The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BP PLC - SPONS ADR | Com | 055622104 | 10,997 | 290,000 | SH | DFND | 0 | 10,997 | 0 | 0 | |
BP PLC - SPONS ADR | Com | 055622104 | 4,171 | 110,000 | SH | DFND | 1 | 4,171 | 0 | 0 | |
COMMUNITY HEALTH SYSTEMS | Com | 203668116 | 1 | 1,400,000 | SH | DFND | 0 | 1 | 0 | 0 | |
COMMUNITY HEALTH SYSTEMS | Com | 203668116 | 1 | 600,000 | SH | DFND | 1 | 1 | 0 | 0 | |
GLAXOSMITHKLINE PLC-SPON | Com | 37733W105 | 4,547 | 119,000 | SH | DFND | 0 | 4,547 | 0 | 0 | |
GLAXOSMITHKLINE PLC-SPON | Com | 37733W105 | 10,737 | 281,000 | SH | DFND | 1 | 10,737 | 0 | 0 | |
MERCK & CO INC | Com | 58933Y105 | 15,282 | 200,000 | SH | DFND | 0 | 15,282 | 0 | 0 | |
MERCK & CO INC | Com | 58933Y105 | 7,641 | 100,000 | SH | DFND | 1 | 7,641 | 0 | 0 | |
NEWTEK BUSINESS SERVICES INC | Com | 652526203 | 2 | 126 | SH | DFND | 0 | 2 | 0 | 0 | |
NEWTEK BUSINESS SERVICES INC | Com | 652526203 | 290 | 16,639 | SH | DFND | 1 | 290 | 0 | 0 | |
PTC THERAPEUTICS INC | Com | 69366J200 | 281 | 8,180 | SH | DFND | 0 | 281 | 0 | 0 | |
PFIZER INC | Com | 717081103 | 156 | 3,575 | SH | DFND | 0 | 156 | 0 | 0 | |
PFIZER INC | Com | 717081103 | 17,304 | 396,425 | SH | DFND | 1 | 17,304 | 0 | 0 | |
ROYAL DUTCH SHELL PLC-ADR A | Com | 780259206 | 5,827 | 100,000 | SH | DFND | 0 | 5,827 | 0 | 0 | |
ROYAL DUTCH SHELL PLC-ADR A | Com | 780259206 | 5,827 | 100,000 | SH | DFND | 1 | 5,827 | 0 | 0 | |
SANOFI-AVENTIS | Com | 80105N105 | 6,512 | 150,000 | SH | DFND | 0 | 6,512 | 0 | 0 | |
SANOFI-AVENTIS | Com | 80105N105 | 13,023 | 300,000 | SH | DFND | 1 | 13,023 | 0 | 0 | |
STAGE STORES INC | Com | 85254C305 | 12 | 16,491 | SH | DFND | 0 | 12 | 0 | 0 | |
TOTAL SA-SOPN ADR | Com | 89151E109 | 5,218 | 100,000 | SH | DFND | 0 | 5,218 | 0 | 0 | |
TOTAL SA-SOPN ADR | Com | 89151E109 | 10,436 | 200,000 | SH | DFND | 1 | 10,436 | 0 | 0 | |
WESTERN UNION CO THE | Com | 959802109 | 8,530 | 500,000 | SH | DFND | 0 | 8,530 | 0 | 0 | |
WESTERN UNION CO THE | Com | 959802109 | 3,412 | 200,000 | SH | DFND | 1 | 3,412 | 0 | 0 | |
WILLIAMS COMPANIES INC | Com | 969457100 | 7,718 | 350,000 | SH | DFND | 0 | 7,718 | 0 | 0 |