-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DaR5wAzeXe1rXnGGYjVqVAw2eqMvssyPt/wNpyQ7NQK/eH1FAMErZTK9wLeHtL2b 1xbXbLu4bALwmfqJKr8WfA== 0001017918-99-000049.txt : 19990813 0001017918-99-000049.hdr.sgml : 19990813 ACCESSION NUMBER: 0001017918-99-000049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAMCO INC /NY/ CENTRAL INDEX KEY: 0001017918 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133390015 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04011 FILM NUMBER: 99685664 BUSINESS ADDRESS: STREET 1: 767 PARK AVE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: 767 PARK AVE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 13F COMBINATION REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Instituional Investment Manager Filing this Report: Name: BAMCO, INC. Address: 767 Fifth Avenue, 49th floor New York, NY 10153 Form 13F File Number: 28-2116 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald Baron Title: Chief Executive Officer and Chairman Phone: (212) 583-2000 Signature, Place, and Dating of Signing: /s/ Ronald Baron New York, NY August 12, 1999 - ----------------- -------------- ---------------- Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-1678 BARON CAPITAL MANAGEMENT, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 108 Form 13F Information Table Value Total: $ 9,221,622 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-1678 BARON CAPITAL MANAGMENT, INC. Form 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- ---------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- -------- --- ---- ------- -------- -------- -------- -------- ALEXANDER'S INC. COM 014752109 30259 409600 SH DEFINED 01 409600 AMER CLASSIC VOYAGER CO. COM 024928103 1560 65000 SH DEFINED 65000 AMER MOBILE SATELLITE CORP. COM 02755R103 85119 5198100 SH DEFINED 01 497300 4700800 AMERICAN TOWER CORP. CL A 029912201 153786 6407750 SH DEFINED 01 295000 6112750 AMF BOWLING INC. COM 03113V109 94635 11216000 SH DEFINED 01 50000 11166000 APOLLO GROUP INC. CL A 037604105 37984 1430000 SH DEFINED 01 1430000 AURORA FOODS INC. COM 05164B106 17559 1003400 SH DEFINED 01 1003400 AVATAR HOLDINGS INC. COM 053494100 16636 878470 SH DEFINED 01 878470 AVTEAM INC. CL A 054527205 5484 750000 SH DEFINED 750000 AZURIX CORPORATION COM 05501M104 7585 370000 SH DEFINED 370000 BRASS EAGLE INC. COM 10553F106 375 20000 SH DEFINED 20000 BRISTOL HOTEL & RESORTS INC. COM 110041100 22326 2976800 SH DEFINED 01 2976800 BUDGET GROUP INC. CL A 119003101 37193 3020750 SH DEFINED 01 3020750 CALIBER LEARNING NETWORK INC. COM 129914107 5375 1131500 SH DEFINED 01 1131500 CAREER EDUCATION CORP. COM 141665109 24514 725000 SH DEFINED 01 725000 CARIBINER INTERNATIONAL INC. COM 141888107 6187 1000000 SH DEFINED 1000000 CD RADIO INC. COM 125127100 24756 812500 SH DEFINED 01 812500 CELLULAR COMMUNICATIONS OF PR COM 15116N108 37255 1307200 SH DEFINED 01 1307200 CENTENNIAL CELLULAR CORP. CL A 15133V208 2672 75000 SH DEFINED 75000 CENTRAL PARKING CORP. COM 154785109 24660 720000 SH DEFINED 01 720000 CENTURY COMMUNICATIONS CORP. CL A 156503104 96609 2100200 SH DEFINED 01 2100200 CHARLES SCHWAB CORP. COM 808513105 1681954 15334050 SH DEFINED 01 1440000 13894050 CHOICE HOTELS INTERNATIONAL INC. COM 169905106 383498 19417613 SH DEFINED 01 1303600 18114013 CHOICEPOINT INC. COM 170388102 170759 2543900 SH DEFINED 01 2543900 CITADEL COMMUNICATIONS CORP. COM 172853202 16719 462000 SH DEFINED 01 462000 CITIZEN UTILITIES CO. DEL SERIES B 177342201 84420 7588300 SH DEFINED 01 7588300 COMMONWEALTH TELEPHONE ENTRPRS COM 203349105 27227 673299 SH DEFINED 01 673299 COMMNET CELLULAR INC. COM 202604203 9187 350000 SH DEFINED 350000 CORECOMM LTD.(BERMUDA) ORD G2422R109 115211 2387800 SH DEFINED 01 2387800 CORPORATE EXECUTIVE BOARD CO. COM 21988R102 12447 350000 SH DEFINED 350000 COUNSEL CORP. COM 22226R102 19142 3002700 SH DEFINED 01 3002700 COX RADIO INC. CL A 224051102 49259 908000 SH DEFINED 01 908000 CROSS TIMBERS OIL COMPANY COM 227573102 83076 5584925 SH DEFINED 01 5584925 CROWN CASTLE INTERNATIONAL CORP. COM 228227104 3788 182000 SH DEFINED 01 182000 DEVRY INC. COM 251893103 151998 6793200 SH DEFINED 01 400000 6393200 DONALDSON LUFKIN & JENRETTE DIRECT COM 257661504 442 15000 SH DEFINED 01 15000 DOLLAR TREE STORES INC. COM 256747106 206736 4698536 SH DEFINED 01 4698536 DVI INC. COM 233343102 47106 2750700 SH DEFINED 01 200000 2550700 EDUCATION MANAGEMENT CORP. COM 28139T101 49678 2394100 SH DEFINED 01 2394100 EL PASO ELECTRIC COMPANY COM NEW 283677854 8937 1000000 SH DEFINED 1000000 ELECTRIC LIGHTWAVE INC. CL A 284895109 11830 910000 SH DEFINED 910000 ENTERCOM COMMUNICATIONS CORP. CL A 293639100 6412 150000 SH DEFINED 150000 EQUITY MARKETING INC. COM 294724109 4150 400000 SH DEFINED 400000 FELCOR LODGING TRUST INC. COM 31430F101 22308 1075068 SH DEFINED 01 1075068 FLEXTRONICS INTERNATIONAL LTD. ORD Y2573F102 196248 3535994 SH DEFINED 01 3535994 FOUR SEASONS HOTEL INC. LTD VTG 35100E104 63503 1441200 SH DEFINED 01 1441200 GABELLI ASSET MANAGEMENT INC. CL A 36239Y102 10650 673500 SH DEFINED 01 673500 HCR MANOR CARE INC. COM 404134108 366254 15142300 SH DEFINED 01 1320000 13822300 HEIDRICK & STRUGGLES INT'L INC. COM 422819102 13775 725000 SH DEFINED 725000 HIGH SPEED ACCESS CORP. COM 42979U102 7687 300000 SH DEFINED 300000 HISPANIC BROADCASTING CORP. CL A 43357B104 287946 3795000 SH DEFINED 01 3795000 HYPERION TELECOMMUNICATION INC. CL A 44914K306 2822 150000 SH DEFINED 150000 INDUSTRIE NATUZZI Sp.A. ADR 456478106 159790 8220700 SH DEFINED 01 50000 8170700 INTRAWEST CORP. COM 460915200 4287 280000 SH DEFINED 01 280000 INVESTMENT TECHNOLOGY GROUP INC. COM 46145F105 9959 310000 SH DEFINED 01 310000 IRON MOUNTAIN INC. DEL. COM 46284P104 43818 1530750 SH DEFINED 01 1530750 IT GROUP INC. COM 465266104 21684 1350000 SH DEFINED 1350000 ITT EDUCATIONAL SERVICES INC. COM 45068B109 48854 1874500 SH DEFINED 01 1874500 KENNETH COLE PRODUCTIONS INC. CL A 193294105 21436 769000 SH DEFINED 01 769000 KIMCO REALTY CORP. COM 49446R109 37756 965000 SH DEFINED 01 965000 LAMAR ADVERTISING CO. CL A 512815101 6345 155000 SH DEFINED 155000 LEARNING TREE INTERNATIONAL INC. COM 522015106 34840 3185400 SH DEFINED 01 3185400 LIBBEY INC. COM 529898108 110591 3813500 SH DEFINED 01 3813500 LOEWS CINEPLEX ENTERTAINMENT CORP. COM 540423100 19031 1750000 SH DEFINED 1750000 MEDALLION FINANCIAL CORP. COM 583928106 5280 277000 SH DEFINED 01 277000 METRO NETWORKS INC. COM 591918107 108314 2029300 SH DEFINED 01 2029300 MIRAGE RESORTS INC. COM 60462E104 148654 8874850 SH DEFINED 01 8874850 MORTONS RESTAURANT GROUP INC. COM 619429103 9148 479900 SH DEFINED 479900
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- ---------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- -------- --- ---- ------- -------- -------- -------- -------- NTL INC. COM 629407107 403786 4684972 SH DEFINED 01 255333 4429639 O.M. GROUP COM 670872100 113493 3289650 SH DEFINED 01 3289650 OUTDOOR SYSTEMS INC COM 690057104 47089 1290101 SH DEFINED 01 1290101 POLO RALPH LAUREN CORP CL A 731572103 226043 11897000 SH DEFINED 01 11897000 POST PROPERTIES INC. COM 737464107 12164 296683 SH DEFINED 01 296683 PREMIER PARKS INC COM NEW 740540208 179799 4892500 SH DEFINED 01 4892500 PROVINCE HEALTHCARE CO COM 743977100 12675 650000 SH DEFINED 650000 PRISON REALTY TRUST INC. COM 74264N105 8625 878937 SH DEFINED 01 878937 QUORUM HEALTH GROUP INC. COM 749084109 26452 2105600 SH DEFINED 01 2105600 RADIO ONE INC. CL A 75040P108 27063 582000 SH DEFINED 582000 RESORTQUEST INTL INC COM 761183102 7342 890000 SH DEFINED 890000 ROBERT HALF INTL COM 770323103 242266 9385606 SH DEFINED 01 747000 8638606 RURAL CELLULAR CORP. CL A 781904107 12700 635000 SH DEFINED 635000 SAGA COMMUICATIONS CORP CL A 786598102 90223 4844215 SH DEFINED 01 575151 4269064 SEACOR SMIT INC. COM 811904101 94957 1774900 SH DEFINED 01 1774900 SFX ENTERTAINMENT CL A 784178105 29344 458500 SH DEFINED 01 458500 SMART & FINAL COM 831683107 72780 6931413 SH DEFINED 01 6931413 SOTHEBY'S HOLDINGS INC. CL A 835898107 903753 23705000 SH DEFINED 01 842500 22862500 SOUTHERN UNION COMPANY COM 844030106 69028 3173717 SH DEFINED 01 3173717 SPIEKER PPTY'S INC. COM 848497103 104679 2692700 SH DEFINED 01 2692700 STEIN MART INC. COM 858375108 21989 2345500 SH DEFINED 01 2345500 STEINER LEISURE LTD ORD P8744Y102 3031 100000 SH DEFINED 100000 STORAGE USA COM 861907103 12800 400000 SH DEFINED 400000 STRATEGIC DISTRIBUTION COM 862701208 2495 1078900 SH DEFINED 1078900 SUN COMMUNITIES COM 866674104 20803 586000 SH DEFINED 01 586000 SUN INTERNATIONAL HOTELS LTD. ORD P8797T133 208067 4649550 SH DEFINED 01 4649550 SUNBURST HOSPITALITY CORP COM 866948102 35127 5734947 SH DEFINED 01 65333 5669614 TAUBMAN CENTERS INC COM 876664103 10286 780000 SH DEFINED 780000 THE SPORTS CLUB COMPANY COM 84917P100 3413 827500 SH DEFINED 827500 TIME WARNER TELECOMMUNICATION INC. COM 887319101 580 20000 SH DEFINED 20000 TMP WORLDWIDE INC. COM 872941109 1270 20000 SH DEFINED 20000 UNITED INTL HOLDINGS INC CL A 910734102 154652 2286900 SH DEFINED 01 2286900 UNITED RENTALS INC. COM 911363109 16077 545000 SH DEFINED 01 545000 UNITED STATIONERS INC COM 913004107 10450 475000 SH DEFINED 475000 UNIVISION COMMUNICATIONS CL A 914906102 87275 1342700 SH DEFINED 01 1342700 UNOVA INC. COM 91529B106 15460 973850 SH DEFINED 01 973850 VAIL RESORTS INC. COM 91879Q109 210803 11911300 SH DEFINED 01 124000 1721300 WILLIAMS SONOMA COM 969904101 36731 1055100 SH DEFINED 01 1055100 YOUNG & RUBICAM INC. COM 987425105 454 10000 SH DEFINED 01* 10000 YOUNG BDCST INC. CL A 987434107 48113 1130400 SH DEFINED 01 1130400 - ------------------------------------------- * 01 Manager only owns this security.
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