The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHATEC HOLDINGS INC | Com | 02081G201 | 742 | 220,301 | SH | DFND | 1 | 742 | 0 | 0 | |
BP PLC - SPONS ADR | Com | 055622104 | 13,369 | 290,000 | SH | DFND | 0 | 13,369 | 0 | 0 | |
BP PLC - SPONS ADR | Com | 055622104 | 5,071 | 110,000 | SH | DFND | 1 | 5,071 | 0 | 0 | |
COMMUNITY HEALTH SYSTEMS | Com | 203668116 | 8 | 1,400,000 | SH | DFND | 0 | 8 | 0 | 0 | |
COMMUNITY HEALTH SYSTEMS | Com | 203668116 | 4 | 600,000 | SH | DFND | 1 | 4 | 0 | 0 | |
GLAXOSMITHKLINE PLC-SPON | Com | 37733W105 | 4,780 | 119,000 | SH | DFND | 0 | 4,780 | 0 | 0 | |
GLAXOSMITHKLINE PLC-SPON | Com | 37733W105 | 11,288 | 281,000 | SH | DFND | 1 | 11,288 | 0 | 0 | |
MERCK & CO INC | Com | 58933Y105 | 14,188 | 200,000 | SH | DFND | 0 | 14,188 | 0 | 0 | |
MERCK & CO INC | Com | 58933Y105 | 7,094 | 100,000 | SH | DFND | 1 | 7,094 | 0 | 0 | |
NEWTEK BUSINESS SERVICES INC | Com | 652526203 | 11 | 516 | SH | DFND | 0 | 11 | 0 | 0 | |
NEWTEK BUSINESS SERVICES INC | Com | 652526203 | 337 | 16,076 | SH | DFND | 1 | 337 | 0 | 0 | |
PTC THERAPEUTICS INC | Com | 69366J200 | 384 | 8,180 | SH | DFND | 0 | 384 | 0 | 0 | |
PFIZER INC | Com | 717081103 | 1,026 | 23,275 | SH | DFND | 0 | 1,026 | 0 | 0 | |
PFIZER INC | Com | 717081103 | 16,602 | 376,725 | SH | DFND | 1 | 16,602 | 0 | 0 | |
ROYAL DUTCH SHELL PLC-ADR A | Com | 780259206 | 6,814 | 100,000 | SH | DFND | 0 | 6,814 | 0 | 0 | |
ROYAL DUTCH SHELL PLC-ADR A | Com | 780259206 | 6,814 | 100,000 | SH | DFND | 1 | 6,814 | 0 | 0 | |
SANOFI-AVENTIS | Com | 80105N105 | 6,701 | 150,000 | SH | DFND | 0 | 6,701 | 0 | 0 | |
SANOFI-AVENTIS | Com | 80105N105 | 13,401 | 300,000 | SH | DFND | 1 | 13,401 | 0 | 0 | |
STAGE STORES INC | Com | 85254C305 | 32 | 16,491 | SH | DFND | 0 | 32 | 0 | 0 | |
TOTAL SA-SOPN ADR | Com | 89151E109 | 6,439 | 100,000 | SH | DFND | 0 | 6,439 | 0 | 0 | |
TOTAL SA-SOPN ADR | Com | 89151E109 | 12,878 | 200,000 | SH | DFND | 1 | 12,878 | 0 | 0 | |
WESTERN UNION CO THE | Com | 959802109 | 9,530 | 500,000 | SH | DFND | 0 | 9,530 | 0 | 0 | |
WESTERN UNION CO THE | Com | 959802109 | 3,812 | 200,000 | SH | DFND | 1 | 3,812 | 0 | 0 | |
WILLIAMS COMPANIES INC | Com | 969457100 | 9,517 | 350,000 | SH | DFND | 0 | 9,517 | 0 | 0 |