 1074599 SH DEFINED 01 1074599 CORECOMM LTD (BERMUDA) ORD G2422R109 252643 5741876 SH DEFINED 01 34500 5707376 CORPORATE EXECUTIVE BOARD CO. COM 21988R102 14210 280000 SH DEFINED 280000 COX RADIO INC. CL A 224051102 41118 489500 SH DEFINED 01 489500 CROSS TIMBERS OIL CO. COM 227573102 2388 182850 SH DEFINED 01 182850 CROWN CASTLE INTERNATIONAL CORP. COM 228227104 6249 165000 SH DEFINED 01* 165000 DBT ONLINE INC. COM 233044106 24131 1300000 SH DEFINED 01 250000 1050000 DEVRY INC. COM 251893103 226783 7435500 SH DEFINED 01 400000 7035500 DLJ DIRECT COM 257661504 266 20000 SH DEFINED 01 20000 DOLLAR TREE STORES INC. COM 256747106 191819 3679974 SH DEFINED 01 3679974 DVI INC. COM 233343102 39542 2774900 SH DEFINED 01 200000 2574900 EDUCATION MANAGEMENT CORP. COM 28139T101 85406 5915600 SH DEFINED 01 525000 5390600 EL PASO ELECTRIC COMPANY COM 283677854 10375 1000000 SH DEFINED 1000000 ELECTRIC LIGHTWAVE INC. CL A 284895109 31307 1311300 SH DEFINED 01 1311300 ENTERCOM COMMUNICATIONS CORP. CL A 293639100 36592 717500 SH DEFINED 01 717500 EQUITY MARKETING INC. COM 294724109 4008 375000 SH DEFINED 375000 ETHAN ALLEN INTERIORS INC. COM 297602104 112937 4517500 SH DEFINED 01 400000 4117500 EXPEDIA.COM INC. COM 302125109 1487 70000 SH DEFINED 70000 EXTENDED STAY OF AMERICA COM 30224P101 6787 905000 SH DEFINED 01 905000 FATBRAIN.COM INC. COM 311889109 487 45000 SH DEFINED 45000 FLEXTRONICS INTL LTD. ORD Y2573F102 453536 6438838 SH DEFINED 01 91400 6347438 FOUR SEASONS HOTELS INC. LTD VTG 35100E104 76476 1697100 SH DEFINED 01 1697100 GABELLI ASSET MGMT INC. CL A 36239Y102 12852 750500 SH DEFINED 01 750500 GETTY IMAGES INC. COM 374276103 32775 912000 SH DEFINED 01 912000 HEIDRICK & STRUGGLES INTL COM 422819102 41730 1040000 SH DEFINED 01 1040000 HISPANIC BROADCASTING CORP. CL A 43357B104 179320 1583400 SH DEFINED 01 1583400 HOMEGROCER.COM INC. COM 43740K100 1816 175000 SH DEFINED 175000 HOTEL RESERVATIONS NTWK INC. CL A 441451101 1377 77600 SH DEFINED 77600 INDUSTRIE NATUZZI SP.A. ADR 456478106 79415 6868300 SH DEFINED 01 75000 6793300 INFINITY BROADCASTING CORP. CL A 45662S102 911 28125 SH DEFINED 01* 28125 INSIGNIA FINANCIAL GROUP INC. COM 45767A105 1400 100000 SH DEFINED 100000 INTRAWEST CORP. COM 460915200 7720 457500 SH DEFINED 01 457500 IRON MOUNTAIN INC. (PA) COM 462846106 27957 820750 SH DEFINED 01 820750 IT GROUP INC. COM 465266104 7562 1000000 SH DEFINED 1000000 KENNETH COLE PRODUCTIONS CL A 193294105 40604 1034500 SH DEFINED 01 1034500 KRONOS INC. COM 501052104 3798 128200 SH DEFINED 01 128200 LAMAR ADVERTISING CO. CL A 512815101 15515 341000 SH DEFINED 01 341000 LEARNING TREE INTERNATIONAL INC. COM 522015106 17839 502500 SH DEFINED 01 502500 LIBBEY INC. COM 529898108 98736 3606800 SH DEFINED 01 3606800 LOEWS CINEPLEX ENTERTAINMENT CORP. COM 540423100 1640 468500 SH DEFINED 468500 LOISLAW.COM INC. COM 541431102 7675 400000 SH DEFINED 400000 LYCOS INC. COM 550818108 5901 84000 SH DEFINED 01 80000 4000
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- --------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ----- MANOR CARE INC. COM 564055101 151251 11203800 SH DEFINED 01 1190000 10013800 MARVEL ENTERPRISES INC. COM 57383M108 1484 250000 SH DEFINED 250000 MCLEOD USA INC. COM 582266102 2544 30000 SH DEFINED 01 20000 10000 MEDALLION FINANCIAL CORP. COM 583928106 11158 663700 SH DEFINED 01 663700 MGC COMMUNICATIONS INC. COM 552763302 30373 424800 SH DEFINED 01 424800 MGM GRAND INC. COM 552953101 2400 100000 SH DEFINED 01* 100000 MIRAGE RESORTS INC. COM 60462E104 34165 1763350 SH DEFINED 01 620000 1143350 MORTONS RESTAURANT GROUP INC. COM 619429103 7148 375000 SH DEFINED 375000 NASDAQ 100 TRACKING STOCK UNIT SER 631100104 -13155 -120000 SH DEFINED 01* -120000 NTL INC. COM 629407107 586337 6317435 SH DEFINED 01 371583 5945852 O.M. GROUP INC. COM 670872100 154047 3385650 SH DEFINED 01 3385650 ONEOK INC. COM 682680103 -13125 -525000 SH DEFINED 01* -525000 PENTON MEDIA INC. COM 709668107 33020 1270000 SH DEFINED 01 1270000 PINNACLE HOLDINGS INC. COM 72346N101 13354 241700 SH DEFINED 241700 POLO RALPH LAUREN CORP. CL A 731572103 190207 10178300 SH DEFINED 01 150000 10028300 PREMIER PARKS INC. COM 740540208 60931 2901500 SH DEFINED 01 2901500 PRIMACOM AG SPND ADR 74154N108 11578 250000 SH DEFINED 250000 PRIMEDIA INC. COM 74157K101 12160 380000 SH DEFINED 380000 PROVINCE HEALTHCARE CO. COM 743977100 12094 422500 SH DEFINED 422500 PRISON REALTY TRUST INC. COM 74264N105 60 19500 SH DEFINED 01* 19500 RADIO ONE INC. CL A 75040P108 77225 1159100 SH DEFINED 01 1159100 RCN CORPORATION COM 749361101 40002 742500 SH DEFINED 01 742500 ROBERT HALF INTERNATIONAL INC. COM 770323103 383582 8086050 SH DEFINED 01 673000 7413050 RURAL CELLULAR CORPORATION CL A 781904107 86595 1281700 SH DEFINED 01 1281700 SAGA COMMUNICATIONS INC. COM 786598102 118653 6204058 SH DEFINED 01 725266 5478792 SBA COMMUNICATIONS CORP. COM 78388J106 50499 1147700 SH DEFINED 01 1147700 SEACOR SMIT INC. COM 811904101 98200 1626500 SH DEFINED 01 1626500 SFX ENTERTAINMENT CL A 784178105 46428 1137600 SH DEFINED 01 200000 937600 S&P DEPOSITORY RECEIPTS UNT SER1 78462F103 -43814 -291000 SH DEFINED 01* -291000 SIRIUS SATELLITE RADIO INC. COM 82966U103 38760 680000 SH DEFINED 01 680000 SMART & FINAL INC. COM 831683107 44918 6039459 SH DEFINED 01 6039459 SOTHEBY'S HOLDINGS INC. CL A 835898107 425558 23081100 SH DEFINED 01 842500 22238600 SOUTHERN UNION CO. COM 844030106 93061 5152142 SH DEFINED 01 125000 5027142 SPIEKER PROPERTY INC. COM 848497103 1046 23500 SH DEFINED 01* 23500 STEINER LEISURE LTD. ORD P8744Y102 4235 220000 SH DEFINED 220000 SUN COMMUNITIES INC. COM 866674104 1343 46500 SH DEFINED 01* 46500 SUN INTERNATIONAL HOTELS LTD. ORD P8797T133 114618 5877850 SH DEFINED 01 245900 5631950 SUNBURST HOPSITALITY CORP. COM 866948102 4529 917292 SH DEFINED 01* 65333 851959 THE SPORTS CLUB COMPANY COM 84917P100 4847 1292500 SH DEFINED 1292500 TODD AO CORPORATION CL A 888896107 35535 1030000 SH DEFINED 1030000 UNITED RENTALS INC. COM 911363109 13800 800000 SH DEFINED 01 800000 UNITEDGLOBAL.COM INC. CL A 913247508 197977 2637500 SH DEFINED 01 2637500 UNIVISION COMMUNICATIONS INC. CL A 914906102 52025 460400 SH DEFINED 01 460400 VAIL RESORTS INC. COM 91879Q109 190280 12000300 SH DEFINED 01 133000 1821300 WESTWOOD ONE INC. COM 961815107 131279 3621500 SH DEFINED 01 3621500 WILLIAMS SONOMA INC. COM 969904101 26040 840000 SH DEFINED 01 840000 WINK COMMUNICATIONS COM 974168106 7176 215000 SH DEFINED 01 215000 WORLD WRESTLING FEDERATION INC. CL A 98156Q108 5320 300000 SH DEFINED 300000 XM SATELLITE RADIO HOLDINGS INC. CL A 983759101 37595 1078000 SH DEFINED 01 50000 1028000 YANKEE CANDLE INC. COM 984757104 13472 852000 SH DEFINED 01 852000 - -------------------- * 01 Manager only owns this security.
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