The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AAC HLDGS INC | COM | 000307108 | 2,710 | 1,936,027 | SH | DFND | 1,936,027 | 0 | 0 | ||
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 15,966 | 621,000 | SH | DFND | 621,000 | 0 | 0 | ||
ACCELERON PHARMA INC | COM | 00434H108 | 60,384 | 1,386,541 | SH | DFND | 1,386,541 | 0 | 0 | ||
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 43,552 | 5,893,416 | SH | DFND | 5,893,416 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 54,821 | 1,518,596 | SH | DFND | 1,518,596 | 0 | 0 | ||
ADDUS HOMECARE CORP | COM | 006739106 | 15,809 | 232,900 | SH | DFND | 232,900 | 0 | 0 | ||
ALIMERA SCIENCES INC | COM | 016259103 | 4,347 | 6,052,935 | SH | DFND | 6,052,935 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 24,059 | 180,000 | SH | DFND | 180,000 | 0 | 0 | ||
ALLOGENE THERAPEUTICS INC | COM | 019770106 | 8,801 | 326,797 | SH | DFND | 326,797 | 0 | 0 | ||
ALPINE IMMUNE SCIENCES INC | COM | 02083G100 | 1,750 | 475,450 | SH | DFND | 475,450 | 0 | 0 | ||
ANAPTYSBIO INC | COM | 032724106 | 47,424 | 743,439 | SH | DFND | 743,439 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 24,950 | 95,000 | SH | DFND | 95,000 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 5,304 | 2,962,922 | SH | DFND | 2,962,922 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 45,345 | 472,000 | SH | DFND | 472,000 | 0 | 0 | ||
ARVINAS INC | COM | 04335A105 | 11,838 | 921,234 | SH | DFND | 921,234 | 0 | 0 | ||
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 31,644 | 505,098 | SH | DFND | 505,098 | 0 | 0 | ||
ATHENEX INC | COM | 04685N103 | 7,750 | 610,700 | SH | DFND | 610,700 | 0 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 10,530 | 493,901 | SH | DFND | 493,901 | 0 | 0 | ||
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 7,736 | 235,576 | SH | DFND | 235,576 | 0 | 0 | ||
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 7,023 | 2,722,241 | SH | DFND | 2,722,241 | 0 | 0 | ||
AXOGEN INC | COM | 05463X106 | 2,138 | 104,674 | SH | DFND | 104,674 | 0 | 0 | ||
AXOVANT SCIENCES LTD | COM | G0750W104 | 9,960 | 10,000,000 | SH | DFND | 10,000,000 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 55,770 | 6,910,789 | SH | DFND | 6,910,789 | 0 | 0 | ||
BIOSCRIP INC | COM | 09069N108 | 2,738 | 767,000 | SH | DFND | 767,000 | 0 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 28,087 | 521,000 | SH | DFND | 521,000 | 0 | 0 | ||
BROOKDALE SR LIVING INC | COM | 112463104 | 28,414 | 4,240,855 | SH | DFND | 4,240,855 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 32,976 | 286,000 | SH | DFND | 286,000 | 0 | 0 | ||
CONSTELLATION PHARMCETICLS I | COM | 210373106 | 2,550 | 635,843 | SH | DFND | 635,843 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 37,137 | 566,800 | SH | Call | DFND | 566,800 | 0 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 10,571 | 1,343,181 | SH | DFND | 1,343,181 | 0 | 0 | ||
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 9,400 | 622,548 | SH | DFND | 622,548 | 0 | 0 | ||
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 12,754 | 607,633 | SH | DFND | 607,633 | 0 | 0 | ||
DEXCOM INC | NOTE 0.750% 5/1 | 252131AF4 | 73,718 | 55,000,000 | PRN | DFND | 55,000,000 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 25,250 | 2,500,000 | SH | DFND | 2,500,000 | 0 | 0 | ||
DIPLOMAT PHARMACY INC | COM | 25456K101 | 31,617 | 2,348,993 | SH | DFND | 2,348,993 | 0 | 0 | ||
EDITAS MEDICINE INC | COM | 28106W103 | 26,364 | 1,158,841 | SH | DFND | 1,158,841 | 0 | 0 | ||
EHEALTH INC | COM | 28238P109 | 41,355 | 1,076,402 | SH | DFND | 1,076,402 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 8,140 | 129,000 | SH | DFND | 129,000 | 0 | 0 | ||
EXACT SCIENCES CORP | DBCV 1.000% 1/1 | 30063PAA3 | 16,499 | 15,000,000 | PRN | DFND | 15,000,000 | 0 | 0 | ||
EYENOVIA INC | COM | 30234E104 | 855 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 21,232 | 1,654,865 | SH | DFND | 1,654,865 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 26,458 | 288,407 | SH | DFND | 288,407 | 0 | 0 | ||
GLAUKOS CORP | COM | 377322102 | 28,310 | 504,000 | SH | DFND | 504,000 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 10,627 | 109,117 | SH | DFND | 109,117 | 0 | 0 | ||
HISTOGENICS CORP | COM | 43358V109 | 26 | 296,099 | SH | DFND | 296,099 | 0 | 0 | ||
HOMOLOGY MEDICINES INC | COM | 438083107 | 116,877 | 5,227,035 | SH | DFND | 5,227,035 | 0 | 0 | ||
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 112,678 | 113,532,000 | PRN | DFND | 113,532,000 | 0 | 0 | ||
HORIZON PHARMA PLC | SHS | G4617B105 | 133,375 | 6,825,719 | SH | DFND | 6,825,719 | 0 | 0 | ||
IGI LABORATORIES INC | NOTE 3.750%12/1 | 449575AB5 | 3,628 | 3,733,000 | PRN | DFND | 3,733,000 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 26,160 | 1,833,202 | SH | DFND | 1,833,202 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 16,933 | 400,781 | SH | DFND | 400,781 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 53,020 | 57,791,000 | PRN | DFND | 57,791,000 | 0 | 0 | ||
INTERSECT ENT INC | COM | 46071F103 | 58,569 | 2,078,375 | SH | DFND | 2,078,375 | 0 | 0 | ||
INVITAE CORP | COM | 46185L103 | 7,610 | 688,062 | SH | DFND | 688,062 | 0 | 0 | ||
KALVISTA PHARMACEUTICALS INC | COM | 483497103 | 12,838 | 650,000 | SH | DFND | 650,000 | 0 | 0 | ||
KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 4,451 | 475,000 | SH | DFND | 475,000 | 0 | 0 | ||
KEMPHARM INC | NOTE 5.500% 2/0 | 488445AB3 | 39,363 | 65,423,000 | PRN | DFND | 65,423,000 | 0 | 0 | ||
KINIKSA PHARMACEUTICALS LTD | COM CL A | G5269C101 | 31,709 | 1,128,822 | SH | DFND | 1,128,822 | 0 | 0 | ||
LIVANOVA PLC | SHS | G5509L101 | 6,540 | 71,500 | SH | DFND | 71,500 | 0 | 0 | ||
MANNKIND CORP | COM NEW | 56400P706 | 1,000 | 943,298 | SH | DFND | 943,298 | 0 | 0 | ||
MEIRAGTX HOLDINGS PLC | COM | G59665102 | 2,256 | 234,000 | SH | DFND | 234,000 | 0 | 0 | ||
MELINTA THERAPEUTICS INC | COM | 58549G100 | 265 | 333,902 | SH | DFND | 333,902 | 0 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 37,096 | 874,486 | SH | DFND | 874,486 | 0 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 17,639 | 151,772 | SH | DFND | 151,772 | 0 | 0 | ||
MORPHOSYS AG | SPONSORED ADS | 617760202 | 15,180 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 77,645 | 2,833,741 | SH | DFND | 2,833,741 | 0 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 48,713 | 997,000 | SH | DFND | 997,000 | 0 | 0 | ||
NATERA INC | COM | 632307104 | 17,492 | 1,253,000 | SH | DFND | 1,253,000 | 0 | 0 | ||
NEOS THERAPEUTICS INC | COM | 64052L106 | 2,030 | 1,230,267 | SH | DFND | 1,230,267 | 0 | 0 | ||
NEURONETICS INC | COM | 64131A105 | 3,077 | 159,000 | SH | DFND | 159,000 | 0 | 0 | ||
NEVRO CORP | COM | 64157F103 | 35,556 | 914,273 | SH | DFND | 914,273 | 0 | 0 | ||
NEVRO CORP | NOTE 1.750% 6/0 | 64157FAA1 | 92,273 | 100,000,000 | PRN | DFND | 100,000,000 | 0 | 0 | ||
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 7,352 | 7,000,000 | PRN | DFND | 7,000,000 | 0 | 0 | ||
NUVECTRA CORP | COM | 67075N108 | 2,108 | 129,000 | SH | DFND | 129,000 | 0 | 0 | ||
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 126,211 | 8,023,600 | SH | DFND | 8,023,600 | 0 | 0 | ||
ORTHOPEDIATRICS CORP | COM | 68752L100 | 2,032 | 58,247 | SH | DFND | 58,247 | 0 | 0 | ||
OSMOTICA PHARMACEUTICALS PLC | SHS | G6S41R101 | 8,821 | 1,138,256 | SH | DFND | 1,138,256 | 0 | 0 | ||
PFENEX INC | COM | 717071104 | 3,412 | 1,069,514 | SH | DFND | 1,069,514 | 0 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 32,743 | 1,677,414 | SH | DFND | 1,677,414 | 0 | 0 | ||
PROTEON THERAPEUTICS INC | COM | 74371L109 | 2,781 | 1,224,899 | SH | DFND | 1,224,899 | 0 | 0 | ||
PROTEOSTASIS THERAPEUTICS IN | COM | 74373B109 | 1,358 | 419,000 | SH | DFND | 419,000 | 0 | 0 | ||
RA MED SYS INC | COM | 74933X104 | 862 | 108,400 | SH | DFND | 108,400 | 0 | 0 | ||
RA PHARMACEUTICALS INC | COM | 74933V108 | 27,336 | 1,502,000 | SH | DFND | 1,502,000 | 0 | 0 | ||
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 20,420 | 364,000 | SH | DFND | 364,000 | 0 | 0 | ||
RHYTHM PHARMACEUTICALS INC | COM | 76243J105 | 7,822 | 291,005 | SH | DFND | 291,005 | 0 | 0 | ||
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 4,150 | 280,000 | SH | DFND | 280,000 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 37,301 | 341,800 | SH | DFND | 341,800 | 0 | 0 | ||
SAVARA INC | COM | 805111101 | 1,893 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
SELECT MED HLDGS CORP | COM | 81619Q105 | 21,227 | 1,382,890 | SH | DFND | 1,382,890 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 19,991 | 1,572,891 | SH | DFND | 1,572,891 | 0 | 0 | ||
SYNLOGIC INC | COM | 87166L100 | 7,765 | 1,107,643 | SH | DFND | 1,107,643 | 0 | 0 | ||
SYROS PHARMACEUTICALS INC | COM | 87184Q107 | 7,068 | 1,268,945 | SH | DFND | 1,268,945 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 21,026 | 553,765 | SH | DFND | 553,765 | 0 | 0 | ||
TELIGENT INC NEW | NOTE 4.750% 5/0 | 87960WAA2 | 6,539 | 9,567,000 | PRN | DFND | 9,567,000 | 0 | 0 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 38,698 | 332,000 | SH | DFND | 332,000 | 0 | 0 | ||
VERICEL CORP | COM | 92346J108 | 64,831 | 3,725,900 | SH | DFND | 3,725,900 | 0 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 1,106 | 117,647 | SH | DFND | 117,647 | 0 | 0 | ||
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 32,195 | 23,625,000 | PRN | DFND | 23,625,000 | 0 | 0 | ||
XERIS PHARMACEUTICALS INC | COM | 98422L107 | 42,477 | 2,498,666 | SH | DFND | 2,498,666 | 0 | 0 |