SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Walker Sean N

(Last) (First) (Middle)
NUMBER ONE GENERAL MILLS BLVD

(Street)
MINNEAPOLIS MN 55426

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/01/2019
3. Issuer Name and Ticker or Trading Symbol
GENERAL MILLS INC [ GIS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Group President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 63,094.607 D
Common Stock 218.63 I By Trust(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock (2) (2) Common Stock 14.462 (2) D
Non-Qualified Stock Option (right to buy) 06/28/2015 07/28/2021 Common Stock 26,337 $37.21 D
Non-Qualified Stock Option (right to buy) 06/28/2014 07/28/2020 Common Stock 33,690 $37.4 D
Non-Qualified Stock Option (right to buy) 06/26/2016 07/26/2022 Common Stock 29,489 $38.15 D
Non-Qualified Stock Option (right to buy) 06/26/2022 07/26/2028 Common Stock 43,422 $46.06 D
Non-Qualified Stock Option (right to buy) 06/25/2017 07/25/2023 Common Stock 27,157 $48.33 D
Non-Qualified Stock Option (right to buy) 06/24/2018 07/24/2024 Common Stock 20,019 $53.7 D
Non-Qualified Stock Option (right to buy) 06/27/2021 07/27/2027 Common Stock 36,023 $55.52 D
Non-Qualified Stock Option (right to buy) 06/30/2019 07/31/2025 Common Stock 25,872 $55.72 D
Non-Qualified Stock Option (right to buy) 06/21/2020 07/21/2026 Common Stock 30,066 $66.52 D
Explanation of Responses:
1. Held in Trust by the Trustee of the General Mills Savings Plan.
2. Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash bonus and salary under the 2011 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.
/s/ Christopher A. Rauschl For: Sean N. Walker 02/05/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.