The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 667 3,500 SH   SOLE   3,500 0 0
ALPHABET INC CAP STK CL C 02079K107 642 620 SH   SOLE   620 0 0
AMGEN INC COM 031162100 830 4,264 SH   SOLE   4,264 0 0
APPLE INC COM 037833100 438 2,775 SH   SOLE   2,775 0 0
APPLE INC COM 037833100 1 300 SH Put SOLE   300 0 0
AT&T INC COM 00206R102 285 10,000 SH   SOLE   10,000 0 0
AXSOME THERAPEUTICS INC COM 05464T104 2,562 908,429 SH   SOLE   908,429 0 0
BANDWIDTH INC COM CL A 05988J103 248 6,084 SH   SOLE   6,084 0 0
BANK AMER CORP COM 060505104 493 20,000 SH   SOLE   20,000 0 0
BGC PARTNERS INC CL A 05541T101 177 34,177 SH   SOLE   34,177 0 0
BLACKROCK INC COM 09247X101 275 700 SH   SOLE   700 0 0
BLACKROCK LTD DURATION INC T COM SHS 09249W101 154 11,516 SH   SOLE   11,516 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 1,397 26,873 SH   SOLE   26,873 0 0
CAPITAL ONE FINL CORP COM 14040H105 11,429 151,194 SH   SOLE   151,194 0 0
CENTURYLINK INC COM 156700106 175 11,551 SH   SOLE   11,551 0 0
CIDARA THERAPEUTICS INC COM 171757107 1,134 482,357 SH   SOLE   482,357 0 0
CLOROX CO DEL COM 189054109 1,340 8,693 SH   SOLE   8,693 0 0
CUMMINS INC COM 231021106 468 3,500 SH   SOLE   3,500 0 0
DARDEN RESTAURANTS INC COM 237194105 1,550 15,519 SH   SOLE   15,519 0 0
DISNEY WALT CO COM DISNEY 254687106 417 3,801 SH   SOLE   3,801 0 0
DOWDUPONT INC COM 26078J100 267 5,000 SH   SOLE   5,000 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 432 5,000 SH   SOLE   5,000 0 0
EATON CORP PLC SHS G29183103 481 7,000 SH   SOLE   7,000 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100 138 13,986 SH   SOLE   13,986 0 0
ENBRIDGE INC COM 29250N105 1,332 42,852 SH   SOLE   42,852 0 0
EVERGY INC COM 30034W106 1,752 30,863 SH   SOLE   30,863 0 0
EXXON MOBIL CORP COM 30231G102 307 4,500 SH   SOLE   4,500 0 0
FASTENAL CO COM 311900104 390 7,451 SH   SOLE   7,451 0 0
FIRSTENERGY CORP COM 337932107 1,591 42,374 SH   SOLE   42,374 0 0
GENERAL MTRS CO COM 37045V100 317 9,462 SH   SOLE   9,462 0 0
HASBRO INC COM 418056107 484 5,952 SH   SOLE   5,952 0 0
HOME DEPOT INC COM 437076102 344 2,000 SH   SOLE   2,000 0 0
HONEYWELL INTL INC COM 438516106 595 4,500 SH   SOLE   4,500 0 0
ILLINOIS TOOL WKS INC COM 452308109 507 4,000 SH   SOLE   4,000 0 0
ISHARES TR MORTGE REL ETF 46435G342 350 8,763 SH   SOLE   8,763 0 0
JPMORGAN CHASE & CO COM 46625H100 400 4,100 SH   SOLE   4,100 0 0
KELLOGG CO COM 487836108 362 6,358 SH   SOLE   6,358 0 0
KEYCORP NEW COM 493267108 598 40,462 SH   SOLE   40,462 0 0
KIMBERLY CLARK CORP COM 494368103 536 4,700 SH   SOLE   4,700 0 0
KOHLS CORP COM 500255104 1,006 15,164 SH   SOLE   15,164 0 0
KURA ONCOLOGY INC COM 50127T109 3,057 217,750 SH   SOLE   217,750 0 0
MEDTRONIC PLC SHS G5960L103 318 3,500 SH   SOLE   3,500 0 0
MERCK & CO INC COM 58933Y105 382 5,000 SH   SOLE   5,000 0 0
MERCK & CO INC COM 58933Y105 9 2,000 SH Call SOLE   2,000 0 0
MICROSOFT CORP COM 594918104 396 3,900 SH   SOLE   3,900 0 0
NEURALSTEM INC COM NEW 64127R401 51 164,394 SH   SOLE   164,394 0 0
NEWMARK GROUP INC CL A 65158N102 125 15,644 SH   SOLE   15,644 0 0
PEPSICO INC COM 713448108 828 7,498 SH   SOLE   7,498 0 0
PFIZER INC COM 717081103 1,544 35,379 SH   SOLE   35,379 0 0
PROCTER AND GAMBLE CO COM 742718109 552 6,000 SH   SOLE   6,000 0 0
RA MED SYS INC COM 74933X104 703 88,457 SH   SOLE   88,457 0 0
RESTAURANT BRANDS INTL INC COM 76131D103 1,392 26,618 SH   SOLE   26,618 0 0
SANOFI SPONSORED ADR 80105N105 1,517 34,957 SH   SOLE   34,957 0 0
SPDR SER TR SPDR BLOOMBERG 78468R663 16,470 180,082 SH   SOLE   180,082 0 0
TARGET CORP COM 87612E106 250 3,785 SH   SOLE   3,785 0 0
THOMSON REUTERS CORP COM NEW 884903709 1,677 34,722 SH   SOLE   34,722 0 0
WASTE MGMT INC DEL COM 94106L109 561 6,300 SH   SOLE   6,300 0 0
WELLS FARGO CO NEW COM 949746101 1,538 33,385 SH   SOLE   33,385 0 0
WILLIAMS COS INC DEL COM 969457100 449 20,344 SH   SOLE   20,344 0 0